Advisory Services Network, LLC ownership in FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund - 13F, 13D, 13G Filings

First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX 펀드

US ˙ NasdaqGM ˙ US33734Y1091

Security	FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
Institution	Advisory Services Network, LLC
Latest Disclosed Ownership	86 shares
Latest Disclosed Value	$ 10,279

Advisory Services Network, LLC ownership in FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund

On May 15, 2026 - Advisory Services Network, LLC filed a 13F-HR form disclosing ownership of 86 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund (US:FYX) valued at $10,264 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 0 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund. The current value of the position is $11,448 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel Premium Registration Required .

Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-05-15	2026-03-31	13F	FIRST TRUST SMALL CAP CORE ALPHADEX FUND	ETF	33734Y109	86	86		10		0.0001
2026-02-17	2025-12-31	13F	FIRST TR EXCHANGE-TRADED ALP	ETF	33734Y109	0	-2,654	-100.00	0	-100.00
2025-11-18	2025-09-30	13F	FIRST TR EXCHANGE-TRADED ALP	ETF	33734Y109	2,654	17	0.64	289	11.58	0.0042
2025-08-19	2025-06-30	13F	FIRST TR EXCHANGE-TRADED ALP	ETF	33734Y109	2,637	310	13.32	259	23.92	0.0042
2025-05-15	2025-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,327	7	0.30	210	-10.68	0.0040
2025-02-13	2024-12-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,320	0	0.00	234	11.96	0.0044
2024-11-14	2024-09-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,320	0	0.00	210	0.00	0.0043
2024-08-13	2024-06-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,320	-3	-0.13	210	-3.24	0.0043
2024-05-06	2024-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,323	0	0.00	217	1.89	0.0048
2024-02-09	2023-12-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,323	2,323		213		0.0052
2023-11-14	2023-09-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	0	-2,741	-100.00	0	-100.00
2023-08-09	2023-06-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,741	2,648	2,847.31	225	3,114.29	0.0060
2023-05-17	2023-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	93	0	0.00	8	0.00	0.0002
2023-02-13	2022-12-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	93	93		7		0.0002
2022-02-14	2021-12-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	0	-3,344	-100.00	0	-100.00
2021-11-05	2021-09-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	3,344	1	0.03	306	-1.92	0.0097
2021-08-12	2021-06-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	3,343	104	3.21	312	6.48	0.0098
2021-05-24	2021-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	3,239	2,048	171.96	293	218.48	0.0109
2021-02-09	2020-12-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	1,191	-72	-5.70	92	26.03	0.0037
2020-11-16	2020-09-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	1,263	1,263		73		0.0034
2020-08-10	2020-06-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	0	-1,578	-100.00	0	-100.00
2020-05-15	2020-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	1,578	-140	-8.15	65	-41.96	0.0043
2020-02-04	2019-12-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	1,718	-113	-6.17	112	-0.88	0.0059
2019-11-04	2019-09-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	1,831	0	0.00	113	0.00	0.0069
2019-08-01	2019-06-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	1,831	108	6.27	113	6.60	0.0069
2019-05-20	2019-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	1,723	1,689	4,967.65	106	5,200.00	0.0074
2019-02-15	2018-12-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	34	-2,931	-98.85	2	-99.02	0.0002
2018-11-02	2018-09-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,965	0	0.00	204	1.49	0.0149
2018-07-27	2018-06-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,965	-350	-10.56	201	0.50	0.0153
2018-04-23	2018-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	3,315	-104	-3.04	200	-4.31	0.0160
2018-02-08	2017-12-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	3,419	550	19.17	209	23.67	0.0182
2017-10-12	2017-09-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	2,869	2,869		169		0.0193
2017-04-28	2017-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	0	-96	-100.00	0	-100.00
2016-10-07	2016-09-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	96	-91	-48.66	5	-44.44	0.0009
2016-07-27	2016-06-30	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	187	0	0.00	9	12.50	0.0020
2016-04-21	2016-03-31	13F	FIRST TR SML CP CORE ALPHA F	ETF	33734Y109	187	-210	-52.90	8	-55.56	0.0022
2016-01-27	2015-12-31	13F	FIRST TRUST SMALL CAP CORE ALPHADEX FUND	ETF	33734Y109	397	1	0.25	18	5.88	0.0058
2015-10-01	2015-09-30	13F	FIRST TRUST SMALL CAP CORE ALPHADEX FUND	ETF	33734Y109	396	0	0.00	17	-15.00	0.0051
2015-07-02	2015-06-30	13F	FIRST TRUST SMALL CAP CORE ALPHADEX FUND	ETF	33734Y109	396	1	0.25	20	0.00	0.0059
2015-04-08	2015-03-31	13F	FIRST TRUST SMALL CAP CORE ALPHADEX FUND	ETF	33734Y109	395	395		20		0.0055

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.