SPDR 시리즈 트러스트 - 스테이트 스트리트 SPDR S&P 600 TM 소형주 성장 ETF
US ˙ ARCA ˙ US78464A2015

SecuritySLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership34,079 shares
Latest Disclosed Value $ 7,766,000
Commonwealth Equity Services, Inc reports 8.45% increase in ownership of SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 34,079 shares of SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF (US:SLYG) valued at $1,941,566 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 31,425 shares of SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF. This represents a change in shares of 8.45% during the quarter. The current value of the position is $3,677,124 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 34,079 2,654 8.45 7,766 14.26 0.0465
2017-11-07 2017-09-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 34,078 2,653 7,766
2018-02-16 2017-06-30 13F/A-1 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 31,425 -1,306 -3.99 6,797 -2.37 0.0432
2017-08-11 2017-06-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 31,425 -1,306 6,796
2018-02-16 2017-03-31 13F/A-1 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 32,731 -243 -0.74 6,962 1.47 0.0466
2017-05-15 2017-03-31 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 32,731 -243 6,962
2018-02-16 2016-12-31 13F/A-1 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 32,974 8,988 37.47 6,861 49.64 0.0507
2017-02-01 2016-12-31 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 32,974 8,988 6,861
2016-10-25 2016-09-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 23,986 -82 -0.34 4,585 6.80 0.0364
2016-08-04 2016-06-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 24,068 -582 -2.36 4,293 0.77 0.0362
2016-04-27 2016-03-31 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 24,650 1,588 6.89 4,260 7.09 0.0380
2016-01-19 2015-12-31 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 23,062 1,827 8.60 3,978 7.48 0.0377
2015-10-27 2015-09-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 21,235 525 2.54 3,701 -6.04 0.0390
2015-07-28 2015-06-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 20,710 12,037 138.79 3,939 140.77 0.0391
2015-04-28 2015-03-31 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 8,673 1,233 16.57 1,636 23.56 0.0170
2015-01-13 2014-12-31 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 7,440 52 0.70 1,324 5.33 0.0148
2014-10-17 2014-09-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 7,388 423 6.07 1,257 -0.40 0.0153
2014-07-23 2014-06-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 6,965 1,530 28.15 1,262 29.84 0.0154
2014-05-07 2014-03-31 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 5,435 486 9.82 972 9.71 0.0134
2014-02-11 2013-12-31 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 4,949 1,387 38.94 886 52.76 0.0129
2013-11-04 2013-09-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 3,562 -207 -5.49 580 5.45 0.0094
2013-07-29 2013-06-30 13F SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 3,769 550
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.