First Trust 상장지수펀드 III - First Trust 우선증권 및 소득 ETF
US ˙ ARCA ˙ US33739E1082

SecurityFPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
InstitutionSuntrust Banks Inc
Latest Disclosed Ownership167,505 shares
Latest Disclosed Value $ 3,226,000
Suntrust Banks Inc reports 3.36% increase in ownership of FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

On November 12, 2019 - Suntrust Banks Inc filed a 13F-HR form disclosing ownership of 167,505 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE) valued at $3,304,874 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 6, 2019 disclosing 162,057 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF. This represents a change in shares of 3.36% during the quarter. The current value of the position is $3,000,015 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-11-12 2019-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 167,505 5,448 3.36 3,226 3.36 0.0168
2019-08-06 2019-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 162,057 25,245 18.45 3,121 18.44 0.0162
2019-05-15 2019-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 136,812 25,443 22.85 2,635 22.84 0.0139
2019-02-14 2018-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 111,369 11,867 11.93 2,145 11.95 0.0123
2019-09-04 2018-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 99,502 7,617 8.29 1,916 9.42 0.0099
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 99,502 7,617 1,916
2019-09-04 2018-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 91,885 11,149 13.81 1,751 11.46 0.0096
2018-08-14 2018-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 91,885 11,149 1,751
2019-09-04 2018-03-31 13F/A-2 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 80,736 30,317 60.13 1,571 55.70 0.0088
2018-05-25 2018-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 80,736 0 1,571 0.0083
2019-09-03 2017-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 50,419 38,984 340.92 1,009 338.70 0.0059
2018-02-09 2017-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 50,419 38,984 1,008
2019-09-03 2017-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 11,435 11,435 230 0.0014
2017-11-14 2017-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 11,435 229
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.