First Trust 거래소 거래 AlphaDEX 펀드 - First Trust Materials AlphaDEX 펀드
US ˙ ARCA ˙ US33734X1688

SecurityFXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership14,328 shares
Latest Disclosed Value $ 574,000
Advisor Group, Inc. reports 8.32% decrease in ownership of FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 14,328 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund (US:FXZ) valued at $573,980 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 15,629 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund. This represents a change in shares of -8.32% during the quarter. The current value of the position is $1,164,437 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 14,328 -1,301 -8.32 574 -1.54 0.0040
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 15,629 400 2.63 583 -0.68 0.0043
2019-07-31 2019-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 15,229 642 4.40 587 5.77 0.0045
2019-05-09 2019-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 14,587 61 0.42 555 13.96 0.0046
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 14,526 -2,531 -14.84 487 -30.92 0.0048
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 17,057 -2,015 -10.57 705 -11.65 0.0071
2018-08-13 2018-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 19,072 -6,020 -23.99 798 -24.65 0.0110
2018-05-15 2018-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 25,092 12,679 102.14 1,059 94.67 0.0146
2018-02-14 2017-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 12,413 3,137 33.82 544 45.07 0.0073
2017-11-06 2017-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 9,276 -577 -5.86 375 -1.57 0.0059
2017-11-03 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 9,853 4,423 81.45 381 84.95 0.0067
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 9,853 344
2017-11-02 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 5,430 398 7.91 206 14.44 0.0042
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 5,430 170
2017-11-02 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 5,032 1,861 58.69 180 63.64 0.0041
2017-01-31 2016-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 5,032 158
2017-11-02 2016-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 3,171 104 3.39 110 13.40 0.0026
2016-11-08 2016-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 3,171 89
2016-08-11 2016-06-30 13F FIRST TR EXCHANGE TRADED FD COM 33734X168 3,067 97
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.