SPDR 시리즈 신탁 - SPDR S&P 600 소형주 ETF
US ˙ NYSE ˙ US78464A8137
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SecuritySLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership56,562 shares
Latest Disclosed Value $ 7,358,000
Commonwealth Equity Services, Inc reports 6.76% increase in ownership of SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 56,562 shares of SPDR Series Trust - SPDR S&P 600 Small Cap ETF (US:SLY) valued at $3,678,792 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 52,982 shares of SPDR Series Trust - SPDR S&P 600 Small Cap ETF. This represents a change in shares of 6.76% during the quarter. The current value of the position is $4,833,789 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 56,562 3,580 6.76 7,358 12.77 0.0440
2017-11-07 2017-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 56,562 3,580 7,357
2018-02-16 2017-06-30 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 52,982 1,444 2.80 6,525 4.37 0.0415
2017-08-11 2017-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 52,982 1,444 6,524
2018-02-16 2017-03-31 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 51,538 3,885 8.15 6,252 8.58 0.0419
2017-05-15 2017-03-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 51,538 3,885 6,252
2018-02-16 2016-12-31 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 47,653 3,227 7.26 5,758 16.21 0.0425
2017-02-01 2016-12-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 47,653 3,227 5,758
2016-10-25 2016-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 44,426 880 2.02 4,955 8.95 0.0393
2016-08-04 2016-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 43,546 1,142 2.69 4,548 5.94 0.0383
2016-04-27 2016-03-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 42,404 1,249 3.03 4,293 5.38 0.0383
2016-01-19 2015-12-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 41,155 19,692 91.75 4,074 94.56 0.0386
2015-10-27 2015-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 21,463 1,970 10.11 2,094 -0.90 0.0220
2015-07-28 2015-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 19,493 8,397 75.68 2,113 75.21 0.0210
2015-04-28 2015-03-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 11,096 2,506 29.17 1,206 34.30 0.0125
2015-01-13 2014-12-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 8,590 1,901 28.42 898 36.68 0.0101
2014-10-17 2014-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 6,689 784 13.28 657 5.80 0.0080
2014-07-23 2014-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 5,905 487 8.99 621 10.30 0.0076
2014-05-07 2014-03-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 5,418 878 19.34 563 20.82 0.0078
2014-02-11 2013-12-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 4,540 -878 -16.21 466 -10.21 0.0068
2013-11-04 2013-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 5,418 1,679 44.91 519 59.69 0.0084
2013-07-29 2013-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 3,739 3,739 325 0.0057
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.