First Trust Exchange-Traded AlphaDEX Fund - First Trust 대규모 성장 AlphaDEX 펀드
US ˙ NasdaqGM ˙ US33735K1088

SecurityFTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
InstitutionNEXT Financial Group, Inc
Latest Disclosed Ownership17,679 shares
Latest Disclosed Value $ 2,126,000
NEXT Financial Group, Inc reports 9.43% increase in ownership of FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund

On February 15, 2022 - NEXT Financial Group, Inc filed a 13F-HR form disclosing ownership of 17,679 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund (US:FTC) valued at $2,124,662 USD as of December 31, 2021. The entity filed a previous 13F-HR on October 15, 2021 disclosing 16,156 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund. This represents a change in shares of 9.43% during the quarter. The current value of the position is $3,167,935 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2022-02-15 2021-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 17,679 1,523 9.43 2,126 18.51 0.0947
2021-10-15 2021-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 16,156 2,115 15.06 1,794 16.34 0.1400
2021-07-13 2021-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 14,041 735 5.52 1,542 18.62 0.1235
2021-04-16 2021-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 13,306 2,126 19.02 1,300 20.37 0.1154
2021-02-05 2020-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 11,180 4,632 70.74 1,080 96.72 0.1034
2020-10-22 2020-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 6,548 -707 -9.75 549 -1.26 0.0591
2020-07-24 2020-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 7,255 -1,535 -17.46 556 5.50 0.0649
2020-04-27 2020-03-31 13F FIRST TR LARGE CAP GROWTH A COM SHS 33735K108 8,790 4,375 99.09 527 63.66 0.0679
2020-01-21 2019-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 4,415 4,205 2,002.38 322 2,046.67 0.0332
2019-10-17 2019-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 210 -60 -22.22 15 -21.05 0.0016
2019-07-16 2019-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 270 210 350.00 19 375.00 0.0020
2019-07-16 2019-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 60 -109 -64.50 4 -60.00 0.0010
2019-02-11 2018-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 169 109 181.67 10 150.00 0.0021
2018-10-09 2018-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 60 60 4 0.0019
2018-01-16 2017-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 0 -782 -100.00 0 -100.00
2017-11-08 2017-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 782 0 0.00 46 6.98 0.0128
2017-07-12 2017-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 782 0 0.00 43 2.38 0.0105
2017-05-08 2017-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 782 -371 -32.18 42 -26.32 0.0117
2017-02-02 2016-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 1,153 0 0.00 57 -1.72 0.0100
2016-11-01 2016-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 1,153 236 25.74 58 28.89 0.0105
2016-07-07 2016-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 917 0 0.00 45 2.27 0.0143
2016-04-20 2016-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 917 0 0.00 44 0.00 0.0155
2016-02-02 2015-12-31 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 917 580 172.11 44 193.33 0.0164
2016-02-02 2015-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 917 44
2015-10-20 2015-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 337 0 0.00 15 -6.25 0.0054
2015-07-29 2015-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 337 0 0.00 16 0.00 0.0055
2015-04-15 2015-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 337 0 0.00 16 0.00 0.0051
2015-02-10 2014-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 337 -172 -33.79 16 -27.27 0.0053
2015-02-10 2014-09-30 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 509 -211 -29.31 22 -29.03 0.0044
2014-10-23 2014-09-30 13F FIRST TR LARGE CAP GROWTH ALPHADEX FD COM SHS COM 33735K108 509 22
2014-08-14 2014-06-30 13F FIRST TR LARGE CAPGROWTH ALPHADEX FDCOM SHS ETF 33735K108 720 720 31 0.0162
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.