First Trust 상장지수펀드 III - First Trust 우선증권 및 소득 ETF
US ˙ ARCA ˙ US33739E1082

SecurityFPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership947,420 shares
Latest Disclosed Value $ 19,015,000
Advisor Group, Inc. reports 21.24% increase in ownership of FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 947,420 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE) valued at $19,014,719 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 781,448 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF. This represents a change in shares of 21.24% during the quarter. The current value of the position is $16,968,292 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 947,420 165,972 21.24 19,015 23.33 0.1315
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 781,448 4,667 0.60 15,418 2.37 0.1138
2019-07-31 2019-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 776,781 52,047 7.18 15,061 9.03 0.1155
2019-05-09 2019-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 724,734 122,766 20.39 13,813 27.82 0.1136
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 601,968 42,425 7.58 10,807 1.12 0.1061
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 559,543 64,355 13.00 10,687 13.23 0.1078
2018-08-13 2018-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 495,188 46,066 10.26 9,438 8.00 0.1298
2018-05-15 2018-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 449,122 -7,751 -1.70 8,739 -4.41 0.1201
2018-02-14 2017-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 456,873 52,018 12.85 9,142 12.45 0.1221
2017-11-06 2017-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 404,855 114,820 39.59 8,130 40.08 0.1279
2017-11-03 2017-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 290,035 61,143 26.71 5,804 29.93 0.1020
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 290,035 61,143 5,127
2017-11-02 2017-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 228,892 7,173 3.24 4,467 6.08 0.0902
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 228,892 7,173 3,933
2017-11-02 2016-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 221,719 -216,180 -49.37 4,211 -50.82 0.0952
2017-01-31 2016-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 221,719 -216,180 3,695
2017-11-02 2016-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 437,899 66,396 17.87 8,562 21.22 0.2059
2016-11-08 2016-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 437,899 66,396 7,807
2016-08-11 2016-06-30 13F FIRST TR EXCHANGE-TRADED FD COM 33739E108 371,503 371,503 7,063 0.1857
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.