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US ˙ NYSE ˙ US40167F1012

SecurityGOF / Guggenheim Strategic Opportunities Fund
InstitutionMorgan Stanley
Latest Disclosed Ownership1,358,943 shares
Ownership 4.20%
Morgan Stanley ownership in GOF / Guggenheim Strategic Opportunities Fund

2019-02-13 - Morgan Stanley has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 1,358,943 shares of Guggenheim Strategic Opportunities Fund (US:GOF). This represents 4.2 percent ownership of the company. In their previous filing dated 2018-02-12 , Morgan Stanley had reported owning 1,362,863 shares, indicating a decrease of -0.29 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2019-02-13 2019-02-13 13G/A 1,362,863 1,358,943 -0.29 4.20 -30.00
2018-02-12 2018-02-12 13G 1,362,863 6.00

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 8,137,202 1,116,788 15.91 89,672 -0.83 0.0054
2026-05-27 2025-12-31 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,020,414 -1,135,746 -13.93 90,423 -25.99 0.0054
2026-02-13 2025-12-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,020,414 -1,135,746 90,423 0.0054
2026-05-27 2025-09-30 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 8,156,160 858,870 11.77 122,179 12.45 0.0074
2025-11-14 2025-09-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 8,156,160 858,870 122,179 0.0074
2025-08-15 2025-06-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,297,290 434,466 6.33 108,657 1.69 0.0071
2025-05-15 2025-03-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 6,862,824 116,402 1.73 106,854 3.79 0.0076
2025-05-15 2024-12-31 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 6,746,422 -562,320 -7.69 102,950 -10.62 0.0072
2025-02-14 2024-12-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 6,746,422 -562,320 102,950 0.0072
2025-05-14 2024-09-30 13F/A-2 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,308,742 168,552 2.36 115,186 8.20 0.0084
2025-02-14 2024-09-30 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,308,742 168,552 115,186 0.0084
2024-11-14 2024-09-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,308,742 168,552 115,186 0.0084
2025-05-14 2024-06-30 13F/A-2 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,140,190 21,348 0.30 106,460 4.43 0.0082
2024-10-17 2024-06-30 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,140,190 21,348 106,460 0.0082
2024-08-14 2024-06-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,140,190 21,348 106,460 0.0082
2024-10-17 2024-03-31 13F/A-2 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,118,842 811,053 12.86 101,942 26.26 0.0082
2024-08-16 2024-03-31 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,118,842 811,053 101,942 0.0010
2024-05-15 2024-03-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 7,118,842 811,053 101,942 0.0082
2024-08-16 2023-12-31 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 6,307,789 1,925,450 43.94 80,740 24.57 0.0071
2024-02-13 2023-12-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 6,307,789 1,925,450 80,740 0.0071
2023-11-15 2023-09-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 4,382,339 203,184 4.86 64,815 -2.46 0.0066
2023-08-14 2023-06-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 4,179,155 383,136 10.09 66,449 8.25 0.0065
2023-05-15 2023-03-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 3,796,019 -63,664 -1.65 61,382 4.49 0.0066
2023-02-14 2022-12-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 3,859,683 118,811 3.18 58,744 2.23 0.0067
2022-11-14 2022-09-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 3,740,872 192,412 5.42 57,460 0.64 0.0078
2022-10-27 2022-06-30 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 3,548,460 209,702 6.28 57,095 -10.04 0.0074
2022-08-15 2022-06-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 3,548,460 209,702 57,095 0.0015
2022-10-27 2022-03-31 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 3,338,758 736,756 28.31 63,470 33.15 0.0086
2022-05-13 2022-03-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 3,338,758 736,756 63,470 0.0086
2022-02-14 2021-12-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 2,602,002 177,872 7.34 47,669 2.69 0.0059
2021-11-15 2021-09-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 2,424,130 336,786 16.13 46,422 2.58 0.0063
2021-08-23 2021-06-30 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 2,087,344 244,177 13.25 45,254 16.97 0.0060
2021-08-16 2021-06-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 2,087,344 244,177 45,254 0.0012
2021-05-17 2021-03-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 1,843,167 91,480 5.22 38,688 13.85 0.0057
2021-02-16 2020-12-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 1,751,687 -41,227 -2.30 33,983 7.69 0.0052
2020-11-13 2020-09-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 1,792,914 -182,445 -9.24 31,555 -5.48 0.0061
2020-08-14 2020-06-30 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 1,975,359 142,506 7.78 33,383 19.43 0.0074
2020-05-26 2020-03-31 13F/A-1 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 1,832,853 324,178 21.49 27,951 2.42 0.0076
2020-05-15 2020-03-31 13F GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 1,832,853 324,178 27,951 7,582.0272
2020-02-14 2019-12-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,508,675 118,646 8.54 27,291 1.52 0.0063
2019-11-14 2019-09-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,390,029 71,051 5.39 26,883 -0.48 0.0071
2019-08-14 2019-06-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,318,978 52,687 4.16 27,013 8.56 0.0072
2019-05-15 2019-03-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,266,291 -92,652 -6.82 24,883 0.23 0.0070
2019-02-14 2018-12-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,358,943 155,255 12.90 24,827 -1.78 0.0074
2019-04-23 2018-09-30 13F/A-2 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,203,688 3,483 0.29 25,278 -4.05 0.0063
2018-11-20 2018-09-30 13F/A-1 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,203,688 0 25,278 0.0063
2018-11-14 2018-09-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,203,688 3,483 25,278
2019-04-23 2018-06-30 13F/A-1 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,200,205 315,305 35.63 26,344 46.66 0.0071
2018-08-14 2018-06-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,200,205 315,305 26,344
2019-04-23 2018-03-31 13F/A-1 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 884,900 98,631 12.54 17,963 5.86 0.0050
2018-05-14 2018-03-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 884,900 98,631 17,963
2019-04-23 2017-12-31 13F/A-1 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 786,269 208,099 35.99 16,969 37.79 0.0046
2018-02-14 2017-12-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 786,269 208,099 16,969
2017-11-14 2017-09-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 578,170 190,351 49.08 12,315 50.27 0.0037
2017-08-11 2017-06-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 387,819 50,544 14.99 8,195 19.41 0.0025
2017-05-22 2017-03-31 13F/A-1 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 337,275 36,402 12.10 6,863 16.14 0.0021
2017-05-12 2017-03-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 337,275 0 6,863
2017-02-22 2016-12-31 13F/A-1 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 300,873 -56,371 -15.78 5,909 -13.45 0.0019
2017-02-13 2016-12-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 300,873 0 5,909
2016-11-10 2016-09-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 357,244 -46,943 -11.61 6,827 -6.89 0.0023
2016-08-12 2016-06-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 404,187 -11,954 -2.87 7,332 3.71 0.0026
2016-05-12 2016-03-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 416,141 -12,266 -2.86 7,070 -1.94 0.0027
2016-02-09 2015-12-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 428,407 -26,404 -5.81 7,210 -11.35 0.0026
2016-02-08 2015-09-30 13F/A-1 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 454,811 137,057 43.13 8,133 28.42 0.0030
2015-11-09 2015-09-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 454,811 0 8,133
2015-08-12 2015-06-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 317,754 65,196 25.81 6,333 17.45 0.0022
2015-05-14 2015-03-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 252,558 -13,618 -5.12 5,392 -3.07 0.0020
2015-02-13 2014-12-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 266,176 -10,890 -3.93 5,563 -8.41 0.0020
2014-12-16 2014-09-30 13F/A-1 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 277,066 63,239 29.57 6,074 33.97 0.0023
2014-11-14 2014-09-30 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 277,066 0 6,074
2014-05-13 2014-03-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 213,827 47,977 28.93 4,534 27.79 0.0019
2014-02-13 2013-12-31 13F GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 165,850 -8,710 -4.99 3,548 -7.60 0.0015
2013-11-13 2013-09-30 13F GUGGENHEIM STRATEGIC OPPORT COM 40167F101 174,560 27,132 18.40 3,840 17.97 0.0018
2013-08-08 2013-06-30 13F GUGGENHEIM STRATEGIC OPPORT COM 40167F101 147,428 147,428 3,255 0.0016
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.