글로벌 X 펀드 - 글로벌 X 리튬 및 배터리 기술 ETF
US ˙ ARCA ˙ US37954Y8553

SecurityLIT / Global X Funds - Global X Lithium & Battery Tech ETF
InstitutionNEXT Financial Group, Inc
Latest Disclosed Ownership33,274 shares
Latest Disclosed Value $ 2,810,000
NEXT Financial Group, Inc reports 10.94% increase in ownership of LIT / Global X Funds - Global X Lithium & Battery Tech ETF

On February 15, 2022 - NEXT Financial Group, Inc filed a 13F-HR form disclosing ownership of 33,274 shares of Global X Funds - Global X Lithium & Battery Tech ETF (US:LIT) valued at $2,809,657 USD as of December 31, 2021. The entity filed a previous 13F-HR on October 15, 2021 disclosing 29,992 shares of Global X Funds - Global X Lithium & Battery Tech ETF. This represents a change in shares of 10.94% during the quarter. The current value of the position is $2,605,354 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2022-02-15 2021-12-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 33,274 3,282 10.94 2,810 14.32 0.1848
2021-10-15 2021-09-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 29,992 -1,265 -4.05 2,458 8.52 0.1918
2021-07-13 2021-06-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 31,257 -2,068 -6.21 2,265 16.21 0.1814
2021-04-16 2021-03-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 33,325 -352 -1.05 1,949 -6.52 0.1731
2021-02-05 2020-12-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 33,677 25,978 337.42 2,085 576.95 0.1997
2020-10-22 2020-09-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 7,699 7,699 308 0.0332
2020-07-23 2020-06-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 0 -200 -100.00 0 -100.00
2020-04-27 2020-03-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 200 0 0.00 4 -20.00 0.0005
2020-01-21 2019-12-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 200 28 16.28 5 25.00 0.0005
2019-10-17 2019-09-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 172 0 0.00 4 0.00 0.0004
2019-07-16 2019-06-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 172 0 0.00 4 -20.00 0.0004
2019-07-16 2019-03-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 172 172 5 0.0013
2019-02-11 2018-12-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 0 -800 -100.00 0 -100.00
2018-10-09 2018-09-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 800 800 26 0.0121
2018-01-16 2017-12-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 0 -150 -100.00 0 -100.00
2017-11-08 2017-09-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 150 0 0.00 6 50.00 0.0017
2017-07-12 2017-06-30 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 150 0 0.00 4 0.00 0.0010
2017-05-08 2017-03-31 13F GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 150 0 0.00 4 0.00 0.0011
2017-02-02 2016-12-31 13F GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 150 0 0.00 4 0.00 0.0007
2016-11-01 2016-09-30 13F GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 150 0 0.00 4 33.33 0.0007
2016-07-07 2016-06-30 13F GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 150 0 0.00 3 0.00 0.0010
2016-04-20 2016-03-31 13F GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 150 0 0.00 3 0.00 0.0011
2016-02-02 2015-12-31 13F/A-1 GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 150 150 3 0.0011
2016-02-02 2015-12-31 13F GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 150 3
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.