아베오나 테라퓨틱스(Abeona Therapeutics Inc.)
US ˙ NasdaqCM ˙ US00289Y2063

소개

이 페이지에서는 Larry N Feinberg의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

내부자 포지션이 보고된 기업

SEC 서류에 따르면 Larry N Feinberg 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:MOTS / Motus GI Holdings, Inc. 0
US:BIOL / BIOLASE, Inc. 10% Owner 0
US:VRML / Vermillion, Inc. 10% Owner 0
US:SLNO / Soleno Therapeutics, Inc. 10% Owner 655,000
US:HNSN / Hansen Medical, Inc. 10% Owner 0
US:AXDX / Accelerate Diagnostics, Inc. 10% Owner 621,011
US:ACCP / 10% Owner 119,811
10% Owner 2,292,360
차트 해석 방법

아래 차트는 Larry N Feinberg에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자 매입 ABEO / Abeona Therapeutics Inc.: 단기 이익 분석

이 섹션에서는 ABEO / Abeona Therapeutics Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고
가격
최고
이익 ($)
최고 수익률 (%)
2008-02-12 ACCP FEINBERG LARRY N 29,736 3.1500 29,736 3.1500 93,668 731
2007-06-19 ACCP FEINBERG LARRY N 60,000 5.1700 60,000 5.1700 310,200
2007-01-22 ACCP FEINBERG LARRY N 6,040 2.5300 6,040 2.5300 15,281
2005-12-31 ACCP FEINBERG LARRY N 15,636 0.6500 15,636 0.6500 10,163
2005-12-31 ACCP FEINBERG LARRY N 82,745 0.6500 82,745 0.6500 53,784
2005-12-31 ACCP FEINBERG LARRY N 299,056 0.6500 299,056 0.6500 194,386
2005-12-31 ACCP FEINBERG LARRY N 78,184 0.6500 78,184 0.6500 50,820
2005-02-01 ACCP FEINBERG LARRY N 30,200 2.6900 30,200 2.6900 81,238

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

ABEO / Abeona Therapeutics Inc. Insider Trades
내부자 매매 ABEO / Abeona Therapeutics Inc.: 단기 손실 분석

이 섹션에서는 ABEO / Abeona Therapeutics Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2008-02-12 ACCP FEINBERG LARRY N 29,736 3.1500 29,736 3.1500 93,668 731
2007-07-24 ACCP FEINBERG LARRY N 2,040 4.3500 2,040 4.3500 8,874
2007-07-23 ACCP FEINBERG LARRY N 4,000 4.3563 4,000 4.3563 17,425
2007-06-19 ACCP FEINBERG LARRY N 40,000 5.1700 40,000 5.1700 206,800
2007-06-19 ACCP FEINBERG LARRY N 20,000 5.1700 20,000 5.1700 103,400
2007-03-01 ACCP FEINBERG LARRY N 1,200 7.1250 1,200 7.1250 8,550
2007-02-28 ACCP FEINBERG LARRY N 10,000 7.1000 10,000 7.1000 71,000
2007-02-28 ACCP FEINBERG LARRY N 4,500 7.1000 4,500 7.1000 31,950
2007-02-27 ACCP FEINBERG LARRY N 300 7.0000 300 7.0000 2,100
2007-02-27 ACCP FEINBERG LARRY N 100 7.0000 100 7.0000 700
2007-02-26 ACCP FEINBERG LARRY N 19,000 7.3140 19,000 7.3140 138,966
2007-02-26 ACCP FEINBERG LARRY N 5,000 7.3140 5,000 7.3140 36,570
2007-02-26 ACCP FEINBERG LARRY N 1,000 7.3140 1,000 7.3140 7,314
2007-01-22 ACCP FEINBERG LARRY N 6,040 2.5300 6,040 2.5300 15,281
2006-09-01 ACCP FEINBERG LARRY N 1 1
2006-09-01 ACCP FEINBERG LARRY N 0 0
2006-09-01 ACCP FEINBERG LARRY N 0 0
2005-02-01 ACCP FEINBERG LARRY N 30,200 2.6900 30,200 2.6900 81,238

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

ABEO / Abeona Therapeutics Inc. Insider Trades
내부자 매입 AWHL / Aspira Women's Health Inc.: 단기 이익 분석

이 섹션에서는 ABEO / Abeona Therapeutics Inc.에 대한 "공개 시장"(Open market)에서 계획되지 않은 내부자의 매입이 발생한 모든 상품의 수익성을 분석합니다. 이 분석은 내부자가 지속적으로 비정상적인 수익을 창출하는지 이해하는 데 도움이 되며, 이를 따를 가치가 있습니다. 이 분석은 각 거래 후 1년 동안 수행되며, 결과는 이론 값입니다.

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장 매입을 보여줍니다.

거래일 티커 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고
가격
최고
이익 ($)
최고 수익률 (%)
2017-02-17 VRML FEINBERG LARRY N 617,731 1.4000 617,731 1.4000 864,823 304
2015-07-14 VRML FEINBERG LARRY N 510,204 1.9600 510,204 1.9600 1,000,000
2015-07-14 VRML FEINBERG LARRY N 1,839 1.9054 1,839 1.9054 3,504
2014-12-23 VRML FEINBERG LARRY N 972,222 1.4400 972,222 1.4400 1,400,000

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

AWHL / Aspira Women's Health Inc. Insider Trades
내부자 매매 AWHL / Aspira Women's Health Inc.: 단기 손실 분석

이 섹션에서는 ABEO / Abeona Therapeutics Inc.에서 이루어진 계획되지 않은 모든 공개 시장에서의 내부자 매도의 단기 손실 회피를 분석합니다. 일관된 손실 회피 패턴은 향후 매각 거래에서 가격 하락이 발생할 수도 있다는 것을 예측할 수 있습니다. 이 분석은 각 거래 후 1년을 대상으로 한 것이며, 결과는 이론 값입니다.

아래 표는 자동 거래 계획에 포함되지 않은 가장 최근의 "공개 시장"(Open market) 매매를 보여줍니다.

거래일 티커 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
이 내부자와 유가 증권의 조합과 관련하여 계획되지 않은 공개된 "공개 시장"(Open market) 거래는 없습니다.

조정 가격은 분할 조정된 가격입니다. 조정된 주식은 조정된 지분입니다.

AWHL / Aspira Women's Health Inc. Insider Trades
내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Larry N Feinberg의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)
지분
가치
거래
가치
잔여
가치
2021-02-05 2021-01-26 4 MOTS Motus GI Holdings, Inc.
Common Stock
S - Sale -30,000 0 -100.00 1.90 -57,000
2021-02-05 2021-01-26 4 MOTS Motus GI Holdings, Inc.
Common Stock
S - Sale -29,115 105,885 -21.57 1.90 -55,417 201,542
2020-06-10 2020-06-09 4 BIOL BIOLASE, INC
Common Stock
S - Sale -10,400 0 -100.00 0.55 -5,728
2020-06-10 2020-06-09 4 BIOL BIOLASE, INC
Common Stock
S - Sale -47,885 0 -100.00 0.55 -26,270
2020-06-10 2020-06-09 4 BIOL BIOLASE, INC
Common Stock
S - Sale -79,841 184,300 -30.23 0.55 -44,024 101,623
2020-06-10 2020-06-09 4 BIOL BIOLASE, INC
Common Stock
S - Sale -435,596 278,300 -61.02 0.55 -240,188 153,455
2020-06-10 2020-06-09 4 BIOL BIOLASE, INC
Common Stock
S - Sale -1,196,590 1,276,500 -48.38 0.55 -659,800 703,862
2020-06-10 2020-06-08 4 BIOL BIOLASE, INC
Common Stock
S - Sale -358,744 264,141 -57.59 0.55 -198,816 146,387
2020-06-10 2020-06-08 4 BIOL BIOLASE, INC
Common Stock
S - Sale -564,738 713,896 -44.17 0.55 -312,978 395,641
2020-06-10 2020-06-08 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share ("Common Stock")
S - Sale -2,479,456 2,473,090 -50.06 0.55 -1,374,115 1,370,586
2020-06-10 2020-06-08 4 VRML Aspira Women's Health Inc.
Warrants to acquire Common Stock
X - Other -463,298 0 -100.00
2020-06-10 2020-06-08 4 VRML Aspira Women's Health Inc.
Common Stock
X - Other 463,298 6,137,052 8.17 1.80 833,936 11,046,694
2020-06-09 2020-06-08 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
S - Sale -150,918 655,000 -18.73 3.40 -513,302 2,227,786
2020-06-09 2020-06-05 4 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share ("Common Stock")
S - Sale -49,325 805,918 -5.77 3.34 -164,578 2,689,026
2019-10-31 2019-10-29 4 BIOL BIOLASE, INC
Series E Preferred Stock
P - Purchase 1,843 1,843 57.50 105,972 105,972
2019-10-31 2019-10-29 4 BIOL BIOLASE, INC
Series E Preferred Stock
P - Purchase 2,783 2,783 57.50 160,022 160,022
2019-10-31 2019-10-29 4 BIOL BIOLASE, INC
Series E Preferred Stock
P - Purchase 12,765 12,765 57.50 733,988 733,988
2019-07-30 2019-07-26 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 7,500 350,334 2.19 2.14 16,070 750,626
2019-07-30 2019-07-26 4 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share ("Common Stock")
P - Purchase 49,569 2,665,050 1.90 2.14 106,207 5,710,136
2019-07-01 2019-07-01 4 MOTS Motus GI Holdings, Inc.
Common Stock
P - Purchase 5,000 30,000 20.00 2.99 14,948 89,688
2019-07-01 2019-07-01 4 MOTS Motus GI Holdings, Inc.
Common Stock
P - Purchase 35,000 135,000 35.00 3.02 105,553 407,133
2019-07-01 2019-06-27 4 MOTS Motus GI Holdings, Inc.
Common Stock
P - Purchase 25,000 25,000 3.00 75,000 75,000
2019-07-01 2019-06-27 4 MOTS Motus GI Holdings, Inc.
Common Stock
P - Purchase 100,000 100,000 3.00 300,000 300,000
2019-07-01 2019-06-27 4 MOTS Motus GI Holdings, Inc.
Common Stock
P - Purchase 138,698 550,698 33.66 3.00 416,094 1,652,094
2019-07-01 2019-06-27 4 MOTS Motus GI Holdings, Inc.
Common Stock
P - Purchase 93,566 379,566 32.72 3.00 280,698 1,138,698
2019-07-01 2019-06-27 4 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share ("Common Stock")
P - Purchase 634,402 2,711,402 30.54 3.00 1,903,206 8,134,206
2019-06-27 2019-06-25 4 BIOL BIOLASE, INC
Common Stock
S - Sale -227,155 438,585 -34.12 1.50 -340,732 657,878
2019-06-27 2019-06-25 4 BIOL BIOLASE, INC
Common Stock
S - Sale -263,845 1,000,334 -20.87 1.50 -395,768 1,500,501
2019-06-27 2019-06-25 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share ("Common Stock")
S - Sale -509,000 3,676,046 -12.16 1.50 -763,500 5,514,069
2019-03-18 2019-03-14 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 13,548 342,834 4.11 1.22 16,568 419,252
2019-03-18 2019-03-14 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 128 329,286 0.04 1.20 154 394,979
2019-03-18 2019-03-14 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 20,360 855,243 2.44 1.22 24,898 1,045,877
2019-03-18 2019-03-14 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 192 834,883 0.02 1.20 230 1,001,442
2019-03-18 2019-03-14 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 95,235 2,615,481 3.78 1.22 116,463 3,198,472
2019-03-18 2019-03-14 4 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share ("Common Stock")
P - Purchase 900 2,520,246 0.04 1.20 1,080 3,023,035
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
4,852,000
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
3,061,000
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
3,187,000
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
4,852,000
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
3,061,000
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
3,187,000
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
4,852,000
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
3,061,000
2018-12-26 3 MOTS Motus GI Holdings, Inc.
Common Stock, par value $0.0001 per share
3,187,000
2018-12-21 2018-12-19 4 SLNO SOLENO THERAPEUTICS INC
Common Stock Warrant (Right to Buy)
P - Purchase 5,603 5,603
2018-12-21 2018-12-19 4 SLNO SOLENO THERAPEUTICS INC
Common Stock Warrant (Right to Buy)
P - Purchase 14,163 14,163
2018-12-21 2018-12-19 4 SLNO SOLENO THERAPEUTICS INC
Common Stock Warrant (Right to Buy)
P - Purchase 42,490 42,490
2018-12-21 2018-12-19 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 112,062 329,158 51.62 1.61 180,005 528,726
2018-12-21 2018-12-19 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 283,268 834,691 51.37 1.61 455,013 1,340,764
2018-12-21 2018-12-19 4 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share ("Common Stock")
P - Purchase 849,805 2,519,346 50.90 1.61 1,365,042 4,046,825
2018-05-16 2018-05-15 4 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
P - Purchase 256 551,423 0.05 1.93 493 1,062,923
2018-05-16 2018-05-15 4 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
P - Purchase 1,218 1,669,541 0.07 1.93 2,348 3,218,207
2018-05-16 2018-05-14 4 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
P - Purchase 8,426 551,167 1.55 1.79 15,096 987,471
2018-05-16 2018-05-14 4 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
P - Purchase 40,100 1,668,323 2.46 1.79 71,843 2,988,967
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
4,016,283
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,605,156
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,930,801
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
4,016,283
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,605,156
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,930,801
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
4,016,283
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,605,156
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,930,801
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
4,016,283
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,605,156
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,930,801
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
4,016,283
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,605,156
2017-12-26 3 SLNO SOLENO THERAPEUTICS INC
Common Stock, par value $0.001 per share
2,930,801
2017-12-06 2017-12-05 4 BIOL BIOLASE, INC
Common Stock
P - Purchase 10,745,615 30,866,265 53.41 0.46 4,900,000 14,075,017
2017-12-06 2017-12-04 4 BIOL BIOLASE, INC
Common Stock
P - Purchase 1,800,000 20,120,650 9.82 0.30 540,000 6,036,195
2017-08-31 2017-08-31 4 VRML VERMILLION, INC.
Warrants to acquire Common Stock
X - Other -583,333 0 -100.00
2017-08-31 2017-08-31 4 VRML VERMILLION, INC.
Common Stock
X - Other 583,333 9,825,289 6.31 1.00 583,333 9,825,289
2017-08-30 2017-08-25 4 VRML VERMILLION, INC.
Warrants to acquire Common Stock
P - Purchase 583,333 583,333
2017-08-30 2017-08-25 4 VRML VERMILLION, INC.
Warrants to acquire Common Stock
H - Other -583,333 0 -100.00
2017-07-05 2017-06-30 4 BIOL BIOLASE, INC
Warrants to acquire Common Stock
P - Purchase 1,800,535 3,144,811 133.94 0.12 225,067 393,101
2017-07-05 2017-06-30 4 BIOL BIOLASE, INC
Series D Preferred Stock
C - Conversion -36,986 0 -100.00
2017-07-05 2017-06-30 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 3,698,600 18,320,650 25.29 1.24 4,586,264 22,717,606
2017-02-17 2017-02-17 4 VRML VERMILLION, INC.
Warrant to acquire Common Stock
P - Purchase 1 0 -100.00
2017-02-17 2017-02-17 4 VRML VERMILLION, INC.
Common Stock, par value $0.001 per share
P - Purchase 617,731 9,825,289 6.71 1.40 864,823 13,755,405
2016-12-06 2016-12-05 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 46,463 14,608,464 0.32 1.85 85,957 27,025,658
2016-12-06 2016-12-02 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 53,537 14,562,001 0.37 1.78 95,296 25,920,362
2016-11-17 2016-11-16 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 33,674 14,508,464 0.23 1.71 57,583 24,809,473
2016-11-17 2016-11-15 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 18,514 14,478,326 0.13 1.72 31,844 24,902,721
2016-11-14 2016-11-14 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 33,674 14,459,812 0.23 1.61 54,215 23,280,297
2016-11-14 2016-11-11 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 48,513 14,426,138 0.34 1.81 87,809 26,111,310
2016-11-14 2016-11-10 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 42,000 14,377,625 0.29 1.81 76,020 26,023,501
2016-11-10 2016-11-09 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 125,000 14,335,625 0.88 1.70 212,500 24,370,562
2016-11-10 2016-11-08 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 2,000 14,230,625 0.01 1.52 3,040 21,630,550
2016-10-05 2016-09-30 4 BIOL BIOLASE, INC
Warrants to acquire Common Stock
P - Purchase 850,797 2,194,983 63.29
2016-10-05 2016-09-30 4 BIOL BIOLASE, INC
Series C Preferred Stock
C - Conversion -37,091 0 -100.00
2016-10-05 2016-09-30 4 BIOL BIOLASE, INC
Common Stock
C - Conversion 3,699,100 14,228,625 35.13 1.13 4,179,983 16,078,346
2016-08-10 2016-08-08 4 BIOL BIOLASE, INC
Series C Preferred Stock
P - Purchase 37,091 37,091 1.13 41,913 41,913
2016-08-10 2016-08-08 4 BIOL BIOLASE, INC
Warrants to acquire Common Stock
P - Purchase 850,797 2,194,983 63.29 0.12 106,350 274,373
2016-07-29 2016-07-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
D - Sale to Issuer -22,659 0 -100.00 90,636.00 -2,053,721,124
2016-07-29 2016-07-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
D - Sale to Issuer -19,050 0 -100.00 76,200.00 -1,451,610,000
2016-07-29 2016-07-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
D - Sale to Issuer -3,950 0 -100.00 15,800.00 -62,410,000
2016-07-29 2016-07-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
D - Sale to Issuer -492,846 0 -100.00 1,971,384.00 -971,588,718,864
2016-07-29 2016-07-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
D - Sale to Issuer -854,377 0 -100.00 3,417,508.00 -2,919,840,232,516
2016-07-29 2016-07-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
D - Sale to Issuer -3,090,732 0 -100.00 12,362,928.00 -38,210,497,183,296
2016-02-09 2016-02-09 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
S - Sale -55,000 621,011 -8.14 11.86 -652,300 7,365,190
2016-02-09 2016-02-09 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
S - Sale -305,000 3,814,050 -7.40 11.86 -3,617,300 45,234,633
2016-02-09 2016-02-09 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
S - Sale -200,000 494,968 -28.78 11.86 -2,372,000 5,870,320
2016-02-09 2016-02-09 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
S - Sale -40,000 33,079 -54.74 11.86 -474,400 392,317
2015-12-29 2015-12-18 4/A AXDX Accelerate Diagnostics, Inc
Call option
X - Other -1,000 0 -100.00
2015-12-29 2015-12-18 4/A AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 100,000 694,968 16.81 17.50 1,750,000 12,161,940
2015-12-22 2015-12-18 4 AXDX Accelerate Diagnostics, Inc
Call option
X - Other -1,000 0 -100.00
2015-12-22 2015-12-18 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 100,000 594,968 20.20 17.50 1,750,000 10,411,940
2015-12-10 2015-12-10 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 58,823 173,079 51.48 17.00 999,991 2,942,343
2015-12-10 2015-12-10 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 58,824 594,968 10.97 17.00 1,000,008 10,114,456
2015-11-12 2015-11-11 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 54,800 10,529,525 0.52 0.79 43,478 8,354,125
2015-11-09 2015-11-05 4 AXDX Accelerate Diagnostics, Inc
Call Option (right to buy)
P - Purchase 1,000 1,000 1.32 1,325 1,325
2015-07-16 2015-07-14 4 VRML VERMILLION, INC.
Common Stock, par value $0.001 per share
P - Purchase 1,839 8,624,225 0.02 1.91 3,504 16,432,598
2015-07-16 2015-07-14 4 VRML VERMILLION, INC.
Common Stock, par value $0.001 per share
P - Purchase 510,204 8,624,225 6.29 1.96 1,000,000 16,903,481
2015-05-14 2015-05-12 4 HNSN HANSEN MEDICAL INC
Series E Warrant
J - Other 2,308,000 2,308,000
2015-05-14 2015-05-12 4 HNSN HANSEN MEDICAL INC
Series E Warrant
J - Other 3,846,000 3,846,000
2015-05-14 2015-05-12 4 HNSN HANSEN MEDICAL INC
Series E Warrant
J - Other 12,308,000 12,308,000
2015-05-14 2015-05-12 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,361,342 4,928,288 91.99 0.65 1,534,872 3,203,387
2015-05-14 2015-05-12 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 3,934,886 8,543,465 85.38 0.65 2,557,676 5,553,252
2015-05-14 2015-05-12 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 12,592,453 30,906,311 68.76 0.65 8,185,094 20,089,102
2014-12-29 2014-12-23 4 VRML VERMILLION, INC.
Warrants to acquire Common Stock
P - Purchase 583,333 0 -100.00
2014-12-29 2014-12-23 4 VRML VERMILLION, INC.
Common Stock, Par Value $0.001 per share
P - Purchase 972,222 8,112,182 13.62 1.44 1,400,000 11,681,542
2014-11-06 2014-11-03 4 BIOL BIOLASE, INC
Warrants (right to buy)
P - Purchase 470,465 470,465 0.12 58,808 58,808
2014-11-06 2014-11-03 4 BIOL BIOLASE, INC
Warrants (right to buy)
P - Purchase 336,047 336,047 0.12 42,006 42,006
2014-11-06 2014-11-03 4 BIOL BIOLASE, INC
Warrants (right to buy)
P - Purchase 537,674 537,674 0.12 67,209 67,209
2014-11-06 2014-11-03 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 723,792 1,586,737 83.87 2.39 1,729,863 3,792,301
2014-11-06 2014-11-03 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 516,995 6,374,246 8.83 2.39 1,235,618 15,234,448
2014-11-06 2014-11-03 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 827,192 2,513,742 49.05 2.39 1,976,989 6,007,843
2014-08-25 2014-08-25 4 HNSN HANSEN MEDICAL INC
Series B/C Exchange Warrant
X - Other -652,724 0 -100.00
2014-08-25 2014-08-25 4 HNSN HANSEN MEDICAL INC
Series B/C Exchange Warrant
X - Other -1,171,866 0 -100.00
2014-08-25 2014-08-25 4 HNSN HANSEN MEDICAL INC
Series B/C Exchange Warrant
X - Other -4,656,852 0 -100.00
2014-08-25 2014-08-25 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
X - Other 652,724 2,566,946 34.10 1.13 737,578 2,900,649
2014-08-25 2014-08-25 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
X - Other 1,171,866 4,608,579 34.10 1.13 1,324,209 5,207,694
2014-08-25 2014-08-25 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
X - Other 4,656,852 18,313,858 34.10 1.13 5,262,243 20,694,660
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series D Warrant
J - Other 200,712 200,712
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series D Warrant
J - Other 360,350 360,350
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series D Warrant
J - Other 1,431,983 1,431,983
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series B/C Exchange Warrant
J - Other 652,724 652,724
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series B/C Exchange Warrant
J - Other 1,171,866 1,171,866
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series B/C Exchange Warrant
J - Other 4,656,852 4,656,852
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series B Warrant
J - Other -326,362 0 -100.00
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series C Warrant
J - Other -326,362 0 -100.00
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series B Warrant
J - Other -585,933 0 -100.00
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series C Warrant
J - Other -585,933 0 -100.00
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series B Warrant
J - Other -2,382,426 0 -100.00
2014-08-12 2014-08-11 4 HNSN HANSEN MEDICAL INC
Series C Warrant
J - Other -2,382,426 0 -100.00
2014-08-07 2014-08-05 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 11,835 536,114 2.26 15.92 188,413 8,534,935
2014-07-22 2014-07-18 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 260,756 862,945 43.30 1.92 500,652 1,656,854
2014-07-22 2014-07-18 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 1,641,036 5,857,251 38.92 1.92 3,150,789 11,245,922
2014-07-22 2014-07-18 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 369,044 1,686,550 28.01 1.92 708,564 3,238,176
2014-07-16 2014-07-16 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 10,000 524,309 1.94 19.96 199,600 10,465,208
2014-07-16 2014-07-14 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 10,000 514,309 1.98 23.12 231,200 11,890,824
2014-07-01 2014-06-30 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 20,000 504,309 4.13 25.72 514,400 12,970,827
2014-05-14 2014-05-12 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 178,571 676,011 35.90 16.80 2,999,993 11,356,985
2014-05-14 2014-05-12 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 119,047 4,119,050 2.98 16.80 1,999,990 69,200,040
2014-05-08 2014-05-02 4/A AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 3,835 63,836 6.39 16.80 64,428 1,072,445
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -1,278 0 -100.00
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -29,886 0 -100.00
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -240,322 0 -100.00
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -703 0 -100.00
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -29,096 0 -100.00
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 1,278 21,278 6.39 16.80 21,470 357,470
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 29,886 497,440 6.39 16.80 502,085 8,356,992
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 240,322 4,000,003 6.39 16.80 4,037,410 67,200,050
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 703 11,703 6.39 16.80 11,810 196,610
2014-05-08 2014-04-28 4/A AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 29,096 484,309 6.39 16.80 488,813 8,136,391
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -1,278 0 -100.00
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -29,886 0 -100.00
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -240,322 0 -100.00
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -703 0 -100.00
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -3,835 0 -100.00
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -29,096 0 -100.00
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 1,278 21,278 6.39 16.80 21,470 357,470
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 29,886 497,440 6.39 16.80 502,085 8,356,992
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 240,322 4,000,003 6.39 16.80 4,037,410 67,200,050
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 703 11,703 6.39 16.80 11,810 196,610
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 3,835 63,836 6.39 16.80 64,428 1,072,445
2014-04-29 2014-04-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 29,096 484,309 6.39 16.80 488,813 8,136,391
2014-02-18 2014-02-14 4 HNSN HANSEN MEDICAL INC
Series A Warrant
X - Other -326,362 0 -100.00
2014-02-18 2014-02-14 4 HNSN HANSEN MEDICAL INC
Series A Warrant
X - Other -585,933 0 -100.00
2014-02-18 2014-02-14 4 HNSN HANSEN MEDICAL INC
Series A Warrant
X - Other -2,328,426 0 -100.00
2014-02-18 2014-02-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
X - Other 326,362 1,914,222 20.55 1.23 401,425 2,354,493
2014-02-18 2014-02-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
X - Other 585,933 3,436,713 20.55 1.23 720,698 4,227,157
2014-02-18 2014-02-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
X - Other 2,328,426 13,657,006 20.55 1.23 2,863,964 16,798,117
2014-02-12 2014-02-12 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 2,900 599,194 0.49 2.59 7,511 1,551,912
2014-02-12 2014-02-12 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 25,729 4,195,237 0.62 2.59 66,638 10,865,664
2014-02-12 2014-02-12 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 6,200 1,310,952 0.48 2.59 16,058 3,395,366
2014-02-12 2014-02-11 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 2,500 596,294 0.42 2.69 6,725 1,604,031
2014-02-12 2014-02-11 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 22,044 4,169,508 0.53 2.69 59,298 11,215,977
2014-02-12 2014-02-11 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 5,300 1,304,752 0.41 2.69 14,257 3,509,783
2014-02-12 2014-02-10 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 280,000 593,794 89.23 2.57 719,600 1,526,051
2014-02-12 2014-02-10 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 2,500 313,794 0.80 2.53 6,325 793,899
2014-02-12 2014-02-10 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 1,345,525 4,147,464 48.02 2.57 3,457,999 10,658,982
2014-02-12 2014-02-10 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 18,335 2,801,939 0.66 2.53 46,388 7,088,906
2014-02-12 2014-02-10 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 320,000 1,299,452 32.67 2.57 822,400 3,339,592
2014-02-12 2014-02-10 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 4,000 979,452 0.41 2.53 10,120 2,478,014
2014-02-10 2014-02-05 4/A AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 8,554 455,213 1.92 12.95 110,774 5,895,008
2014-02-07 2014-02-05 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 8,554 455,213 1.92 24.78 211,968 11,280,178
2014-02-04 2014-01-31 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 2,600 311,294 0.84 2.45 6,370 762,670
2014-02-04 2014-01-31 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 22,698 2,783,604 0.82 2.45 55,610 6,819,830
2014-02-04 2014-01-31 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 5,500 975,452 0.57 2.45 13,475 2,389,857
2014-01-28 2014-01-27 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 900 446,659 0.20 13.00 11,700 5,806,567
2014-01-28 2014-01-24 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 15,407 445,759 3.58 13.09 201,678 5,834,985
2014-01-03 2013-12-31 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 20,000 20,000 12.29 245,800 245,800
2014-01-03 2013-12-31 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 1,500 11,000 15.79 12.29 18,435 135,190
2014-01-03 2013-12-31 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 10,000 60,001 20.00 12.32 123,200 739,212
2014-01-03 2013-12-31 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 52,581 430,352 13.92 12.29 646,220 5,289,026
2013-12-23 2013-12-19 4 VRML VERMILLION, INC.
Warrants to acquire Common Stock
C - Conversion -4,339,980 0 -100.00
2013-12-23 2013-12-19 4 VRML VERMILLION, INC.
Common Stock, par value $0.001 per share
C - Conversion 4,339,980 7,139,960 155.00
2013-12-20 2013-12-19 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 340,000 967,000 54.23 1.80 612,000 1,740,600
2013-12-18 2013-12-17 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 4,000 627,000 0.64 1.92 7,680 1,203,840
2013-12-18 2013-12-17 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 2,100 307,254 0.69 1.92 4,032 589,928
2013-12-18 2013-12-17 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 19,300 2,748,046 0.71 1.92 37,056 5,276,248
2013-12-18 2013-12-16 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 19,700 623,000 3.27 1.86 36,642 1,158,780
2013-12-18 2013-12-16 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 10,300 305,154 3.49 1.86 19,158 567,586
2013-12-18 2013-12-16 4 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
P - Purchase 95,000 2,728,746 3.61 1.86 176,700 5,075,468
2013-12-18 3 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
2,633,746
2013-12-18 3 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
294,854
2013-12-18 3 BIOL BIOLASE, INC
Common Stock, par value $0.001 per share
603,300
2013-10-31 2013-10-30 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 7,794 377,771 2.11 12.97 101,088 4,899,690
2013-10-31 2013-10-29 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 2,206 369,977 0.60 12.88 28,413 4,765,304
2013-09-03 2013-08-30 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 744 50,001 1.51 9.55 7,105 477,510
2013-09-03 2013-08-29 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 4,257 49,257 9.46 9.55 40,654 470,404
2013-09-03 2013-08-29 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 11,000 367,771 3.08 9.86 108,460 3,626,222
2013-08-28 2013-08-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 5,000 45,000 12.50 9.50 47,500 427,500
2013-08-28 2013-08-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 2,500 9,500 35.71 9.50 23,750 90,250
2013-08-28 2013-08-28 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 50,621 356,771 16.53 9.50 480,900 3,389,324
2013-08-28 2013-08-27 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 10,000 40,000 33.33 10.15 101,500 406,000
2013-08-28 2013-08-27 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 2,000 7,000 40.00 10.09 20,180 70,630
2013-08-28 2013-08-27 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 47,724 306,150 18.47 10.09 481,535 3,089,054
2013-08-28 2013-08-26 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 30,000 30,000 9.78 293,400 293,400
2013-08-28 2013-08-26 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 5,000 5,000 9.78 48,900 48,900
2013-08-28 2013-08-26 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 5,600 258,426 2.21 9.78 54,768 2,527,406
2013-08-23 2013-08-21 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase -3,222 252,826 -1.26 8.64 -27,838 2,184,417
2013-08-19 2013-08-14 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 36,814 249,604 17.30 7.24 266,533 1,807,133
2013-08-09 2013-08-09 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 35,168 212,790 19.80 7.30 256,726 1,553,367
2013-08-09 2013-08-07 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -28,138 0 -100.00
2013-08-09 2013-08-07 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -226,272 0 -100.00
2013-08-09 2013-08-07 4 AXDX Accelerate Diagnostics, Inc
Subscription Rights (right to buy)
X - Other -10,689 0 -100.00
2013-08-09 2013-08-07 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 28,138 467,554 6.40 8.04 226,230 3,759,134
2013-08-09 2013-08-07 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 226,272 3,759,681 6.40 8.04 1,819,227 30,227,835
2013-08-09 2013-08-07 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
X - Other 10,689 177,622 6.40 8.04 85,940 1,428,081
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series A Warrant
P - Purchase 326,362 326,362 0.12 40,795 40,795
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series C Warrant
P - Purchase 326,362 326,362 0.12 40,795 40,795
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series A Warrant
P - Purchase 585,933 585,933 0.12 73,242 73,242
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series C Warrant
P - Purchase 585,933 585,933 0.12 73,242 73,242
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series A Warrant
P - Purchase 2,328,426 2,328,426 0.12 291,053 291,053
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series C Warrant
P - Purchase 2,328,426 2,328,426 0.12 291,053 291,053
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series B Warrant
P - Purchase 326,362 326,362 0.12 40,795 40,795
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series B Warrant
P - Purchase 585,933 585,933 0.12 73,242 73,242
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Series B Warrant
P - Purchase 2,328,426 2,328,426 0.12 291,053 291,053
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value$0.0001 per share
P - Purchase 815,904 1,587,860 105.69 1.23 1,003,562 1,953,068
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value$0.0001 per share
P - Purchase 1,464,842 2,850,780 105.69 1.23 1,801,756 3,506,459
2013-08-08 2013-08-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value$0.0001 per share
P - Purchase 5,821,064 11,328,580 105.69 1.23 7,159,909 13,934,153
2013-06-24 2013-06-21 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 100,000 166,933 149.40 8.00 800,000 1,335,464
2013-06-24 2013-06-20 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 14,250 66,933 27.05 8.00 114,000 535,464
2013-06-14 2013-06-12 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 7,175 52,683 15.77 8.41 60,342 443,064
2013-06-07 2013-06-07 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 9,508 45,508 26.41 8.42 80,057 383,177
2013-06-07 2013-06-06 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 10,900 36,000 43.43 8.35 91,015 300,600
2013-06-07 2013-06-05 4 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
P - Purchase 25,100 25,100 8.29 208,079 208,079
2013-05-23 3 VRML VERMILLION, INC.
Common Stock, par value $0.001
2,799,980
2013-05-15 2013-05-13 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 37,363 338,206 12.42 1.52 56,792 514,073
2013-03-18 3 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
3,533,409
2013-03-18 3 AXDX Accelerate Diagnostics, Inc
Common Stock, par value $0.001 per share
439,416
2013-03-12 2013-03-12 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 37,365 300,843 14.18 2.14 79,961 643,804
2013-03-12 2013-03-11 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 12,635 263,478 5.04 2.16 27,292 569,112
2013-03-12 2013-03-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,900 1,385,938 0.21 2.16 6,264 2,993,626
2013-03-12 2013-03-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 1,300 771,956 0.17 2.16 2,808 1,667,425
2013-03-12 2013-03-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 11,700 5,507,516 0.21 2.16 25,272 11,896,235
2013-03-01 2013-03-01 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 4,000 1,383,038 0.29 2.11 8,440 2,918,210
2013-03-01 2013-03-01 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 1,800 770,656 0.23 2.11 3,798 1,626,084
2013-03-01 2013-03-01 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 16,150 5,495,816 0.29 2.11 34,076 11,596,172
2013-03-01 2013-02-28 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 5,200 1,379,038 0.38 2.18 11,336 3,006,303
2013-03-01 2013-02-28 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,300 768,856 0.30 2.18 5,014 1,676,106
2013-03-01 2013-02-28 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 21,338 5,479,666 0.39 2.18 46,517 11,945,672
2013-03-01 2013-02-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 8,088 1,373,838 0.59 2.32 18,764 3,187,304
2013-03-01 2013-02-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 3,556 766,556 0.47 2.32 8,250 1,778,410
2013-03-01 2013-02-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 32,921 5,458,328 0.61 2.32 76,377 12,663,321
2013-02-26 2013-02-21 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 5,900 1,365,750 0.43 2.33 13,747 3,182,198
2013-02-26 2013-02-21 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,800 763,000 0.37 2.33 6,524 1,777,790
2013-02-26 2013-02-21 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 26,300 5,425,407 0.49 2.33 61,279 12,641,198
2013-01-24 2013-01-24 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,500 1,359,850 0.18 2.64 6,600 3,590,004
2013-01-24 2013-01-24 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 1,200 760,200 0.16 2.64 3,168 2,006,928
2013-01-24 2013-01-24 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 11,300 5,399,107 0.21 2.64 29,832 14,253,642
2013-01-24 2013-01-22 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,100 1,357,350 0.15 2.39 5,019 3,244,066
2013-01-24 2013-01-22 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 1,000 759,000 0.13 2.39 2,390 1,814,010
2013-01-24 2013-01-22 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 9,560 5,387,807 0.18 2.39 22,848 12,876,859
2013-01-15 2013-01-15 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 5,000 1,355,250 0.37 2.17 10,850 2,940,892
2013-01-15 2013-01-15 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 19,191 5,378,247 0.36 2.17 41,644 11,670,796
2013-01-15 2013-01-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 170 5,359,056 0.00 2.25 382 12,057,876
2013-01-15 2013-01-11 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 8,400 1,350,250 0.63 2.22 18,648 2,997,555
2013-01-15 2013-01-11 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 4,000 758,000 0.53 2.22 8,880 1,682,760
2013-01-15 2013-01-11 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 37,430 5,358,886 0.70 2.22 83,095 11,896,727
2012-12-31 2012-12-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 4,900 1,341,850 0.37 2.00 9,800 2,683,700
2012-12-31 2012-12-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 3,000 754,000 0.40 2.00 6,000 1,508,000
2012-12-31 2012-12-27 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 21,400 5,321,456 0.40 2.00 42,800 10,642,912
2012-12-26 2012-12-21 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 4,200 1,336,950 0.32 2.15 9,030 2,874,442
2012-12-26 2012-12-21 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,600 751,000 0.35 2.15 5,590 1,614,650
2012-12-26 2012-12-21 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 18,200 5,300,056 0.34 2.15 39,130 11,395,120
2012-12-12 2012-12-11 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 8,400 1,332,750 0.63 2.27 19,068 3,025,342
2012-12-12 2012-12-11 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 5,100 748,400 0.69 2.27 11,577 1,698,868
2012-12-12 2012-12-11 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 36,500 5,281,856 0.70 2.27 82,855 11,989,813
2012-12-12 2012-12-10 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 3,400 1,324,350 0.26 2.20 7,480 2,913,570
2012-12-12 2012-12-10 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,000 743,300 0.27 2.20 4,400 1,635,260
2012-12-12 2012-12-10 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 14,501 5,245,356 0.28 2.20 31,902 11,539,783
2012-11-30 2012-11-28 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,700 1,320,950 0.20 2.13 5,751 2,813,624
2012-11-30 2012-11-28 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 1,600 741,300 0.22 2.13 3,408 1,578,969
2012-11-30 2012-11-28 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 12,480 5,230,855 0.24 2.13 26,582 11,141,721
2012-11-30 2012-11-26 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 8,100 1,318,250 0.62 2.22 17,982 2,926,515
2012-11-30 2012-11-26 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 4,900 739,700 0.67 2.22 10,878 1,642,134
2012-11-30 2012-11-26 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 37,000 5,218,375 0.71 2.22 82,140 11,584,792
2012-11-16 2012-11-15 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 4,800 1,310,150 0.37 2.13 10,224 2,790,620
2012-11-16 2012-11-15 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,900 734,800 0.40 2.13 6,177 1,565,124
2012-11-16 2012-11-15 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 22,300 5,181,375 0.43 2.13 47,499 11,036,329
2012-11-16 2012-11-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 6,500 1,305,350 0.50 2.13 13,845 2,780,396
2012-11-16 2012-11-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 3,900 731,900 0.54 2.13 8,307 1,558,947
2012-11-16 2012-11-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 29,600 5,159,075 0.58 2.13 63,048 10,988,830
2012-11-16 2012-11-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 11,300 1,298,850 0.88 2.18 24,634 2,831,493
2012-11-16 2012-11-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 6,900 728,000 0.96 2.18 15,042 1,587,040
2012-11-16 2012-11-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 51,722 5,129,475 1.02 2.18 112,754 11,182,256
2012-11-16 2012-11-14 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
S - Sale -69,922 0 -100.00 2.18 -152,430
2012-11-08 2012-11-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 8,400 1,287,550 0.66 2.12 17,808 2,729,606
2012-11-08 2012-11-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 5,100 721,100 0.71 2.12 10,812 1,528,732
2012-11-08 2012-11-08 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 38,401 5,077,753 0.76 2.12 81,410 10,764,836
2012-11-08 2012-11-07 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 14,700 1,279,150 1.16 2.26 33,222 2,890,879
2012-11-08 2012-11-07 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 11,100 716,000 1.57 2.26 25,086 1,618,160
2012-11-08 2012-11-07 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 67,400 5,039,352 1.36 2.26 152,324 11,388,936
2012-11-08 2012-11-06 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 5,400 1,264,450 0.43 2.36 12,744 2,984,102
2012-11-08 2012-11-06 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 3,300 704,900 0.47 2.36 7,788 1,663,564
2012-11-08 2012-11-06 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 24,651 4,971,952 0.50 2.36 58,176 11,733,807
2012-11-01 2012-10-26 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 100,843 250,843 67.23 1.79 180,509 449,009
2012-10-25 2012-10-25 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 50,000 190,500 35.59 1.76 88,000 335,280
2012-10-25 2012-10-25 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 10,000 39,500 33.90 1.75 17,500 69,125
2012-10-25 2012-10-24 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 50,000 140,500 55.25 1.76 88,000 247,280
2012-10-25 2012-10-24 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 8,000 29,500 37.21 1.76 14,080 51,920
2012-10-25 2012-10-23 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 2,000 21,500 10.26 1.71 3,420 36,765
2012-10-25 2012-10-23 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 50,000 150,000 50.00 1.71 85,500 256,500
2012-10-18 2012-10-17 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 4,900 1,259,050 0.39 1.89 9,261 2,379,604
2012-10-18 2012-10-17 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 8,100 701,600 1.17 1.89 15,309 1,326,024
2012-10-18 2012-10-17 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 37,000 4,947,301 0.75 1.89 69,930 9,350,399
2012-10-18 2012-10-16 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 16,800 1,250,950 1.36 1.80 30,240 2,251,710
2012-10-18 2012-10-16 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 10,200 696,700 1.49 1.80 18,360 1,254,060
2012-10-18 2012-10-16 4 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
P - Purchase 78,155 4,910,301 1.62 1.80 140,679 8,838,542
2012-01-25 3 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
100,000
2012-01-25 3 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
4,832,146
2012-01-25 3 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
686,500
2012-01-25 3 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
69,922
2012-01-25 3 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
1,234,150
2012-01-25 3 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
19,500
2012-01-25 3 HNSN HANSEN MEDICAL INC
Common Stock, par value $0.0001 per share
90,500
2008-06-10 2008-03-11 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock Purchase Warrants
S - Sale 119,811 119,811
2008-06-10 2008-03-11 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock Purchase Warrants
P - Purchase 119,811 119,811
2008-06-10 2008-03-11 4 ACCP ACCESS PHARMACEUTICALS INC
Series A Cumulative Convertible Preferred Stock
S - Sale 72 72
2008-06-10 2008-03-11 4 ACCP ACCESS PHARMACEUTICALS INC
Series A Cumulative Convertible Preferred Stock
P - Purchase 72 72
2008-06-10 2008-02-12 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -29,736 296,483 -9.12 3.15 -93,668 933,921
2008-06-10 2008-02-12 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
P - Purchase 29,736 296,483 11.15 3.15 93,668 933,921
2008-06-10 2007-11-10 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock Purchase Warrants
J - Other 728,850 728,850
2008-06-10 2007-11-10 4 ACCP ACCESS PHARMACEUTICALS INC
Series A Cumulative Convertible Preferred Stock
J - Other 437 437
2008-06-10 2007-07-24 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -2,040 296,483 -0.68 4.35 -8,874 1,289,701
2008-06-10 2007-07-23 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -4,000 298,523 -1.32 4.36 -17,425 1,300,456
2008-06-10 2007-06-19 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
P - Purchase 60,000 302,523 24.74 5.17 310,200 1,564,044
2008-06-10 2007-06-19 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -20,000 302,523 -6.20 5.17 -103,400 1,564,044
2008-06-10 2007-06-19 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -40,000 302,523 -11.68 5.17 -206,800 1,564,044
2008-06-10 2007-03-01 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -1,200 302,523 -0.40 7.12 -8,550 2,155,476
2008-06-10 2007-02-28 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -4,500 302,523 -1.47 7.10 -31,950 2,147,913
2008-06-10 2007-02-28 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -10,000 302,523 -3.20 7.10 -71,000 2,147,913
2008-06-10 2007-02-27 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -100 318,223 -0.03 7.00 -700 2,227,561
2008-06-10 2007-02-27 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -300 318,223 -0.09 7.00 -2,100 2,227,561
2008-06-10 2007-02-26 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -1,000 318,623 -0.31 7.31 -7,314 2,330,409
2008-06-10 2007-02-26 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -5,000 318,623 -1.55 7.31 -36,570 2,330,409
2008-06-10 2007-02-26 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -19,000 318,623 -5.63 7.31 -138,966 2,330,409
2008-06-10 2007-01-22 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
P - Purchase 6,040 343,623 1.79 2.53 15,281 869,366
2008-06-10 2007-01-22 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -6,040 343,623 -1.73 2.53 -15,281 869,366
2008-06-10 2006-09-01 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -0 343,623 0.00
2008-06-10 2006-09-01 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -0 343,623 0.00
2008-06-10 2006-09-01 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -1 343,623 0.00
2008-06-10 2006-06-05 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
J - Other -1,374,497 343,624 -80.00
2008-06-10 2005-12-31 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
P - Purchase 78,184 1,718,121 4.77 0.65 50,820 1,116,779
2008-06-10 2005-12-31 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
P - Purchase 299,056 1,718,121 21.07 0.65 194,386 1,116,779
2008-06-10 2005-12-31 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
P - Purchase 82,745 1,718,121 5.06 0.65 53,784 1,116,779
2008-06-10 2005-12-31 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
P - Purchase 15,636 1,718,121 0.92 0.65 10,163 1,116,779
2008-06-10 2005-02-01 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock
S - Sale -30,200 1,242,500 -2.37 2.69 -81,238 3,342,325
2008-06-10 2005-02-01 4 ACCP ACCESS PHARMACEUTICALS INC
Common Stock, par value $0.01 per share ("Common Stock")
P - Purchase 30,200 1,242,500 2.49 2.69 81,238 3,342,325
2004-08-18 2004-08-16 4 GTXI GTX INC /DE/
Common Stock
S - Sale -345,000 2,292,360 -13.08 8.50 -2,932,500 19,485,060
2004-02-09 2004-02-06 4 GTXI GTX INC /DE/
Series E Preferred Stock
C - Conversion -145,633 0 -100.00
2004-02-09 2004-02-06 4 GTXI GTX INC /DE/
Series D Preferred Stock
C - Conversion -727,430 0 -100.00
2004-02-09 2004-02-06 4 GTXI GTX INC /DE/
Series C Preferred Stock
C - Conversion -1,764,297 0 -100.00
2004-02-09 2004-02-06 4 GTXI GTX INC /DE/
Common Stock
C - Conversion 2,637,360 2,637,360
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)