| 발행주식수 | 61,748,035 shares |
| 내부자 지분 | 8,750,223 shares |
| 내부자 주주 | 14.17 % |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자의 순 매입(순위)
내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).
내부자가 매입한 플로트 비율 (순위)
"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100
내부자 트레이딩 차트
Athersys, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
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| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 ATHX / Athersys, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 ATHX / Athersys, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-12-21 | 2023-12-18 | 4 | Hansen Maia | ATHX | Common Stock | D | 0.0250 | -67 | -0 | 70,010 | ||||
| 2023-10-06 | 2023-10-04 | 4 | Hansen Maia | ATHX | Common Stock | D | 0.4400 | -23,149 | -10 | 70,144 | ||||
| 2023-10-06 | 2023-10-04 | 4 | Camardo Daniel A. | ATHX | Common Stock | D | 0.4400 | -19,993 | -9 | 285,341 | ||||
| 2023-09-19 | 2023-09-18 | 4 | Hansen Maia | ATHX | Common Stock | D | 0.3000 | -67 | -0 | 77,170 | ||||
| 2023-07-06 | 2023-07-05 | 4 | Hansen Maia | ATHX | Common Stock | D | 0.9140 | -7,026 | -6 | 77,237 | ||||
| 2023-07-06 | 2023-07-05 | 4 | Camardo Daniel A. | ATHX | Common Stock | D | 0.9140 | -19,993 | -18 | 305,334 | ||||
| 2023-06-21 | 2023-06-16 | 4 | Hansen Maia | ATHX | Common Stock | D | 0.9300 | -270 | -0 | 84,263 | ||||
| 2023-04-05 | 2023-04-04 | 4 | Hansen Maia | ATHX | Common Stock | D | 1.0000 | -7,366 | -7 | 84,533 | ||||
| 2023-04-05 | 2023-04-04 | 4 | Camardo Daniel A. | ATHX | Common Stock | D | 1.0000 | -19,993 | -20 | 325,327 | ||||
| 2023-01-11 | 2023-01-09 | 4 | Kola Ismail | ATHX | Common Stock | D | 35,714 | 60,226 | ||||||
| 2023-01-11 | 2023-01-09 | 4 | Wasman Jane | ATHX | Common Stock | D | 22,321 | 35,141 | ||||||
| 2023-01-11 | 2023-01-09 | 4 | WYSZOMIERSKI JACK L | ATHX | Common Stock | D | 22,321 | 35,141 | ||||||
| 2023-01-11 | 2023-01-09 | 4 | Nolan Joseph Patrick | ATHX | Common Stock | D | 21,951 | 21,951 | ||||||
| 2023-01-06 | 2023-01-04 | 4 | Hansen Maia | ATHX | Common Stock | D | 0.8500 | -8,253 | -7 | 91,899 | ||||
| 2023-01-06 | 2023-01-04 | 4 | Camardo Daniel A. | ATHX | Common Stock | D | 0.8500 | -23,484 | -20 | 345,320 | ||||
| 2022-12-21 | 2022-12-19 | 4 | Hansen Maia | ATHX | Common Stock | D | 0.8100 | -67 | -0 | 7,559 | ||||
| 2022-11-22 | 2022-11-22 | 4 | Camardo Daniel A. | ATHX | Common Stock | D | 0.5496 | 100,000 | 55 | 368,804 | ||||
| 2022-10-06 | 2022-10-04 | 4 | Camardo Daniel A. | ATHX | Common Stock | D | 263,492 | 268,804 | ||||||
| 2022-10-06 | 2022-10-04 | 4 | Hansen Maia | ATHX | Common Stock | D | 92,593 | 100,219 | ||||||
| 2022-09-21 | 2022-09-19 | 4 | Hansen Maia | ATHX | Common Stock | D | 1.6100 | -12 | -0 | 7,626 | ||||
| 2022-09-20 | 2022-09-16 | 4 | WYSZOMIERSKI JACK L | ATHX | Common Stock | D | 12,820 | 12,820 | ||||||
| 2022-09-20 | 2022-09-16 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 12,820 | 22,223 | ||||||
| 2022-09-20 | 2022-09-16 | 4 | Kola Ismail | ATHX | Common Stock | D | 20,512 | 24,512 | ||||||
| 2022-09-20 | 2022-09-16 | 4 | Wasman Jane | ATHX | Common Stock | D | 12,820 | 12,820 | ||||||
| 2022-06-23 | 2022-06-17 | 4 | Hansen Maia | ATHX | Common Stock | D | 33,333 | 190,958 | ||||||
| 2022-06-23 | 3 | Hansen Maia By son | ATHX | Common Stock | I | 263 | ||||||||
| 2022-06-23 | 3 | Hansen Maia | ATHX | Common Stock | D | 157,625 | ||||||||
| 2022-06-21 | 2022-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 0.2800 | -24,824 | -7 | 679,237 | ||||
| 2022-06-21 | 2022-06-17 | 4 | Macleod ivor | ATHX | Common Stock | D | 0.2800 | -624 | -0 | 143,290 | ||||
| 2022-03-18 | 2022-03-17 | 4 | Harrington John J | ATHX | Common Stock | D | 0.8300 | -13,893 | -12 | 704,061 | ||||
| 2022-03-18 | 2022-03-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 0.8300 | -7,258 | -6 | 466,531 | ||||
| 2022-03-18 | 2022-03-17 | 4 | Macleod ivor | ATHX | Common Stock | D | 0.8300 | -1,292 | -1 | 143,914 | ||||
| 2022-03-17 | 2022-03-17 | 4 | Camardo Daniel A. | ATHX | Common Stock | D | 0.7700 | 132,800 | 102 | 132,800 | ||||
| 2022-02-14 | 2022-02-14 | 4 | Camardo Daniel A. | ATHX | Stock Option (right to purchase) | D | 0.86 | 4,000,000 | 4,000,000 | |||||
| 2021-12-17 | 2021-12-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.0000 | -7,498 | -7 | 473,789 | ||||
| 2021-12-17 | 2021-12-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.0000 | -13,006 | -13 | 717,954 | ||||
| 2021-12-17 | 2021-12-17 | 4 | Macleod ivor | ATHX | Common Stock | D | 1.0000 | -1,377 | -1 | 145,206 | ||||
| 2021-12-15 | 2021-12-15 | 4 | Lehmann William JR | ATHX | Stock Option (right to purchase) | D | 1.28 | -5,000 | 107,680 | |||||
| 2021-12-15 | 2021-12-15 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.2800 | 5,000 | 6 | 481,287 | ||||
| 2021-11-19 | 2021-11-19 | 4 | Kola Ismail | ATHX | Common Stock | D | 0.9612 | 85,000 | 82 | 100,000 | ||||
| 2021-11-17 | 2021-11-17 | 4 | Macleod ivor | ATHX | Common Stock | D | 1.1804 | 15,000 | 18 | 146,583 | ||||
| 2021-10-28 | 2021-10-28 | 4 | Lehmann William JR | ATHX | Stock Option (right to purchase) | D | 1.28 | -5,000 | 112,680 | |||||
| 2021-10-28 | 2021-10-28 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.2800 | 5,000 | 6 | 476,287 | ||||
| 2021-09-21 | 2021-09-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.4100 | -30,000 | -42 | 471,287 | ||||
| 2021-09-21 | 2021-09-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.4700 | -8,234 | -12 | 501,287 | ||||
| 2021-09-21 | 2021-09-17 | 4 | Macleod ivor | ATHX | Common Stock | D | 1.4700 | -1,750 | -3 | 131,583 | ||||
| 2021-09-17 | 2021-09-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4700 | -11,981 | -18 | 730,960 | ||||
| 2021-09-17 | 2021-09-16 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4500 | -5,000 | -7 | 742,941 | ||||
| 2021-09-17 | 2021-09-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4600 | -21,050 | -31 | 747,941 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.5428 | -30,000 | -46 | 509,521 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.5500 | -12,648 | -20 | 539,521 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.5500 | -15,970 | -25 | 768,991 | ||||
| 2021-06-15 | 2021-06-15 | 4 | WYSZOMIERSKI JACK L | ATHX | NonQualified Stock Option (right to purchase) | D | 1.54 | 50,000 | 50,000 | |||||
| 2021-06-15 | 2021-06-15 | 4 | Kalin Katherine Bach | ATHX | NonQualified Stock Option (right to purchase) | D | 1.54 | 50,000 | 50,000 | |||||
| 2021-06-15 | 2021-06-11 | 4 | Lehmann William JR | ATHX | Stock Option (right to purchase) | D | 1.63 | 300,000 | 300,000 | |||||
| 2021-06-15 | 2021-06-11 | 4 | Lehmann William JR | ATHX | Common Stock | D | 133,333 | 552,169 | ||||||
| 2021-06-15 | 2021-06-15 | 4 | Randall Lorin | ATHX | NonQualified Stock Option (right to purchase) | D | 1.54 | 50,000 | 50,000 | |||||
| 2021-06-15 | 2021-06-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.5471 | -20,767 | -32 | 784,961 | ||||
| 2021-06-15 | 2021-06-11 | 4 | Harrington John J | ATHX | Stock Option (right to purchase) | D | 1.63 | 300,000 | 300,000 | |||||
| 2021-06-15 | 2021-06-11 | 4 | Harrington John J | ATHX | Common Stock | D | 133,333 | 805,728 | ||||||
| 2021-06-15 | 2021-06-15 | 4 | Kola Ismail | ATHX | NonQualified Stock Option (right to purchase) | D | 1.54 | 50,000 | 50,000 | |||||
| 2021-06-15 | 2021-06-11 | 4 | Macleod ivor | ATHX | Stock Option (right to purchase) | D | 1.63 | 300,000 | 300,000 | |||||
| 2021-06-15 | 2021-06-11 | 4 | Macleod ivor | ATHX | Common Stock | D | 133,333 | 133,333 | ||||||
| 2021-06-15 | 2021-06-15 | 4 | Wasman Jane | ATHX | NonQualified Stock Option (right to purchase) | D | 1.54 | 50,000 | 50,000 | |||||
| 2021-06-15 | 2021-06-15 | 4 | Shah Baiju R. | ATHX | NonQualified Stock Option (right to purchase) | D | 1.54 | 50,000 | 50,000 | |||||
| 2021-06-08 | 2021-06-08 | 4 | Harrington John J | ATHX | Common Stock | D | 1.7543 | -27,107 | -48 | 672,395 | ||||
| 2021-06-02 | 2021-06-01 | 4 | Harrington John J | ATHX | Common Stock | D | 1.7500 | -200 | -0 | 699,502 | ||||
| 2021-06-02 | 2021-05-28 | 4 | Harrington John J | ATHX | Common Stock | D | 1.7533 | -20,247 | -35 | 699,702 | ||||
| 2021-03-18 | 2021-03-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.9097 | -25,000 | -48 | 418,836 | ||||
| 2021-03-18 | 2021-03-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.9500 | -13,264 | -26 | 443,836 | ||||
| 2021-03-17 | 2021-03-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.9500 | -15,846 | -31 | 719,949 | ||||
| 2021-03-17 | 2021-03-16 | 4 | Harrington John J | ATHX | Common Stock | D | 2.0149 | -5,000 | -10 | 735,795 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.9682 | -5,000 | -10 | 740,795 | ||||
| 2021-03-17 | 2021-03-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.9500 | -9,548 | -19 | 413,692 | ||||
| 2021-03-17 | 2021-03-16 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.9655 | -10,000 | -20 | 403,692 | ||||
| 2021-03-12 | 2021-03-11 | 4 | Kola Ismail | ATHX | NonQualified Stock Option (right to purchase) | D | 2.00 | 100,000 | 100,000 | |||||
| 2021-03-02 | 2021-03-01 | 4 | Campbell Laura K | ATHX | Employee Stock Option (right to purchase) | D | 2.17 | 100,000 | 100,000 | |||||
| 2021-03-02 | 2021-03-01 | 4 | Lehmann William JR | ATHX | Employee Stock Option (right to purchase) | D | 2.17 | 500,000 | 500,000 | |||||
| 2021-03-02 | 2021-03-01 | 4 | Harrington John J | ATHX | Employee Stock Option (right to purchase) | D | 2.17 | 750,000 | 750,000 | |||||
| 2021-03-02 | 2021-03-01 | 4 | Macleod ivor | ATHX | Employee Stock Option (right to purchase) | D | 2.17 | 250,000 | 250,000 | |||||
| 2021-02-19 | 2021-02-17 | 4 | TRAUB KENNETH H | ATHX | NonQualified Stock Option (right to purchase) | D | 2.53 | 100,000 | 100,000 | |||||
| 2021-02-19 | 3 | TRAUB KENNETH H | ATHX | Common Stock | D | 235,093 | ||||||||
| 2020-12-18 | 2020-12-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.9800 | -15,976 | -32 | 745,795 | ||||
| 2020-12-18 | 2020-12-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.9800 | -26,650 | -53 | 1,680,920 | ||||
| 2020-12-18 | 2020-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.0212 | -20,000 | -40 | 457,100 | ||||
| 2020-12-18 | 2020-12-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.9800 | -13,425 | -27 | 477,100 | ||||
| 2020-12-17 | 2020-12-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.9800 | -8,935 | -18 | 423,240 | ||||
| 2020-12-17 | 2020-12-15 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.9216 | -10,000 | -19 | 432,175 | ||||
| 2020-11-17 | 2020-11-12 | 4 | Kalin Katherine Bach | ATHX | NonQualified Stock Option (right to purchase) | D | 1.88 | 100,000 | 100,000 | |||||
| 2020-11-16 | 2020-11-12 | 4 | Shah Baiju R. | ATHX | NonQualified Stock Option (right to purchase) | D | 1.88 | 100,000 | 100,000 | |||||
| 2020-11-16 | 2020-11-12 | 4 | Wasman Jane | ATHX | NonQualified Stock Option (right to purchase) | D | 1.88 | 100,000 | 100,000 | |||||
| 2020-09-18 | 2020-09-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.0382 | -20,000 | -41 | 490,525 | ||||
| 2020-09-18 | 2020-09-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.0600 | -13,528 | -28 | 510,525 | ||||
| 2020-09-18 | 2020-09-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.0600 | -8,943 | -18 | 442,175 | ||||
| 2020-09-18 | 2020-09-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.0600 | -26,656 | -55 | 1,707,570 | ||||
| 2020-09-17 | 2020-09-17 | 4 | Harrington John J | ATHX | Common Stock | D | 2.0600 | -15,947 | -33 | 761,771 | ||||
| 2020-09-17 | 2020-09-16 | 4 | Harrington John J | ATHX | Common Stock | D | 2.1522 | -5,000 | -11 | 777,718 | ||||
| 2020-09-17 | 2020-09-15 | 4 | Harrington John J | ATHX | Common Stock | D | 2.2065 | -5,000 | -11 | 782,718 | ||||
| 2020-06-24 | 2020-06-24 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 2.1900 | 10,000 | 22 | 235,093 | ||||
| 2020-06-24 | 2020-06-24 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 2.2400 | 20,000 | 45 | 225,093 | ||||
| 2020-06-24 | 2020-06-24 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 2.2100 | 20,000 | 44 | 205,093 | ||||
| 2020-06-24 | 2020-06-23 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 2.3800 | 10,000 | 24 | 185,093 | ||||
| 2020-06-24 | 2020-06-23 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 2.2500 | 20,000 | 45 | 175,093 | ||||
| 2020-06-24 | 2020-06-23 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 2.3400 | 20,000 | 47 | 155,093 | ||||
| 2020-06-24 | 2020-06-22 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 2.4500 | 20,000 | 49 | 135,093 | ||||
| 2020-06-24 | 2020-06-22 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 2.3500 | 20,000 | 47 | 115,093 | ||||
| 2020-06-19 | 2020-06-18 | 4 | Randall Lorin | ATHX | NonQualified Stock Option (right to purchase) | D | 2.87 | 50,000 | 50,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | Kola Ismail | ATHX | NonQualified Stock Option (right to purchase) | D | 2.87 | 50,000 | 50,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | Babiss Lee | ATHX | NonQualified Stock Option (right to purchase) | D | 2.87 | 50,000 | 50,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | WYSZOMIERSKI JACK L | ATHX | NonQualified Stock Option (right to purchase) | D | 2.87 | 50,000 | 50,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | TRAUB KENNETH H | ATHX | NonQualified Stock Option (right to purchase) | D | 2.87 | 100,000 | 100,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | Lehmann William JR | ATHX | Stock Option (right to purchase) | D | 2.87 | 300,000 | 300,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.8588 | -20,000 | -57 | 524,053 | ||||
| 2020-06-18 | 2020-06-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 133,333 | 544,053 | ||||||
| 2020-06-18 | 2020-06-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.9400 | -14,925 | -44 | 410,720 | ||||
| 2020-06-18 | 2020-06-18 | 4 | Van Bokkelen Gil | ATHX | Stock Option (right to purchase) | D | 2.87 | 525,000 | 525,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 233,333 | 1,734,226 | ||||||
| 2020-06-18 | 2020-06-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.9400 | -26,494 | -78 | 1,500,893 | ||||
| 2020-06-18 | 2020-06-18 | 4 | Harrington John J | ATHX | Stock Option (right to purchase) | D | 2.87 | 300,000 | 300,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | Harrington John J | ATHX | Common Stock | D | 133,333 | 787,718 | ||||||
| 2020-06-18 | 2020-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 2.9400 | -16,397 | -48 | 654,385 | ||||
| 2020-06-18 | 2020-06-18 | 4 | Campbell Laura K | ATHX | Stock Option (right to purchase) | D | 2.87 | 198,000 | 198,000 | |||||
| 2020-06-18 | 2020-06-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 88,000 | 451,118 | ||||||
| 2020-06-18 | 2020-06-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.9400 | -8,510 | -25 | 363,118 | ||||
| 2020-06-18 | 3 | TRAUB KENNETH H | ATHX | Common Stock | D | 190,186 | ||||||||
| 2020-06-18 | 3 | TRAUB KENNETH H | ATHX | Common Stock | D | 190,186 | ||||||||
| 2020-06-18 | 3 | TRAUB KENNETH H | ATHX | Common Stock | D | 190,186 | ||||||||
| 2020-05-15 | 2020-05-15 | 4 | Kagimoto Tadahisa Healios | ATHX | Common Stock | I | 1.7200 | 310,526 | 534 | 16,310,526 | ||||
| 2020-05-15 | 2020-04-02 | 4 | Kagimoto Tadahisa Healios | ATHX | Warrant (right to purchase) | I | 4,000,000 | 0 | ||||||
| 2020-05-15 | 2020-04-02 | 4 | Kagimoto Tadahisa Healios | ATHX | Common Stock | I | 1.7600 | 4,000,000 | 7,040 | 16,000,000 | ||||
| 2020-05-15 | 2018-03-13 | 4 | Kagimoto Tadahisa Healios | ATHX | Common Stock | I | 1.7600 | 12,000,000 | 21,120 | 12,000,000 | ||||
| 2020-04-02 | 2020-04-02 | 4 | HEALIOS K.K. | ATHX | Warrant (right to purchase) | D | 4,000,000 | 0 | ||||||
| 2020-04-02 | 2020-04-02 | 4 | HEALIOS K.K. | ATHX | Common Stock | D | 1.7600 | 4,000,000 | 7,040 | 16,000,000 | ||||
| 2020-04-02 | 2018-03-13 | 4 | HEALIOS K.K. | ATHX | Common Stock | D | 1.7600 | 12,000,000 | 21,120 | 12,000,000 | ||||
| 2020-04-02 | 2020-04-02 | 4 | Kagimoto Tadahisa Healios | ATHX | Warrant (right to purchase) | I | 4,000,000 | 0 | ||||||
| 2020-04-02 | 2020-04-02 | 4 | Kagimoto Tadahisa Healios | ATHX | Common Stock | I | 1.7600 | 4,000,000 | 7,040 | 16,000,000 | ||||
| 2020-04-02 | 2018-03-13 | 4 | Kagimoto Tadahisa Healios | ATHX | Common Stock | I | 1.7600 | 12,000,000 | 21,120 | 12,000,000 | ||||
| 2020-04-01 | 2020-04-01 | 4 | Campbell Laura K | ATHX | Common Stock | D | 4.2559 | -43,081 | -183 | 371,628 | ||||
| 2020-04-01 | 2020-04-01 | 4 | Campbell Laura K | ATHX | Common Stock | D | 3.8111 | -47,474 | -181 | 414,709 | ||||
| 2020-04-01 | 2020-04-01 | 4 | Campbell Laura K | ATHX | Common Stock | D | 3.4035 | -47,339 | -161 | 462,183 | ||||
| 2020-04-01 | 2020-03-31 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.9011 | -51,483 | -149 | 509,522 | ||||
| 2020-04-01 | 2020-03-30 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.4001 | -44,929 | -108 | 561,005 | ||||
| 2020-03-18 | 2020-03-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.3893 | -30,000 | -42 | 425,645 | ||||
| 2020-03-18 | 2020-03-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.4600 | -13,991 | -20 | 455,645 | ||||
| 2020-03-18 | 2020-03-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.4600 | -25,970 | -38 | 1,527,387 | ||||
| 2020-03-18 | 2020-03-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.4600 | -9,305 | -14 | 605,934 | ||||
| 2020-03-18 | 2020-03-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.3171 | -5,000 | -7 | 688,220 | ||||
| 2020-03-18 | 2020-03-16 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4600 | -17,438 | -25 | 670,782 | ||||
| 2020-03-18 | 2020-03-16 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2507 | -5,000 | -6 | 693,220 | ||||
| 2020-02-03 | 2020-01-31 | 4 | Macleod ivor | ATHX | Employee Stock Option (right to purchase) | D | 1.36 | 600,000 | 600,000 | |||||
| 2019-12-18 | 2019-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.1734 | -30,000 | -35 | 469,636 | ||||
| 2019-12-18 | 2019-12-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.1800 | -12,560 | -15 | 499,636 | ||||
| 2019-12-18 | 2019-12-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.1800 | -16,840 | -20 | 698,220 | ||||
| 2019-12-18 | 2019-12-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2206 | -5,000 | -6 | 715,060 | ||||
| 2019-12-18 | 2019-12-16 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2369 | -5,000 | -6 | 720,060 | ||||
| 2019-12-18 | 2019-12-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.1800 | -8,299 | -10 | 615,239 | ||||
| 2019-12-18 | 2019-12-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.1800 | -17,220 | -20 | 1,553,357 | ||||
| 2019-09-19 | 2019-09-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.4900 | -8,117 | -12 | 623,538 | ||||
| 2019-09-19 | 2019-09-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.4420 | -30,000 | -43 | 512,196 | ||||
| 2019-09-19 | 2019-09-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.4900 | -12,756 | -19 | 542,196 | ||||
| 2019-09-19 | 2019-09-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.4900 | -25,372 | -38 | 1,570,577 | ||||
| 2019-09-19 | 2019-09-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4900 | -16,066 | -24 | 725,060 | ||||
| 2019-08-14 | 2019-08-12 | 4 | Van Bokkelen Gil | ATHX | Employee Stock Option (right to purchase) | D | 1.28 | -20,000 | 180,752 | |||||
| 2019-08-14 | 2019-08-12 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.2800 | 20,000 | 26 | 1,595,949 | ||||
| 2019-06-18 | 2019-06-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8045 | -20,000 | -36 | 554,952 | ||||
| 2019-06-18 | 2019-06-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8300 | -9,311 | -17 | 574,952 | ||||
| 2019-06-18 | 2019-06-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.8300 | -4,964 | -9 | 631,655 | ||||
| 2019-06-18 | 2019-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.8300 | -9,052 | -17 | 741,126 | ||||
| 2019-06-18 | 2019-06-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.8300 | -13,965 | -26 | 1,575,949 | ||||
| 2019-06-14 | 2019-06-12 | 4 | Van Bokkelen Gil | ATHX | Stock Option (right to purchase) | D | 1.55 | 587,280 | 587,280 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 261,008 | 1,589,914 | ||||||
| 2019-06-14 | 2019-06-12 | 4 | Babiss Lee | ATHX | NonQualified Stock Option (right to purchase) | D | 1.55 | 50,000 | 50,000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Kola Ismail | ATHX | NonQualified Stock Option (right to purchase) | D | 1.55 | 50,000 | 50,000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Randall Lorin | ATHX | NonQualified Stock Option (right to purchase) | D | 1.55 | 50,000 | 50,000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | WYSZOMIERSKI JACK L | ATHX | NonQualified Stock Option (right to purchase) | D | 1.55 | 50,000 | 50,000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Campbell Laura K | ATHX | Stock Option (right to purchase) | D | 1.55 | 195,776 | 195,776 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Campbell Laura K | ATHX | Common Stock | D | 87,008 | 636,619 | ||||||
| 2019-06-14 | 2019-06-12 | 4 | Harrington John J | ATHX | Stock Option (right to purchase) | D | 1.55 | 293,648 | 293,648 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Harrington John J | ATHX | Common Stock | D | 130,512 | 750,178 | ||||||
| 2019-06-14 | 2019-06-12 | 4 | Lehmann William JR | ATHX | Stock Option (right to purchase) | D | 1.55 | 293,648 | 293,648 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Lehmann William JR | ATHX | Common Stock | D | 130,512 | 584,263 | ||||||
| 2019-03-18 | 2019-03-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.5298 | -15,000 | -23 | 453,751 | ||||
| 2019-03-18 | 2019-03-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.5100 | -9,311 | -14 | 468,751 | ||||
| 2019-03-18 | 2019-03-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.5100 | -4,817 | -7 | 549,611 | ||||
| 2019-03-18 | 2019-03-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.5100 | -9,052 | -14 | 619,666 | ||||
| 2019-03-18 | 2019-03-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.5400 | -7,500 | -12 | 628,718 | ||||
| 2019-03-18 | 2019-03-14 | 4 | Harrington John J | ATHX | Common Stock | D | 1.5650 | -7,500 | -12 | 636,218 | ||||
| 2018-12-18 | 2018-12-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.7200 | -13,965 | -24 | 1,328,906 | ||||
| 2018-12-18 | 2018-12-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.7200 | -4,964 | -9 | 554,428 | ||||
| 2018-12-18 | 2018-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.7274 | -15,000 | -26 | 478,062 | ||||
| 2018-12-18 | 2018-12-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.7200 | -9,311 | -16 | 493,062 | ||||
| 2018-12-17 | 2018-12-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.7200 | -9,052 | -16 | 643,718 | ||||
| 2018-12-17 | 2018-12-14 | 4 | Harrington John J | ATHX | Common Stock | D | 1.8617 | -7,500 | -14 | 652,770 | ||||
| 2018-12-17 | 2018-12-13 | 4 | Harrington John J | ATHX | Common Stock | D | 2.0023 | -7,500 | -15 | 660,270 | ||||
| 2018-09-18 | 2018-09-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.8800 | -4,964 | -9 | 559,392 | ||||
| 2018-09-18 | 2018-09-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.8800 | -13,965 | -26 | 1,342,871 | ||||
| 2018-09-18 | 2018-09-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8800 | -15,000 | -28 | 502,373 | ||||
| 2018-09-18 | 2018-09-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8800 | -9,311 | -18 | 517,373 | ||||
| 2018-09-17 | 2018-09-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.8800 | -9,050 | -17 | 667,770 | ||||
| 2018-09-17 | 2018-09-14 | 4 | Harrington John J | ATHX | Common Stock | D | 1.9145 | -7,500 | -14 | 676,820 | ||||
| 2018-09-17 | 2018-09-13 | 4 | Harrington John J | ATHX | Common Stock | D | 1.9131 | -7,500 | -14 | 684,320 | ||||
| 2018-08-10 | 2018-08-10 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.0092 | -25,068 | -50 | 564,356 | ||||
| 2018-08-10 | 2018-08-09 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.0000 | -1,000 | -2 | 589,424 | ||||
| 2018-08-10 | 2018-08-08 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.0068 | -2,800 | -6 | 590,424 | ||||
| 2018-08-03 | 2018-08-02 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.0052 | -9,720 | -19 | 593,224 | ||||
| 2018-08-03 | 2018-08-01 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.0048 | -4,700 | -9 | 602,944 | ||||
| 2018-07-02 | 3 | HEALIOS K.K. | ATHX | Common Stock | D | 24,000,000 | ||||||||
| 2018-07-02 | 3 | HEALIOS K.K. | ATHX | Common Stock | D | 24,000,000 | ||||||||
| 2018-07-02 | 3 | HEALIOS K.K. | ATHX | Common Stock | D | 24,000,000 | ||||||||
| 2018-07-02 | 3 | Kagimoto Tadahisa HEALIOS K.K. ("Healios") | ATHX | Common Stock | I | 24,000,000 | ||||||||
| 2018-07-02 | 3 | Kagimoto Tadahisa HEALIOS K.K. ("Healios") | ATHX | Common Stock | I | 24,000,000 | ||||||||
| 2018-07-02 | 3 | Kagimoto Tadahisa HEALIOS K.K. ("Healios") | ATHX | Common Stock | I | 24,000,000 | ||||||||
| 2018-06-20 | 2018-06-18 | 4 | Randall Lorin | ATHX | NonQualified Stock Option (right to purchase) | D | 2.31 | 50,000 | 50,000 | |||||
| 2018-06-19 | 2018-06-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.2441 | -16,000 | -36 | 526,684 | ||||
| 2018-06-19 | 2018-06-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.2482 | -14,000 | -31 | 542,684 | ||||
| 2018-06-19 | 2018-06-18 | 4 | Lehmann William JR | ATHX | Incentive Stock Option (right to purchase) | D | 2.31 | 230,004 | 230,004 | |||||
| 2018-06-19 | 2018-06-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 96,600 | 556,684 | ||||||
| 2018-06-19 | 2018-06-15 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.3200 | -7,889 | -18 | 460,084 | ||||
| 2018-06-19 | 2018-06-18 | 4 | Van Bokkelen Gil | ATHX | Incentive Stock Option (right to purchase) | D | 2.31 | 350,400 | 350,400 | |||||
| 2018-06-19 | 2018-06-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 147,600 | 1,356,836 | ||||||
| 2018-06-19 | 2018-06-15 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.3200 | -11,983 | -28 | 1,209,236 | ||||
| 2018-06-19 | 2018-06-18 | 4 | WYSZOMIERSKI JACK L | ATHX | NonQualified Stock Option (right to purchase) | D | 2.31 | 50,000 | 50,000 | |||||
| 2018-06-19 | 2018-06-18 | 4 | Babiss Lee | ATHX | NonQualified Stock Option (right to purchase) | D | 2.31 | 50,000 | 50,000 | |||||
| 2018-06-19 | 2018-06-18 | 4 | Kola Ismail | ATHX | NonQualified Stock Option (right to purchase) | D | 2.31 | 50,000 | 50,000 | |||||
| 2018-06-19 | 2018-06-18 | 4 | Campbell Laura K | ATHX | Incentive Stock Option (right to purchase) | D | 2.31 | 120,000 | 120,000 | |||||
| 2018-06-19 | 2018-06-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 50,400 | 607,644 | ||||||
| 2018-06-19 | 2018-06-15 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.3200 | -4,565 | -11 | 557,244 | ||||
| 2018-06-18 | 2018-06-18 | 4 | Harrington John J | ATHX | Incentive Stock Option (right to purchase) | D | 2.31 | 225,000 | 225,000 | |||||
| 2018-06-18 | 2018-06-18 | 4 | Harrington John J | ATHX | Common Stock | D | 94,500 | 691,820 | ||||||
| 2018-06-18 | 2018-06-15 | 4 | Harrington John J | ATHX | Common Stock | D | 2.2959 | -7,500 | -17 | 597,320 | ||||
| 2018-06-18 | 2018-06-15 | 4 | Harrington John J | ATHX | Common Stock | D | 2.3200 | -7,683 | -18 | 604,820 | ||||
| 2018-06-18 | 2018-06-14 | 4 | Harrington John J | ATHX | Common Stock | D | 2.3058 | -7,500 | -17 | 612,503 | ||||
| 2018-03-21 | 2018-03-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8900 | -14,000 | -26 | 467,973 | ||||
| 2018-03-21 | 2018-03-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8600 | -7,739 | -14 | 481,973 | ||||
| 2018-03-19 | 2018-03-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.8600 | -5,055 | -9 | 561,809 | ||||
| 2018-03-19 | 2018-03-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.8600 | -7,529 | -14 | 620,003 | ||||
| 2018-03-19 | 2018-03-16 | 4 | Harrington John J | ATHX | Common Stock | D | 1.8276 | -7,500 | -14 | 627,532 | ||||
| 2018-03-19 | 2018-03-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.8587 | -7,500 | -14 | 635,032 | ||||
| 2018-03-19 | 2018-03-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.8600 | -11,983 | -22 | 1,221,219 | ||||
| 2017-12-19 | 2017-12-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.6700 | -13,168 | -22 | 1,233,202 | ||||
| 2017-12-19 | 2017-12-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.7705 | -7,500 | -13 | 642,532 | ||||
| 2017-12-19 | 2017-12-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.6700 | -8,442 | -14 | 650,032 | ||||
| 2017-12-19 | 2017-12-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.6802 | -7,500 | -13 | 658,474 | ||||
| 2017-12-19 | 2017-12-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8037 | -14,000 | -25 | 489,712 | ||||
| 2017-12-19 | 2017-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.6700 | -8,668 | -14 | 503,712 | ||||
| 2017-12-19 | 2017-12-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.6700 | -5,018 | -8 | 566,864 | ||||
| 2017-09-19 | 2017-09-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.2200 | -5,018 | -11 | 571,882 | ||||
| 2017-09-19 | 2017-09-18 | 4 | Harrington John J | ATHX | Common Stock | D | 2.2198 | -5,000 | -11 | 665,974 | ||||
| 2017-09-19 | 2017-09-17 | 4 | Harrington John J | ATHX | Common Stock | D | 2.2200 | -8,442 | -19 | 670,974 | ||||
| 2017-09-19 | 2017-09-15 | 4 | Harrington John J | ATHX | Common Stock | D | 2.1409 | -10,000 | -21 | 679,416 | ||||
| 2017-09-19 | 2017-09-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.3817 | -15,000 | -36 | 512,380 | ||||
| 2017-09-19 | 2017-09-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.2200 | -8,668 | -19 | 527,380 | ||||
| 2017-09-19 | 2017-09-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.2200 | -13,168 | -29 | 1,246,370 | ||||
| 2017-06-19 | 2017-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4200 | -5,327 | -8 | 689,416 | ||||
| 2017-06-19 | 2017-06-16 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4359 | -18,000 | -26 | 694,743 | ||||
| 2017-06-19 | 2017-06-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4664 | -18,000 | -26 | 712,743 | ||||
| 2017-06-19 | 2017-06-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.4200 | -3,305 | -5 | 576,900 | ||||
| 2017-06-19 | 2017-06-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.4200 | -5,440 | -8 | 536,048 | ||||
| 2017-06-19 | 2017-06-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.4200 | -8,475 | -12 | 1,259,538 | ||||
| 2017-06-09 | 2017-06-07 | 4 | Davis Jordan | ATHX | NonQualified Stock Option (right to purchase) | D | 1.46 | 30,000 | 30,000 | |||||
| 2017-06-09 | 2017-06-07 | 4 | Kola Ismail | ATHX | NonQualified Stock Option (right to purchase) | D | 1.46 | 30,000 | 30,000 | |||||
| 2017-06-09 | 2017-06-07 | 4 | Randall Lorin | ATHX | NonQualified Stock Option (right to purchase) | D | 1.46 | 30,000 | 30,000 | |||||
| 2017-06-09 | 2017-06-07 | 4 | WYSZOMIERSKI JACK L | ATHX | NonQualified Stock Option (right to purchase) | D | 1.46 | 30,000 | 30,000 | |||||
| 2017-06-09 | 2017-06-07 | 4 | Van Bokkelen Gil | ATHX | Employee Stock Option (right to purchase) | D | 1.46 | 500,000 | 500,000 | |||||
| 2017-06-09 | 2017-06-07 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 225,008 | 1,268,013 | ||||||
| 2017-06-09 | 2017-06-07 | 4 | Babiss Lee | ATHX | NonQualified Stock Option (right to purchase) | D | 1.46 | 30,000 | 30,000 | |||||
| 2017-06-09 | 2017-06-07 | 4 | Lehmann William JR | ATHX | Employee Stock Option (right to purchase) | D | 1.46 | 361,200 | 361,200 | |||||
| 2017-06-09 | 2017-06-07 | 4 | Lehmann William JR | ATHX | Common Stock | D | 154,800 | 541,488 | ||||||
| 2017-06-09 | 2017-06-07 | 4 | Harrington John J | ATHX | Employee Stock Option (right to purchase) | D | 1.46 | 348,608 | 348,608 | |||||
| 2017-06-09 | 2017-06-07 | 4 | Harrington John J | ATHX | Common Stock | D | 149,392 | 730,743 | ||||||
| 2017-06-09 | 2017-06-07 | 4 | Campbell Laura K | ATHX | Employee Stock Option (right to purchase) | D | 1.46 | 194,000 | 194,000 | |||||
| 2017-06-09 | 2017-06-07 | 4 | Campbell Laura K | ATHX | Common Stock | D | 82,000 | 580,205 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.1500 | -5,413 | -6 | 386,688 | ||||
| 2017-03-21 | 2017-03-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.1500 | -8,475 | -10 | 1,043,005 | ||||
| 2017-03-21 | 2017-03-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.1500 | -3,610 | -4 | 498,205 | ||||
| 2017-03-21 | 2017-03-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.1500 | -5,294 | -6 | 581,351 | ||||
| 2017-02-01 | 2017-02-01 | 4/A | Kola Ismail | ATHX | Common Stock | D | 1.0100 | 15,000 | 15 | 15,000 | ||||
| 2017-02-01 | 2017-02-01 | 4 | Davis Jordan Radius Venture Partners III QP, LP | ATHX | Common Stock | I | 1.0100 | 203,320 | 205 | 2,177,776 | ||||
| 2017-02-01 | 2017-02-01 | 4 | Davis Jordan Radius Venture Partners III, LP | ATHX | Common Stock | I | 1.0100 | 18,645 | 19 | 199,704 | ||||
| 2017-02-01 | 2017-02-01 | 4 | Davis Jordan Radius Venture Partners III, (Ohio), LP | ATHX | Common Stock | I | 1.0100 | 25,535 | 26 | 273,520 | ||||
| 2017-02-01 | 2017-02-01 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.0100 | 20,000 | 20 | 501,815 | ||||
| 2017-02-01 | 2017-02-01 | 4 | Kola Ismail | ATHX | Common Stock | D | 1.0100 | 15,000 | 15 | 15,000 | ||||
| 2016-12-19 | 2016-12-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.5900 | -8,348 | -13 | 1,051,480 | ||||
| 2016-12-19 | 2016-12-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.5900 | -3,256 | -5 | 481,815 | ||||
| 2016-12-19 | 2016-12-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.6005 | -3,000 | -5 | 392,101 | ||||
| 2016-12-19 | 2016-12-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.5900 | -5,358 | -9 | 395,101 | ||||
| 2016-12-19 | 2016-12-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.5900 | -5,247 | -8 | 586,645 | ||||
| 2016-12-19 | 2016-12-16 | 4 | Harrington John J | ATHX | Common Stock | D | 1.6002 | -7,500 | -12 | 591,892 | ||||
| 2016-12-19 | 2016-12-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.6087 | -7,500 | -12 | 599,392 | ||||
| 2016-09-19 | 2016-09-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.9700 | -8,348 | -16 | 1,059,828 | ||||
| 2016-09-19 | 2016-09-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.9700 | -3,256 | -6 | 485,071 | ||||
| 2016-09-19 | 2016-09-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.9579 | -3,000 | -6 | 400,459 | ||||
| 2016-09-19 | 2016-09-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.9700 | -5,358 | -11 | 403,459 | ||||
| 2016-09-19 | 2016-09-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.9700 | -5,247 | -10 | 606,892 | ||||
| 2016-09-19 | 2016-09-16 | 4 | Harrington John J | ATHX | Common Stock | D | 1.9542 | -7,500 | -15 | 612,139 | ||||
| 2016-09-19 | 2016-09-15 | 4 | Harrington John J | ATHX | Common Stock | D | 1.9723 | -7,500 | -15 | 619,639 | ||||
| 2016-06-21 | 3 | Davis Jordan Radius Venture Partners LLC | ATHX | Common Stock | I | 8,046,576 | ||||||||
| 2016-06-21 | 3 | Davis Jordan Radius Venture Partners LLC | ATHX | Common Stock | I | 8,046,576 | ||||||||
| 2016-06-21 | 3 | Davis Jordan | ATHX | Common Stock | D | 4,085,288 | ||||||||
| 2016-06-21 | 3 | Davis Jordan | ATHX | Common Stock | D | 4,085,288 | ||||||||
| 2016-06-21 | 3 | Davis Jordan Mr. Davis' children | ATHX | Common Stock | I | 4,049,288 | ||||||||
| 2016-06-21 | 3 | Davis Jordan Mr. Davis' children | ATHX | Common Stock | I | 4,049,288 | ||||||||
| 2016-06-21 | 2016-06-20 | 4 | Davis Jordan | ATHX | NonQualified Stock Option (right to purchase) | D | 2.19 | 60,000 | 60,000 | |||||
| 2016-06-21 | 2016-06-20 | 4 | Randall Lorin | ATHX | NonQualified Stock Option (right to purchase) | D | 2.19 | 30,000 | 30,000 | |||||
| 2016-06-21 | 2016-06-20 | 4 | WYSZOMIERSKI JACK L | ATHX | NonQualified Stock Option (right to purchase) | D | 2.19 | 30,000 | 30,000 | |||||
| 2016-06-21 | 2016-06-20 | 4 | Van Bokkelen Gil | ATHX | Employee Stock Option (right to purchase) | D | 2.19 | 500,000 | 500,000 | |||||
| 2016-06-21 | 2016-06-20 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 225,008 | 1,068,176 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.1600 | -3,728 | -8 | 843,168 | ||||
| 2016-06-21 | 2016-06-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.1600 | -19,027 | -41 | 846,896 | ||||
| 2016-06-21 | 2016-06-20 | 4 | Campbell Laura K | ATHX | Employee Stock Option | D | 2.19 | 158,208 | 158,208 | |||||
| 2016-06-21 | 2016-06-20 | 4 | Campbell Laura K | ATHX | Common Stock | D | 67,792 | 488,327 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.1600 | -10,118 | -22 | 420,535 | ||||
| 2016-06-21 | 2016-06-21 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.1622 | -12,000 | -26 | 408,817 | ||||
| 2016-06-21 | 2016-06-20 | 4 | Lehmann William JR | ATHX | Employee Stock Option (right to purchase) | D | 2.19 | 361,200 | 361,200 | |||||
| 2016-06-21 | 2016-06-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.1837 | -13,000 | -28 | 420,817 | ||||
| 2016-06-21 | 2016-06-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 154,800 | 433,817 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.1600 | -15,703 | -34 | 279,017 | ||||
| 2016-06-21 | 2016-06-20 | 4 | Harrington John J | ATHX | Employee Stock Option (right to purchase) | D | 2.19 | 348,608 | 348,608 | |||||
| 2016-06-21 | 2016-06-20 | 4 | Harrington John J | ATHX | Common Stock | D | 149,392 | 627,139 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 2.1600 | -2,180 | -5 | 477,747 | ||||
| 2016-06-21 | 2016-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 2.1600 | -15,619 | -34 | 479,927 | ||||
| 2016-06-21 | 2016-06-20 | 4 | Babiss Lee | ATHX | NonQualified Stock Option (right to purchase) | D | 2.19 | 30,000 | 30,000 | |||||
| 2016-06-21 | 2016-06-20 | 4 | Kola Ismail | ATHX | NonQualified Stock Option (right to purchase) | D | 2.19 | 30,000 | 30,000 | |||||
| 2016-03-21 | 2016-03-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.4300 | -19,027 | -46 | 865,923 | ||||
| 2016-03-21 | 2016-03-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.4700 | -3,728 | -9 | 884,950 | ||||
| 2016-03-21 | 2016-03-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 2.4300 | -10,300 | -25 | 430,653 | ||||
| 2016-03-21 | 2016-03-21 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.4306 | -12,000 | -29 | 294,720 | ||||
| 2016-03-21 | 2016-03-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.4000 | -13,000 | -31 | 306,720 | ||||
| 2016-03-21 | 2016-03-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.4300 | -15,626 | -38 | 319,720 | ||||
| 2016-03-21 | 2016-03-18 | 4 | Harrington John J | ATHX | Common Stock | D | 2.4300 | -15,542 | -38 | 495,546 | ||||
| 2016-03-21 | 2016-03-17 | 4 | Harrington John J | ATHX | Common Stock | D | 2.4700 | -2,169 | -5 | 511,088 | ||||
| 2016-03-09 | 2016-03-07 | 4 | WYSZOMIERSKI JACK L | ATHX | Director Stock Option (right to purchase) | D | 1.84 | 75,000 | 75,000 | |||||
| 2016-03-09 | 2016-03-07 | 4 | Randall Lorin | ATHX | Director Stock Option (right to purchase) | D | 1.84 | 75,000 | 75,000 | |||||
| 2016-03-09 | 2016-03-07 | 4 | Campbell Laura K | ATHX | Employee Stock Option (right to purchase) | D | 1.84 | 50,000 | 50,000 | |||||
| 2016-03-09 | 2016-03-07 | 4 | Babiss Lee | ATHX | Director Stock Option (right to purchase) | D | 1.84 | 75,000 | 75,000 | |||||
| 2016-03-09 | 2016-03-07 | 4 | Kola Ismail | ATHX | Director Stock Option (right to purchase) | D | 1.84 | 75,000 | 75,000 | |||||
| 2015-12-21 | 2015-12-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.0300 | -15,619 | -16 | 513,257 | ||||
| 2015-12-21 | 2015-12-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.0300 | -2,180 | -2 | 528,876 | ||||
| 2015-12-21 | 2015-12-21 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.0339 | -12,000 | -12 | 335,346 | ||||
| 2015-12-21 | 2015-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.0186 | -13,000 | -13 | 347,346 | ||||
| 2015-12-21 | 2015-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.0300 | -15,703 | -16 | 360,346 | ||||
| 2015-12-21 | 2015-12-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.0300 | -12,987 | -13 | 888,678 | ||||
| 2015-09-21 | 2015-09-21 | 4 | Harrington John J | ATHX | Common Stock | D | 1.3291 | -4,075 | -5 | 531,056 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.3824 | -4,075 | -6 | 535,131 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.3500 | -15,619 | -21 | 539,206 | ||||
| 2015-09-21 | 2015-09-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4500 | -2,180 | -3 | 554,825 | ||||
| 2015-09-21 | 2015-09-21 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.3309 | -12,000 | -16 | 376,049 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.3802 | -13,000 | -18 | 388,049 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.3500 | -10,992 | -15 | 401,049 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.3500 | -10,118 | -14 | 440,953 | ||||
| 2015-09-21 | 2015-09-21 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.3303 | -4,750 | -6 | 901,665 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.3500 | -19,027 | -26 | 906,415 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.3813 | -4,750 | -7 | 925,442 | ||||
| 2015-09-21 | 2015-09-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.4500 | -3,727 | -5 | 930,192 | ||||
| 2015-06-25 | 2015-06-24 | 4 | TRAUB KENNETH H | ATHX | Director stock option (right to purchase) | D | 1.28 | 30,000 | 30,000 | |||||
| 2015-06-25 | 2015-06-24 | 4 | WYSZOMIERSKI JACK L | ATHX | Director stock option (right to purchase) | D | 1.28 | 30,000 | 30,000 | |||||
| 2015-06-25 | 2015-06-24 | 4 | Randall Lorin | ATHX | Director stock option (right to purchase) | D | 1.28 | 30,000 | 30,000 | |||||
| 2015-06-25 | 2015-06-24 | 4 | Van Bokkelen Gil | ATHX | Employee incentive stock option (right to purchase) | D | 1.28 | 200,752 | 200,752 | |||||
| 2015-06-25 | 2015-06-24 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 89,248 | 933,919 | ||||||
| 2015-06-25 | 2015-06-24 | 4 | Campbell Laura K | ATHX | Employee incentive stock option (right to purchase) | D | 1.28 | 100,384 | 100,384 | |||||
| 2015-06-25 | 2015-06-24 | 4 | Campbell Laura K | ATHX | Common Stock | D | 44,624 | 451,071 | ||||||
| 2015-06-25 | 2015-06-24 | 4 | Lehmann William JR | ATHX | Employee incentive stock option (right to purchase) | D | 1.28 | 117,680 | 117,680 | |||||
| 2015-06-25 | 2015-06-24 | 4 | Lehmann William JR | ATHX | Common Stock | D | 52,320 | 426,639 | ||||||
| 2015-06-25 | 2015-06-24 | 4 | Harrington John J | ATHX | Employee incentive stock option (right to purchase) | D | 1.28 | 117,680 | 117,680 | |||||
| 2015-06-25 | 2015-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 52,320 | 557,005 | ||||||
| 2015-06-25 | 2015-06-24 | 4 | Deans Robert J | ATHX | Employee incentive stock option (right to purchase) | D | 1.28 | 100,384 | 100,384 | |||||
| 2015-06-25 | 2015-06-24 | 4 | Deans Robert J | ATHX | Common Stock | D | 44,624 | 426,639 | ||||||
| 2015-06-25 | 2015-06-24 | 4 | Babiss Lee | ATHX | Director stock option (right to purchase) | D | 1.28 | 30,000 | 30,000 | |||||
| 2015-06-25 | 2015-06-24 | 4 | Kola Ismail | ATHX | Director stock option (right to purchase) | D | 1.28 | 30,000 | 30,000 | |||||
| 2015-06-22 | 2015-06-22 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.1969 | -12,000 | -14 | 359,721 | ||||
| 2015-06-22 | 2015-06-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.2271 | -13,000 | -16 | 371,721 | ||||
| 2015-06-22 | 2015-06-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.2100 | -11,777 | -14 | 384,721 | ||||
| 2015-06-19 | 2014-06-19 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.2266 | -4,750 | -6 | 844,671 | ||||
| 2015-06-19 | 2014-06-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.2341 | -4,750 | -6 | 849,421 | ||||
| 2015-06-19 | 2014-06-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.2100 | -11,035 | -13 | 854,171 | ||||
| 2015-06-19 | 2015-06-19 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2271 | -4,075 | -5 | 504,685 | ||||
| 2015-06-19 | 2015-06-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2348 | -4,075 | -5 | 508,760 | ||||
| 2015-06-19 | 2015-06-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2100 | -15,619 | -19 | 512,835 | ||||
| 2015-06-19 | 2015-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2200 | -1,106 | -1 | 528,454 | ||||
| 2015-06-19 | 2015-06-19 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.2269 | -2,540 | -3 | 382,015 | ||||
| 2015-06-19 | 2015-06-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.2336 | -2,540 | -3 | 384,555 | ||||
| 2015-06-19 | 2015-06-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.2100 | -15,381 | -19 | 387,095 | ||||
| 2015-06-19 | 2015-06-17 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.2200 | -1,084 | -1 | 402,476 | ||||
| 2015-06-10 | 2015-06-09 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 1.2700 | 30,000 | 38 | 80,000 | ||||
| 2015-03-20 | 2015-03-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 3.1532 | -12,000 | -38 | 396,498 | ||||
| 2015-03-20 | 2015-03-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 3.1278 | -13,000 | -41 | 408,498 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 3.0900 | -15,703 | -49 | 421,498 | ||||
| 2015-03-19 | 2015-03-19 | 4 | Harrington John J | ATHX | Common Stock | D | 3.1208 | -4,075 | -13 | 529,560 | ||||
| 2015-03-19 | 2015-03-18 | 4 | Harrington John J | ATHX | Common Stock | D | 3.0741 | -4,075 | -13 | 533,635 | ||||
| 2015-03-19 | 2015-03-18 | 4 | Harrington John J | ATHX | Common Stock | D | 3.0900 | -15,619 | -48 | 537,710 | ||||
| 2015-03-19 | 2015-03-17 | 4 | Harrington John J | ATHX | Common Stock | D | 3.0700 | -1,106 | -3 | 553,329 | ||||
| 2015-03-19 | 2015-03-19 | 4 | Deans Robert J | ATHX | Common Stock | D | 3.1262 | -2,540 | -8 | 403,560 | ||||
| 2015-03-19 | 2015-03-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 3.0739 | -2,540 | -8 | 406,100 | ||||
| 2015-03-19 | 2015-03-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 3.0900 | -15,381 | -48 | 408,640 | ||||
| 2015-03-19 | 2015-03-17 | 4 | Deans Robert J | ATHX | Common Stock | D | 3.0700 | -1,084 | -3 | 424,021 | ||||
| 2015-03-19 | 2015-03-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 3.0900 | -10,118 | -31 | 406,447 | ||||
| 2015-03-19 | 2015-03-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 3.0700 | -948 | -3 | 416,565 | ||||
| 2015-03-19 | 2015-03-19 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 3.1221 | -4,750 | -15 | 865,206 | ||||
| 2015-03-19 | 2015-03-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 3.0754 | -4,750 | -15 | 869,956 | ||||
| 2015-03-19 | 2015-03-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 3.0900 | -19,027 | -59 | 874,706 | ||||
| 2015-03-19 | 2015-03-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 3.0700 | -1,895 | -6 | 893,733 | ||||
| 2014-12-19 | 2014-12-19 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.2767 | -4,750 | -6 | 895,628 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.3003 | -4,750 | -6 | 900,378 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.2900 | -12,367 | -16 | 905,128 | ||||
| 2014-12-19 | 2014-12-19 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.2769 | -2,540 | -3 | 425,105 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.2874 | -2,540 | -3 | 427,645 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.2900 | -15,381 | -20 | 430,185 | ||||
| 2014-12-19 | 2014-12-17 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.2300 | -1,084 | -1 | 445,566 | ||||
| 2014-12-19 | 2014-12-19 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2764 | -4,050 | -5 | 554,435 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2956 | -4,100 | -5 | 558,485 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2900 | -15,619 | -20 | 562,585 | ||||
| 2014-12-19 | 2014-12-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.2300 | -1,106 | -1 | 578,204 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.2900 | -10,118 | -13 | 417,513 | ||||
| 2014-12-19 | 2014-12-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.2300 | -948 | -1 | 427,631 | ||||
| 2014-12-19 | 2014-12-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.2791 | -15,000 | -19 | 437,201 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.3026 | -15,000 | -20 | 452,201 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.2900 | -3,141 | -4 | 467,201 | ||||
| 2014-09-25 | 2014-09-24 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 1.3850 | 100 | 0 | 50,000 | ||||
| 2014-09-25 | 2014-09-24 | 4 | TRAUB KENNETH H | ATHX | Common Stock | D | 1.3900 | 29,900 | 42 | 49,900 | ||||
| 2014-09-22 | 2014-09-19 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.4196 | -2,540 | -4 | 446,650 | ||||
| 2014-09-22 | 2014-09-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.4020 | -2,540 | -4 | 449,190 | ||||
| 2014-09-22 | 2014-09-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.4400 | -15,381 | -22 | 451,730 | ||||
| 2014-09-22 | 2014-09-19 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4193 | -4,100 | -6 | 579,310 | ||||
| 2014-09-22 | 2014-09-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4044 | -4,050 | -6 | 583,410 | ||||
| 2014-09-22 | 2014-09-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.4400 | -15,619 | -22 | 587,460 | ||||
| 2014-09-22 | 2014-09-19 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.4209 | -4,750 | -7 | 917,495 | ||||
| 2014-09-22 | 2014-09-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.4055 | -4,750 | -7 | 922,245 | ||||
| 2014-09-22 | 2014-09-22 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.3883 | -15,000 | -21 | 470,342 | ||||
| 2014-09-22 | 2014-09-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.4191 | -15,000 | -21 | 485,342 | ||||
| 2014-09-17 | 2014-09-17 | 4 | Harrington John J | ATHX | Common Stock | D | 1.3600 | -1,106 | -2 | 603,079 | ||||
| 2014-09-17 | 2014-09-17 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.3600 | -1,084 | -1 | 467,111 | ||||
| 2014-08-19 | 2014-08-18 | 4 | Randall Lorin | ATHX | Director stock option (right to purchase) | D | 1.35 | -15,000 | 0 | |||||
| 2014-08-19 | 2014-08-18 | 4 | Randall Lorin | ATHX | Common Stock | D | 1.5437 | -15,000 | -23 | 0 | ||||
| 2014-08-19 | 2014-08-18 | 4 | Randall Lorin | ATHX | Common Stock | D | 1.3500 | 15,000 | 20 | 15,000 | ||||
| 2014-06-20 | 2014-06-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.5825 | -12,000 | -19 | 500,342 | ||||
| 2014-06-19 | 2014-06-17 | 4 | WYSZOMIERSKI JACK L | ATHX | Director stock option (right to purchase) | D | 1.65 | 30,000 | 30,000 | |||||
| 2014-06-19 | 2014-06-17 | 4 | Randall Lorin | ATHX | Director stock option (right to purchase) | D | 1.65 | 30,000 | 30,000 | |||||
| 2014-06-19 | 2014-06-17 | 4 | TRAUB KENNETH H | ATHX | Director stock option (right to purchase) | D | 1.65 | 30,000 | 30,000 | |||||
| 2014-06-19 | 2014-06-19 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.6174 | -4,750 | -8 | 926,995 | ||||
| 2014-06-19 | 2014-06-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.6473 | -4,750 | -8 | 931,745 | ||||
| 2014-06-19 | 2014-06-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.6500 | -14,270 | -24 | 936,495 | ||||
| 2014-06-19 | 2014-06-17 | 4 | Van Bokkelen Gil | ATHX | Employee incentive stock option (right to purchase) | D | 1.65 | 207,680 | 207,680 | |||||
| 2014-06-19 | 2014-06-17 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 92,320 | 950,765 | ||||||
| 2014-06-19 | 2014-06-17 | 4 | Campbell Laura K | ATHX | Employee incentive stock option (right to purchase) | D | 1.65 | 103,840 | 103,840 | |||||
| 2014-06-19 | 2014-06-17 | 4 | Campbell Laura K | ATHX | Common Stock | D | 46,160 | 428,579 | ||||||
| 2014-06-19 | 2014-06-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.6174 | -13,000 | -21 | 512,342 | ||||
| 2014-06-19 | 2014-06-17 | 4 | Lehmann William JR | ATHX | Employee incentive stock option (right to purchase) | D | 1.65 | 121,152 | 121,152 | |||||
| 2014-06-19 | 2014-06-17 | 4 | Lehmann William JR | ATHX | Common Stock | D | 53,856 | 525,342 | ||||||
| 2014-06-19 | 2014-06-19 | 4 | Harrington John J | ATHX | Common Stock | D | 1.6167 | -4,075 | -7 | 604,185 | ||||
| 2014-06-19 | 2014-06-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.6467 | -4,075 | -7 | 608,260 | ||||
| 2014-06-19 | 2014-06-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.6500 | -15,619 | -26 | 612,335 | ||||
| 2014-06-19 | 2014-06-17 | 4 | Harrington John J | ATHX | Employee incentive stock option (right to purchase) | D | 1.65 | 121,152 | 121,152 | |||||
| 2014-06-19 | 2014-06-17 | 4 | Harrington John J | ATHX | Common Stock | D | 53,856 | 627,954 | ||||||
| 2014-06-19 | 2014-06-19 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.6169 | -2,540 | -4 | 468,195 | ||||
| 2014-06-19 | 2014-06-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.6452 | -2,540 | -4 | 470,735 | ||||
| 2014-06-19 | 2014-06-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.6500 | -15,381 | -25 | 473,275 | ||||
| 2014-06-19 | 2014-06-17 | 4 | Deans Robert J | ATHX | Employee incentive stock option (right to purchase) | D | 1.65 | 103,840 | 103,840 | |||||
| 2014-06-19 | 2014-06-17 | 4 | Deans Robert J | ATHX | Common Stock | D | 46,160 | 488,656 | ||||||
| 2014-06-19 | 2014-06-17 | 4 | Babiss Lee | ATHX | Director stock option (right to purchase) | D | 1.65 | 30,000 | 30,000 | |||||
| 2014-06-19 | 2014-06-17 | 4 | Kola Ismail | ATHX | Director stock option (right to purchase) | D | 1.65 | 30,000 | 30,000 | |||||
| 2014-03-20 | 2014-03-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 3.5424 | -9,500 | -34 | 858,445 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 3.6900 | -19,027 | -70 | 867,945 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 3.6900 | -10,133 | -37 | 382,419 | ||||
| 2014-03-20 | 2014-03-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 3.5703 | -12,000 | -43 | 471,486 | ||||
| 2014-03-20 | 2014-03-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 3.6582 | -13,000 | -48 | 483,486 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 3.6900 | -15,646 | -58 | 496,486 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Harrington John J | ATHX | Common Stock | D | 3.5413 | -8,150 | -29 | 574,098 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Harrington John J | ATHX | Common Stock | D | 3.6900 | -15,559 | -57 | 582,248 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 3.5375 | -5,080 | -18 | 442,496 | ||||
| 2014-03-20 | 2014-03-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 3.6900 | -15,242 | -56 | 447,576 | ||||
| 2013-12-20 | 2013-12-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.0339 | -9,500 | -19 | 886,972 | ||||
| 2013-12-20 | 2013-12-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 2.0600 | -19,027 | -39 | 896,472 | ||||
| 2013-12-20 | 2013-12-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.2087 | -12,000 | -27 | 512,132 | ||||
| 2013-12-20 | 2013-12-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.0594 | -13,000 | -27 | 524,132 | ||||
| 2013-12-20 | 2013-12-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 2.0600 | -15,704 | -32 | 537,132 | ||||
| 2013-12-20 | 2013-12-18 | 4 | Harrington John J | ATHX | Common Stock | D | 2.0346 | -8,150 | -17 | 597,807 | ||||
| 2013-12-20 | 2013-12-18 | 4 | Harrington John J | ATHX | Common Stock | D | 2.0600 | -15,619 | -32 | 605,957 | ||||
| 2013-12-20 | 2013-12-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 2.0355 | -5,080 | -10 | 462,818 | ||||
| 2013-12-20 | 2013-12-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 2.0600 | -15,382 | -32 | 467,898 | ||||
| 2013-12-12 | 2013-12-11 | 4 | TRAUB KENNETH H | ATHX | common stock | D | 1.9380 | 100 | 0 | 20,000 | ||||
| 2013-12-12 | 2013-12-11 | 4 | TRAUB KENNETH H | ATHX | common stock | D | 1.9375 | 600 | 1 | 19,900 | ||||
| 2013-12-12 | 2013-12-11 | 4 | TRAUB KENNETH H | ATHX | common stock | D | 1.9400 | 19,300 | 37 | 19,300 | ||||
| 2013-09-20 | 2013-09-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.7800 | -19,027 | -34 | 915,499 | ||||
| 2013-09-20 | 2013-09-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.7800 | -10,118 | -18 | 392,552 | ||||
| 2013-09-20 | 2013-09-20 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8200 | -6,000 | -11 | 552,836 | ||||
| 2013-09-20 | 2013-09-19 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.8400 | -6,000 | -11 | 558,836 | ||||
| 2013-09-20 | 2013-09-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 1.7800 | -15,704 | -28 | 564,836 | ||||
| 2013-09-20 | 2013-09-20 | 4 | Harrington John J | ATHX | Common Stock | D | 1.8200 | -30,000 | -55 | 621,576 | ||||
| 2013-09-20 | 2013-09-18 | 4 | Harrington John J | ATHX | Common Stock | D | 1.7800 | -15,619 | -28 | 651,576 | ||||
| 2013-09-20 | 2013-09-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.7800 | -15,382 | -27 | 483,280 | ||||
| 2013-09-11 | 2013-09-10 | 4 | WYSZOMIERSKI JACK L | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-09-11 | 2013-09-10 | 4 | TRAUB KENNETH H | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-09-11 | 2013-09-10 | 4 | Randall Lorin | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-09-11 | 2013-09-10 | 4 | Babiss Lee | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-09-11 | 2013-09-10 | 4 | Kola Ismail | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | TRAUB KENNETH H | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | WYSZOMIERSKI JACK L | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | Randall Lorin | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | Van Bokkelen Gil | ATHX | Employee stock option (right to purchase) | D | 1.71 | 185,000 | 185,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 695,040 | 934,526 | ||||||
| 2013-06-20 | 2013-06-18 | 4 | Campbell Laura K | ATHX | Employee stock option (right to purchase) | D | 1.71 | 60,000 | 60,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | Campbell Laura K | ATHX | Common Stock | D | 369,607 | 402,670 | ||||||
| 2013-06-20 | 2013-06-18 | 4 | Lehmann William JR | ATHX | Employee stock option (right to purchase) | D | 1.71 | 115,000 | 115,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | Lehmann William JR | ATHX | Common Stock | D | 573,640 | 580,540 | ||||||
| 2013-06-20 | 2013-06-18 | 4 | Harrington John J | ATHX | Employee stock option (right to purchase) | D | 1.71 | 100,000 | 100,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | Harrington John J | ATHX | Common Stock | D | 570,551 | 667,195 | ||||||
| 2013-06-20 | 2013-06-18 | 4 | Deans Robert J | ATHX | Employee stock option (right to purchase) | D | 1.71 | 80,000 | 80,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 491,162 | 498,662 | ||||||
| 2013-06-20 | 2013-06-18 | 4 | Babiss Lee | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2013-06-20 | 2013-06-18 | 4 | Kola Ismail | ATHX | Director stock option (right to purchase) | D | 1.71 | 15,000 | 15,000 | |||||
| 2012-11-29 | 2012-11-28 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.0085 | 10,000 | 10 | 33,063 | ||||
| 2012-11-19 | 2012-11-15 | 4 | Deans Robert J | ATHX | Common Stock | D | 0.9846 | 300 | 0 | 7,500 | ||||
| 2012-11-19 | 2012-11-15 | 4 | Deans Robert J | ATHX | Common Stock | D | 0.9856 | 600 | 1 | 7,200 | ||||
| 2012-11-19 | 2012-11-15 | 4 | Deans Robert J | ATHX | Common Stock | D | 0.9851 | 2,600 | 3 | 6,600 | ||||
| 2012-06-22 | 2012-06-20 | 4 | Randall Lorin | ATHX | Director stock option (right to purchase) | D | 1.43 | 15,000 | 15,000 | |||||
| 2012-06-22 | 2012-06-20 | 4 | WYSZOMIERSKI JACK L | ATHX | Director stock option (right to purchase) | D | 1.43 | 15,000 | 15,000 | |||||
| 2012-06-22 | 2012-06-20 | 4 | TRAUB KENNETH H | ATHX | Director stock option (right to purchase) | D | 1.43 | 30,000 | 30,000 | |||||
| 2012-06-22 | 2012-06-20 | 4 | Babiss Lee | ATHX | Director stock option (right to purchase) | D | 1.43 | 15,000 | 15,000 | |||||
| 2012-06-22 | 2012-06-20 | 4 | Kola Ismail | ATHX | Director stock option (right to purchase) | D | 1.43 | 15,000 | 15,000 | |||||
| 2012-05-23 | 2012-05-23 | 4 | Campbell Laura K | ATHX | Common Stock | D | 1.3700 | 10,000 | 14 | 23,063 | ||||
| 2012-05-22 | 2012-05-18 | 4 | Van Bokkelen Gil | ATHX | Common Stock | D | 1.3500 | 20,000 | 27 | 239,486 | ||||
| 2012-05-22 | 2012-05-18 | 4 | Deans Robert J | ATHX | Common Stock | D | 1.4700 | 4,000 | 6 | 4,000 | ||||
| 2007-06-12 | 2007-06-08 | 4 | Campbell Laura K | BVIC | Common Stock | D | 0.0100 | 1,999 | 0 | 3,063 | ||||
| 2007-06-12 | 2007-06-08 | 4 | Campbell Laura K | BVIC | Common Stock | D | 5.0000 | 1,064 | 5 | 1,064 | ||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners III QP, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 174,058 | 400,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners III, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 25,942 | 225,942 | |||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners II, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 200,000 | 200,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners III QP, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 174,059 | 400,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners III, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 25,941 | 225,941 | |||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners II, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 200,000 | 200,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD | BVIC | Director stock option (right to purchase) | D | 5.00 | 75,000 | 75,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners III QP, L.P. | BVIC | Common Stock | I | 5.0000 | 696,234 | 3,481 | 1,600,000 | ||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners III, L.P. | BVIC | Common Stock | I | 5.0000 | 103,766 | 519 | 903,766 | ||||
| 2007-06-12 | 2007-06-08 | 4 | LOOP FLOYD D MD Held by Radius Venture Partners II, L.P. | BVIC | Common Stock | I | 5.0000 | 800,000 | 4,000 | 800,000 | ||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners III QP, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 174,058 | 400,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners III, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 25,942 | 225,942 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners II, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 200,000 | 200,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR | BVIC | Warrant (right to purchase) | D | 6.00 | 2,500 | 2,500 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners III QP, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 174,059 | 400,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners III, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 25,941 | 225,941 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners II, L.P. | BVIC | Warrant (right to purchase) | I | 6.00 | 200,000 | 200,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR | BVIC | Warrant (right to purchase) | D | 6.00 | 2,500 | 2,500 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR | BVIC | Director stock option (right to purchase) | D | 5.00 | 75,000 | 75,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners III QP, L.P. | BVIC | Common Stock | I | 5.0000 | 696,234 | 3,481 | 1,600,000 | ||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners III, L.P. | BVIC | Common Stock | I | 5.0000 | 103,766 | 519 | 903,766 | ||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR Held by Radius Venture Partners II, L.P. | BVIC | Common Stock | I | 5.0000 | 800,000 | 4,000 | 800,000 | ||||
| 2007-06-12 | 2007-06-08 | 4 | MILNE GEORGE M JR | BVIC | Common Stock | D | 5.0000 | 10,000 | 50 | 10,000 | ||||
| 2007-06-12 | 2007-06-08 | 4 | Lehmann William JR | BVIC | Warrant (right to purchase) | D | 6.00 | 1,250 | 1,250 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Lehmann William JR | BVIC | Empoyee incentive stock option | D | 5.00 | 60,000 | 60,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Lehmann William JR | BVIC | Employee nonqualified stock option (right to purchase) | D | 5.00 | 340,000 | 340,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Lehmann William JR | BVIC | Common Stock | D | 5.0000 | 5,000 | 25 | 5,000 | ||||
| 2007-06-12 | 2007-06-08 | 4 | SHEFFERY MICHAEL B By partnerships | BVIC | Warrant (right to purchase) | I | 6.00 | 750,000 | 750,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | SHEFFERY MICHAEL B | BVIC | Director stock option (right to purchase) | D | 5.00 | 75,000 | 75,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | SHEFFERY MICHAEL B By partnerships | BVIC | Common Stock | I | 5.0000 | 3,000,000 | 15,000 | 3,000,000 | ||||
| 2007-06-12 | 2007-06-08 | 4 | Brunden Kurt L | BVIC | Employee nonqualified stock option (right to purchase) | D | 5.00 | 50,000 | 50,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Harrington John J | BVIC | Bridge warrants (right to purchase) | D | 0.01 | -39,999 | 0 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Harrington John J | BVIC | Bridge notes | D | 5.00 | -21,271 | 0 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Harrington John J | BVIC | Warrants (right to purchase) | D | 6.00 | 5,318 | 5,318 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Harrington John J | BVIC | Employee incentive stock option (right to purchase) | D | 5.00 | 60,000 | 60,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Harrington John J | BVIC | Employee nonqualified stock option (right to purchase) | D | 5.00 | 640,000 | 640,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Harrington John J | BVIC | Common Stock | D | 0.0100 | 39,999 | 0 | 85,809 | ||||
| 2007-06-12 | 2007-06-08 | 4 | Harrington John J | BVIC | Common Stock | D | 5.0000 | 21,271 | 106 | 45,810 | ||||
| 2007-06-12 | 2007-06-08 | 4 | Harrington John J | BVIC | Common Stock | D | 24,539 | 24,539 | ||||||
| 2007-06-12 | 2007-06-08 | 4 | Deans Robert J | BVIC | Empoyee incentive stock option (right to purchase) | D | 5.00 | 60,000 | 60,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Deans Robert J | BVIC | Employee nonqualified stock option (right to purchase) | D | 5.00 | 180,000 | 180,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MULLIGAN WILLIAM C By partnerships | BVIC | Bridge warrants (right to purchase) | I | 0.01 | -199,998 | 0 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MULLIGAN WILLIAM C By partnerships | BVIC | Bridge notes | I | 5.00 | -106,356 | 0 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MULLIGAN WILLIAM C By partnerships | BVIC | Warrants (right to purchase) | I | 6.00 | 26,589 | 26,589 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MULLIGAN WILLIAM C | BVIC | Director nonqualified stock option (right to purchase) | D | 5.00 | 75,000 | 75,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | MULLIGAN WILLIAM C By partnerships | BVIC | Common Stock | I | 0.0100 | 199,998 | 2 | 488,646 | ||||
| 2007-06-12 | 2007-06-08 | 4 | MULLIGAN WILLIAM C By partnerships | BVIC | Common Stock | I | 5.0000 | 106,356 | 532 | 288,648 | ||||
| 2007-06-12 | 2007-06-08 | 4 | MULLIGAN WILLIAM C By partnerships | BVIC | Common Stock | I | 182,292 | 182,292 | ||||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil | BVIC | Bridge warrants (right to purchase) | D | 0.01 | -39,999 | 0 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil | BVIC | Bridge notes | D | 5.00 | -21,271 | 0 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil | BVIC | Warrants (right to purchase) | D | 6.00 | 5,318 | 5,318 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil | BVIC | Employee incentive stock option (right to purchase) | D | 5.00 | 60,000 | 60,000 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil | BVIC | Employee nonqualified stock option (right to purchase) | D | 5.00 | 652,500 | 652,500 | |||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil By trust | BVIC | Common Stock | I | 537 | 537 | ||||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil | BVIC | Common Stock | D | 0.0100 | 39,999 | 0 | 102,032 | ||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil | BVIC | Common Stock | D | 5.0000 | 21,271 | 106 | 62,033 | ||||
| 2007-06-12 | 2007-06-08 | 4 | Van Bokkelen Gil | BVIC | Common Stock | D | 40,762 | 40,762 |
