RiverNorth 캐피털 앤 인컴 펀드, Inc.
US ˙ NYSE

SecurityRSF / RiverNorth Capital and Income Fund, Inc.
InstitutionUBS Group AG
Latest Disclosed Ownership5,013 shares
Latest Disclosed Value $ 72,940
UBS Group AG reports 22.27% increase in ownership of RSF / RiverNorth Capital and Income Fund, Inc.

On May 5, 2026 - UBS Group AG filed a 13F-HR form disclosing ownership of 5,013 shares of RiverNorth Capital and Income Fund, Inc. (US:RSF) valued at $72,939 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 4,100 shares of RiverNorth Capital and Income Fund, Inc.. This represents a change in shares of 22.27% during the quarter. The current value of the position is $73,440 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 5,013 913 22.27 73 24.14 0.0000
2026-01-29 2025-12-31 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 4,100 -800 -16.33 59 -19.44 0.0000
2025-11-13 2025-09-30 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 4,900 2,500 104.17 72 111.76 0.0000
2025-08-14 2025-06-30 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 2,400 0 0.00 35 -5.56 0.0000
2025-05-13 2025-03-31 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 2,400 -3,171 -56.92 36 -58.14 0.0000
2025-02-14 2024-12-31 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 5,571 3,171 132.12 86 138.89 0.0000
2024-11-14 2024-09-30 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 2,400 -6,302 -72.42 37 -72.93 0.0000
2024-08-14 2024-06-30 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 8,702 6,302 262.58 134 250.00 0.0000
2024-05-13 2024-03-31 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 2,400 -3,076 -56.17 38 -55.81 0.0000
2024-02-09 2023-12-31 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 5,476 -3,224 -37.06 86 -34.85 0.0000
2023-11-09 2023-09-30 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 8,700 -3,062 -26.03 133 -27.07 0.0000
2023-08-11 2023-06-30 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 11,762 -262 -2.18 181 -2.16 0.0001
2023-05-12 2023-03-31 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 12,024 11,724 3,908.00 186 3,600.00 0.0001
2023-02-08 2022-12-31 13F RIVERNORTH CAP AND INCM FD I COM 76882B108 300 -2,956 -90.79 5 -91.07 0.0000
2022-11-10 2022-09-30 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 3,256 2,935 914.33 56 1,020.00 0.0000
2022-08-10 2022-06-30 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 321 -679 -67.90 5 -73.68 0.0000
2022-05-16 2022-03-31 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 1,000 -1,043 -51.05 19 -51.28 0.0000
2022-02-14 2021-12-31 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 2,043 287 16.34 39 14.71 0.0000
2021-11-15 2021-09-30 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 1,756 1,756 34 0.0000
2021-08-13 2021-06-30 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 0 -4,221 -100.00 0 -100.00
2021-05-12 2021-03-31 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 4,221 3,452 448.89 76 484.62 0.0000
2021-02-11 2020-12-31 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 769 769 13 0.0000
2020-11-12 2020-09-30 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 0 -3,062 -100.00 0 -100.00
2020-07-31 2020-06-30 13F RIVERNORTH SPECIALTY FIN COR COM 76882B108 3,062 2,226 266.27 45 221.43 0.0000
2020-05-01 2020-03-31 13F RIVERNORTH MARKETPLACE LENDI COM 76882B108 836 -3,091 -78.71 14 -80.56 0.0000
2020-02-14 2019-12-31 13F RIVERNORTH MARKETPLACE LENDI COM 76882B108 3,927 3,240 471.62 72 453.85 0.0000
2019-11-14 2019-09-30 13F RIVERNORTH MARKETPLACE LENDI COM 76882B108 687 -710 -50.82 13 -55.17 0.0000
2019-08-14 2019-06-30 13F RIVERNORTH MARKETPLACE LENDI COM 76882B108 1,397 1,397 29 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.