First Trust 상장지수펀드 IV - First Trust 선순위 대출 펀드
US ˙ NasdaqGM ˙ US33738D3098

SecurityFTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
InstitutionUsca Ria Llc
Latest Disclosed Ownership28,679 shares
Latest Disclosed Value $ 1,377,000
Usca Ria Llc reports 5.11% decrease in ownership of FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund

On July 28, 2021 - Usca Ria Llc filed a 13F-HR form disclosing ownership of 28,679 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund (US:FTSL) valued at $1,376,879 USD as of June 30, 2021. The entity filed a previous 13F-HR on April 27, 2021 disclosing 30,225 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund. This represents a change in shares of -5.11% during the quarter. The current value of the position is $1,289,121 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2021-07-28 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 28,679 -1,546 -5.11 1,377 -4.84 0.0835
2021-04-27 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 30,225 -20,478 -40.39 1,447 -40.03 0.0951
2021-01-27 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 50,703 -21,643 -29.92 2,413 -27.52 0.1694
2020-10-27 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 72,346 2,046 2.91 3,329 4.95 0.2610
2020-08-13 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 70,300 -3,507 -4.75 3,172 2.85 0.2806
2020-04-22 2020-03-31 13F/A-2 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 73,807 9,658 15.06 3,084 0.33 0.3577
2020-01-27 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 64,149 17,697 38.10 3,074 39.60 0.2749
2019-11-07 2019-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 46,452 -1,478 -3.08 2,202 -2.48 0.2165
2019-10-31 2019-09-30 13F FIRST TR EXCHANGE-TRADED FD IV SENIOR LN FD COM 33738D309 46,452 -1,478 2,202 210,165.7687
2019-08-14 2019-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 47,930 9,113 23.48 2,258 23.52 0.2292
2019-08-02 2019-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 47,930 9,113 2,258
2019-08-14 2019-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 38,817 9,591 32.82 1,828 37.44 0.1989
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 38,817 9,591 1,828
2019-02-12 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 29,226 600 2.10 1,330 -3.27 0.1769
2018-11-02 2018-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 28,626 5,656 24.62 1,375 25.34 0.1400
2018-08-08 2018-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 22,970 1,100 5.03 1,097 4.28 0.1178
2018-05-09 2018-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 21,870 4,370 24.97 1,052 25.09 0.1159
2018-02-09 2017-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 17,500 841
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.