호라이즌기술금융공사
US ˙ NasdaqGS ˙ US44045A1025

SecurityHRZN / Horizon Technology Finance Corporation
InstitutionUBS Group AG
Latest Disclosed Ownership144,136 shares
Latest Disclosed Value $ 606,813
UBS Group AG reports 260.52% increase in ownership of HRZN / Horizon Technology Finance Corporation

On May 5, 2026 - UBS Group AG filed a 13F-HR form disclosing ownership of 144,136 shares of Horizon Technology Finance Corporation (US:HRZN) valued at $606,813 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 39,980 shares of Horizon Technology Finance Corporation. This represents a change in shares of 260.52% during the quarter. The current value of the position is $670,232 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 144,136 104,156 260.52 607 135.80 0.0000
2026-01-29 2025-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 39,980 -66,984 -62.62 258 -60.58 0.0000
2025-11-13 2025-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 106,964 30,716 40.28 652 18.98 0.0001
2025-08-14 2025-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 76,248 30,986 68.46 549 28.64 0.0001
2025-05-13 2025-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 45,262 -108,306 -70.53 426 -69.13 0.0001
2025-02-14 2024-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 153,568 139,079 959.89 1,381 796.10 0.0003
2024-11-14 2024-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 14,489 311 2.19 154 -9.41 0.0000
2024-08-14 2024-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 14,178 -2,045 -12.61 171 -7.61 0.0000
2024-05-13 2024-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 16,223 -7,031 -30.24 184 -39.87 0.0000
2024-02-09 2023-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 23,254 1,043 4.70 306 16.35 0.0001
2023-11-09 2023-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 22,211 607 2.81 264 1.15 0.0001
2023-08-11 2023-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 21,604 6,197 40.22 261 50.29 0.0001
2023-05-12 2023-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 15,407 -3,110 -16.80 174 -19.16 0.0001
2023-02-08 2022-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 18,517 3,786 25.70 215 45.58 0.0001
2022-11-10 2022-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 14,731 -12,309 -45.52 147 -52.88 0.0001
2022-08-10 2022-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 27,040 10,290 61.43 312 33.91 0.0001
2022-05-16 2022-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 16,750 -241 -1.42 233 -13.70 0.0001
2022-02-14 2021-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 16,991 81 0.48 270 -1.82 0.0001
2021-11-15 2021-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 16,910 -7,807 -31.59 275 -35.60 0.0001
2021-08-13 2021-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 24,717 -4,724 -16.05 427 0.95 0.0001
2021-05-12 2021-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 29,441 3,406 13.08 423 22.61 0.0001
2021-02-11 2020-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 26,035 -25,658 -49.64 345 -45.67 0.0001
2020-11-12 2020-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 51,693 -5,377 -9.42 635 2.09 0.0002
2020-07-31 2020-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 57,070 -1,698 -2.89 622 30.40 0.0003
2020-05-01 2020-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 58,768 -172,559 -74.60 477 -84.05 0.0002
2020-02-14 2019-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 231,327 -3,417 -1.46 2,991 7.71 0.0010
2019-11-14 2019-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 234,744 -34,201 -12.72 2,777 -12.51 0.0011
2019-08-14 2019-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 268,945 12,552 4.90 3,174 5.00 0.0012
2019-05-14 2019-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 256,393 25,807 11.19 3,023 16.54 0.0012
2019-02-14 2018-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 230,586 -9,556 -3.98 2,594 -5.33 0.0012
2018-11-14 2018-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 240,142 -3,188 -1.31 2,740 11.70 0.0011
2018-08-14 2018-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 243,330 -10,784 -4.24 2,453 -7.08 0.0011
2018-05-15 2018-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 254,114 -46,410 -15.44 2,640 -21.71 0.0011
2018-02-14 2017-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 300,524 -17,530 -5.51 3,372 -4.56 0.0014
2017-11-14 2017-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 318,054 -37,298 -10.50 3,533 -12.25 0.0016
2017-11-14 2017-06-30 13F/A-1 HORIZON TECHNOLOGY FIN COM 44045A102 355,352 -14,802 -4.00 4,026 -2.28 0.0021
2017-08-14 2017-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 355,352 -14,802 4,026
2017-11-14 2017-03-31 13F/A-1 HORIZON TECHNOLOGY FIN COM 44045A102 370,154 57,715 18.47 4,120 25.23 0.0022
2017-05-12 2017-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 370,154 57,715 4,120
2017-02-14 2016-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 312,439 24,210 8.40 3,290 -15.81 0.0018
2016-11-14 2016-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 288,229 6,214 2.20 3,908 13.57 0.0023
2016-08-12 2016-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 282,015 -7,650 -2.64 3,441 2.32 0.0022
2016-05-12 2016-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 289,665 13,920 5.05 3,363 3.96 0.0023
2016-02-16 2015-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 275,745 -7,711 -2.72 3,235 26.12 0.0021
2015-11-13 2015-09-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 283,456 -148,743 -34.42 2,565 -53.19 0.0018
2015-08-14 2015-06-30 13F HORIZON TECHNOLOGY FIN COM 44045A102 432,199 32,760 8.20 5,480 -0.72 0.0036
2015-05-14 2015-03-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 399,439 -23,728 -5.61 5,520 -6.76 0.0038
2015-02-17 2014-12-31 13F HORIZON TECHNOLOGY FIN COM 44045A102 423,167 423,167 5,920 0.0041
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.