| 발행주식수 | 36,597,334 shares |
| 내부자 지분 | 2,269,075 shares |
| 내부자 주주 | 6.20 % |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자의 순 매입(순위)
N/A
내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).
내부자가 매입한 플로트 비율 (순위)
N/A
"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100
내부자 트레이딩 차트
BIOLASE, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
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| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 BIOL / BIOLASE, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 BIOL / BIOLASE, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-06 | 3 | GOLDMAN SACHS GROUP INC | BIOL | Common Stock | I | 144,501 | ||||||||
| 2023-05-26 | 2020-12-18 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.2800 | -187,774 | -53 | 5,522,223 | ||||
| 2023-05-26 | 2020-12-17 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.2800 | -572,671 | -160 | 5,709,997 | ||||
| 2023-05-26 | 2020-12-16 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.2800 | -90,575 | -25 | 6,282,668 | ||||
| 2023-05-26 | 2020-12-04 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.3000 | -1,200,000 | -360 | 6,373,243 | ||||
| 2023-05-26 | 2020-11-30 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.3000 | -1,115,000 | -334 | 7,573,243 | ||||
| 2023-05-26 | 2020-11-25 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.2900 | -203,057 | -59 | 8,688,243 | ||||
| 2023-05-26 | 2020-11-24 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.3000 | -71,100 | -21 | 8,891,300 | ||||
| 2023-05-26 | 2020-07-28 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.4000 | 3,745,000 | 1,498 | 8,962,400 | ||||
| 2023-05-26 | 2020-06-10 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.5500 | -1,733,836 | -954 | 5,217,400 | ||||
| 2023-05-26 | 2020-06-09 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.5400 | -2,137,559 | -1,154 | 6,951,236 | ||||
| 2023-05-26 | 2020-06-08 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.5500 | -1,847,649 | -1,016 | 9,088,795 | ||||
| 2023-05-26 | 2020-02-11 | 4 | Schuler Family Foundation | BIOL | Common Stock | D | 0.6100 | 1,307,931 | 798 | 10,936,444 | ||||
| 2022-12-08 | 2022-12-07 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 0.7500 | -3,537 | -3 | 59,925 | ||||
| 2022-07-14 | 3 | Sandor Steven | BIOL | Common Stock | D | 2,355 | ||||||||
| 2022-07-14 | 3 | Bright Jennifer | BIOL | Common Stock | D | 160 | ||||||||
| 2022-05-13 | 2022-05-11 | 4 | Yale Kenneth P. | BIOL | Restricted Stock | D | 3,200 | 44,127 | ||||||
| 2022-05-13 | 2022-05-11 | 4 | Yale Kenneth P. | BIOL | Restricted Stock Unit | D | 40,927 | 40,927 | ||||||
| 2022-05-13 | 2022-05-11 | 4 | Summerhays Carol Gomez DDS | BIOL | Restricted Stock Unit | D | 40,078 | 40,078 | ||||||
| 2022-05-13 | 2022-05-11 | 4 | Somerman Martha J. DDS, PhD | BIOL | Restricted Stock Unit | D | 42,232 | 42,232 | ||||||
| 2022-05-13 | 2022-05-11 | 4 | ROPER JESS | BIOL | Restricted Stock Unit | D | 41,775 | 41,775 | ||||||
| 2022-05-13 | 2022-05-11 | 4 | OLoughlin Kathleen T | BIOL | Restricted Stock Unit | D | 40,927 | 40,927 | ||||||
| 2022-05-12 | 2022-05-11 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 58,747 | 58,747 | ||||||
| 2022-05-02 | 2022-04-28 | 4 | LORD JONATHAN T MD | BIOL | Series G Preferred Stock | D | -1,395 | 0 | ||||||
| 2022-05-02 | 2022-04-28 | 4 | ROPER JESS | BIOL | Series G Preferred Stock | D | -346 | 0 | ||||||
| 2022-05-02 | 2022-04-28 | 4 | BEAVER JOHN R | BIOL | Series G Preferred Stock | D | -555 | 0 | ||||||
| 2022-02-10 | 2022-02-08 | 4 | Somerman Martha J. DDS, PhD | BIOL | Restricted Stock Unit | D | 90,000 | 90,000 | ||||||
| 2022-02-10 | 2022-02-08 | 4 | Summerhays Carol Gomez DDS | BIOL | Restricted Stock Unit | D | 90,000 | 90,000 | ||||||
| 2022-02-10 | 2022-02-08 | 4 | OLoughlin Kathleen T | BIOL | Restricted Stock Unit | D | 90,000 | 90,000 | ||||||
| 2021-12-16 | 2021-12-15 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 0.3800 | -11,038 | -4 | 633,096 | ||||
| 2021-12-02 | 2021-11-30 | 4 | BEAVER JOHN R | BIOL | Common Stock | D | 0.4500 | 70,000 | 32 | 621,530 | ||||
| 2021-08-26 | 2021-08-12 | 4 | OLoughlin Kathleen T | BIOL | Stock Appreciation Right | D | 0.63 | 98,955 | 98,955 | |||||
| 2021-08-23 | 2021-08-12 | 4 | Somerman Martha J. DDS, PhD | BIOL | Stock Appreciation Right | D | 0.63 | 98,955 | 98,955 | |||||
| 2021-08-23 | 2021-08-12 | 4 | Summerhays Carol Gomez DDS | BIOL | Stock Appreciation Right | D | 0.63 | 98,955 | 98,955 | |||||
| 2021-08-23 | 2021-08-20 | 4 | BEAVER JOHN R | BIOL | Common Stock | D | 0.6100 | 35,000 | 21 | 551,530 | ||||
| 2021-08-13 | 2021-08-11 | 4 | BEAVER JOHN R | BIOL | Stock Appreciation Right | D | 0.63 | 220,000 | 220,000 | |||||
| 2021-06-14 | 2021-06-11 | 4 | BEAVER JOHN R | BIOL | Restricted Stock Unit | D | 4,144,139 | 4,144,139 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | DiTolla Michael | BIOL | Restricted Stock Unit | D | 110,400 | 110,400 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | DiTolla Michael | BIOL | Stock Appreciation Right | D | 0.84 | 104,603 | 104,603 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Wagner Elaine C | BIOL | Restricted Stock Unit | D | 138,000 | 138,000 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | Wagner Elaine C | BIOL | Stock Appreciation Right | D | 0.84 | 104,603 | 104,603 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Lanman Richard B. | BIOL | Restricted Stock Unit | D | 138,000 | 138,000 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | Lanman Richard B. | BIOL | Stock Appreciation Right | D | 0.84 | 104,603 | 104,603 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Sato Garrett | BIOL | Restricted Stock Unit | D | 138,000 | 138,000 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | Sato Garrett | BIOL | Stock Appreciation Right | D | 0.84 | 110,888 | 110,888 | |||||
| 2021-06-14 | 2021-06-11 | 4 | ROPER JESS | BIOL | Restricted Stock Unit | D | 138,000 | 138,000 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | ROPER JESS | BIOL | Stock Appreciation Right | D | 0.84 | 111,337 | 111,337 | |||||
| 2021-06-14 | 2021-06-11 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 330,000 | 330,000 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | LORD JONATHAN T MD | BIOL | Stock Appreciation Right | D | 0.84 | 189,902 | 189,902 | |||||
| 2021-05-19 | 2021-05-19 | 4 | BEAVER JOHN R | BIOL | Common Stock | D | 0.7500 | 40,000 | 30 | 516,530 | ||||
| 2021-03-26 | 2021-03-24 | 4 | BEAVER JOHN R | BIOL | Restricted Stock Unit | D | 100,000 | 350,692 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | BEAVER JOHN R | BIOL | Restricted Stock Unit | D | 200,000 | 250,692 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | Norbe Todd | BIOL | Restricted Stock Unit | D | 200,000 | 833,333 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 20,000 | 443,602 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | ROPER JESS | BIOL | Restricted Stock Unit | D | 20,000 | 260,397 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | Sato Garrett | BIOL | Restricted Stock Unit | D | 20,000 | 245,856 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | Wagner Elaine C | BIOL | Restricted Stock Unit | D | 20,000 | 245,856 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | DiTolla Michael | BIOL | Restricted Stock Unit | D | 20,000 | 273,988 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | Lanman Richard B. | BIOL | Restricted Stock Unit | D | 20,000 | 245,856 | ||||||
| 2020-07-23 | 2020-07-22 | 4 | LORD JONATHAN T MD | BIOL | Series F Convertible Preferred | D | 0.40 | 6 | 6 | |||||
| 2020-07-23 | 2020-07-22 | 4 | LORD JONATHAN T MD | BIOL | Warrants | D | 0.40 | 15,000 | 15,000 | |||||
| 2020-07-23 | 2020-07-22 | 4 | Norbe Todd | BIOL | Series F Convertible Preferred | D | 0.40 | 3 | 3 | |||||
| 2020-07-23 | 2020-07-22 | 4 | Norbe Todd | BIOL | Warrants | D | 0.40 | 7,500 | 7,500 | |||||
| 2020-07-23 | 2020-07-22 | 4 | BEAVER JOHN R | BIOL | Series F Convertible Preferred | D | 0.40 | 7 | 7 | |||||
| 2020-07-23 | 2020-07-22 | 4 | BEAVER JOHN R | BIOL | Warrants | D | 0.40 | 17,500 | 17,500 | |||||
| 2020-06-10 | 2020-06-09 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.5508 | -10,400 | -6 | 0 | ||||
| 2020-06-10 | 2020-06-09 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.5486 | -47,885 | -26 | 0 | ||||
| 2020-06-10 | 2020-06-09 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.5514 | -79,841 | -44 | 184,300 | ||||
| 2020-06-10 | 2020-06-09 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.5514 | -435,596 | -240 | 278,300 | ||||
| 2020-06-10 | 2020-06-09 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.5514 | -1,196,590 | -660 | 1,276,500 | ||||
| 2020-06-10 | 2020-06-08 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.5542 | -358,744 | -199 | 264,141 | ||||
| 2020-06-10 | 2020-06-08 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.5542 | -564,738 | -313 | 713,896 | ||||
| 2020-06-10 | 2020-06-08 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share ("Common Stock") | I | 0.5542 | -2,479,456 | -1,374 | 2,473,090 | ||||
| 2020-05-28 | 2020-05-13 | 4 | ROPER JESS | BIOL | Stock Option (right to buy) | D | 0.38 | 187,378 | 187,378 | |||||
| 2020-05-28 | 2020-05-13 | 4 | ROPER JESS | BIOL | Restricted Stock Unit | D | 165,245 | 240,397 | ||||||
| 2020-05-28 | 2020-05-13 | 4 | Lanman Richard B. | BIOL | Stock Option (right to buy) | D | 0.38 | 176,045 | 205,084 | |||||
| 2020-05-28 | 2020-05-13 | 4 | Lanman Richard B. | BIOL | Restricted Stock Unit | D | 155,250 | 225,856 | ||||||
| 2020-05-28 | 2020-05-13 | 4 | DiTolla Michael | BIOL | Stock Option (right to buy) | D | 0.38 | 176,045 | 176,045 | |||||
| 2020-05-28 | 2020-05-13 | 4 | DiTolla Michael | BIOL | Restricted Stock Unit | D | 155,250 | 253,988 | ||||||
| 2020-05-28 | 2020-05-13 | 4 | Sato Garrett | BIOL | Stock Option (right to buy) | D | 0.38 | 176,045 | 184,880 | |||||
| 2020-05-28 | 2020-05-13 | 4 | Sato Garrett | BIOL | Restricted Stock Unit | D | 155,250 | 225,856 | ||||||
| 2020-05-28 | 2020-05-13 | 4 | Wagner Elaine C | BIOL | Stock Option (right to buy) | D | 0.38 | 176,045 | 176,045 | |||||
| 2020-05-28 | 2020-05-13 | 4 | Wagner Elaine C | BIOL | Restricted Stock Unit | D | 155,250 | 225,856 | ||||||
| 2020-05-28 | 2020-05-13 | 4 | BEAVER JOHN R | BIOL | Restricted Stock Unit | D | 11,246 | 50,692 | ||||||
| 2020-05-28 | 2020-05-13 | 4 | Norbe Todd | BIOL | Restricted Stock Unit | D | 30,450 | 80,450 | ||||||
| 2020-05-28 | 2020-05-13 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 0.38 | 330,178 | 443,659 | |||||
| 2020-05-28 | 2020-05-13 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 291,178 | 423,602 | ||||||
| 2020-05-15 | 2020-02-11 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.6000 | -1,307,931 | -785 | 739,820 | ||||
| 2019-11-22 | 2019-11-14 | 4 | DiTolla Michael | BIOL | Restricted Stock Unit | D | 98,738 | 98,738 | ||||||
| 2019-10-31 | 2019-10-29 | 4 | FEINBERG LARRY N | BIOL | Series E Preferred Stock | I | 57.5000 | 1,843 | 106 | 1,843 | ||||
| 2019-10-31 | 2019-10-29 | 4 | FEINBERG LARRY N | BIOL | Series E Preferred Stock | I | 57.5000 | 2,783 | 160 | 2,783 | ||||
| 2019-10-31 | 2019-10-29 | 4 | FEINBERG LARRY N | BIOL | Series E Preferred Stock | I | 57.5000 | 12,765 | 734 | 12,765 | ||||
| 2019-08-27 | 2019-08-23 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2200 | -216 | -0 | 109,124 | ||||
| 2019-08-27 | 2019-08-23 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2000 | -2,687 | -3 | 109,340 | ||||
| 2019-08-22 | 2019-08-22 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2200 | -57 | -0 | 112,027 | ||||
| 2019-08-22 | 2019-08-22 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2200 | -8,045 | -10 | 112,084 | ||||
| 2019-08-22 | 2019-08-21 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2000 | -4,800 | -6 | 120,129 | ||||
| 2019-08-22 | 2019-08-21 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2200 | -643 | -1 | 124,929 | ||||
| 2019-08-22 | 2019-08-20 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2200 | -12,605 | -15 | 125,572 | ||||
| 2019-08-19 | 2019-08-19 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2200 | -4,323 | -5 | 138,177 | ||||
| 2019-08-19 | 2019-08-16 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.2500 | -37 | -0 | 142,500 | ||||
| 2019-08-19 | 2019-08-15 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.3000 | -7,715 | -10 | 142,537 | ||||
| 2019-08-09 | 2019-08-07 | 4 | Norbe Todd | BIOL | Restricted Stock Unit | D | 100,000 | 633,333 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | BEAVER JOHN R | BIOL | Restricted Stock Unit | D | 70,000 | 128,267 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 132,424 | 709,569 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | ROPER JESS | BIOL | Restricted Stock Unit | D | 75,152 | 158,485 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | Lanman Richard B. | BIOL | Restricted Stock Unit | D | 70,606 | 151,640 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | Sato Garrett | BIOL | Restricted Stock Unit | D | 70,606 | 151,640 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | Wagner Elaine C | BIOL | Restricted Stock Unit | D | 70,606 | 114,980 | ||||||
| 2019-06-27 | 2019-06-25 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.5000 | -227,155 | -341 | 438,585 | ||||
| 2019-06-27 | 2019-06-25 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.5000 | -263,845 | -396 | 1,000,334 | ||||
| 2019-06-27 | 2019-06-25 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share ("Common Stock") | I | 1.5000 | -509,000 | -764 | 3,676,046 | ||||
| 2019-06-05 | 2019-06-04 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.6000 | -948 | -2 | 33,585 | ||||
| 2019-06-05 | 2019-06-03 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.5200 | -4,446 | -7 | 34,533 | ||||
| 2019-06-03 | 2019-05-31 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.5500 | -30,094 | -47 | 38,979 | ||||
| 2019-06-03 | 2019-05-30 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.7800 | -17,594 | -31 | 69,073 | ||||
| 2018-12-14 | 2018-12-13 | 4 | Sato Garrett | BIOL | Common Stock | D | 1.0700 | 5,000 | 5 | 15,000 | ||||
| 2018-12-14 | 2018-12-13 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.0200 | 2,200 | 2 | 15,000 | ||||
| 2018-12-14 | 2018-12-13 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.0300 | 3,700 | 4 | 12,800 | ||||
| 2018-12-14 | 2018-12-13 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.0400 | 4,100 | 4 | 9,100 | ||||
| 2018-12-14 | 2018-12-12 | 4 | Norbe Todd | BIOL | Common Stock | D | 1.0300 | 5,000 | 5 | 5,000 | ||||
| 2018-12-06 | 2018-12-03 | 4 | BEAVER JOHN R | BIOL | Common Stock | D | 1.1800 | 1,000 | 1 | 26,000 | ||||
| 2018-11-30 | 2018-11-29 | 4 | Sato Garrett | BIOL | Common Stock | D | 1.2200 | 5,000 | 6 | 10,000 | ||||
| 2018-11-20 | 2018-11-16 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 1.3600 | 10,000 | 14 | 577,145 | ||||
| 2018-10-09 | 2018-10-08 | 4 | Wagner Elaine C | BIOL | Restricted Stock Unit | D | 44,374 | 44,374 | ||||||
| 2018-09-25 | 2018-09-21 | 4 | Norbe Todd | BIOL | Restricted Stock Unit | D | 300,000 | 661,945 | ||||||
| 2018-09-25 | 2018-09-21 | 4 | Norbe Todd | BIOL | Restricted Stock Unit | D | 350,000 | 361,945 | ||||||
| 2018-08-17 | 2018-08-16 | 4 | BEAVER JOHN R | BIOL | Common Stock | D | 1.7000 | 18,923 | 32 | 25,000 | ||||
| 2018-08-17 | 2018-08-15 | 4 | BEAVER JOHN R | BIOL | Common Stock | D | 1.5800 | 6,077 | 10 | 6,077 | ||||
| 2018-08-14 | 2018-08-10 | 4 | Sato Garrett | BIOL | Common Stock | D | 1.3700 | 5,000 | 7 | 5,000 | ||||
| 2018-08-14 | 2018-08-14 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 1.4500 | 30,598 | 44 | 567,145 | ||||
| 2018-08-14 | 2018-08-10 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 1.2500 | 69,402 | 87 | 536,547 | ||||
| 2018-08-09 | 2018-08-07 | 4 | BEAVER JOHN R | BIOL | Stock Option (right to buy) | D | 1.20 | 60,000 | 760,000 | |||||
| 2018-06-19 | 2018-06-15 | 4 | Norbe Todd | BIOL | Restricted Stock Unit | D | 71,667 | 71,667 | ||||||
| 2018-06-19 | 2018-06-15 | 4 | ROPER JESS | BIOL | Restricted Stock Unit | D | 83,333 | 83,333 | ||||||
| 2018-05-14 | 2018-05-14 | 4 | Sato Garrett | BIOL | Restricted Stock Unit | D | 81,034 | 81,034 | ||||||
| 2018-05-14 | 2018-05-14 | 4 | Lanman Richard B. | BIOL | Restricted Stock Unit | D | 81,034 | 81,034 | ||||||
| 2018-05-14 | 2018-05-14 | 4 | TALEVICH JAMES R | BIOL | Restricted Stock Unit | D | 91,379 | 109,587 | ||||||
| 2018-05-14 | 2018-05-14 | 4 | TALEVICH JAMES R | BIOL | Restricted Stock Unit | D | 18,208 | 18,208 | ||||||
| 2018-05-14 | 2018-05-11 | 4 | TALEVICH JAMES R | BIOL | Restricted Stock Unit | D | -7,394 | 0 | ||||||
| 2018-05-14 | 2018-05-11 | 4 | TALEVICH JAMES R | BIOL | Common Stock | D | 7,394 | 20,374 | ||||||
| 2018-05-14 | 2018-05-14 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 144,828 | 172,140 | ||||||
| 2018-05-14 | 2018-05-14 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 27,312 | 27,312 | ||||||
| 2018-05-14 | 2018-05-11 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | -7,042 | 0 | ||||||
| 2018-05-14 | 2018-05-11 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 7,042 | 100,470 | ||||||
| 2018-05-14 | 2018-05-14 | 4 | BEAVER JOHN R | BIOL | Restricted Stock Units | D | 97,911 | 97,911 | ||||||
| 2018-04-06 | 2018-04-04 | 4 | Sato Garrett | BIOL | Stock Option (right to buy) | D | 0.41 | 44,178 | 44,178 | |||||
| 2018-01-26 | 2018-01-25 | 4 | BEAVER JOHN R | BIOL | Stock Option (right to buy) | D | 0.42 | 100,000 | 700,000 | |||||
| 2017-12-06 | 2017-12-05 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.4560 | 10,745,615 | 4,900 | 30,866,265 | ||||
| 2017-12-06 | 2017-12-04 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 0.3000 | 1,800,000 | 540 | 20,120,650 | ||||
| 2017-12-06 | 2017-12-05 | 4 | TALEVICH JAMES R | BIOL | Subscription Rights (Right to Buy) | D | 0.46 | -3,189 | 0 | |||||
| 2017-12-06 | 2017-12-05 | 4 | TALEVICH JAMES R | BIOL | Common Stock | D | 0.4560 | 3,189 | 1 | 64,906 | ||||
| 2017-12-06 | 2017-12-05 | 4 | Flynn Harold C Jr. By Trust | BIOL | Subscription Rights (Right to Buy) | I | 0.46 | -65,870 | 0 | |||||
| 2017-12-06 | 2017-12-05 | 4 | Flynn Harold C Jr. By Trust | BIOL | Common Stock | I | 0.4560 | 65,870 | 30 | 131,970 | ||||
| 2017-12-06 | 2017-12-05 | 4 | LORD JONATHAN T MD | BIOL | Subscription Rights (Right to Buy) | D | 0.46 | -100,000 | 0 | |||||
| 2017-12-06 | 2017-12-05 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 0.4560 | 100,000 | 46 | 467,145 | ||||
| 2017-11-09 | 2017-11-08 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 0.57 | 19,737 | 578,131 | |||||
| 2017-11-09 | 2017-11-08 | 4 | TALEVICH JAMES R | BIOL | Stock Option (right to buy) | D | 0.57 | 9,868 | 454,638 | |||||
| 2017-11-09 | 2017-11-08 | 4 | Lanman Richard B. | BIOL | Stock Option (right to buy) | D | 0.57 | 9,868 | 145,201 | |||||
| 2017-11-02 | 2017-11-01 | 4 | Lanman Richard B. | BIOL | Stock Option (right to buy) | D | 0.76 | 135,333 | 135,333 | |||||
| 2017-10-04 | 2017-10-02 | 4 | BEAVER JOHN R | BIOL | Stock Option (right to buy) | D | 0.59 | 600,000 | 600,000 | |||||
| 2017-09-13 | 2017-09-12 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 0.61 | 65,891 | 558,394 | |||||
| 2017-09-13 | 2017-09-11 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 0.54 | 65,385 | 492,503 | |||||
| 2017-07-13 | 2017-01-04 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 1.5231 | 24,255 | 37 | 10,238,756 | ||||
| 2017-07-13 | 2017-01-03 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 1.4446 | 9,100 | 13 | 10,214,501 | ||||
| 2017-07-13 | 2016-12-30 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 1.3902 | 8,002 | 11 | 10,205,401 | ||||
| 2017-07-13 | 2016-12-29 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 1.4073 | 2,200 | 3 | 10,197,399 | ||||
| 2017-07-05 | 2017-06-30 | 4 | FEINBERG LARRY N | BIOL | Warrants to acquire Common Stock | I | 1.80 | 0.1250 | 1,800,535 | 225 | 3,144,811 | |||
| 2017-07-05 | 2017-06-30 | 4 | FEINBERG LARRY N | BIOL | Series D Preferred Stock | I | 1.24 | -36,986 | 0 | |||||
| 2017-07-05 | 2017-06-30 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.2400 | 3,698,600 | 4,586 | 18,320,650 | ||||
| 2017-07-03 | 2017-06-30 | 4 | MOLL FREDERIC H | BIOL | Series D Participating Convertible Preferred Stock | D | 1.24 | -1,921 | 0 | |||||
| 2017-07-03 | 2017-06-30 | 4 | MOLL FREDERIC H | BIOL | Common Stock | D | 1.2400 | 192,100 | 238 | 251,317 | ||||
| 2017-07-03 | 2017-06-30 | 4 | Flynn Harold C Jr. By Trust | BIOL | Series D Participating Convertible Preferred Stock | I | 1.24 | -307 | 0 | |||||
| 2017-07-03 | 2017-06-30 | 4 | Flynn Harold C Jr. By Trust | BIOL | Common Stock | I | 1.2400 | 30,700 | 38 | 66,100 | ||||
| 2017-07-03 | 2017-06-30 | 4 | CLARK PAUL N See Footnotes | BIOL | Series D Participating Convertible Preferred Stock | I | 1.24 | -1,563 | 0 | |||||
| 2017-07-03 | 2017-06-30 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock | I | 1.2400 | 156,300 | 194 | 1,311,557 | ||||
| 2017-07-03 | 2017-06-30 | 4 | LORD JONATHAN T MD | BIOL | Series D Participating Convertible Preferred Stock | D | 1.24 | -768 | 0 | |||||
| 2017-07-03 | 2017-06-30 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 1.2400 | 76,800 | 95 | 430,490 | ||||
| 2017-05-12 | 2017-05-10 | 4 | TALEVICH JAMES R | BIOL | Restricted Stock Unit | D | 36,972 | 36,972 | ||||||
| 2017-05-12 | 2017-05-10 | 4 | TALEVICH JAMES R | BIOL | Stock Option (right to buy) | D | 1.21 | 110,915 | 444,770 | |||||
| 2017-05-12 | 2017-05-10 | 4 | CLARK PAUL N | BIOL | Restricted Stock Unit | D | 67,782 | 67,782 | ||||||
| 2017-05-12 | 2017-05-10 | 4 | CLARK PAUL N | BIOL | Stock Option (right to buy) | D | 1.21 | 203,345 | 754,221 | |||||
| 2017-05-12 | 2017-05-10 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 35,211 | 35,211 | ||||||
| 2017-05-12 | 2017-05-10 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 1.21 | 105,634 | 427,118 | |||||
| 2017-05-12 | 2017-05-10 | 4 | MOLL FREDERIC H | BIOL | Restricted Stock Unit | D | 35,211 | 35,211 | ||||||
| 2017-05-12 | 2017-05-10 | 4 | MOLL FREDERIC H | BIOL | Stock Option (right to buy) | D | 1.21 | 105,634 | 456,623 | |||||
| 2017-05-10 | 2017-05-08 | 4 | TALEVICH JAMES R | BIOL | Restricted Stock Unit | D | -52,500 | 0 | ||||||
| 2017-05-10 | 2017-05-08 | 4 | TALEVICH JAMES R | BIOL | Common Stock | D | 52,500 | 61,717 | ||||||
| 2017-05-10 | 2017-05-08 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | -50,000 | 0 | ||||||
| 2017-05-10 | 2017-05-08 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 50,000 | 353,690 | ||||||
| 2017-05-10 | 2017-05-08 | 4 | MOLL FREDERIC H | BIOL | Restricted Stock Unit | D | -50,000 | 0 | ||||||
| 2017-05-10 | 2017-05-08 | 4 | MOLL FREDERIC H | BIOL | Common Stock | D | 50,000 | 59,217 | ||||||
| 2017-05-10 | 2017-05-08 | 4 | CLARK PAUL N | BIOL | Restricted Stock Unit | D | -96,250 | 0 | ||||||
| 2017-05-10 | 2017-05-08 | 4 | CLARK PAUL N | BIOL | Common Stock | D | 96,250 | 96,250 | ||||||
| 2017-04-19 | 2017-04-18 | 4 | CLARK PAUL N By Trust | BIOL | Warrants (right to buy) | I | 1.80 | 0.1250 | 76,089 | 10 | 76,089 | |||
| 2017-04-19 | 2017-04-18 | 4 | CLARK PAUL N By Trust | BIOL | Series D Participating Convertible Preferred Stock | I | 124.0000 | 1,536 | 190 | 1,536 | ||||
| 2017-04-19 | 2017-04-18 | 4 | Flynn Harold C Jr. By Trust | BIOL | Warrants (right to buy) | I | 1.80 | 0.1250 | 14,945 | 2 | 14,945 | |||
| 2017-04-19 | 2017-04-18 | 4 | Flynn Harold C Jr. By Trust | BIOL | Series D Participating Convertible Preferred Stock | I | 124.0000 | 307 | 38 | 307 | ||||
| 2017-04-19 | 2017-04-18 | 4 | LORD JONATHAN T MD | BIOL | Warrants (right to buy) | D | 1.80 | 0.1250 | 37,387 | 5 | 37,387 | |||
| 2017-04-19 | 2017-04-18 | 4 | LORD JONATHAN T MD | BIOL | Series D Participating Convertible Preferred Stock | D | 124.0000 | 768 | 95 | 768 | ||||
| 2017-04-19 | 2017-04-18 | 4 | MOLL FREDERIC H | BIOL | Warrants (right to buy) | D | 1.80 | 0.1250 | 93,517 | 12 | 93,517 | |||
| 2017-04-19 | 2017-04-18 | 4 | MOLL FREDERIC H | BIOL | Series D Participating Convertible Preferred Stock | D | 124.0000 | 1,921 | 238 | 1,921 | ||||
| 2017-04-19 | 2017-04-18 | 4 | Nelson Mark Joseph | BIOL | Warrants (right to buy) | D | 1.80 | 0.1250 | 9,346 | 1 | 9,346 | |||
| 2017-04-19 | 2017-04-18 | 4 | Nelson Mark Joseph | BIOL | Series D Participating Convertible Preferred Stock | D | 124.0000 | 192 | 24 | 192 | ||||
| 2017-03-27 | 2017-03-27 | 4 | Nelson Mark Joseph | BIOL | Stock Option (right to buy) | D | 1.28 | 600,000 | 600,000 | |||||
| 2017-03-23 | 2017-02-18 | 4 | Flynn Harold C Jr. | BIOL | Restricted Stock Unit | D | -29,761 | 1,435,000 | ||||||
| 2017-03-23 | 2017-02-18 | 4 | Flynn Harold C Jr. | BIOL | Common Stock | D | 29,761 | 96,720 | ||||||
| 2017-02-08 | 2017-02-06 | 4 | Flynn Harold C Jr. | BIOL | Restricted Stock Unit | D | 1,000,000 | 1,464,761 | ||||||
| 2016-12-06 | 2016-12-05 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.8500 | 46,463 | 86 | 14,608,464 | ||||
| 2016-12-06 | 2016-12-02 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.7800 | 53,537 | 95 | 14,562,001 | ||||
| 2016-11-23 | 2016-11-08 | 4/A | Flynn Harold C Jr. | BIOL | Restricted Stock Unit | D | 0 | 652,500 | ||||||
| 2016-11-23 | 2016-11-08 | 4/A | Flynn Harold C Jr. | BIOL | Stock Option (right to buy) | D | 1.45 | 1,000,000 | 2,307,903 | |||||
| 2016-11-17 | 2016-11-16 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.7100 | 33,674 | 58 | 14,508,464 | ||||
| 2016-11-17 | 2016-11-15 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.7200 | 18,514 | 32 | 14,478,326 | ||||
| 2016-11-14 | 2016-11-08 | 4 | Flynn Harold C Jr. | BIOL | Restricted Stock Unit | D | 1,000,000 | 1,652,500 | ||||||
| 2016-11-14 | 2016-11-08 | 4 | Flynn Harold C Jr. | BIOL | Stock Option (right to buy) | D | 1.45 | 1,000,000 | 1,652,500 | |||||
| 2016-11-14 | 2016-11-14 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.6100 | 33,674 | 54 | 14,459,812 | ||||
| 2016-11-14 | 2016-11-11 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.8100 | 48,513 | 88 | 14,426,138 | ||||
| 2016-11-14 | 2016-11-10 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.8100 | 42,000 | 76 | 14,377,625 | ||||
| 2016-11-10 | 2016-11-09 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.7000 | 125,000 | 212 | 14,335,625 | ||||
| 2016-11-10 | 2016-11-08 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.5200 | 2,000 | 3 | 14,230,625 | ||||
| 2016-10-07 | 2015-10-21 | 4/A | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9500 | 33,762 | 32 | 4,213,429 | ||||
| 2016-10-05 | 2016-09-30 | 4 | FEINBERG LARRY N | BIOL | Warrants to acquire Common Stock | I | 2.00 | 850,797 | 2,194,983 | |||||
| 2016-10-05 | 2016-09-30 | 4 | FEINBERG LARRY N | BIOL | Series C Preferred Stock | I | 1.13 | -37,091 | 0 | |||||
| 2016-10-05 | 2016-09-30 | 4 | FEINBERG LARRY N | BIOL | Common Stock | I | 1.1300 | 3,699,100 | 4,180 | 14,228,625 | ||||
| 2016-10-04 | 2016-09-30 | 4 | SCHULER JACK W By Trust | BIOL | Series C Participating Convertible Preferred Stock | I | 1.13 | -36,991 | 0 | |||||
| 2016-10-04 | 2016-09-30 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 1.1300 | 3,699,100 | 4,180 | 10,195,199 | ||||
| 2016-10-04 | 2016-09-30 | 4 | LORD JONATHAN T MD | BIOL | Series C Participating Convertible Preferred Stock | D | 1.13 | -1,770 | 0 | |||||
| 2016-10-04 | 2016-09-30 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 1.1300 | 177,000 | 200 | 303,690 | ||||
| 2016-10-04 | 2016-09-30 | 4 | CLARK PAUL N See Footnotes | BIOL | Series C Participating Convertible Preferred Stock | I | 1.13 | -2,212 | 0 | |||||
| 2016-10-04 | 2016-09-30 | 4 | CLARK PAUL N | BIOL | Common Stock | I | 1.1300 | 221,200 | 250 | 221,200 | ||||
| 2016-10-04 | 2016-09-30 | 4 | Flynn Harold C Jr. By Trust | BIOL | Series C Participating Convertible Preferred Stock | I | 1.13 | -354 | 0 | |||||
| 2016-10-04 | 2016-09-30 | 4 | Flynn Harold C Jr. By Trust | BIOL | Common Stock | I | 1.1300 | 35,400 | 40 | 35,400 | ||||
| 2016-08-29 | 2016-08-25 | 4 | Flynn Harold C Jr. | BIOL | Stock Option (right to buy) | D | 1.44 | 400,000 | 1,307,903 | |||||
| 2016-08-10 | 2016-08-08 | 4 | FEINBERG LARRY N See Footnotes | BIOL | Series C Preferred Stock | I | 1.13 | 1.1300 | 37,091 | 42 | 37,091 | |||
| 2016-08-10 | 2016-08-08 | 4 | FEINBERG LARRY N See Footnotes | BIOL | Warrants to acquire Common Stock | I | 2.00 | 0.1250 | 850,797 | 106 | 2,194,983 | |||
| 2016-08-03 | 2016-08-01 | 4 | Flynn Harold C Jr. By Trust | BIOL | Warrants (right to buy) | I | 2.00 | 0.1250 | 8,142 | 1 | 8,142 | |||
| 2016-08-03 | 2016-08-01 | 4 | Flynn Harold C Jr. By Trust | BIOL | Series C Participating Convertible Preferred Stock | I | 113.0000 | 354 | 40 | 354 | ||||
| 2016-08-03 | 2016-08-01 | 4 | LORD JONATHAN T MD | BIOL | Warrants (right to buy) | D | 2.00 | 0.1250 | 40,708 | 5 | 40,708 | |||
| 2016-08-03 | 2016-08-01 | 4 | LORD JONATHAN T MD | BIOL | Series C Participating Convertible Preferred Stock | D | 113.0000 | 1,770 | 200 | 1,770 | ||||
| 2016-08-03 | 2016-08-01 | 4 | CLARK PAUL N See Footnotes | BIOL | Warrants (right to buy) | I | 2.00 | 0.1250 | 50,885 | 6 | 50,885 | |||
| 2016-08-03 | 2016-08-01 | 4 | CLARK PAUL N See Footnotes | BIOL | Series C Participating Convertible Preferred Stock | I | 113.0000 | 2,212 | 250 | 2,212 | ||||
| 2016-08-03 | 2016-08-01 | 4 | SCHULER JACK W By Trust | BIOL | Warrants (right to buy) | I | 2.00 | 0.1250 | 850,796 | 106 | 850,796 | |||
| 2016-08-03 | 2016-08-01 | 4 | SCHULER JACK W By Trust | BIOL | Series C Participating Convertible Preferred Stock | I | 113.0000 | 36,991 | 4,180 | 36,991 | ||||
| 2016-07-05 | 2016-07-01 | 4 | DREYER DAVID C | BIOL | Restricted Stock Units | D | -70,000 | 0 | ||||||
| 2016-07-05 | 2016-07-01 | 4 | DREYER DAVID C | BIOL | Common Stock | D | 70,000 | 123,000 | ||||||
| 2016-05-11 | 2016-05-06 | 4 | MOLL FREDERIC H | BIOL | Restricted Stock Unit | D | 50,000 | 50,000 | ||||||
| 2016-05-11 | 2016-05-06 | 4 | MOLL FREDERIC H | BIOL | Stock Option (right to buy) | D | 1.41 | 120,152 | 350,989 | |||||
| 2016-05-10 | 2016-05-06 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 50,000 | 50,000 | ||||||
| 2016-05-10 | 2016-05-06 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 1.41 | 120,152 | 293,739 | |||||
| 2016-05-10 | 2016-05-06 | 4 | CLARK PAUL N | BIOL | Restricted Stock Unit | D | 96,250 | 96,250 | ||||||
| 2016-05-10 | 2016-05-06 | 4 | CLARK PAUL N | BIOL | Stock Option (right to buy) | D | 1.41 | 231,293 | 550,876 | |||||
| 2016-05-10 | 2016-05-06 | 4 | TALEVICH JAMES R | BIOL | Restricted Stock Unit | D | 52,500 | 52,500 | ||||||
| 2016-05-10 | 2016-05-06 | 4 | TALEVICH JAMES R | BIOL | Stock Option (right to buy) | D | 1.41 | 126,160 | 333,855 | |||||
| 2016-04-04 | 2016-04-01 | 4 | Flynn Harold C Jr. | BIOL | Common Stock | D | 1.2600 | -12,803 | -16 | 66,959 | ||||
| 2016-04-04 | 2016-03-26 | 4 | Flynn Harold C Jr. | BIOL | Restricted Stock Units | D | -29,762 | 899,761 | ||||||
| 2016-04-04 | 2016-03-26 | 4 | Flynn Harold C Jr. | BIOL | Common Stock | D | 29,762 | 79,762 | ||||||
| 2016-03-14 | 2016-03-10 | 4 | DREYER DAVID C | BIOL | Restricted Stock Unit | D | 70,000 | 70,000 | ||||||
| 2016-02-26 | 2016-02-26 | 4 | Flynn Harold C Jr. | BIOL | Restricted Stock Unit | D | 59,523 | 929,523 | ||||||
| 2016-02-22 | 2016-02-18 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8000 | 500 | 0 | 6,547,537 | ||||
| 2016-02-18 | 2016-02-17 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8000 | 900 | 1 | 6,547,037 | ||||
| 2016-02-18 | 2016-02-16 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7981 | 3,200 | 3 | 6,546,137 | ||||
| 2016-02-16 | 2016-02-12 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7770 | 500 | 0 | 6,542,937 | ||||
| 2016-02-16 | 2016-02-11 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7557 | 18,580 | 14 | 6,542,437 | ||||
| 2016-02-11 | 2016-02-10 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7742 | 54,187 | 42 | 6,523,857 | ||||
| 2016-02-11 | 2016-02-09 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7896 | 13,026 | 10 | 6,469,670 | ||||
| 2016-01-27 | 2016-01-25 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8000 | 1,400 | 1 | 6,456,644 | ||||
| 2016-01-25 | 2016-01-22 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7720 | 1,870 | 1 | 6,455,244 | ||||
| 2016-01-25 | 2016-01-21 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7791 | 4,800 | 4 | 6,453,374 | ||||
| 2016-01-21 | 2016-01-20 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7367 | 19,900 | 15 | 6,448,574 | ||||
| 2016-01-21 | 2016-01-19 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7897 | 4,300 | 3 | 6,428,674 | ||||
| 2015-12-29 | 2015-12-28 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7887 | 18,350 | 14 | 6,424,374 | ||||
| 2015-12-28 | 2015-12-24 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7489 | 3,100 | 2 | 6,406,024 | ||||
| 2015-12-28 | 2015-12-23 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7575 | 38,800 | 29 | 6,402,924 | ||||
| 2015-12-23 | 2015-12-22 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7398 | 87,200 | 65 | 6,364,124 | ||||
| 2015-12-22 | 2015-12-21 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7342 | 126,919 | 93 | 6,276,924 | ||||
| 2015-12-22 | 2015-12-18 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.6806 | 973 | 1 | 6,150,005 | ||||
| 2015-12-18 | 3 | Jack W. Schuler Living Trust | BIOL | Common Stock | D | 11,771,206 | ||||||||
| 2015-12-18 | 3 | Jack W. Schuler Living Trust | BIOL | Common Stock | D | 11,771,206 | ||||||||
| 2015-12-18 | 2015-12-17 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7000 | 9,558 | 7 | 6,149,032 | ||||
| 2015-12-18 | 2015-12-16 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7048 | 24,600 | 17 | 6,139,474 | ||||
| 2015-12-18 | 2015-12-15 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7200 | 28,000 | 20 | 6,114,874 | ||||
| 2015-12-18 | 2015-12-14 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7400 | 42,923 | 32 | 6,086,874 | ||||
| 2015-12-18 | 2015-12-11 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7700 | 7,078 | 5 | 6,043,951 | ||||
| 2015-12-18 | 2015-12-10 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7800 | 31,699 | 25 | 6,036,873 | ||||
| 2015-12-18 | 2015-12-09 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7900 | 5,704 | 5 | 6,005,174 | ||||
| 2015-12-18 | 2015-12-08 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7900 | 14,596 | 12 | 5,999,470 | ||||
| 2015-12-18 | 2015-12-07 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8000 | 8,561 | 7 | 5,984,874 | ||||
| 2015-12-18 | 2015-12-04 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8100 | 5,286 | 4 | 5,976,313 | ||||
| 2015-12-18 | 2015-12-03 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8100 | 16,427 | 13 | 5,971,027 | ||||
| 2015-12-18 | 2015-12-02 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8500 | 5,900 | 5 | 5,954,600 | ||||
| 2015-12-18 | 2015-11-30 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9000 | 16,752 | 15 | 5,948,700 | ||||
| 2015-12-18 | 2015-11-26 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8900 | 2,045 | 2 | 5,931,948 | ||||
| 2015-12-18 | 2015-11-25 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9000 | 44,200 | 40 | 5,929,903 | ||||
| 2015-12-18 | 2015-11-24 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9200 | 100 | 0 | 5,885,703 | ||||
| 2015-12-18 | 2015-11-23 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9300 | 64,865 | 60 | 5,885,603 | ||||
| 2015-12-18 | 2015-11-17 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9500 | 200 | 0 | 5,820,738 | ||||
| 2015-12-18 | 2015-11-16 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9500 | 5,400 | 5 | 5,820,538 | ||||
| 2015-12-18 | 2015-11-13 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8600 | 93,409 | 80 | 5,815,138 | ||||
| 2015-12-18 | 2015-11-12 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7800 | 234,313 | 183 | 5,721,729 | ||||
| 2015-12-18 | 2015-11-11 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7700 | 33,099 | 25 | 5,487,416 | ||||
| 2015-12-18 | 2015-11-06 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.6300 | 140,000 | 88 | 5,454,317 | ||||
| 2015-12-18 | 2015-11-05 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.7700 | 505,974 | 390 | 5,314,317 | ||||
| 2015-12-18 | 2015-10-28 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9000 | 5,671 | 5 | 4,808,343 | ||||
| 2015-12-18 | 2015-10-27 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9100 | 9,900 | 9 | 4,802,672 | ||||
| 2015-12-18 | 2015-10-26 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9200 | 23,500 | 22 | 4,792,772 | ||||
| 2015-12-18 | 2015-10-23 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9200 | 48,250 | 44 | 4,769,272 | ||||
| 2015-12-18 | 2015-10-22 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9200 | 541,355 | 498 | 4,721,022 | ||||
| 2015-12-18 | 2015-10-20 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9500 | 52,103 | 49 | 4,179,667 | ||||
| 2015-12-18 | 2015-10-19 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9500 | 25,510 | 24 | 4,127,564 | ||||
| 2015-12-18 | 2015-10-16 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9600 | 1,000 | 1 | 4,102,054 | ||||
| 2015-12-18 | 2015-10-15 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9600 | 2,970 | 3 | 4,101,054 | ||||
| 2015-12-18 | 2015-10-14 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9600 | 13,418 | 13 | 4,098,084 | ||||
| 2015-12-18 | 2015-10-13 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9900 | 100,000 | 99 | 4,084,666 | ||||
| 2015-12-18 | 2015-10-12 | 4 | SCHULER JACK W By spouse | BIOL | Common Stock | I | 1.0300 | 14,800 | 15 | 14,800 | ||||
| 2015-12-18 | 2015-10-12 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 1.0300 | 100,000 | 103 | 3,984,666 | ||||
| 2015-12-18 | 2015-10-09 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9500 | 1,100,000 | 1,045 | 3,884,666 | ||||
| 2015-12-18 | 2015-10-08 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9000 | 500 | 0 | 2,784,666 | ||||
| 2015-12-18 | 2015-10-02 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.8900 | 169,361 | 151 | 2,784,166 | ||||
| 2015-12-18 | 2015-10-01 | 4 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 0.9300 | 10,639 | 10 | 2,614,805 | ||||
| 2015-11-12 | 2015-11-11 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 0.7934 | 54,800 | 43 | 10,529,525 | ||||
| 2015-11-12 | 2015-11-09 | 4 | Flynn Harold C Jr. | BIOL | Common Stock, par value $0.001 per share | D | 0.8000 | 22,100 | 18 | 50,000 | ||||
| 2015-11-12 | 2015-11-09 | 4 | Flynn Harold C Jr. | BIOL | Common Stock, par value $0.001 per share | D | 0.7800 | 5,333 | 4 | 27,900 | ||||
| 2015-11-12 | 2015-11-09 | 4 | Flynn Harold C Jr. | BIOL | Common Stock, par value $0.001 per share | D | 0.7700 | 12,567 | 10 | 22,567 | ||||
| 2015-11-12 | 2015-11-09 | 4 | Flynn Harold C Jr. | BIOL | Common Stock, par value $0.001 per share | D | 0.7200 | 10,000 | 7 | 10,000 | ||||
| 2015-11-12 | 2015-11-10 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7600 | 32,500 | 25 | 1,155,257 | ||||
| 2015-11-12 | 2015-11-10 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7500 | 23,501 | 18 | 1,122,757 | ||||
| 2015-11-12 | 2015-11-10 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7400 | 39,699 | 29 | 1,099,256 | ||||
| 2015-11-12 | 2015-11-10 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7300 | 4,300 | 3 | 1,059,557 | ||||
| 2015-11-12 | 2015-11-09 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7900 | 10,210 | 8 | 1,055,257 | ||||
| 2015-11-12 | 2015-11-09 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7800 | 2,923 | 2 | 1,045,047 | ||||
| 2015-11-12 | 2015-11-09 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7700 | 2,800 | 2 | 1,042,124 | ||||
| 2015-11-12 | 2015-11-09 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7600 | 7,000 | 5 | 1,039,324 | ||||
| 2015-11-12 | 2015-11-09 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 0.7500 | 11,646 | 9 | 1,032,324 | ||||
| 2015-11-12 | 2015-11-09 | 4 | LORD JONATHAN T MD | BIOL | Common Stock, par value $0.001 per share | D | 0.7500 | 16,310 | 12 | 126,690 | ||||
| 2015-11-12 | 2015-11-09 | 4 | DREYER DAVID C | BIOL | Common Stock, par value $0.001 per share | D | 0.7700 | 33,000 | 25 | 53,000 | ||||
| 2015-09-25 | 2015-09-24 | 4 | DREYER DAVID C | BIOL | Common Stock | D | 1.2000 | 5,000 | 6 | 20,000 | ||||
| 2015-09-24 | 2015-09-22 | 4 | DREYER DAVID C | BIOL | Common Stock | D | 1.3700 | 5,000 | 7 | 15,000 | ||||
| 2015-09-17 | 2015-09-17 | 4 | DREYER DAVID C | BIOL | Common Stock | D | 1.4500 | 10,000 | 14 | 10,000 | ||||
| 2015-08-31 | 2015-08-27 | 4 | MOLL FREDERIC H | BIOL | Restricted Stock Unit | D | -9,217 | 0 | ||||||
| 2015-08-31 | 2015-08-27 | 4 | MOLL FREDERIC H | BIOL | Common Stock | D | 9,217 | 9,217 | ||||||
| 2015-08-31 | 2015-08-27 | 4 | TALEVICH JAMES R | BIOL | Restricted Stock Unit | D | -9,217 | 0 | ||||||
| 2015-08-31 | 2015-08-27 | 4 | TALEVICH JAMES R | BIOL | Common Stock | D | 9,217 | 9,217 | ||||||
| 2015-08-31 | 2015-08-27 | 4 | CLARK PAUL N | BIOL | Restricted Stock Unit | D | -9,217 | 0 | ||||||
| 2015-08-31 | 2015-08-27 | 4 | CLARK PAUL N | BIOL | Common Stock | D | 9,217 | 1,020,678 | ||||||
| 2015-08-31 | 2015-08-27 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | -9,217 | 0 | ||||||
| 2015-08-31 | 2015-08-27 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 9,217 | 110,380 | ||||||
| 2015-07-20 | 2015-07-13 | 4 | Flynn Harold C Jr. | BIOL | Restricted Stock Unit | D | 870,000 | 870,000 | ||||||
| 2015-07-20 | 2015-07-13 | 4 | Flynn Harold C Jr. | BIOL | Stock Option (right to buy) | D | 1.65 | 870,000 | 870,000 | |||||
| 2015-06-25 | 2015-03-09 | 4/A | DREYER DAVID C | BIOL | Stock Option (right to buy) | D | 1.99 | 871,710 | 871,710 | |||||
| 2015-04-29 | 2015-04-27 | 4 | CLARK PAUL N | BIOL | Stock Option (right to buy) | D | 2.27 | 254,405 | 319,583 | |||||
| 2015-04-29 | 2015-04-27 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 2.27 | 132,159 | 173,587 | |||||
| 2015-04-29 | 2015-04-27 | 4 | TALEVICH JAMES R | BIOL | Stock Option (right to buy) | D | 2.27 | 138,767 | 207,695 | |||||
| 2015-04-29 | 2015-04-27 | 4 | MOLL FREDERIC H | BIOL | Stock Option (right to buy) | D | 2.27 | 132,159 | 230,837 | |||||
| 2015-03-19 | 2015-03-09 | 4 | DREYER DAVID C | BIOL | Stock Option (right to buy) | D | 1.99 | 871,710 | 871,710 | |||||
| 2014-11-13 | 3 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 5,208,332 | ||||||||
| 2014-11-13 | 3 | SCHULER JACK W By Trust | BIOL | Common Stock | I | 5,208,332 | ||||||||
| 2014-11-06 | 2014-11-03 | 4 | FEINBERG LARRY N | BIOL | Warrants (right to buy) | I | 4.00 | 0.1250 | 470,465 | 59 | 470,465 | |||
| 2014-11-06 | 2014-11-03 | 4 | FEINBERG LARRY N | BIOL | Warrants (right to buy) | I | 4.00 | 0.1250 | 336,047 | 42 | 336,047 | |||
| 2014-11-06 | 2014-11-03 | 4 | FEINBERG LARRY N | BIOL | Warrants (right to buy) | I | 4.00 | 0.1250 | 537,674 | 67 | 537,674 | |||
| 2014-11-06 | 2014-11-03 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.3900 | 723,792 | 1,730 | 1,586,737 | ||||
| 2014-11-06 | 2014-11-03 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.3900 | 516,995 | 1,236 | 6,374,246 | ||||
| 2014-11-06 | 2014-11-03 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.3900 | 827,192 | 1,977 | 2,513,742 | ||||
| 2014-11-05 | 2014-11-03 | 4 | LORD JONATHAN T MD | BIOL | Warrants (right to buy) | D | 4.00 | 0.1250 | 65,755 | 8 | 65,755 | |||
| 2014-11-05 | 2014-11-03 | 4 | LORD JONATHAN T MD | BIOL | Common Stock | D | 2.3900 | 101,163 | 242 | 101,163 | ||||
| 2014-11-05 | 2014-11-03 | 4 | Nugent Jeffrey M | BIOL | Warrants (right to buy) | D | 4.00 | 0.1250 | 26,302 | 3 | 26,302 | |||
| 2014-11-05 | 2014-11-03 | 4 | Nugent Jeffrey M | BIOL | Common Stock | D | 2.3900 | 40,465 | 97 | 92,548 | ||||
| 2014-11-05 | 2014-11-03 | 4 | CLARK PAUL N By Trust | BIOL | Warrants (right to buy) | I | 4.00 | 0.1250 | 263,024 | 33 | 263,024 | |||
| 2014-11-05 | 2014-11-03 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock | I | 2.3900 | 404,653 | 967 | 1,010,607 | ||||
| 2014-09-03 | 2014-08-29 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 2.16 | 27,745 | 69,173 | |||||
| 2014-08-29 | 2014-08-27 | 4 | LORD JONATHAN T MD | BIOL | Restricted Stock Unit | D | 9,217 | 9,217 | ||||||
| 2014-08-29 | 2014-08-27 | 4 | LORD JONATHAN T MD | BIOL | Stock Option (right to buy) | D | 2.17 | 41,428 | 41,428 | |||||
| 2014-08-29 | 2014-08-27 | 4 | CLARK PAUL N | BIOL | Restricted Stock Unit | D | 9,217 | 9,217 | ||||||
| 2014-08-29 | 2014-08-27 | 4 | CLARK PAUL N | BIOL | Stock Option (right to buy) | D | 2.17 | 41,428 | 65,178 | |||||
| 2014-08-29 | 2014-08-27 | 4 | TALEVICH JAMES R | BIOL | Restricted Stock Unit | D | 9,217 | 9,217 | ||||||
| 2014-08-29 | 2014-08-27 | 4 | TALEVICH JAMES R | BIOL | Stock Option (right to buy) | D | 2.17 | 41,428 | 68,928 | |||||
| 2014-08-29 | 2014-08-27 | 4 | MOLL FREDERIC H | BIOL | Restricted Stock Unit | D | 9,217 | 9,217 | ||||||
| 2014-08-29 | 2014-08-27 | 4 | MOLL FREDERIC H | BIOL | Stock Option (right to buy) | D | 2.17 | 41,428 | 98,678 | |||||
| 2014-07-23 | 3 | CLARK PAUL N By trust | BIOL | Common Stock, par value $0.001 per share | I | 170,242 | ||||||||
| 2014-07-23 | 3 | CLARK PAUL N By trust | BIOL | Common Stock, par value $0.001 per share | I | 170,242 | ||||||||
| 2014-07-23 | 2014-07-22 | 4 | CLARK PAUL N By Trust | BIOL | Common Stock, par value $0.001 per share | I | 1.9200 | 520,833 | 1,000 | 605,954 | ||||
| 2014-07-23 | 2014-07-13 | 4 | Nugent Jeffrey M | BIOL | Restricted Stock Unit | D | 37,879 | 37,879 | ||||||
| 2014-07-23 | 2014-07-13 | 4 | Nugent Jeffrey M | BIOL | Stock Option (right to buy) | D | 1.98 | 172,282 | 172,282 | |||||
| 2014-07-23 | 2014-07-22 | 4 | Nugent Jeffrey M | BIOL | Common Stock, par value $0.001 per share | D | 1.9200 | 52,083 | 100 | 52,083 | ||||
| 2014-07-23 | 2014-07-22 | 4 | Furry Frederick D. | BIOL | Common Stock | D | 1.9200 | 13,020 | 25 | 18,020 | ||||
| 2014-07-23 | 2014-07-22 | 4 | Arrow Alexander K. | BIOL | Common Stock | D | 1.9200 | 7,812 | 15 | 110,387 | ||||
| 2014-07-22 | 2014-07-18 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.9200 | 260,756 | 501 | 862,945 | ||||
| 2014-07-22 | 2014-07-18 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.9200 | 1,641,036 | 3,151 | 5,857,251 | ||||
| 2014-07-22 | 2014-07-18 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.9200 | 369,044 | 709 | 1,686,550 | ||||
| 2014-02-12 | 2014-02-12 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5900 | 2,900 | 8 | 599,194 | ||||
| 2014-02-12 | 2014-02-12 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5900 | 25,729 | 67 | 4,195,237 | ||||
| 2014-02-12 | 2014-02-12 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5900 | 6,200 | 16 | 1,310,952 | ||||
| 2014-02-12 | 2014-02-11 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.6900 | 2,500 | 7 | 596,294 | ||||
| 2014-02-12 | 2014-02-11 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.6900 | 22,044 | 59 | 4,169,508 | ||||
| 2014-02-12 | 2014-02-11 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.6900 | 5,300 | 14 | 1,304,752 | ||||
| 2014-02-12 | 2014-02-10 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5700 | 280,000 | 720 | 593,794 | ||||
| 2014-02-12 | 2014-02-10 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5300 | 2,500 | 6 | 313,794 | ||||
| 2014-02-12 | 2014-02-10 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5700 | 1,345,525 | 3,458 | 4,147,464 | ||||
| 2014-02-12 | 2014-02-10 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5300 | 18,335 | 46 | 2,801,939 | ||||
| 2014-02-12 | 2014-02-10 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5700 | 320,000 | 822 | 1,299,452 | ||||
| 2014-02-12 | 2014-02-10 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.5300 | 4,000 | 10 | 979,452 | ||||
| 2014-02-04 | 2014-01-31 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.4500 | 2,600 | 6 | 311,294 | ||||
| 2014-02-04 | 2014-01-31 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.4500 | 22,698 | 56 | 2,783,604 | ||||
| 2014-02-04 | 2014-01-31 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 2.4500 | 5,500 | 13 | 975,452 | ||||
| 2013-12-20 | 2013-12-10 | 4 | LOW SAMUEL BERNARD | BIOL | Stock Option (right to buy) | D | 1.73 | 27,500 | 27,500 | |||||
| 2013-12-20 | 2013-12-10 | 4 | TALEVICH JAMES R | BIOL | Stock Option (right to buy) | D | 1.73 | 27,500 | 27,500 | |||||
| 2013-12-20 | 2013-12-19 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.8000 | 340,000 | 612 | 967,000 | ||||
| 2013-12-18 | 3 | FEINBERG LARRY N See Footnotes | BIOL | Common Stock, par value $0.001 per share | I | 2,633,746 | ||||||||
| 2013-12-18 | 3 | FEINBERG LARRY N See Footnotes | BIOL | Common Stock, par value $0.001 per share | I | 294,854 | ||||||||
| 2013-12-18 | 3 | FEINBERG LARRY N See Footnotes | BIOL | Common Stock, par value $0.001 per share | I | 603,300 | ||||||||
| 2013-12-18 | 2013-12-17 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.9200 | 4,000 | 8 | 627,000 | ||||
| 2013-12-18 | 2013-12-17 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.9200 | 2,100 | 4 | 307,254 | ||||
| 2013-12-18 | 2013-12-17 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.9200 | 19,300 | 37 | 2,748,046 | ||||
| 2013-12-18 | 2013-12-16 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.8600 | 19,700 | 37 | 623,000 | ||||
| 2013-12-18 | 2013-12-16 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.8600 | 10,300 | 19 | 305,154 | ||||
| 2013-12-18 | 2013-12-16 | 4 | FEINBERG LARRY N | BIOL | Common Stock, par value $0.001 per share | I | 1.8600 | 95,000 | 177 | 2,728,746 | ||||
| 2013-06-14 | 2013-06-07 | 4 | ENRIGHT ERIN S. | BIOL | Stock Option (right to buy) | D | 4.07 | 35,000 | 35,000 | |||||
| 2013-06-11 | 2013-06-06 | 4 | Arrow Alexander K. | BIOL | Stock Option (right to buy) | D | 4.00 | 350,000 | 474,500 | |||||
| 2013-06-11 | 2013-06-07 | 4 | MOLL FREDERIC H | BIOL | Stock Option (right to buy) | D | 4.07 | 22,250 | 57,250 | |||||
| 2013-06-11 | 2013-06-07 | 4 | MOLL FREDERIC H | BIOL | Stock Option (right to buy) | D | 4.07 | 35,000 | 35,000 | |||||
| 2013-06-10 | 2013-06-06 | 4 | Nemoy Norman J. | BIOL | Stock Option (right to buy) | D | 4.00 | 20,000 | 153,500 | |||||
| 2013-06-10 | 2013-06-06 | 4 | LICHTWARDT GREGORY | BIOL | Stock Option (right to buy) | D | 4.00 | 20,000 | 130,750 | |||||
| 2013-03-26 | 2013-03-23 | 4 | Furry Frederick D. | BIOL | Stock Option (right to buy) | D | 5.00 | 50,000 | 247,500 | |||||
| 2012-11-13 | 2012-11-08 | 4 | PIGNATELLI FEDERICO | BIOL | Stock Option (right to buy) | D | 2.50 | 100,000 | 270,000 | |||||
| 2012-08-23 | 2012-08-23 | 4 | Furry Frederick D. | BIOL | Common Stock | D | 1.6500 | 1,000 | 2 | 5,000 | ||||
| 2012-08-23 | 2012-08-21 | 4 | Furry Frederick D. | BIOL | Common Stock | D | 1.6400 | 4,000 | 7 | 4,000 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.8300 | 7,500 | 14 | 92,575 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.8000 | 9,000 | 16 | 85,075 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7800 | 300 | 1 | 76,075 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7700 | 7,500 | 13 | 75,775 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7600 | 3,200 | 6 | 68,275 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7500 | 1,600 | 3 | 65,075 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7400 | 300 | 1 | 63,475 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7300 | 4,400 | 8 | 63,175 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7200 | 1,900 | 3 | 58,775 | ||||
| 2012-08-15 | 2012-08-13 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7100 | 1,300 | 2 | 56,875 | ||||
| 2012-08-15 | 2012-08-14 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.6900 | 400 | 1 | 102,575 | ||||
| 2012-08-15 | 2012-08-14 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.6800 | 723 | 1 | 102,175 | ||||
| 2012-08-15 | 2012-08-14 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.6700 | 4,800 | 8 | 101,452 | ||||
| 2012-08-15 | 2012-08-14 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7000 | 377 | 1 | 96,652 | ||||
| 2012-08-15 | 2012-08-14 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7300 | 1,237 | 2 | 96,275 | ||||
| 2012-08-15 | 2012-08-14 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7200 | 1,100 | 2 | 95,038 | ||||
| 2012-08-15 | 2012-08-14 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 1.7100 | 1,363 | 2 | 93,998 | ||||
| 2012-06-05 | 2012-05-15 | 4/A | Arrow Alexander K. | BLTI | Common Stock | D | 2.4100 | 2,000 | 5 | 50,775 | ||||
| 2012-06-05 | 2012-06-01 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 2.3600 | 3,000 | 7 | 55,575 | ||||
| 2012-06-05 | 2012-06-01 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 2.3900 | 200 | 0 | 52,575 | ||||
| 2012-06-05 | 2012-06-01 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 2.3300 | 1,600 | 4 | 52,375 | ||||
| 2012-05-29 | 2012-05-10 | 4 | Arrow Alexander K. | BLTI | Stock Option (right to buy) | D | 2.56 | 20,000 | 124,500 | |||||
| 2012-05-29 | 2012-05-10 | 4 | Nemoy Norman J. | BLTI | Stock Option (right to buy) | D | 2.56 | 20,000 | 133,500 | |||||
| 2012-05-29 | 2012-05-10 | 4 | LICHTWARDT GREGORY | BLTI | Stock Option (right to buy) | D | 2.56 | 20,000 | 110,750 | |||||
| 2012-05-18 | 2012-05-15 | 4 | Arrow Alexander K. | BLTI | Common Stock | D | 2.4100 | 2,000 | 5 | 50,775 | ||||
| 2012-03-14 | 2012-03-13 | 4 | PIGNATELLI FEDERICO | BLTI | Stock Option (right to buy) | D | 2.54 | 2.5400 | -100,000 | -254 | 200,000 | |||
| 2012-03-14 | 2012-03-13 | 4 | PIGNATELLI FEDERICO | BLTI | Common Stock | D | 2.5800 | 100,000 | 258 | 1,725,250 | ||||
| 2012-03-06 | 2011-12-23 | 4/A | PIGNATELLI FEDERICO | BLTI | Stock Option (right to buy) | D | 2.58 | 100,000 | 300,000 | |||||
| 2008-06-03 | 2008-05-30 | 4 | ST PHILIP JAKE | BLTI | Common Stock | D | 3.2500 | 4,300 | 14 | 40,000 | ||||
| 2008-06-03 | 2008-05-30 | 4 | ST PHILIP JAKE | BLTI | Common Stock | D | 3.2400 | 600 | 2 | 35,700 | ||||
| 2008-06-03 | 2008-05-30 | 4 | ST PHILIP JAKE | BLTI | Common Stock | D | 3.2300 | 100 | 0 | 35,100 | ||||
| 2008-06-03 | 2008-05-30 | 4 | ST PHILIP JAKE | BLTI | Common Stock | D | 3.2200 | 4,000 | 13 | 35,000 | ||||
| 2008-06-03 | 2008-05-30 | 4 | ST PHILIP JAKE | BLTI | Common Stock | D | 3.2100 | 200 | 1 | 31,000 | ||||
| 2008-06-03 | 2008-05-30 | 4 | ST PHILIP JAKE | BLTI | Common Stock | D | 3.2000 | 600 | 2 | 30,800 | ||||
| 2008-06-03 | 2008-05-30 | 4 | ST PHILIP JAKE | BLTI | Common Stock | D | 3.1800 | 200 | 1 | 30,200 | ||||
| 2008-01-09 | 2008-01-07 | 4 | Anderton Robert M | BLTI | Stock Option (right to buy) | D | 2.89 | 10,000 | 10,000 | |||||
| 2008-01-09 | 2008-01-07 | 4 | dArbeloff George V | BLTI | Stock Option (right to buy) | D | 2.89 | 25,000 | 25,000 | |||||
| 2008-01-09 | 2008-01-07 | 4 | DURRIE DANIEL S | BLTI | Stock Option (right to buy) | D | 2.89 | 10,000 | 10,000 | |||||
| 2008-01-09 | 2008-01-07 | 4 | Largent James R | BLTI | Stock Option (right to buy) | D | 2.89 | 10,000 | 10,000 | |||||
| 2008-01-09 | 2008-01-07 | 4 | PIGNATELLI FEDERICO | BLTI | Stock Option (right to buy) | D | 2.89 | 100,000 | 0 | |||||
| 2008-01-09 | 2008-01-07 | 4 | LAIRD NEIL J | BLTI | Stock Option (right to buy) | D | 2.89 | 25,000 | 25,000 | |||||
| 2007-06-29 | 2007-06-27 | 4 | Bateman Keith G | BLTI | Stock Option (right to buy) | D | 5.95 | 30,000 | 30,000 | |||||
| 2006-04-21 | 2006-04-20 | 4 | dArbeloff George V | BLTI | Stock Option (right to buy) | D | 10.40 | 30,000 | 30,000 | |||||
| 2006-04-21 | 2006-04-20 | 4 | Anderton Robert M | BLTI | Stock Option (right to buy) | D | 10.40 | 30,000 | 30,000 | |||||
| 2006-04-21 | 2006-04-20 | 4 | PIGNATELLI FEDERICO | BLTI | Stock Option (right to buy) | D | 10.40 | 30,000 | 30,000 | |||||
| 2006-04-17 | 2001-08-24 | 4/A | Jones Jeffrey W | BLTI | Common Stock | D | 4.0300 | 1,000 | 4 | 6,000 | ||||
| 2005-10-18 | 2005-06-01 | 4 | Haefner James | BLTI | Employee Stock Option (right to buy) | D | 7.14 | 20,000 | 20,000 | |||||
| 2005-01-07 | 3/A | HOHENER JOHN W | BLTI | Common Stock | D | 0 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
