Northern Lights Fund Trust IV - 주요 부문 순환 ETF
US ˙ BATS

SecuritySECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
InstitutionNEXT Financial Group, Inc
Latest Disclosed Ownership68,397 shares
Latest Disclosed Value $ 3,069,000
NEXT Financial Group, Inc reports 260.88% increase in ownership of SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF

On February 15, 2022 - NEXT Financial Group, Inc filed a 13F-HR form disclosing ownership of 68,397 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF (US:SECT) valued at $3,068,973 USD as of December 31, 2021. The entity filed a previous 13F-HR on October 15, 2021 disclosing 18,953 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF. This represents a change in shares of 260.88% during the quarter. The current value of the position is $4,750,172 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2022-02-15 2021-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 68,397 49,444 260.88 3,069 298.05 0.2018
2021-10-15 2021-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 18,953 1,938 11.39 771 9.99 0.0602
2021-07-13 2021-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 17,015 -997 -5.54 701 1.74 0.0561
2021-04-16 2021-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 18,012 306 1.73 689 10.95 0.0612
2021-02-05 2020-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 17,706 1,023 6.13 621 19.88 0.0595
2020-10-22 2020-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 16,683 579 3.60 518 13.60 0.0558
2020-07-24 2020-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 16,104 921 6.07 456 23.58 0.0532
2020-04-27 2020-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 15,183 4,699 44.82 369 13.89 0.0476
2020-01-21 2019-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 10,484 4,230 67.64 324 78.02 0.0334
2019-10-17 2019-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,254 2,649 73.48 182 75.00 0.0198
2019-07-16 2019-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 3,605 3,305 1,101.67 104 1,200.00 0.0111
2019-07-16 2019-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 300 -2,195 -87.98 8 -86.89 0.0020
2019-02-11 2018-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 2,495 2,195 731.67 61 577.78 0.0127
2018-10-09 2018-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 300 300 9 0.0042
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.