First Trust Exchange-Traded Fund IV - First Trust 낮은 기간 기회 ETF
US ˙ NasdaqGM ˙ US33739Q2003

SecurityLMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership365,683 shares
Latest Disclosed Value $ 18,956,000
Advisor Group, Inc. reports 23.93% increase in ownership of LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 365,683 shares of First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF (US:LMBS) valued at $18,942,379 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 295,063 shares of First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF. This represents a change in shares of 23.93% during the quarter. The current value of the position is $18,174,445 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 365,683 70,620 23.93 18,956 23.49 0.1311
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 295,063 58,882 24.93 15,350 25.71 0.1133
2019-07-31 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 236,181 63,645 36.89 12,211 38.02 0.0937
2019-05-09 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 172,536 65,759 61.59 8,847 62.30 0.0728
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 106,777 19,330 22.10 5,451 22.27 0.0535
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 87,447 30,353 53.16 4,458 52.62 0.0449
2018-08-13 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 57,094 12,848 29.04 2,921 28.40 0.0402
2018-05-15 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 44,246 29,486 199.77 2,275 198.56 0.0313
2018-02-14 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 14,760 -4,980 -25.23 762 -25.66 0.0102
2017-11-06 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 19,740 -751 -3.67 1,025 -4.03 0.0161
2017-11-03 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 20,491 -38,216 -65.10 1,068 -65.05 0.0188
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 20,491 1,049
2017-11-02 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 58,707 10,676 22.23 3,056 21.95 0.0617
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 58,707 3,056
2017-11-02 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 48,031 33,007 219.70 2,506 218.42 0.0566
2017-01-31 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 48,031 2,506
2017-11-02 2016-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 15,024 -1,567 -9.44 787 -7.85 0.0189
2016-11-08 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 15,024 787
2016-08-11 2016-06-30 13F FIRST TR EXCHANGE TRADED FD COM 33739Q200 16,591 16,591 854 0.0225
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.