First Trust Exchange-Traded Fund - First Trust 미국 주식 기회 ETF
US ˙ ARCA ˙ US3369201039

SecurityFPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership113,495 shares
Latest Disclosed Value $ 7,247,000
Commonwealth Equity Services, Inc reports 7.32% increase in ownership of FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 113,495 shares of First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF (US:FPX) valued at $7,246,656 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 105,758 shares of First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF. This represents a change in shares of 7.32% during the quarter. The current value of the position is $20,994,305 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 113,495 7,737 7.32 7,247 14.79 0.0434
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 113,495 7,738 7,246
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 105,758 26,954 34.20 6,313 39.61 0.0401
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 105,757 26,953 6,312
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 78,804 10,844 15.96 4,522 22.91 0.0303
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 78,804 10,844 4,522
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 67,960 -11,476 -14.45 3,679 -14.70 0.0272
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 67,960 -11,476 3,679
2016-10-25 2016-09-30 13F FIRST TR US IPO INDEX FD SHS 336920103 79,436 -12,836 -13.91 4,313 -7.49 0.0342
2016-08-04 2016-06-30 13F FIRST TR US IPO INDEX FD SHS 336920103 92,272 -29,205 -24.04 4,662 -23.31 0.0393
2016-04-27 2016-03-31 13F FIRST TR US IPO INDEX FD SHS 336920103 121,477 -1,399 -1.14 6,079 -3.25 0.0542
2016-01-19 2015-12-31 13F FIRST TR US IPO INDEX FD SHS 336920103 122,876 -4,765 -3.73 6,283 1.09 0.0595
2015-10-27 2015-09-30 13F FIRST TR US IPO INDEX FD SHS 336920103 127,641 15,582 13.91 6,215 1.69 0.0654
2015-07-28 2015-06-30 13F FIRST TR US IPO INDEX FD SHS 336920103 112,059 21,563 23.83 6,112 25.50 0.0607
2015-04-28 2015-03-31 13F FIRST TR US IPO INDEX FD SHS 336920103 90,496 16,316 22.00 4,870 30.53 0.0506
2015-01-13 2014-12-31 13F FIRST TR US IPO INDEX FD SHS 336920103 74,180 14,219 23.71 3,731 29.37 0.0418
2014-10-17 2014-09-30 13F FIRST TR US IPO INDEX FD SHS 336920103 59,961 17,816 42.27 2,884 42.21 0.0351
2014-07-23 2014-06-30 13F FIRST TR US IPO INDEX FD SHS 336920103 42,145 6,094 16.90 2,028 22.61 0.0247
2014-05-07 2014-03-31 13F FIRST TR US IPO INDEX FD SHS 336920103 36,051 8,060 28.79 1,654 30.24 0.0228
2014-02-11 2013-12-31 13F FIRST TR US IPO INDEX FD SHS 336920103 27,991 15,088 116.93 1,270 138.72 0.0184
2013-11-04 2013-09-30 13F FIRST TR US IPO INDEX FD SHS 336920103 12,903 1,704 15.22 532 31.68 0.0086
2013-07-29 2013-06-30 13F FIRST TR US IPO INDEX FD SHS 336920103 11,199 11,199 404 0.0071
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.