RIV Insider Trading - RiverNorth Opportunities Fund, Inc.

전체 내부자

내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

가장 높은 순위의 주식을 확인하세요

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

가장 높은 순위의 주식을 확인하세요

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

N/A

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

N/A

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

RiverNorth Opportunities Fund, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

See our leaderboard of most profitable insider traders.

내부자	소유 지분	주식 분할
Alps Advisors Inc -	0	0
Alps Holdings Inc	0
Edmund J Burke	0
Patrick D Buchanan	0
Kathryn Burns	0
John K Carter	0
Thomas Anthony Carter	0
Marcus L Collins	0
Dst Systems Inc	0
Troy Anthony Duran	0
Allen French	0
Galley Patrick W. Director - [D]	330,695	330,695
John Wayne Hutchens Director - [D]	7,763	7,996

내부자	소유 지분	주식 분할
Aisha Hunt	0
Jill Kerschen	0
Sareena Khwaja-Dixon	0
Andrea E Kuchli	0
Jeremy O May	0
Andrew P Meloni	0
Mohrhardt Jonathan M.	0
Christopher Moore	0
Lisa Bruckert Mougin Director - [D]	0	0
Abigail J Murray	0
Erin Douglas Nelson	0
Richard Craig Noyes	0
Stephen Andrew O'Neill -	94,768	94,768

내부자	소유 지분	주식 분할
Oakes John S. Director - [D]	1,967	2,026
William R Jr Parmentier	0
Rivernorth Capital Management, Llc -	0	0
Jerry Raio Director - [D]	8,412	8,412
RiverNorth Financial Holdings, LLC -	0	0
RiverNorth Strategic Holdings, LLC -	102,395	102,395
Valerie Lynn Ruppel	0
SS&C Technologies Holdings Inc	0
Brian H Schmucker -	0	0
Michael Sleightholme	0
Laton Spahr	0
Matthew Sutula	0
David Swanson Director - [D]	1,376	1,417
Bradley J Swenson	0

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 RIV / RiverNorth Opportunities Fund, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최고까지 일수	최고에서 가격	최고 이익 ($)	최고 수익률 (%)
2023-10-27	Raio Jerry	2,500	9.7400	2,575	9.4563	24,350	342	12.9500	8,996	36.95
2023-04-10	Raio Jerry	1,500	11.5500	1,545	11.2136	17,325
2022-11-15	Galley Patrick W.	41,899	0.0000	43,156	0.0000	0
2022-11-08	HUTCHENS JOHN WAYNE	2,773	11.9300	2,856	11.5825	33,082
2022-01-24	O'Neill Stephen Andrew	1,200	14.9200	1,236	14.4854	17,904
2022-01-24	O'Neill Stephen Andrew	200	14.9700	206	14.5340	2,994
2022-01-24	O'Neill Stephen Andrew	1,198	14.9200	1,234	14.4854	17,874
2022-01-24	O'Neill Stephen Andrew	200	14.9500	206	14.5146	2,990
2022-01-24	O'Neill Stephen Andrew	500	14.9400	515	14.5049	7,470

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

RIV / RiverNorth Opportunities Fund, Inc. Insider Trades

내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 RIV / RiverNorth Opportunities Fund, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일	내부자	보고된 지분	보고된 가격	조정된 지분	조정된 가격	가격 기준	최저까지 일수	최저에서 가격	회피된 최대 손실($)	회피된 최대 손실율(%)
2021-06-04	Schmucker Brian H	4,000	17.8800	4,120	17.3592	71,520	342	12.9000	-18,372	-25.69
2021-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	4,917	18.0400	5,065	17.5146	88,703
2021-05-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	8,800	18.0900	9,064	17.5631	159,192
2021-04-30	RIVERNORTH CAPITAL MANAGEMENT, LLC	5,302	17.6800	5,461	17.1650	93,739
2021-04-23	RIVERNORTH CAPITAL MANAGEMENT, LLC	5,000	17.4700	5,150	16.9612	87,350
2021-04-13	RIVERNORTH CAPITAL MANAGEMENT, LLC	7,114	17.7700	7,327	17.2524	126,416
2021-04-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	4,000	17.6000	4,120	17.0874	70,400
2021-04-01	Schmucker Brian H	7,616	17.5400	7,844	17.0291	133,585
2021-03-31	Schmucker Brian H	15,000	17.3800	15,450	16.8738	260,700

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일	거래일	양식	내부자	티커	증권 소유권	코드	직접	단위 가격	단위 변동	가치 변동 (단위: 1,000)	잔여 주식
2025-10-14	2025-10-10	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	J - Other	D	11.9500	15,000	179	94,768
2025-10-14	2025-10-10	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	J - Other	D	11.9500	3,834	46	8,412
2025-10-14	2025-10-10	4	RiverNorth Strategic Holdings, LLC	RIV	Common Stock	J - Other	D	11.9500	25,599	306	102,395
2025-10-14	2025-10-10	4	Galley Patrick W.	RIV	Common Shares of Beneficial Interest	J - Other	D	11.9500	112,213	1,341	330,695
2025-09-18		3	RiverNorth Financial Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				0
2025-07-10		3/A	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				76,796
2024-11-29		3	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				953,038
2024-11-27	2024-11-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	J - Other	D		-76,796		0
2023-12-28	2023-12-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1200	12,608	140	89,368
2023-12-15	2023-12-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.0630	8,674	96	76,760
2023-12-11	2023-12-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.8300	600	6	68,086
2023-12-07	2023-12-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.7700	292	3	67,486
2023-12-06	2023-12-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.6800	1,053	11	67,194
2023-12-04	2023-12-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.6500	47	1	66,141
2023-11-22	2023-11-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.5000	12,400	130	66,094
2023-11-21	2023-11-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.4926	15,245	160	53,694
2023-11-20	2023-11-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.4703	18,094	189	38,449
2023-10-27	2023-10-27	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	9.7400	2,500	24	4,000
2023-06-05	2023-06-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.2000	916	10	20,355
2023-05-15	2023-05-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.9800	4,539	50	19,439
2023-05-12	2023-05-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1345	728	8	14,900
2023-05-11	2023-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1275	1,600	18	14,172
2023-04-11	2023-04-10	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11.5500	1,500	17	1,500
2022-12-06	2022-11-15	4	Galley Patrick W.	RIV	Common Shares of Beneficial Interest	P - Purchase	D		41,899		282,018
2022-11-22	2022-11-08	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11.9300	2,773	33	7,763
2022-11-10		3	Mougin Lisa Bruckert	RIV	No securities beneficially owned		D				0
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9200	1,200	18	71,227
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9700	200	3	70,027
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9200	1,198	18	69,827
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9500	200	3	68,629
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9400	500	7	68,429
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9800	1,702	25	67,929
2021-11-17	2021-11-16	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	1,664	28	6,654
2021-11-17	2021-11-15	4/A	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	16,557	278	66,227
2021-11-16	2021-11-15	4	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	16,557	278	82,784
2021-11-15	2021-11-15	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	344	6	1,376
2021-06-08	2021-06-04	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.8800	-4,000	-72	0
2021-05-11	2021-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18.0400	-4,917	-89	12,572
2021-05-11	2021-05-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18.0900	-8,800	-159	17,489
2021-05-05	2021-04-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6800	-5,302	-94	26,289
2021-04-28	2021-04-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4700	-5,000	-87	31,591
2021-04-15	2021-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.7700	-7,114	-126	36,591
2021-04-06	2021-04-01	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.5400	-7,616	-134	4,000
2021-04-06	2021-03-31	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.3800	-15,000	-261	11,616
2021-04-06	2021-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6000	-4,000	-70	43,705
2021-03-24	2021-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3600	-6,279	-109	47,705
2021-03-19	2021-03-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6800	-5,000	-88	53,984
2021-03-17	2021-03-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.7200	-5,510	-98	58,984
2021-03-17	2021-03-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6000	-5,000	-88	64,494
2021-03-17	2021-03-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0200	-8,500	-145	69,494
2021-03-04	2021-03-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3700	-7,635	-133	77,994
2021-02-12	2021-02-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.5000	-9,450	-165	85,629
2021-02-12	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3400	-8,792	-152	95,079
2021-02-09	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3400	-8,792	-152	103,871
2021-02-09	2021-02-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1700	-2,000	-34	112,663
2021-02-04	2021-02-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0100	-7,459	-127	114,663
2021-02-04	2021-02-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0100	-2,000	-34	122,122
2020-11-09	2020-11-09	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.0800	258	4	1,032
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9.3500	500	5	47,722
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9.3900	2,000	19	47,222
2020-03-16	2020-03-12	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	11.1700	-29,050	-324	26,616
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12.4800	1,000	12	140,571
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12.4500	1,876	23	139,571
2019-11-13	2019-11-12	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.2000	429	7	1,967
2019-11-12	2019-11-07	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	16.2000	33,168	537	137,695
2019-11-12	2019-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	16.2000	5,000	81	43,792
2019-11-12	2019-11-12	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.2000	1,247	20	4,990
2019-10-28	2019-10-25	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.6000	194	3	774
2019-10-24	2019-10-01	4	Schmucker Brian H	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		55,668		55,668
2019-10-24	2019-10-24	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0533	-23,793	-1	15,000
2019-10-24	2019-10-01	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		38,793		38,793
2019-10-24	2019-10-01	4	Galley Patrick W.	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		96,597		96,597
2019-10-24	2019-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0600	-10,290	-1	0
2019-10-24	2019-10-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0401	-51,429	-2	10,290
2019-10-22	2019-10-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0359	-47,938	-2	61,719
2019-10-22	2019-10-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0601	-14,465	-1	109,657
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.7000	-1,522	-25	115,171
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.6700	-2,000	-33	116,693
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.6300	-2,000	-33	118,693
2019-10-18	2019-10-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Transferable Subscription Rights (RIV RT)	A - Award	D		124,122		124,122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-1,429	-24	120,693
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8800	-1,000	-17	122,122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8900	-1,000	-17	123,122
2019-09-27	2019-09-26	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1200	-5,000	-86	124,122
2019-09-27	2019-09-25	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2400	-2,700	-47	129,122
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1800	-570	-10	131,822
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1900	-109	-2	132,392
2019-08-29	2019-08-28	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-624	-11	132,501
2019-08-29	2019-08-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-3,000	-51	133,125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4500	-3,300	-58	136,125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4000	-3,000	-52	139,425
2019-07-17	2019-07-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4000	-1,755	-31	142,425
2019-07-17	2019-07-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6500	-4,018	-71	144,180
2019-07-17	2019-07-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6200	-5,500	-97	148,198
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.5000	-2,372	-42	153,698
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4500	-3,000	-52	156,070
2019-07-11	2019-07-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4200	-400	-7	159,070
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3100	-4,500	-78	159,470
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3600	-738	-13	163,970
2019-07-08	2019-07-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2600	-3,400	-59	164,708
2019-07-08	2019-07-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2600	-370	-6	168,108
2019-07-03	2019-07-02	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	17.1953	580	10	580
2019-06-24	2019-06-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1000	-581	-10	168,478
2019-06-24	2019-06-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0700	-2,000	-34	169,059
2019-06-20	2019-06-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0700	-513	-9	171,059
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0200	-1,000	-17	171,572
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9700	-4,000	-68	172,572
2019-06-17	2019-06-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1000	-200	-3	176,572
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-1,191	-20	176,772
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-1,329	-22	177,963
2019-06-06	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-671	-11	179,265
2019-06-06	2019-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-2,000	-34	179,936
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8800	-800	-14	181,963
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9000	-2,000	-34	182,763
2019-05-13	2019-05-09	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16.7900	-5,500	-92	55,666
2019-05-08	2019-05-08	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16.9100	-5,500	-93	61,166
2019-05-08	2019-05-07	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.2000	-5,500	-95	66,666
2019-05-08	2019-05-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2200	-5,500	-95	184,763
2019-05-06	2019-05-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0600	-5,500	-94	190,263
2018-12-26	2018-12-21	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	14.5325	2,000	29	89,974
2018-12-21	2018-12-20	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	14.8425	2,000	30	87,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0025	2,000	30	85,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0348	1,000	15	83,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0225	2,000	30	82,974
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14.4400	3,000	43	72,166
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14.9100	5,000	75	69,166
2018-12-17	2018-11-07	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.9300	369	6	1,475
2018-11-26	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.2000	3,000	49	64,166
2018-11-20	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.3800	2,000	33	61,166
2018-11-20	2018-11-19	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.2000	5,000	81	59,166
2018-11-13	2018-11-07	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.9300	8,833	150	54,166
2018-11-09	2018-11-07	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	16.9300	30,659	519	80,974
2018-11-09	2018-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	16.9300	8,000	135	35,639
2018-11-09	2018-11-07	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.9300	1,311	22	3,743
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5500	-678	-15	195,763
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5000	-3,500	-75	196,441
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5100	-300	-6	199,941
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4500	-3,000	-64	200,241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5000	-17	-0	203,241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4900	-2,500	-54	203,258
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4600	-3,000	-64	205,758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4200	-618	-13	208,758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-2,500	-54	209,376
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4700	-453	-10	211,876
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4500	-3,500	-75	212,329
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-3,500	-75	215,829
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3600	-4,000	-85	219,329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-2,437	-52	223,329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3700	-2,000	-43	225,766
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3500	-3,000	-64	227,766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3500	-2,000	-43	230,766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3700	-1,008	-22	232,766
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3100	-3,000	-64	233,774
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2900	-2,000	-43	236,774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2700	-2,500	-53	238,774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2500	-3,000	-64	241,274
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2300	-2,000	-42	244,274
2018-01-12	2018-01-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7400	-7,400	-153	246,274
2018-01-10	2018-01-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7500	-7,000	-145	253,674
2018-01-10	2018-01-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.5900	-7,000	-144	260,674
2018-01-05	2018-01-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.2800	-5,300	-107	272,674
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.1200	-5,000	-101	272,974
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0800	-8,000	-161	277,974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7900	-4,442	-88	285,974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7400	-4,000	-79	290,416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7300	-3,000	-59	294,416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7100	-2,000	-39	297,416
2017-11-21	2017-11-15	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	19.5400	18,676	365	44,710
2017-11-21	2017-11-15	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	19.5400	11,333	221	45,333
2017-11-21	2017-11-15	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	19.5400	2,000	39	27,000
2017-11-17	2017-11-15	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	A - Award	D	19.5400	1,332	26	2,432
2017-11-17	2017-11-15	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	A - Award	D	19.5400	667	13	1,167
2017-11-02	2017-10-04	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20.4800	100	2	26,034
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2300	-10,000	-2	261,867
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2400	-7,860	-2	271,867
2017-10-25	2017-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2200	-19,691	-4	279,727
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0500	-4,374	-92	299,416
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.9700	-3,000	-63	303,790
2017-10-13	2017-10-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0000	-7,000	-147	306,790
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7100	-3,000	-62	62,136
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7200	-4,000	-83	82,881
2017-09-20	2017-09-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0900	-3,700	-78	320,790
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1100	-180	-4	324,490
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1200	-620	-13	324,670
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0000	-2,100	-44	325,290
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0500	-700	-15	327,390
2017-09-07	2017-09-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0300	-1,000	-21	328,090
2017-09-07	2017-09-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1000	-7,300	-154	329,090
2017-05-22	2017-05-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8524	-1,300	-26	336,390
2017-05-18	2017-05-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9800	-415	-8	337,690
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9500	-1,000	-20	338,105
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9900	-1,000	-20	339,105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0000	-500	-10	340,105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9300	-1,500	-30	340,605
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8300	-600	-12	342,105
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8010	-1,000	-20	342,705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-100	-2	343,705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7900	-1,000	-20	343,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7860	-1,000	-20	344,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8000	-1,000	-20	345,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8500	-1,200	-24	346,805
2017-04-13	2017-04-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0000	-1,000	-20	348,005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9500	-1,200	-24	349,005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9100	-1,000	-20	350,205
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8900	-1,000	-20	351,205
2017-04-11	2017-04-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8500	-1,000	-20	352,205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8200	-136	-3	353,205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8000	-1,000	-20	353,341
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7600	-1,000	-20	354,341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7100	-1,000	-20	355,341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7101	-1,000	-20	356,341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7500	-100	-2	357,341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7508	-1,000	-20	357,441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6500	-1,000	-20	358,441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6500	-500	-10	359,441
2017-04-03	2017-03-31	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7200	-1,500	-30	359,941
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-898	-18	361,441
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-1,000	-20	362,339
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-1,000	-20	363
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6001	-1,000	-20	364
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7000	-100	-2	365,339
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6208	-1,300	-26	365,439
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6700	-1,800	-35	366,739
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6741	-1,500	-30	368,539
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6487	-1,500	-29	370,039
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-500	-10	371,539
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8501	-1,000	-20	372,039
2017-02-22	2017-02-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8100	-499	-10	373,039
2017-02-14	2017-02-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0500	-200	-4	373,538
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-262	-5	373,738
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8700	-500	-10	374,000
2017-02-08	2017-02-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8300	-500	-10	374,500
2017-01-12	2017-01-10	4	ALPS ADVISORS INC	RIV	Common Shares of Beneficial Interest	D - Sale to Issuer	D	19.0067	-5,848	-111	0
2016-11-07	2016-11-02	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18.7000	3,000	56	34,000
2016-05-03	2016-05-02	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19.4000	1,100	21	1,100
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19.2500	1,678	32	31,000
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19.0000	322	6	29,322
2016-04-08	2016-04-07	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18.0000	2,000	36	29,000
2016-02-19	2016-02-18	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	16.4500	2,000	33	27,000
2016-01-06	2016-01-05	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19.8500	500	10	500
2015-12-30	2015-12-29	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	O'Neill Stephen Andrew	(RIV)	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	P - Purchase	D	20.0000	375,000	7,500	375,000
2015-12-24		3/A	ALPS ADVISORS INC	RIV	RiverNorth Opportunities Fund, Inc.		D				5,155

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입

공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각

자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득

파생상품 전환

자사에게 유가증권을 매각 또는 양도

기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급

내부자에 의한 또는 내부자에게 증권 증여

지분스왑 및 유사 위험 회피거래

자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환

보고서 양식 4에 자진 신고된 거래

기타 (거래 내용을 설명하는 각주와 동반)

RIV / RiverNorth Opportunities Fund, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5