First Trust Exchange-Traded AlphaDEX 펀드 - First Trust Financials AlphaDEX 펀드
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionOppenheimer & Co Inc
Latest Disclosed Ownership0 shares
Latest Disclosed Value $ 0
Oppenheimer & Co Inc closes position in FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On April 23, 2026 - Oppenheimer & Co Inc filed a 13F-HR form disclosing ownership of 0 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $0 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 3,622 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. The current value of the position is $0 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 0 -100.00 0
2026-02-02 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,622 -62,995 -94.56 219 -94.49 0.0031
2025-11-06 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 66,617 -392 -0.58 3,956 5.32 0.0483
2025-07-31 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 67,009 -7,847 -10.48 3,757 -5.32 0.0497
2025-04-23 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 74,856 65,621 710.57 3,967 694.99 0.0599
2025-02-05 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,235 9,235 500 0.0075
2024-05-07 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 0 -10,360 -100.00 0 -100.00
2024-02-13 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 10,360 -1,657 -13.79 448 -1.32 0.0082
2023-11-08 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 12,017 134 1.13 455 1.57 0.0094
2023-08-03 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 11,883 -26,946 -69.40 448 -69.15 0.0090
2023-05-10 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 38,829 3,636 10.33 1,449 0.56 0.0307
2023-02-08 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 35,193 -8,348 -19.17 1,442 -10.11 0.0328
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 43,541 -21,203 -32.75 1,603 -36.26 0.0375
2022-08-08 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 64,744 -11,180 -14.73 2,515 -27.85 0.0541
2022-05-12 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 75,924 12,101 18.96 3,486 18.01 0.0628
2022-02-02 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 63,823 -1,379 -2.11 2,954 2.39 0.0516
2021-11-12 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 65,202 10,744 19.73 2,885 21.32 0.0540
2021-08-03 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 54,458 4,723 9.50 2,378 14.93 0.0426
2021-05-10 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 49,735 40,030 412.47 2,069 521.32 0.0413
2021-02-11 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,705 -7,669 -44.14 333 -24.49 0.0070
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 17,374 -3,819 -18.02 441 -18.33 0.0110
2020-08-11 2020-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 21,193 -6,184 -22.59 540 -6.74 0.0140
2020-05-08 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 27,377 -71,818 -72.40 579 -82.58 0.0176
2020-02-07 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 99,195 14,774 17.50 3,324 23.80 0.0823
2019-10-31 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 84,421 600 0.72 2,685 1.21 0.0732
2019-08-09 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 83,821 -7,360 -8.07 2,653 -3.84 0.0721
2019-04-24 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 91,181 22,182 32.15 2,759 48.02 0.0737
2019-01-29 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 68,999 10,092 17.13 1,864 -1.06 0.0583
2018-10-26 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 58,907 2,259 3.99 1,884 6.14 0.0480
2018-08-10 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 56,648 -4,927 -8.00 1,775 -7.12 0.0482
2018-05-01 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 61,575 -2,084 -3.27 1,911 -4.16 0.0491
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 63,659 12,430 24.26 1,994 31.18 0.0513
2017-11-09 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 51,229 2,802 5.79 1,520 9.75 0.0407
2017-08-09 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 48,427 3,377 7.50 1,385 10.98 0.0382
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 45,050 -2,383 -5.02 1,248 -2.65 0.0353
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 47,433 -12,546 -20.92 1,282 -12.07 0.0373
2016-11-07 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 59,979 -3,771 -5.92 1,458 -1.09 0.0425
2016-08-08 2016-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 63,750 -18,133 -22.15 1,474 -20.37 0.0439
2016-04-26 2016-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 81,883 -14,190 -14.77 1,851 -16.88 0.0562
2016-02-03 2015-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 96,073 26,755 38.60 2,227 43.12 0.0663
2015-11-13 2015-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 69,318 9,676 16.22 1,556 9.96 0.0473
2015-08-12 2015-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 59,642 2,299 4.01 1,415 4.51 0.0394
2015-05-08 2015-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 57,343 2,015 3.64 1,354 5.21 0.0369
2015-02-10 2014-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 55,328 21,573 63.91 1,287 74.39 0.0369
2014-11-12 2014-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 33,755 -68 -0.20 738 -1.99 0.0220
2014-08-14 2014-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 33,823 -28,242 -45.50 753 -44.43 0.0227
2014-05-09 2014-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 62,065 -4,624 -6.93 1,355 -6.55 0.0406
2014-02-12 2013-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 66,689 -1,760 -2.57 1,450 7.17 0.0464
2013-11-01 2013-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 68,449 -3,261 -4.55 1,353 0.45 0.0476
2013-08-14 2013-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 71,710 71,710 1,347 0.0521
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.