AllianceBernstein National Municipal Income Fund, Inc.
US ˙ NYSE ˙ US01864U1060

소개

이 페이지에서는 Rivernorth Capital Management, Llc의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Rivernorth Capital Management, Llc 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:RIV / RiverNorth Opportunities Fund, Inc. 0
0
US:RFM / RiverNorth Flexible Municipal Income Fund, Inc. 0
US:RFMZ / RiverNorth Flexible Municipal Income Fund II, Inc. 0
US:RMM / Rivernorth Managed Duration Municipal Income Fund Inc. 0
US:OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 0
US:RMMZ / RiverNorth Managed Duration Municipal Income Fund II, Inc. 0
US:RMPLX / RiverNorth Marketplace Lending Corp 0
US:FTF / Franklin Limited Duration Income Trust 10% Owner 0
US:PHF / Pacholder High Yield Fund, Inc. 10% Owner 0
US:AKP / Alliance California Municipal Income Fund, Inc. 10% Owner 0
US:AFB / AllianceBernstein National Municipal Income Fund, Inc. 10% Owner 0
12,000
차트 해석 방법

아래 차트는 Rivernorth Capital Management, Llc에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 AFB / AllianceBernstein National Municipal Income Fund, Inc.: 단기 이익 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

AFB / AllianceBernstein National Municipal Income Fund, Inc. Insider Trades
내부자 매매 AFB / AllianceBernstein National Municipal Income Fund, Inc.: 단기 손실 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

AFB / AllianceBernstein National Municipal Income Fund, Inc. Insider Trades
내부자 매입 FTF RT / Franklin Limited Duration Income Trust - Equity Right: 단기 이익 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

FTF RT / Franklin Limited Duration Income Trust - Equity Right Insider Trades
내부자 매매 FTF RT / Franklin Limited Duration Income Trust - Equity Right: 단기 손실 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

FTF RT / Franklin Limited Duration Income Trust - Equity Right Insider Trades
내부자 매입 RFM / RiverNorth Flexible Municipal Income Fund, Inc.: 단기 이익 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RFM / RiverNorth Flexible Municipal Income Fund, Inc. Insider Trades
내부자 매매 RFM / RiverNorth Flexible Municipal Income Fund, Inc.: 단기 손실 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2022-02-03 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 20.8700 2,200 20.8700 45,914 270 14.6800 -13,618 -29.66
2022-01-11 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 22.3900 2,200 22.3900 49,258
2022-01-10 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 22.1900 2,200 22.1900 48,818
2021-12-23 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,283 22.2000 1,283 22.2000 28,483
2021-12-16 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.1100 2,200 23.1100 50,842
2021-12-07 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 22.7800 2,200 22.7800 50,116
2021-11-30 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.0900 2,200 23.0900 50,798
2021-11-29 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.0500 2,200 23.0500 50,710
2021-11-19 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 100 23.2000 100 23.2000 2,320
2021-11-18 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.1500 2,200 23.1500 50,930
2021-11-17 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.1600 2,200 23.1600 50,952
2021-10-26 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,400 23.0000 1,400 23.0000 32,200
2021-10-18 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 12,200 23.5900 12,200 23.5900 287,798
2021-10-14 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.2700 2,200 23.2700 51,194
2021-10-13 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.3400 2,200 23.3400 51,348
2021-10-11 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,740 23.3400 1,740 23.3400 40,612
2021-10-08 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.3400 2,200 23.3400 51,348
2021-10-07 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,650 23.3300 1,650 23.3300 38,494
2021-10-06 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.2000 2,200 23.2000 51,040
2021-09-29 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 370 23.5700 370 23.5700 8,721
2021-09-21 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 700 23.9900 700 23.9900 16,793
2021-09-20 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.0000 2,200 24.0000 52,800
2021-09-17 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.0500 2,200 24.0500 52,910
2021-09-16 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.0600 2,200 24.0600 52,932
2021-09-15 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.0500 2,200 24.0500 52,910
2021-09-14 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.1100 2,200 24.1100 53,042
2021-09-13 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.0600 2,200 24.0600 52,932
2021-09-07 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.9900 2,200 23.9900 52,778
2021-09-03 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.9400 2,200 23.9400 52,668
2021-09-02 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,923 24.0300 1,923 24.0300 46,210
2021-09-01 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.0300 2,200 24.0300 52,866
2021-08-31 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,126 24.0200 1,126 24.0200 27,047
2021-08-30 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 850 24.0400 850 24.0400 20,434
2021-08-25 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.9400 2,200 23.9400 52,668
2021-08-18 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,800 24.2000 1,800 24.2000 43,560
2021-08-16 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,720 24.3800 1,720 24.3800 41,934
2021-08-13 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 50 24.5000 50 24.5000 1,225
2021-08-12 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 100 24.4500 100 24.4500 2,445
2021-08-11 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.4900 2,200 24.4900 53,878
2021-08-10 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 697 24.4600 697 24.4600 17,049
2021-07-28 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.1900 2,200 24.1900 53,218
2021-07-23 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 117 24.4000 117 24.4000 2,855
2021-07-21 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.4000 2,200 24.4000 53,680
2021-07-20 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.4000 2,200 24.4000 53,680
2021-07-19 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,125 24.3700 1,125 24.3700 27,416
2021-07-15 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.4900 2,200 24.4900 53,878
2021-07-14 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.4000 2,200 24.4000 53,680
2021-07-13 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.2500 2,200 24.2500 53,350
2021-07-12 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.2900 2,200 24.2900 53,438
2021-07-09 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.2300 2,200 24.2300 53,306
2021-07-08 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.1900 2,200 24.1900 53,218
2021-07-07 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.0700 2,200 24.0700 52,954
2021-07-06 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.9600 2,200 23.9600 52,712
2021-06-24 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,201 23.7300 1,201 23.7300 28,500
2021-06-16 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 800 24.2500 800 24.2500 19,400
2021-06-15 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.2400 2,200 24.2400 53,328
2021-06-10 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 24.1900 2,200 24.1900 53,218
2021-06-03 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 900 24.0000 900 24.0000 21,600
2021-06-01 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.9100 2,200 23.9100 52,602
2021-05-24 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 23.8000 1,000 23.8000 23,800
2021-05-18 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,476 23.5600 1,476 23.5600 34,775
2021-05-14 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.1200 2,200 23.1200 50,864
2021-05-12 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.5200 2,200 23.5200 51,744
2021-05-10 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.6200 2,200 23.6200 51,964
2021-05-07 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 23.5300 2,200 23.5300 51,766
2021-04-30 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 500 22.9500 500 22.9500 11,475
2021-04-29 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,100 22.8000 3,100 22.8000 70,680
2021-04-23 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,600 22.8000 3,600 22.8000 82,080
2021-04-13 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,900 22.8400 1,900 22.8400 43,396
2021-03-18 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,333 22.2000 1,333 22.2000 29,593
2021-03-17 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,500 22.0800 1,500 22.0800 33,120
2021-03-15 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,600 22.2700 3,600 22.2700 80,172
2021-03-12 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 22.0700 3,000 22.0700 66,210
2021-03-05 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,662 21.9700 3,662 21.9700 80,454
2021-03-03 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,091 21.9200 2,091 21.9200 45,835
2021-02-10 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,662 22.9500 3,662 22.9500 84,043
2021-02-09 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,662 23.0000 3,662 23.0000 84,226
2021-02-05 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,662 22.4000 3,662 22.4000 82,029
2021-02-04 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,662 22.5500 3,662 22.5500 82,578
2021-02-03 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,662 22.3200 3,662 22.3200 81,736
2021-02-02 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,662 22.2700 3,662 22.2700 81,553
2021-01-12 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,662 22.2800 3,662 22.2800 81,589
2021-01-11 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,186 22.1800 3,186 22.1800 70,665
2020-10-20 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,400 20.2500 2,400 20.2500 48,600

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RFM / RiverNorth Flexible Municipal Income Fund, Inc. Insider Trades
내부자 매입 RFMZ / RiverNorth Flexible Municipal Income Fund II, Inc.: 단기 이익 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RFMZ / RiverNorth Flexible Municipal Income Fund II, Inc. Insider Trades
내부자 매매 RFMZ / RiverNorth Flexible Municipal Income Fund II, Inc.: 단기 손실 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2021-04-05 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 3,600 22.3400 3,600 22.3400 80,424 359 16.2300 -21,996 -27.35
2021-03-26 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,200 22.2700 2,200 22.2700 48,994
2021-03-24 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 1,385 22.2100 1,385 22.2100 30,761
2021-03-23 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 2,425 22.1800 2,425 22.1800 53,786
2021-03-22 RFM RIVERNORTH CAPITAL MANAGEMENT, LLC 900 22.2000 900 22.2000 19,980

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RFMZ / RiverNorth Flexible Municipal Income Fund II, Inc. Insider Trades
내부자 매입 RIV / RiverNorth Opportunities Fund, Inc.: 단기 이익 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2015-12-29 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 375,000 20.0000 381,429 19.6629 7,500,000 253 20.0778 158,235 2.11

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RIV / RiverNorth Opportunities Fund, Inc. Insider Trades
내부자 매매 RIV / RiverNorth Opportunities Fund, Inc.: 단기 손실 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2021-05-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,917 18.0400 5,065 17.5146 88,703 364 13.8900 -18,363 -20.70
2021-05-07 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 8,800 18.0900 9,064 17.5631 159,192
2021-04-30 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,302 17.6800 5,461 17.1650 93,739
2021-04-23 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,000 17.4700 5,150 16.9612 87,350
2021-04-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 7,114 17.7700 7,327 17.2524 126,416
2021-04-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,000 17.6000 4,120 17.0874 70,400
2021-03-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 6,279 17.3600 6,467 16.8544 109,003
2021-03-17 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,000 17.6800 5,150 17.1650 88,400
2021-03-15 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,510 17.7200 5,675 17.2039 97,637
2021-03-12 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,000 17.6000 5,150 17.0874 88,000
2021-03-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 8,500 17.0200 8,755 16.5243 144,670
2021-03-03 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 7,635 17.3700 7,864 16.8641 132,620
2021-02-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 9,450 17.5000 9,734 16.9903 165,375
2021-02-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 8,792 17.3400 9,056 16.8350 152,453
2021-02-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 8,792 17.3400 9,056 16.8350 152,453
2021-02-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 17.1700 2,060 16.6699 34,340
2021-02-03 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 7,459 17.0100 7,683 16.5146 126,878
2021-02-02 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 17.0100 2,060 16.5146 34,020
2019-10-23 RIV RT RIVERNORTH CAPITAL MANAGEMENT, LLC 10,290 0.0600 10,599 0.0583 617
2019-10-22 RIV RT RIVERNORTH CAPITAL MANAGEMENT, LLC 51,429 0.0401 52,972 0.0389 2,062
2019-10-21 RIV RT RIVERNORTH CAPITAL MANAGEMENT, LLC 47,938 0.0359 49,376 0.0349 1,721
2019-10-18 RIV RT RIVERNORTH CAPITAL MANAGEMENT, LLC 14,465 0.0601 14,899 0.0583 869
2019-10-16 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 16.6300 2,060 16.1456 33,260
2019-10-16 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 16.6700 2,060 16.1845 33,340
2019-10-16 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,522 16.7000 1,568 16.2136 25,417
2019-10-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 16.8900 1,030 16.3981 16,890
2019-10-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 16.8800 1,030 16.3883 16,880
2019-10-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,429 16.9200 1,472 16.4272 24,179
2019-09-26 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,000 17.1200 5,091 16.8143 85,600
2019-09-25 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,700 17.2400 2,749 16.9321 46,548
2019-09-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 109 17.1900 111 16.8830 1,874
2019-09-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 570 17.1800 580 16.8732 9,793
2019-08-28 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 624 16.9500 635 16.6473 10,577
2019-08-27 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 16.9500 3,055 16.6473 50,850
2019-08-01 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 17.4000 3,055 17.0893 52,200
2019-08-01 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,300 17.4500 3,360 17.1384 57,585
2019-07-16 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,755 17.4000 1,787 17.0893 30,537
2019-07-15 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,018 17.6500 4,091 17.3348 70,918
2019-07-11 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,500 17.6200 5,600 17.3054 96,910
2019-07-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 17.4500 3,055 17.1384 52,350
2019-07-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,372 17.5000 2,415 17.1875 41,510
2019-07-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 400 17.4200 407 17.1089 6,968
2019-07-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 738 17.3600 751 17.0500 12,812
2019-07-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,500 17.3100 4,582 17.0009 77,895
2019-07-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,400 17.2600 3,462 16.9518 58,684
2019-07-02 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 370 17.2600 377 16.9518 6,386
2019-06-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 581 17.1000 592 16.7946 9,935
2019-06-20 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 17.0700 2,036 16.7652 34,140
2019-06-18 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 513 17.0700 522 16.7652 8,757
2019-06-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,000 16.9700 4,073 16.6670 67,880
2019-06-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 17.0200 1,018 16.7161 17,020
2019-06-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 200 17.1000 204 16.7946 3,420
2019-06-06 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 671 16.9200 683 16.6179 11,353
2019-06-06 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,329 16.9200 1,353 16.6179 22,487
2019-06-06 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,191 16.9500 1,213 16.6473 20,187
2019-06-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 16.9200 2,036 16.6179 33,840
2019-06-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 16.9000 2,036 16.5982 33,800
2019-06-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 800 16.8800 815 16.5786 13,504
2019-05-06 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,500 17.2200 5,600 16.9125 94,710
2019-05-02 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,500 17.0600 5,600 16.7554 93,830
2018-06-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,500 21.5000 3,564 21.1161 75,250
2018-06-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 678 21.5500 690 21.1652 14,611
2018-06-12 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 21.4500 3,055 21.0670 64,350
2018-06-12 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 300 21.5100 305 21.1259 6,453
2018-06-11 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 21.4600 3,055 21.0768 64,380
2018-06-11 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,500 21.4900 2,545 21.1062 53,725
2018-06-11 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 17 21.5000 17 21.1161 366
2018-06-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,500 21.4000 2,545 21.0179 53,500
2018-06-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 618 21.4200 629 21.0375 13,238
2018-06-07 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,500 21.4500 3,564 21.0670 75,075
2018-06-07 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 453 21.4700 461 21.0866 9,726
2018-06-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,000 21.3600 4,073 20.9786 85,440
2018-06-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,500 21.4000 3,564 21.0179 74,900
2018-06-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 21.3500 3,055 20.9688 64,050
2018-06-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 21.3700 2,036 20.9884 42,740
2018-06-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,437 21.4000 2,481 21.0179 52,152
2018-06-01 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,008 21.3700 1,026 20.9884 21,541
2018-06-01 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 21.3500 2,036 20.9688 42,700
2018-05-30 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 21.2900 2,036 20.9098 42,580
2018-05-30 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 21.3100 3,055 20.9295 63,930
2018-05-29 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 21.2300 2,036 20.8509 42,460
2018-05-29 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 21.2500 3,055 20.8705 63,750
2018-05-29 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,500 21.2700 2,545 20.8902 53,175
2018-01-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 7,400 20.7400 7,535 20.3696 153,476
2018-01-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 7,000 20.7500 7,127 20.3795 145,250
2018-01-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 7,000 20.5900 7,127 20.2223 144,130
2018-01-03 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,300 20.2800 5,396 19.9179 107,484
2018-01-02 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 8,000 20.0800 8,145 19.7214 160,640
2018-01-02 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 5,000 20.1200 5,091 19.7607 100,600
2017-12-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,000 19.7100 2,036 19.3580 39,420
2017-12-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 19.7300 3,055 19.3777 59,190
2017-12-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,000 19.7400 4,073 19.3875 78,960
2017-12-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,442 19.7900 4,523 19.4366 87,907
2017-10-30 RIV RT RIVERNORTH CAPITAL MANAGEMENT, LLC 7,860 0.2400 8,003 0.2357 1,886
2017-10-30 RIV RT RIVERNORTH CAPITAL MANAGEMENT, LLC 10,000 0.2300 10,182 0.2259 2,300
2017-10-23 RIV RT RIVERNORTH CAPITAL MANAGEMENT, LLC 19,691 0.2200 20,049 0.2161 4,332
2017-10-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 20.9700 3,051 20.6166 62,910
2017-10-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,374 21.0500 4,449 20.6952 92,073
2017-10-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 7,000 21.0000 7,120 20.6461 147,000
2017-10-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 4,000 20.7200 4,069 20.3708 82,880
2017-10-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,000 20.7100 3,051 20.3610 62,130
2017-09-18 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 3,700 21.0900 3,763 20.7346 78,033
2017-09-14 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 620 21.1200 631 20.7640 13,094
2017-09-14 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 180 21.1100 183 20.7542 3,800
2017-09-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 700 21.0500 712 20.6952 14,735
2017-09-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 2,100 21.0000 2,136 20.6461 44,100
2017-09-06 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 21.0300 1,017 20.6756 21,030
2017-09-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 7,300 21.1000 7,425 20.7444 154,030
2017-05-18 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,300 19.8524 1,322 19.5178 25,808
2017-05-16 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 415 19.9800 422 19.6433 8,292
2017-04-24 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.9900 1,017 19.6531 19,990
2017-04-24 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.9500 1,017 19.6138 19,950
2017-04-20 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,500 19.9300 1,526 19.5941 29,895
2017-04-20 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 500 20.0000 509 19.6629 10,000
2017-04-19 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.8010 1,017 19.4673 19,801
2017-04-19 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 600 19.8300 610 19.4958 11,898
2017-04-17 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.7900 1,017 19.4565 19,790
2017-04-17 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 100 19.9000 102 19.5646 1,990
2017-04-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,200 19.8500 1,221 19.5154 23,820
2017-04-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.8000 1,017 19.4663 19,800
2017-04-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.7860 1,017 19.4525 19,786
2017-04-12 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 20.0000 1,017 19.6629 20,000
2017-04-11 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.8900 1,017 19.5548 19,890
2017-04-11 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.9100 1,017 19.5744 19,910
2017-04-11 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,200 19.9500 1,221 19.6138 23,940
2017-04-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.8500 1,017 19.5154 19,850
2017-04-07 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.7600 1,017 19.4270 19,760
2017-04-07 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.8000 1,017 19.4663 19,800
2017-04-07 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 136 19.8200 138 19.4860 2,696
2017-04-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.7101 1,017 19.3779 19,710
2017-04-05 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.7100 1,017 19.3778 19,710
2017-04-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.7508 1,017 19.4179 19,751
2017-04-04 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 100 19.7500 102 19.4171 1,975
2017-04-03 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 500 19.6500 509 19.3188 9,825
2017-04-03 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.6500 1,017 19.3188 19,650
2017-03-31 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,500 19.7200 1,526 19.3876 29,580
2017-03-30 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.6000 1,017 19.2697 19,600
2017-03-30 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 898 19.6000 913 19.2697 17,601
2017-03-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.6001 1,017 19.2698 19,600
2017-03-21 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.6000 1,017 19.2697 19,600
2017-03-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,800 19.6700 1,831 19.3385 35,406
2017-03-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,300 19.6208 1,322 19.2901 25,507
2017-03-09 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 100 19.7000 102 19.3680 1,970
2017-03-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,500 19.6487 1,526 19.3175 29,473
2017-03-08 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,500 19.6741 1,526 19.3425 29,511
2017-02-27 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 1,000 19.8501 1,017 19.5155 19,850
2017-02-27 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 500 19.9000 509 19.5646 9,950
2017-02-17 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 499 19.8100 508 19.4761 9,885
2017-02-13 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 200 20.0500 203 19.7121 4,010
2017-02-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 500 19.8700 509 19.5351 9,935
2017-02-10 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 262 19.9000 266 19.5646 5,214
2017-02-06 RIV RIVERNORTH CAPITAL MANAGEMENT, LLC 500 19.8300 509 19.4958 9,915

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RIV / RiverNorth Opportunities Fund, Inc. Insider Trades
내부자 매입 RMM / Rivernorth Managed Duration Municipal Income Fund Inc.: 단기 이익 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RMM / Rivernorth Managed Duration Municipal Income Fund Inc. Insider Trades
내부자 매매 RMM / Rivernorth Managed Duration Municipal Income Fund Inc.: 단기 손실 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RMM / Rivernorth Managed Duration Municipal Income Fund Inc. Insider Trades
내부자 매입 RMMZ / RiverNorth Managed Duration Municipal Income Fund II, Inc.: 단기 이익 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RMMZ / RiverNorth Managed Duration Municipal Income Fund II, Inc. Insider Trades
내부자 매매 RMMZ / RiverNorth Managed Duration Municipal Income Fund II, Inc.: 단기 손실 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RMMZ / RiverNorth Managed Duration Municipal Income Fund II, Inc. Insider Trades
내부자 매입 RSF / RiverNorth Capital and Income Fund, Inc.: 단기 이익 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최고까지
일수		 최고
가격		 최고
이익 ($)		 최고 수익률 (%)
2016-09-22 RMPLX RIVERNORTH CAPITAL MANAGEMENT, LLC 40,000 25.0000 40,000 25.0000 1,000,000 188 25.6100 24,400 2.44

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RSF / RiverNorth Capital and Income Fund, Inc. Insider Trades
내부자 매매 RSF / RiverNorth Capital and Income Fund, Inc.: 단기 손실 분석

이 섹션에서는 AFB / AllianceBernstein National Municipal Income Fund, Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분		 보고된
가격		 조정된
지분		 조정된
가격		 가격 기준 최저까지
일수		 최저에서
가격		 회피된
최대 손실($)		 회피된
최대 손실율(%)
2018-04-11 RMPLX RIVERNORTH CAPITAL MANAGEMENT, LLC 41,369 23.9600 41,369 23.9600 991,201 341 21.8300 -88,116 -8.89

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

RSF / RiverNorth Capital and Income Fund, Inc. Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Rivernorth Capital Management, Llc의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2024-11-27 2024-11-22 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		J - Other -76,796 0 -100.00
2024-11-27 2024-11-22 4 RMI RiverNorth Opportunistic Municipal Income Fund, Inc.
Common Shares of Beneficial Interest 		J - Other -5,010 0 -100.00
2024-11-27 2024-11-22 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Shares of Beneficial Interest 		J - Other -74,080 0 -100.00
2024-11-27 2024-11-22 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Shares of Beneficial Interest 		J - Other -1,531 74,080 -2.02
2024-11-27 2024-11-22 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		J - Other -170,683 0 -100.00
2024-11-27 2024-11-22 4 RMM RiverNorth Managed Duration Municipal Income Fund, Inc.
Common Shares of Beneficial Interest 		J - Other -5,000 0 -100.00
2024-11-27 2024-11-22 4 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Common Shares of Beneficial Interest 		J - Other -71,453 0 -100.00
2024-11-27 2024-11-22 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		J - Other -47,687 0 -100.00
2023-12-28 2023-12-27 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 12,608 89,368 16.43 11.12 140,201 993,772
2023-12-28 2023-12-27 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 22,545 165,683 15.75 13.24 298,444 2,193,262
2023-12-22 2023-12-21 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 17,662 143,138 14.08 13.32 235,187 1,906,026
2023-12-22 2023-12-21 4 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Common Shares of Beneficial Interest 		A - Award 29,681 46,866 172.71 8.27 245,462 387,582
2023-12-21 2023-12-19 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 9,941 42,687 30.36 15.10 150,109 644,574
2023-12-21 2023-12-20 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 17,662 125,476 16.38 13.38 236,318 1,678,869
2023-12-21 2023-12-19 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 17,181 107,814 18.96 13.36 229,528 1,440,330
2023-12-18 2023-12-15 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 8,639 32,746 35.84 14.96 129,239 489,880
2023-12-18 2023-12-15 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 5,659 90,633 6.66 13.40 75,831 1,214,482
2023-12-15 2023-12-14 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 11,631 84,974 15.86 13.33 155,041 1,132,703
2023-12-15 2023-12-14 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 8,674 76,760 12.74 11.06 95,960 849,196
2023-12-11 2023-12-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 600 68,086 0.89 10.83 6,498 737,371
2023-12-11 2023-12-08 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 7,110 24,107 41.83 15.06 107,077 363,051
2023-12-11 2023-12-08 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 14,290 73,343 24.20 13.40 191,485 982,789
2023-12-07 2023-12-07 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 292 67,486 0.43 10.77 3,145 726,824
2023-12-07 2023-12-07 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 67 16,997 0.40 14.91 999 253,425
2023-12-06 2023-12-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 1,053 67,194 1.59 10.68 11,246 717,632
2023-12-04 2023-12-01 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 47 66,141 0.07 10.65 501 704,402
2023-11-22 2023-11-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 12,400 66,094 23.09 10.50 130,200 693,987
2023-11-22 2023-11-21 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 315 16,930 1.90 14.30 4,504 242,092
2023-11-21 2023-11-20 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 5,724 16,615 52.56 14.36 82,197 238,591
2023-11-21 2023-11-20 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 15,245 53,694 39.65 10.49 159,960 563,390
2023-11-20 2023-11-17 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 18,094 38,449 88.89 10.47 189,450 402,573
2023-06-12 2023-06-09 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 5,706 10,891 110.05 15.34 87,547 167,100
2023-06-12 2023-06-09 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 5,236 59,053 9.73 13.52 70,809 798,603
2023-06-05 2023-06-02 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 5,880 53,817 12.27 13.32 78,322 716,842
2023-06-05 2023-06-02 4 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 5,185 5,185 15.12 78,397 78,397
2023-06-05 2023-06-02 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 916 20,355 4.71 11.20 10,259 227,976
2023-05-26 2023-05-25 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 8,403 47,907 21.27 13.20 110,897 632,243
2023-05-24 2023-05-24 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 8,403 39,504 27.02 13.25 111,339 523,424
2023-05-24 2023-05-23 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 8,403 31,101 37.02 13.41 112,684 417,064
2023-05-24 2023-05-24 4 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Common Shares of Beneficial Interest 		A - Award 17,185 34,370 100.00 8.07 138,631 277,263
2023-05-24 2023-05-23 4 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Common Shares of Beneficial Interest 		A - Award 17,185 17,185 8.11 139,437 139,437
2023-05-15 2023-05-12 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 4,539 19,439 30.46 10.98 49,838 213,440
2023-05-15 2023-05-12 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Shares of Beneficial Interest 		A - Award 200 75,083 0.27 15.39 3,078 1,155,527
2023-05-12 2023-05-11 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 728 14,900 5.14 11.13 8,106 165,904
2023-05-12 2023-05-11 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 6,116 22,698 36.88 13.42 82,077 304,607
2023-05-11 2023-05-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Shares of Beneficial Interest 		A - Award 1,600 14,172 12.73 11.13 17,804 157,699
2023-05-10 2023-05-10 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Shares of Beneficial Interest 		A - Award 326 74,883 0.44 15.39 5,017 1,152,449
2023-05-10 2023-05-09 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Shares of Beneficial Interest 		A - Award 1,005 74,557 1.37 15.39 15,467 1,147,432
2023-05-10 2023-05-10 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 10,061 16,582 154.29 13.42 134,978 222,464
2023-05-10 2023-05-09 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 5,336 6,521 450.30 13.33 71,123 86,918
2023-05-02 2023-05-01 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 500 1,185 72.99 13.29 6,645 15,749
2023-05-02 2023-05-01 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 385 685 128.33 13.28 5,113 9,097
2023-05-02 2023-05-01 4 RFMZ RiverNorth Flexible Municipal Income Fund II, Inc.
Common Shares of Beneficial Interest 		A - Award 300 300 13.26 3,978 3,978
2022-02-14 3 RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc.
No securities beneficially owned 		0
2022-02-04 2022-02-03 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 73,552 -2.90 20.87 -45,914 1,535,030
2022-01-13 2022-01-11 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 75,752 -2.82 22.39 -49,258 1,696,087
2022-01-13 2022-01-10 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 77,952 -2.74 22.19 -48,818 1,729,755
2021-12-27 2021-12-23 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,283 80,152 -1.58 22.20 -28,483 1,779,374
2021-12-17 2021-12-16 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 81,435 -2.63 23.11 -50,842 1,881,963
2021-12-08 2021-12-07 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 83,635 -2.56 22.78 -50,116 1,905,205
2021-12-02 2021-11-30 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 85,835 -2.50 23.09 -50,798 1,981,930
2021-12-01 2021-11-29 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 88,035 -2.44 23.05 -50,710 2,029,207
2021-11-22 2021-11-19 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -100 90,235 -0.11 23.20 -2,320 2,093,452
2021-11-19 2021-11-18 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 90,335 -2.38 23.15 -50,930 2,091,255
2021-11-18 2021-11-17 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 92,535 -2.32 23.16 -50,952 2,143,111
2021-10-27 2021-10-26 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,400 94,735 -1.46 23.00 -32,200 2,178,905
2021-10-19 2021-10-18 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -12,200 96,135 -11.26 23.59 -287,798 2,267,825
2021-10-15 2021-10-14 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 108,335 -1.99 23.27 -51,194 2,520,955
2021-10-14 2021-10-13 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 110,535 -1.95 23.34 -51,348 2,579,887
2021-10-12 2021-10-11 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,740 112,735 -1.52 23.34 -40,612 2,631,235
2021-10-12 2021-10-08 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 114,475 -1.89 23.34 -51,348 2,671,846
2021-10-08 2021-10-07 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,650 116,675 -1.39 23.33 -38,494 2,722,028
2021-10-08 2021-10-06 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 118,325 -1.83 23.20 -51,040 2,745,140
2021-09-30 2021-09-29 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -370 120,525 -0.31 23.57 -8,721 2,840,774
2021-09-22 2021-09-21 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -700 120,895 -0.58 23.99 -16,793 2,900,271
2021-09-21 2021-09-20 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 121,595 -1.78 24.00 -52,800 2,918,280
2021-09-20 2021-09-17 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 123,795 -1.75 24.05 -52,910 2,977,270
2021-09-20 2021-09-16 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 125,995 -1.72 24.06 -52,932 3,031,440
2021-09-16 2021-09-15 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 128,195 -1.69 24.05 -52,910 3,083,090
2021-09-15 2021-09-14 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 130,395 -1.66 24.11 -53,042 3,143,823
2021-09-14 2021-09-13 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 132,595 -1.63 24.06 -52,932 3,190,236
2021-09-08 2021-09-07 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 134,795 -1.61 23.99 -52,778 3,233,732
2021-09-07 2021-09-03 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 136,995 -1.58 23.94 -52,668 3,279,660
2021-09-03 2021-09-02 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,923 139,195 -1.36 24.03 -46,210 3,344,856
2021-09-03 2021-09-01 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 141,118 -1.54 24.03 -52,866 3,391,066
2021-09-01 2021-08-31 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,126 146,192 -0.76 24.02 -27,047 3,511,532
2021-09-01 2021-08-30 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -850 147,318 -0.57 24.04 -20,434 3,541,525
2021-08-26 2021-08-25 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 148,168 -1.46 23.94 -52,668 3,547,142
2021-08-19 2021-08-18 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,800 150,568 -1.18 24.20 -43,560 3,643,746
2021-08-17 2021-08-16 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,720 152,368 -1.12 24.38 -41,934 3,714,732
2021-08-16 2021-08-13 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -50 154,088 -0.03 24.50 -1,225 3,775,156
2021-08-13 2021-08-12 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -100 154,138 -0.06 24.45 -2,445 3,768,674
2021-08-12 2021-08-11 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 154,238 -1.41 24.49 -53,878 3,777,289
2021-08-11 2021-08-10 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -697 156,438 -0.44 24.46 -17,049 3,826,473
2021-07-29 2021-07-28 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 157,135 -1.38 24.19 -53,218 3,801,096
2021-07-26 2021-07-23 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -117 159,335 -0.07 24.40 -2,855 3,887,774
2021-07-23 2021-07-21 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 159,452 -1.36 24.40 -53,680 3,890,629
2021-07-21 2021-07-20 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 161,652 -1.34 24.40 -53,680 3,944,309
2021-07-21 2021-07-19 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,125 163,852 -0.68 24.37 -27,416 3,993,073
2021-07-16 2021-07-15 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 164,977 -1.32 24.49 -53,878 4,040,287
2021-07-16 2021-07-14 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 167,177 -1.30 24.40 -53,680 4,079,119
2021-07-14 2021-07-13 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 169,377 -1.28 24.25 -53,350 4,107,392
2021-07-14 2021-07-12 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 171,577 -1.27 24.29 -53,438 4,167,605
2021-07-12 2021-07-09 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 173,777 -1.25 24.23 -53,306 4,210,617
2021-07-12 2021-07-08 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 175,977 -1.23 24.19 -53,218 4,256,884
2021-07-08 2021-07-07 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 178,177 -1.22 24.07 -52,954 4,288,720
2021-07-08 2021-07-06 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 180,377 -1.20 23.96 -52,712 4,321,833
2021-06-28 2021-06-24 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,201 182,577 -0.65 23.73 -28,500 4,332,552
2021-06-21 2021-06-16 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -800 183,778 -0.43 24.25 -19,400 4,456,616
2021-06-21 2021-06-15 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 184,578 -1.18 24.24 -53,328 4,474,171
2021-06-14 2021-06-10 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 186,778 -1.16 24.19 -53,218 4,518,160
2021-06-08 2021-06-03 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -900 188,978 -0.47 24.00 -21,600 4,535,472
2021-06-02 2021-06-01 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 189,878 -1.15 23.91 -52,602 4,539,983
2021-05-27 2021-05-18 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,476 193,708 -0.76 23.56 -34,775 4,563,760
2021-05-27 2021-05-24 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,000 192,708 -0.52 23.80 -23,800 4,586,450
2021-05-17 2021-05-12 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 197,384 -1.10 23.52 -51,744 4,642,472
2021-05-17 2021-05-14 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 195,184 -1.11 23.12 -50,864 4,512,654
2021-05-11 2021-05-10 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 199,584 -1.09 23.62 -51,964 4,714,174
2021-05-11 2021-05-07 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,200 211,784 -1.03 23.53 -51,766 4,983,278
2021-05-11 2021-05-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,917 12,572 -28.11 18.04 -88,703 226,799
2021-05-11 2021-05-07 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -8,800 17,489 -33.47 18.09 -159,192 316,376
2021-05-05 2021-04-30 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -500 213,984 -0.23 22.95 -11,475 4,910,933
2021-05-05 2021-04-30 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,302 26,289 -16.78 17.68 -93,739 464,790
2021-05-03 2021-04-29 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -3,100 214,484 -1.42 22.80 -70,680 4,890,235
2021-04-28 2021-04-23 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -3,600 217,584 -1.63 22.80 -82,080 4,960,915
2021-04-28 2021-04-23 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,000 31,591 -13.66 17.47 -87,350 551,895
2021-04-15 2021-04-13 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,900 221,184 -0.85 22.84 -43,396 5,051,843
2021-04-15 2021-04-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -7,114 36,591 -16.28 17.77 -126,416 650,222
2021-04-06 2021-04-05 4 RFM RiverNorth Flexible Municipal Income Fund II, Inc.
Common Stock 		S - Sale -3,600 223,084 -1.59 22.34 -80,424 4,983,697
2021-04-06 2021-04-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,000 43,705 -8.38 17.60 -70,400 769,208
2021-03-30 2021-03-26 4 RFM RiverNorth Flexible Municipal Income Fund II, Inc.
Common Stock 		S - Sale -2,200 226,684 -0.96 22.27 -48,994 5,048,253
2021-03-26 2021-03-24 4 RFM RiverNorth Flexible Municipal Income Fund II, Inc.
Common Stock 		S - Sale -1,385 228,884 -0.60 22.21 -30,761 5,083,514
2021-03-24 2021-03-23 4 RFM RiverNorth Flexible Municipal Income Fund II, Inc.
Common Stock 		S - Sale -2,425 230,269 -1.04 22.18 -53,786 5,107,366
2021-03-24 2021-03-22 4 RFM RiverNorth Flexible Municipal Income Fund II, Inc.
Common Stock 		S - Sale -900 232,694 -0.39 22.20 -19,980 5,165,807
2021-03-24 2021-03-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -6,279 47,705 -11.63 17.36 -109,003 828,159
2021-03-19 2021-03-18 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,333 233,594 -0.57 22.20 -29,593 5,185,787
2021-03-19 2021-03-17 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -1,500 234,927 -0.63 22.08 -33,120 5,187,188
2021-03-19 2021-03-17 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,000 53,984 -8.48 17.68 -88,400 954,437
2021-03-17 2021-03-15 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,510 58,984 -8.54 17.72 -97,637 1,045,196
2021-03-17 2021-03-12 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,000 64,494 -7.19 17.60 -88,000 1,135,094
2021-03-17 2021-03-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -8,500 69,494 -10.90 17.02 -144,670 1,182,788
2021-03-17 2021-03-15 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -3,600 236,427 -1.50 22.27 -80,172 5,265,229
2021-03-17 2021-03-12 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -3,000 240,027 -1.23 22.07 -66,210 5,297,396
2021-03-17 2021-03-05 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -3,662 243,027 -1.48 21.97 -80,454 5,339,303
2021-03-04 2021-03-03 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -7,635 77,994 -8.92 17.37 -132,620 1,354,756
2021-03-04 2021-03-03 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,091 246,689 -0.84 21.92 -45,835 5,407,423
2021-02-12 2021-02-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -9,450 85,629 -9.94 17.50 -165,375 1,498,508
2021-02-12 2021-02-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -8,792 95,079 -8.46 17.34 -152,453 1,648,670
2021-02-12 2021-02-10 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common stock 		S - Sale -3,662 248,780 -1.45 22.95 -84,043 5,709,501
2021-02-12 2021-02-09 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common stock 		S - Sale -3,662 252,442 -1.43 23.00 -84,226 5,806,166
2021-02-09 2021-02-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -8,792 103,871 -7.80 17.34 -152,453 1,801,123
2021-02-09 2021-02-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 112,663 -1.74 17.17 -34,340 1,934,424
2021-02-09 2021-02-05 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common stock 		S - Sale -3,662 256,104 -1.41 22.40 -82,029 5,736,730
2021-02-09 2021-02-04 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common stock 		S - Sale -3,662 259,766 -1.39 22.55 -82,578 5,857,723
2021-02-04 2021-02-03 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -7,459 114,663 -6.11 17.01 -126,878 1,950,418
2021-02-04 2021-02-02 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 122,122 -1.61 17.01 -34,020 2,077,295
2021-02-04 2021-02-03 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common stock 		S - Sale -3,662 263,428 -1.37 22.32 -81,736 5,879,713
2021-02-04 2021-02-02 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common stock 		S - Sale -3,662 267,090 -1.35 22.27 -81,553 5,948,094
2021-01-14 2021-01-12 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -3,662 270,752 -1.33 22.28 -81,589 6,032,355
2021-01-13 3 RFMX RiverNorth Flexible Municipal Income Fund II, Inc.
No securities beneficially owned 		0
2021-01-12 2021-01-11 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -3,186 274,414 -1.15 22.18 -70,665 6,086,503
2020-10-22 2020-10-20 4 RFM RiverNorth Flexible Municipal Income Fund, Inc.
Common Stock 		S - Sale -2,400 277,600 -0.86 20.25 -48,600 5,621,400
2020-03-26 3 RFM RiverNorth Flexible Municipal Income Fund, Inc.
No securities beneficially owned 		0
2019-10-24 2019-10-23 4 RIV RT RIVERNORTH OPPORTUNITIES FUND, INC.
Transferable Subscription Rights (RIV RT) 		S - Sale -10,290 0 -100.00 0.06 -617
2019-10-24 2019-10-22 4 RIV RT RIVERNORTH OPPORTUNITIES FUND, INC.
Transferable Subscription Rights (RIV RT) 		S - Sale -51,429 10,290 -83.33 0.04 -2,062 413
2019-10-22 2019-10-21 4 RIV RT RIVERNORTH OPPORTUNITIES FUND, INC.
Transferable Subscription Rights (RIV RT) 		S - Sale -47,938 61,719 -43.72 0.04 -1,721 2,216
2019-10-22 2019-10-18 4 RIV RT RIVERNORTH OPPORTUNITIES FUND, INC.
Transferable Subscription Rights (RIV RT) 		S - Sale -14,465 109,657 -11.65 0.06 -869 6,590
2019-10-18 2019-10-16 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,522 115,171 -1.30 16.70 -25,417 1,923,356
2019-10-18 2019-10-16 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 116,693 -1.69 16.67 -33,340 1,945,272
2019-10-18 2019-10-16 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 118,693 -1.66 16.63 -33,260 1,973,865
2019-10-18 2019-10-01 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Transferable Subscription Rights (RIV RT) 		A - Award 124,122 124,122
2019-10-10 2019-10-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,429 120,693 -1.17 16.92 -24,179 2,042,126
2019-10-10 2019-10-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 122,122 -0.81 16.88 -16,880 2,061,419
2019-10-10 2019-10-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 123,122 -0.81 16.89 -16,890 2,079,531
2019-09-27 2019-09-26 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,000 124,122 -3.87 17.12 -85,600 2,124,969
2019-09-27 2019-09-25 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,700 129,122 -2.05 17.24 -46,548 2,226,063
2019-09-27 2019-09-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -570 131,822 -0.43 17.18 -9,793 2,264,702
2019-09-27 2019-09-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -109 132,392 -0.08 17.19 -1,874 2,275,818
2019-08-29 2019-08-28 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -624 132,501 -0.47 16.95 -10,577 2,245,892
2019-08-29 2019-08-27 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 133,125 -2.20 16.95 -50,850 2,256,469
2019-08-05 2019-08-01 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,300 136,125 -2.37 17.45 -57,585 2,375,381
2019-08-05 2019-08-01 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 139,425 -2.11 17.40 -52,200 2,425,995
2019-07-17 2019-07-16 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,755 142,425 -1.22 17.40 -30,537 2,478,195
2019-07-17 2019-07-15 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,018 144,180 -2.71 17.65 -70,918 2,544,777
2019-07-17 2019-07-11 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,500 148,198 -3.58 17.62 -96,910 2,611,249
2019-07-11 2019-07-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,372 153,698 -1.52 17.50 -41,510 2,689,715
2019-07-11 2019-07-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 156,070 -1.89 17.45 -52,350 2,723,422
2019-07-11 2019-07-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -400 159,070 -0.25 17.42 -6,968 2,770,999
2019-07-11 2019-07-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,500 159,470 -2.74 17.31 -77,895 2,760,426
2019-07-11 2019-07-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -738 163,970 -0.45 17.36 -12,812 2,846,519
2019-07-08 2019-07-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,400 164,708 -2.02 17.26 -58,684 2,842,860
2019-07-08 2019-07-02 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -370 168,108 -0.22 17.26 -6,386 2,901,544
2019-06-24 2019-06-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -581 168,478 -0.34 17.10 -9,935 2,880,974
2019-06-24 2019-06-20 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 169,059 -1.17 17.07 -34,140 2,885,837
2019-06-24 3 RMM RiverNorth Managed Duration Municipal Income Fund, Inc.
No securities beneficially owned 		0
2019-06-20 2019-06-18 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -513 171,059 -0.30 17.07 -8,757 2,919,977
2019-06-17 2019-06-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 171,572 -0.58 17.02 -17,020 2,920,155
2019-06-17 2019-06-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,000 172,572 -2.27 16.97 -67,880 2,928,547
2019-06-17 2019-06-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -200 176,572 -0.11 17.10 -3,420 3,019,381
2019-06-17 2019-06-06 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,191 176,772 -0.67 16.95 -20,187 2,996,285
2019-06-17 2019-06-06 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,329 177,963 -0.74 16.92 -22,487 3,011,134
2019-06-06 2019-06-06 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -671 179,265 -0.37 16.92 -11,353 3,033,164
2019-06-06 2019-06-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 179,936 -1.10 16.92 -33,840 3,044,517
2019-06-06 2019-06-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -800 181,963 -0.44 16.88 -13,504 3,071,535
2019-06-06 2019-06-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 182,763 -1.08 16.90 -33,800 3,088,695
2019-05-08 2019-05-06 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,500 184,763 -2.89 17.22 -94,710 3,181,619
2019-05-06 2019-05-02 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,500 190,263 -2.81 17.06 -93,830 3,245,887
2018-10-30 2018-10-26 4 RMI RiverNorth Opportunistic Municipal Income Fund, Inc.
Common Stock 		P - Purchase 5,010 5,010 20.00 100,200 100,200
2018-06-15 2018-06-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -678 195,763 -0.35 21.55 -14,611 4,218,693
2018-06-15 2018-06-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,500 196,441 -1.75 21.50 -75,250 4,223,482
2018-06-13 2018-06-12 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -300 199,941 -0.15 21.51 -6,453 4,300,731
2018-06-13 2018-06-12 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 200,241 -1.48 21.45 -64,350 4,295,169
2018-06-13 2018-06-11 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -17 203,241 -0.01 21.50 -366 4,369,682
2018-06-13 2018-06-11 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,500 203,258 -1.22 21.49 -53,725 4,368,014
2018-06-13 2018-06-11 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 205,758 -1.44 21.46 -64,380 4,415,567
2018-06-11 2018-06-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -618 208,758 -0.30 21.42 -13,238 4,471,596
2018-06-11 2018-06-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,500 209,376 -1.18 21.40 -53,500 4,480,646
2018-06-11 2018-06-07 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -453 211,876 -0.21 21.47 -9,726 4,548,978
2018-06-11 2018-06-07 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,500 212,329 -1.62 21.45 -75,075 4,554,457
2018-06-07 2018-06-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,500 215,829 -1.60 21.40 -74,900 4,618,741
2018-06-07 2018-06-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,000 219,329 -1.79 21.36 -85,440 4,684,867
2018-06-05 2018-06-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,437 223,329 -1.08 21.40 -52,152 4,779,241
2018-06-05 2018-06-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 225,766 -0.88 21.37 -42,740 4,824,619
2018-06-05 2018-06-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 227,766 -1.30 21.35 -64,050 4,862,804
2018-06-05 2018-06-01 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 230,766 -0.86 21.35 -42,700 4,926,854
2018-06-05 2018-06-01 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,008 232,766 -0.43 21.37 -21,541 4,974,209
2018-05-31 2018-05-30 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 233,774 -1.27 21.31 -63,930 4,981,724
2018-05-31 2018-05-30 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 236,774 -0.84 21.29 -42,580 5,040,918
2018-05-31 2018-05-29 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,500 238,774 -1.04 21.27 -53,175 5,078,723
2018-05-31 2018-05-29 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 241,274 -1.23 21.25 -63,750 5,127,072
2018-05-31 2018-05-29 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 244,274 -0.81 21.23 -42,460 5,185,937
2018-04-17 2018-04-11 4 RMPLX RiverNorth Marketplace Lending Corp
Common Stock 		S - Sale -41,369 0 -100.00 23.96 -991,201
2018-01-12 2018-01-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -7,400 246,274 -2.92 20.74 -153,476 5,107,723
2018-01-10 2018-01-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -7,000 253,674 -2.69 20.75 -145,250 5,263,736
2018-01-10 2018-01-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -7,000 260,674 -2.62 20.59 -144,130 5,367,278
2018-01-05 2018-01-03 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,300 272,674 -1.91 20.28 -107,484 5,529,829
2018-01-03 2018-01-02 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -5,000 272,974 -1.80 20.12 -100,600 5,492,237
2018-01-03 2018-01-02 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -8,000 277,974 -2.80 20.08 -160,640 5,581,718
2017-12-26 2017-12-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,442 285,974 -1.53 19.79 -87,907 5,659,425
2017-12-26 2017-12-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,000 290,416 -1.36 19.74 -78,960 5,732,812
2017-12-26 2017-12-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 294,416 -1.01 19.73 -59,190 5,808,828
2017-12-26 2017-12-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,000 297,416 -0.67 19.71 -39,420 5,862,069
2017-10-31 2017-10-30 4 RIV RT RIVERNORTH OPPORTUNITIES FUND, INC.
Transferable Subscription Rights 		S - Sale -10,000 261,867 -3.68 0.23 -2,300 60,229
2017-10-31 2017-10-30 4 RIV RT RIVERNORTH OPPORTUNITIES FUND, INC.
Transferable Subscription Rights 		S - Sale -7,860 271,867 -2.81 0.24 -1,886 65,248
2017-10-25 2017-10-23 4 RIV RT RIVERNORTH OPPORTUNITIES FUND, INC.
Transferable Subscription Rights 		S - Sale -19,691 279,727 -6.58 0.22 -4,332 61,540
2017-10-13 2017-10-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,374 299,416 -1.44 21.05 -92,073 6,302,707
2017-10-13 2017-10-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 303,790 -0.98 20.97 -62,910 6,370,476
2017-10-13 2017-10-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -7,000 306,790 -2.23 21.00 -147,000 6,442,590
2017-10-10 2017-10-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,000 62,136 -4.61 20.71 -62,130 1,286,837
2017-10-10 2017-10-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -4,000 82,881 -4.60 20.72 -82,880 1,717,286
2017-09-20 2017-09-18 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -3,700 320,790 -1.14 21.09 -78,033 6,765,461
2017-09-18 2017-09-14 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -180 324,490 -0.06 21.11 -3,800 6,849,984
2017-09-18 2017-09-14 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -620 324,670 -0.19 21.12 -13,094 6,857,030
2017-09-12 2017-09-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -2,100 325,290 -0.64 21.00 -44,100 6,831,090
2017-09-12 2017-09-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -700 327,390 -0.21 21.05 -14,735 6,891,560
2017-09-07 2017-09-06 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 328,090 -0.30 21.03 -21,030 6,899,733
2017-09-07 2017-09-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -7,300 329,090 -2.17 21.10 -154,030 6,943,799
2017-08-10 2017-08-08 4 FTF FRANKLIN LTD DURATION INCOME TRUST
Auction Rate Preferred Shares 		D - Sale to Issuer -1,820 0 -100.00
2017-05-22 2017-05-18 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,300 336,390 -0.38 19.85 -25,808 6,678,149
2017-05-18 2017-05-16 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -415 337,690 -0.12 19.98 -8,292 6,747,046
2017-04-26 2017-04-24 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 338,105 -0.29 19.95 -19,950 6,745,195
2017-04-26 2017-04-24 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 339,105 -0.29 19.99 -19,990 6,778,709
2017-04-24 2017-04-20 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -500 340,105 -0.15 20.00 -10,000 6,802,100
2017-04-24 2017-04-20 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,500 340,605 -0.44 19.93 -29,895 6,788,258
2017-04-21 2017-04-19 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -600 342,105 -0.18 19.83 -11,898 6,783,942
2017-04-21 2017-04-19 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 342,705 -0.29 19.80 -19,801 6,785,902
2017-04-18 2017-04-17 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -100 343,705 -0.03 19.90 -1,990 6,839,730
2017-04-18 2017-04-17 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 343,805 -0.29 19.79 -19,790 6,803,901
2017-04-18 2017-04-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 344,805 -0.29 19.79 -19,786 6,822,312
2017-04-18 2017-04-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 345,805 -0.29 19.80 -19,800 6,846,939
2017-04-18 2017-04-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,200 346,805 -0.34 19.85 -23,820 6,884,079
2017-04-13 2017-04-12 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 348,005 -0.29 20.00 -20,000 6,960,100
2017-04-13 2017-04-11 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,200 349,005 -0.34 19.95 -23,940 6,962,650
2017-04-13 2017-04-11 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 350,205 -0.28 19.91 -19,910 6,972,582
2017-04-13 2017-04-11 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 351,205 -0.28 19.89 -19,890 6,985,467
2017-04-11 2017-04-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 352,205 -0.28 19.85 -19,850 6,991,269
2017-04-11 2017-04-07 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -136 353,205 -0.04 19.82 -2,696 7,000,523
2017-04-11 2017-04-07 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 353,341 -0.28 19.80 -19,800 6,996,152
2017-04-11 2017-04-07 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 354,341 -0.28 19.76 -19,760 7,001,778
2017-04-07 2017-04-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 355,341 -0.28 19.71 -19,710 7,003,771
2017-04-07 2017-04-05 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 356,341 -0.28 19.71 -19,710 7,023,517
2017-04-06 2017-04-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -100 357,341 -0.03 19.75 -1,975 7,057,485
2017-04-06 2017-04-04 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 357,441 -0.28 19.75 -19,751 7,059,746
2017-04-06 2017-04-03 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 358,441 -0.28 19.65 -19,650 7,043,366
2017-04-06 2017-04-03 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -500 359,441 -0.14 19.65 -9,825 7,063,016
2017-04-03 2017-03-31 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,500 359,941 -0.42 19.72 -29,580 7,098,037
2017-04-03 2017-03-30 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -898 361,441 -0.25 19.60 -17,601 7,084,244
2017-04-03 2017-03-30 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 362,339 -0.28 19.60 -19,600 7,101,844
2017-03-23 2017-03-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 363 -73.35 19.60 -19,600 7,121
2017-03-23 2017-03-21 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 364 -73.30 19.60 -19,600 7,141
2017-03-10 2017-03-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -100 365,339 -0.03 19.70 -1,970 7,197,178
2017-03-10 2017-03-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,300 365,439 -0.35 19.62 -25,507 7,170,206
2017-03-10 2017-03-09 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,800 366,739 -0.49 19.67 -35,406 7,213,756
2017-03-10 2017-03-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,500 368,539 -0.41 19.67 -29,511 7,250,673
2017-03-10 2017-03-08 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,500 370,039 -0.40 19.65 -29,473 7,270,785
2017-03-01 2017-02-27 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -1,000 372,039 -0.27 19.85 -19,850 7,385,011
2017-03-01 2017-02-27 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -500 371,539 -0.13 19.90 -9,950 7,393,626
2017-02-22 2017-02-17 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -499 373,039 -0.13 19.81 -9,885 7,389,903
2017-02-14 2017-02-13 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -200 373,538 -0.05 20.05 -4,010 7,489,437
2017-02-14 2017-02-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -262 373,738 -0.07 19.90 -5,214 7,437,386
2017-02-14 2017-02-10 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -500 374,000 -0.13 19.87 -9,935 7,431,380
2017-02-08 2017-02-06 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		S - Sale -500 374,500 -0.13 19.83 -9,915 7,426,335
2016-12-06 2016-09-22 4 RMPLX RiverNorth Marketplace Lending Corp
Common Stock 		P - Purchase 40,000 40,000 25.00 1,000,000 1,000,000
2016-12-06 3 RMPLX RiverNorth Marketplace Lending Corp
No securities beneficially owned 		0
2016-11-02 2016-10-27 4 FTF FRANKLIN LTD DURATION INCOME TRUST
Auction Rate Preferred Shares 		P - Purchase 24 1,820 1.34
2016-09-27 3 OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
No securities beneficially owned 		0
2016-08-22 2016-08-18 4 FTF FRANKLIN LTD DURATION INCOME TRUST
Auction Rate Preferred Shares 		P - Purchase 7 1,796 0.39
2016-08-22 3 FTF FRANKLIN LTD DURATION INCOME TRUST
Auction Rate Preferred Shares 		3,578
2016-08-22 3 FTF FRANKLIN LTD DURATION INCOME TRUST
Auction Rate Preferred Shares 		3,578
2016-08-22 3 FTF FRANKLIN LTD DURATION INCOME TRUST
Auction Rate Preferred Shares 		3,578
2016-08-22 3 FTF FRANKLIN LTD DURATION INCOME TRUST
Auction Rate Preferred Shares 		3,578
2016-05-05 2016-04-13 4 PHF PACHOLDER HIGH YIELD FUND INC
Auction Rate Cumulative Preferred Shares 		S - Sale -985 0 -100.00
2015-12-30 2015-12-29 4 RIV RIVERNORTH OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 375,000 375,000 20.00 7,500,000 7,500,000
2015-09-23 2015-09-01 4 AKP ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Auction Rate Preferred Shares 		S - Sale -1,474 0 -100.00
2015-09-23 2015-09-01 4 AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Auction Rate Preferred Shares 		S - Sale -1,019 0 -100.00
2015-08-10 3 RARB RiverNorth Multi-Strategy Arbitrage Fund, Inc.
Common Stock 		12,000
2015-08-10 3 RARB RiverNorth Multi-Strategy Arbitrage Fund, Inc.
Common Stock 		12,000
2015-05-15 3 AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
AUCTION RATE PREFERRED SHARES 		2,038
2015-05-15 3 AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
AUCTION RATE PREFERRED SHARES 		2,038
2015-05-15 3 AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
AUCTION RATE PREFERRED SHARES 		2,038
2015-05-15 3 AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
AUCTION RATE PREFERRED SHARES 		2,038
2015-05-15 3 AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
AUCTION RATE PREFERRED SHARES 		2,038
2015-02-20 3 PHF PACHOLDER HIGH YIELD FUND INC
Auction Rate Cumulative Preferred Shares 		1,970
2015-02-20 3 PHF PACHOLDER HIGH YIELD FUND INC
Auction Rate Cumulative Preferred Shares 		1,970
2015-02-20 3 PHF PACHOLDER HIGH YIELD FUND INC
Auction Rate Cumulative Preferred Shares 		1,970
2015-02-20 3 PHF PACHOLDER HIGH YIELD FUND INC
Auction Rate Cumulative Preferred Shares 		1,970
2014-11-14 2014-11-12 4 AKP ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Auction Rate Preferred Shares 		P - Purchase 856 1,474 138.51
2014-11-14 3 AKP ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Auction Rate Preferred Shares 		1,236
2014-11-14 3 AKP ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Auction Rate Preferred Shares 		1,236
2014-11-14 3 AKP ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Auction Rate Preferred Shares 		1,236
2014-11-14 3 AKP ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Auction Rate Preferred Shares 		1,236
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)