First Trust 상장지수펀드 III - First Trust 우선증권 및 소득 ETF
US ˙ ARCA ˙ US33739E1082

SecurityFPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
InstitutionKovack Advisors, Inc.
Latest Disclosed Ownership107,938 shares
Latest Disclosed Value $ 1,923,328
Kovack Advisors, Inc. reports 0.98% increase in ownership of FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

On May 12, 2026 - Kovack Advisors, Inc. filed a 13F-HR form disclosing ownership of 107,938 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE) valued at $1,915,900 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on February 17, 2026 disclosing 106,895 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF. This represents a change in shares of 0.98% during the quarter. The current value of the position is $1,940,725 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 107,938 1,043 0.98 1,923 -1.23 0.1026
2026-02-17 2025-12-31 13F/A-1 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 106,895 15,869 17.43 1,948 17.29 0.0905
2026-02-12 2025-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 106,895 15,869 1,933 0.1480
2025-11-10 2025-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 91,026 -6,275 -6.45 1,660 -4.10 0.1563
2025-08-04 2025-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 97,301 5,482 5.97 1,732 7.18 0.1698
2025-05-06 2025-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 91,819 14,519 18.78 1,615 18.06 0.1710
2025-02-05 2024-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 77,300 -90,630 -53.97 1,368 -54.99 0.1343
2024-11-05 2024-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 167,930 -15,018 -8.21 3,040 -4.28 0.3219
2024-08-05 2024-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 182,948 182,948 3,176 0.3495
2024-04-19 2024-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 0 -174,998 -100.00 0 -100.00
2024-02-02 2023-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 174,998 1,428 0.82 2,950 6.46 0.3504
2023-10-19 2023-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 173,570 32,811 23.31 2,772 23.32 0.3866
2023-07-21 2023-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 140,759 16,890 13.64 2,248 13.71 0.2880
2023-04-21 2023-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 123,869 2,588 2.13 1,977 -2.99 0.2695
2023-02-22 2022-12-31 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 121,281 -569 -0.47 2,038 0.10 0.2978
2022-11-14 2022-09-30 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 121,850 -5,305 -4.17 2,035 -34.98 0.2989
2022-08-10 2022-06-30 13F ELI LILLY ORD ORD 33739E108 127,155 -20,497 -13.88 3,130 11.47 0.4131
2022-05-16 2022-03-31 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 147,652 -52,119 -26.09 2,808 -30.82 0.2884
2022-01-18 2021-12-31 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 199,771 15,070 8.16 4,059 6.98 0.3921
2021-11-03 2021-09-30 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 184,701 4,064 2.25 3,794 1.96 0.4123
2021-07-29 2021-06-30 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 180,637 47,941 36.13 3,721 39.15 0.4236
2021-05-04 2021-03-31 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 132,696 28,502 27.35 2,674 27.09 0.3475
2021-01-14 2020-12-31 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 104,194 25,889 33.06 2,104 40.17 0.3028
2020-11-02 2020-09-30 13F FIRST TRUST PREFERRED SEC INCOME ETF INCOME CF 33739E108 78,305 16,276 26.24 1,501 31.32 0.2671
2020-07-31 2020-06-30 13F FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 62,029 1,912 3.18 1,143 15.92 0.2225
2020-04-30 2020-03-31 13F FIRST TRUST PREFERRED SEC INCOME ETF PREFERRED SEC INCOME ETF 33739E108 60,117 -1,780 -2.88 986 -20.61 0.2277
2020-01-29 2019-12-31 13F FIRST TRUST PREFERRED SEC INCOME ETF PREFERRED SEC INCOME ETF 33739E108 61,897 44,723 260.41 1,242 266.37 0.2220
2019-10-31 2019-09-30 13F FIRST TRUST PREFERRED SEC INCOME ETF PREFERRED SEC INORDE ETF 33739E108 17,174 79 0.46 339 2.42 0.0696
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF FD PFD SECS INC ETF 33739E108 17,095 1,643 10.63 331 12.20 0.0757
2019-05-03 2019-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF PFD SECS INC ETF 33739E108 15,452 568 3.82 295 10.49 0.0736
2019-02-06 2018-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF PFD SECS INC ETF 33739E108 14,884 207 1.41 267 -4.64 0.0781
2018-10-09 2018-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF PFD SECS INC ETF 33739E108 14,677 -14 -0.10 280 0.00 0.0722
2018-08-01 2018-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF PFD SECS INC ETF 33739E108 14,691 -11,510 -43.93 280 -45.10 0.0782
2018-05-15 2018-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF SECS INC ETF 33739E108 26,201 16,102 159.44 510 152.48 0.1280
2018-05-15 2017-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 10,099 10,099 202 0.0510
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.