HSBC Holdings plc - 예탁증서(보통주)
US ˙ NYSE ˙ US4042804066

SecurityHSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership29,944 shares
Latest Disclosed Value $ 1,480,000
Commonwealth Equity Services, Inc reports 1.78% increase in ownership of HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 29,944 shares of HSBC Holdings plc - Depositary Receipt (Common Stock) (US:HSBC) valued at $1,343,698 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 29,421 shares of HSBC Holdings plc - Depositary Receipt (Common Stock). This represents a change in shares of 1.78% during the quarter. The current value of the position is $2,718,915 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 HSBC HLDGS SPON ADR NEW 404280406 29,944 523 1.78 1,480 8.42 0.0089
2018-02-16 2017-09-30 13F/A-1 HSBC HLDGS ADR A 1/40PF A 404280604 39,877 -124 1,052 0.0063
2017-11-07 2017-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 29,944 -9,932 1,479
2017-11-07 2017-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 39,876 10,456 1,052
2018-02-16 2017-06-30 13F/A-1 HSBC HLDGS SPON ADR NEW 404280406 29,421 1,933 7.03 1,365 21.66 0.0087
2018-02-16 2017-06-30 13F/A-1 HSBC HLDGS ADR A 1/40PF A 404280604 40,001 -53 1,056 0.0067
2017-08-11 2017-06-30 13F HSBC HLDGS SPON ADR NEW 404280406 29,420 -10,580 1,364
2017-08-11 2017-06-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 40,000 12,512 1,055
2018-02-16 2017-03-31 13F/A-1 HSBC HLDGS SPON ADR NEW 404280406 27,488 3,779 15.94 1,122 17.73 0.0075
2018-02-16 2017-03-31 13F/A-1 HSBC HLDGS ADR A 1/40PF A 404280604 40,054 -322 1,037 0.0069
2017-05-15 2017-03-31 13F HSBC HLDGS SPON ADR NEW 404280406 27,488 -12,566 1,122
2017-05-15 2017-03-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 40,054 16,345 1,037
2018-02-16 2016-12-31 13F/A-1 HSBC HLDGS SPON ADR NEW 404280406 23,709 2,584 12.23 953 19.87 0.0070
2018-02-16 2016-12-31 13F/A-1 HSBC HLDGS ADR A 1/40PF A 404280604 40,376 2,854 1,017 0.0075
2017-02-01 2016-12-31 13F HSBC HLDGS SPON ADR NEW 404280406 23,709 2,584 953
2017-02-01 2016-12-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 40,376 16,667 1,017
2016-10-25 2016-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 21,125 -2,888 -12.03 795 5.72 0.0063
2016-10-25 2016-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 37,522 217 962 0.0076
2016-08-04 2016-06-30 13F HSBC HLDGS SPON ADR NEW 404280406 24,013 -1,607 -6.27 752 -5.65 0.0063
2016-08-04 2016-06-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 37,305 571 968 0.0082
2016-04-27 2016-03-31 13F HSBC HLDGS SPON ADR NEW 404280406 25,620 328 1.30 797 -20.14 0.0071
2016-04-27 2016-03-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 36,734 2,700 941 0.0084
2016-01-19 2015-12-31 13F HSBC HLDGS SPON ADR NEW 404280406 25,292 9,125 56.44 998 63.07 0.0095
2016-01-19 2015-12-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 34,034 1,424 870 0.0082
2015-10-27 2015-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 16,167 1,513 10.32 612 -6.85 0.0064
2015-10-27 2015-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 32,610 150 825 0.0087
2015-07-28 2015-06-30 13F HSBC HLDGS SPON ADR NEW 404280406 14,654 -1,553 -9.58 657 -4.78 0.0065
2015-07-28 2015-06-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 32,460 1,480 819 0.0081
2015-04-28 2015-03-31 13F HSBC HLDGS SPON ADR NEW 404280406 16,207 -29,117 -64.24 690 -67.77 0.0072
2015-04-28 2015-03-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 30,980 219 794 0.0082
2015-01-13 2014-12-31 13F HSBC HLDGS SPON ADR NEW 404280406 45,324 2,268 5.27 2,141 -2.28 0.0240
2015-01-13 2014-12-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 30,761 500 791 0.0089
2014-10-17 2014-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 43,056 -1,975 -4.39 2,191 -4.24 0.0266
2014-10-17 2014-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 30,261 2,943 761 0.0092
2014-07-23 2014-06-30 13F HSBC HLDGS SPON ADR NEW 404280406 45,031 -298 -0.66 2,288 -0.69 0.0278
2014-07-23 2014-06-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 27,318 2,000 692 0.0084
2014-05-07 2014-03-31 13F HSBC HLDGS SPON ADR NEW 404280406 45,329 3,046 7.20 2,304 -1.16 0.0318
2014-05-07 2014-03-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 25,318 -641 644 0.0089
2014-02-11 2013-12-31 13F HSBC HLDGS SPON ADR NEW 404280406 42,283 28,350 203.47 2,331 208.33 0.0339
2014-02-11 2013-12-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 25,959 -314 641 0.0093
2013-11-04 2013-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 13,933 105 0.76 756 5.29 0.0123
2013-11-04 2013-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 26,273 0 648 0.0105
2013-07-29 2013-06-30 13F HSBC HLDGS SPON ADR NEW 404280406 13,828 13,828 718 0.0127
2013-07-29 2013-06-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 26,273 26,273 654 0.0115
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.