Aperio Group, LLC reports 1.49% increase in ownership of ROK / Rockwell Automation, Inc.

로크웰 오토메이션, Inc.

US ˙ NYSE ˙ US7739031091

Security	ROK / Rockwell Automation, Inc.
Institution	Aperio Group, LLC
Latest Disclosed Ownership	126,161 shares
Latest Disclosed Value	$ 31,643,000

On February 5, 2021 - Aperio Group, LLC filed a 13F-HR form disclosing ownership of 126,161 shares of Rockwell Automation, Inc. (US:ROK) valued at $31,642,440 USD as of December 31, 2020. The entity filed a previous 13F-HR on November 6, 2020 disclosing 124,305 shares of Rockwell Automation, Inc.. This represents a change in shares of 1.49% during the quarter. The current value of the position is $56,357,380 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel Premium Registration Required .

Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2021-02-05	2020-12-31	13F	ROCKWELL AUTOMATION	COM	773903109	126,161	1,856	1.49	31,643	15.35	0.0936
2020-11-06	2020-09-30	13F	ROCKWELL AUTOMATION	COM	773903109	124,305	4,588	3.83	27,432	7.58	0.0927
2020-08-13	2020-06-30	13F	ROCKWELL AUTOMATION	COM	773903109	119,717	16,514	16.00	25,499	63.73	0.0942
2020-05-05	2020-03-31	13F	ROCKWELL AUTOMATION	COM	773903109	103,203	4,745	4.82	15,574	-21.95	0.0688
2020-02-13	2019-12-31	13F	ROCKWELL AUTOMATION	COM	773903109	98,458	526	0.54	19,954	23.64	0.0717
2019-11-06	2019-09-30	13F	ROCKWELL AUTOMATION	COM	773903109	97,932	-12,154	-11.04	16,139	-10.51	0.0638
2019-07-30	2019-06-30	13F	ROCKWELL AUTOMATION	COM	773903109	110,086	-15,869	-12.60	18,035	-18.39	0.0737
2019-05-13	2019-03-31	13F	ROCKWELL AUTOMATION	COM	773903109	125,955	-3,069	-2.38	22,100	13.83	0.0954
2019-05-06	2018-12-31	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	129,024	-6,442	-4.76	19,415	-23.57	0.0980
2019-02-14	2018-12-31	13F	ROCKWELL AUTOMATION	COM	773903109	128,795	-6,671		19,381
2019-05-06	2018-09-30	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	135,466	-5,982	-4.23	25,402	8.03	0.1121
2018-10-17	2018-09-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	135,466	-5,982		25,403
2019-05-06	2018-06-30	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	141,448	-3,304	-2.28	23,513	-6.75	0.1125
2018-07-30	2018-06-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	141,448	-3,304		23,513
2019-05-01	2018-03-31	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	144,752	426	0.30	25,216	-11.02	0.1255
2018-05-08	2018-03-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	144,752	426		25,216
2019-05-01	2017-12-31	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	144,326	206	0.14	28,338	10.34	0.1463
2018-02-02	2017-12-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	144,326	206		28,338
2019-05-01	2017-09-30	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	144,120	5,914	4.28	25,683	14.74	0.1451
2017-10-25	2017-09-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	144,120	5,914		25,684
2019-04-22	2017-06-30	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	138,206	8,311	6.40	22,384	10.67	0.1372
2017-07-18	2017-06-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	138,206	8,311		22,384
2019-04-22	2017-03-31	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	129,895	4,128	3.28	20,225	19.65	0.1383
2017-05-05	2017-03-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	129,895	4,128		20,226
2019-04-22	2016-12-31	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	125,767	9,807	8.46	16,903	19.15	0.1293
2017-02-14	2016-12-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	125,767	9,807		16,903
2019-04-12	2016-09-30	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	115,960	820	0.71	14,186	7.31	0.1027
2016-11-01	2016-09-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	115,960	820		14,187
2019-04-12	2016-06-30	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	115,140	5,475	4.99	13,220	5.97	0.1033
2016-08-12	2016-06-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	115,140	5,475		13,220
2019-04-12	2016-03-31	13F/A-1	ROCKWELL AUTOMATION	COM	773903109	109,665	17,353	18.80	12,475	31.70	0.1067
2016-04-28	2016-03-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	109,665	17,353		12,474
2016-01-21	2015-12-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	92,312	-5,241	-5.37	9,472	-4.31	0.0868
2015-10-19	2015-09-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	97,553	5,398	5.86	9,899	-13.82	0.1007
2015-07-29	2015-06-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	92,155	7,873	9.34	11,486	17.49	0.1186
2015-04-29	2015-03-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	84,282	84,282	0.00	9,776		0.1095
2015-01-30	2014-12-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	0	-70,364	-100.00	0	-100.00
2014-10-21	2014-09-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	70,364	9,477	15.56	7,732	1.46	0.1045
2014-07-23	2014-06-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	60,887	6,564	12.08	7,621	12.64	0.1107
2014-04-25	2014-03-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109	54,323			6,766	22.02	0.0951
2014-01-30	2013-12-31	13F	ROCKWELL INTL CORP NE	COMMON	773903109				5,545	34.52	0.0860
2013-10-24	2013-09-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	38,542	4,142	12.04	4,122	44.13	0.0795
2013-07-19	2013-06-30	13F	ROCKWELL INTL CORP NE	COMMON	773903109	34,400	34,400		2,860		0.0679

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.