First Trust Exchange Traded Fund IV - First Trust 강화 단기 만기 ETF
US ˙ NasdaqGM ˙ US33739Q4082

SecurityFTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
InstitutionCommonwealth Equity Services, Llc
Latest Disclosed Ownership664,129 shares
Latest Disclosed Value $ 39,801,222
Commonwealth Equity Services, Llc reports 1.14% increase in ownership of FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF

On February 12, 2026 - Commonwealth Equity Services, Llc filed a 13F-HR form disclosing ownership of 664,129 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF (US:FTSM) valued at $39,801,251 USD as of December 31, 2025. The entity filed a previous 13F-HR on October 22, 2025 disclosing 656,617 shares of First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF. This represents a change in shares of 1.14% during the quarter. The current value of the position is $39,708,273 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-02-12 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 664,129 7,512 1.14 39,801 101,953.85
2025-10-22 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 656,617 -139,597 -17.53 39 -17.02 0.0510
2025-08-06 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 796,214 98,367 14.10 48 14.63 0.0630
2025-05-09 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 697,847 -29,567 -4.06 42 -4.65 0.0591
2025-02-10 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 727,414 119,757 19.71 43 19.44 0.0636
2024-10-18 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 607,657 -181,171 -22.97 36 -23.40 0.0551
2024-07-31 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 788,828 -42,911 -5.16 47 -4.08 0.0744
2024-04-29 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 831,739 -352,571 -29.77 50 -30.00 0.0824
2024-02-06 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1,184,310 -124,532 -9.51 71 -9.09 0.1294
2023-10-23 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1,308,842 -139,764 -9.65 78 -10.47 0.1611
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1,448,606 -72,748 -4.78 86 -4.44 0.1751
2023-05-11 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1,521,354 -62,589 -3.95 91 -4.26 0.1901
2023-02-07 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1,583,943 712,978 81.86 94 -99.82 0.2264
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 870,965 119,699 15.93 51,665 15.81 0.1331
2022-07-19 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 751,266 254,604 51.26 44,610 50.88 0.1162
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 496,662 -31,574 -5.98 29,566 -6.40 0.0676
2022-01-31 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 528,236 13,050 2.53 31,588 2.29 0.0712
2021-10-29 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 515,186 -15,348 -2.89 30,882 -2.89 0.0775
2021-08-11 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 530,534 -59,928 -10.15 31,800 -10.19 0.0807
2021-05-04 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 590,462 -56,513 -8.73 35,410 -8.84 0.1002
2021-02-11 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 646,975 -8,276 -1.26 38,844 -1.23 0.1169
2020-11-05 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 655,251 76,639 13.25 39,328 13.30 0.1343
2020-08-12 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 578,612 40,464 7.52 34,710 9.27 0.1310
2020-05-11 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 538,148 120,709 28.92 31,766 26.64 0.1480
2020-02-05 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 417,439 20,223 5.09 25,083 5.13 0.0954
2019-10-30 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 397,216 24,365 6.53 23,860 6.57 0.1018
2019-07-19 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 372,851 51,945 16.19 22,389 16.32 0.0986
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 320,906 60,483 23.22 19,247 23.49 0.0888
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 260,423 133,098 104.53 15,586 103.95 0.0828
2018-11-06 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 127,325 48,396 61.32 7,642 61.39 0.0366
2018-07-31 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 78,929 13,426 20.50 4,735 20.58 0.0248
2018-05-14 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 65,503 18,874 40.48 3,927 40.40 0.0213
2018-02-12 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 46,629 46,629 2,797 0.0153
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.