First Trust Exchange-Traded AlphaDEX 펀드 - First Trust Financials AlphaDEX 펀드
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership117,748 shares
Latest Disclosed Value $ 3,947,000
Advisor Group, Inc. reports 5.38% decrease in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 117,748 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $3,947,000 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 124,448 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of -5.38% during the quarter. The current value of the position is $7,031,911 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 117,748 -6,700 -5.38 3,947 -0.28 0.0273
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 124,448 -54,732 -30.55 3,958 -30.21 0.0292
2019-07-31 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 179,180 -5,758 -3.11 5,671 1.32 0.0435
2019-05-09 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 184,938 -154,610 -45.53 5,597 -38.99 0.0461
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 339,548 -55,346 -14.02 9,174 -27.36 0.0901
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 394,894 91,179 30.02 12,630 32.72 0.1273
2018-08-13 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 303,715 997 0.33 9,516 1.28 0.1308
2018-05-15 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 302,718 -5,005 -1.63 9,396 -2.51 0.1291
2018-02-14 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 307,723 67,678 28.19 9,638 35.29 0.1287
2017-11-06 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 240,045 -7,069 -2.86 7,124 0.85 0.1121
2017-11-03 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 247,114 -174,945 -41.45 7,064 -39.57 0.1241
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 247,114 -174,945 7,023
2017-11-02 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 422,059 256,140 154.38 11,690 160.59 0.2362
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 422,059 256,140 11,650
2017-11-02 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 165,919 7,752 4.90 4,486 16.73 0.1014
2017-01-31 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 165,919 7,752 4,464
2017-11-02 2016-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 158,167 1,287 0.82 3,843 6.04 0.0924
2016-11-08 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 158,167 1,287 3,832
2016-08-11 2016-06-30 13F FIRST TR EXCHANGE TRADED FD COM 33734X135 156,880 3,624
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.