First Trust Exchange-Traded AlphaDEX Fund - First Trust 대형주 핵심 AlphaDEX 펀드
US ˙ NasdaqGM ˙ US33734K1097

SecurityFEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
InstitutionNEXT Financial Group, Inc
Latest Disclosed Ownership970 shares
Latest Disclosed Value $ 90,000
NEXT Financial Group, Inc ownership in FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund

On February 15, 2022 - NEXT Financial Group, Inc filed a 13F-HR form disclosing ownership of 970 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund (US:FEX) valued at $89,521 USD as of December 31, 2021. The entity filed a previous 13F-HR on October 15, 2021 disclosing 970 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund. This represents a change in shares of 0.00% during the quarter. The current value of the position is $129,900 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2022-02-15 2021-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 970 0 0.00 90 8.43 0.0040
2021-10-15 2021-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 970 0 0.00 83 0.00 0.0065
2021-07-13 2021-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 970 235 31.97 83 40.68 0.0066
2021-04-16 2021-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 735 0 0.00 59 9.26 0.0052
2021-02-05 2020-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 735 0 0.00 54 17.39 0.0052
2020-10-22 2020-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 735 735 46 0.0050
2020-07-23 2020-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 0 -1,170 -100.00 0 -100.00
2020-04-27 2020-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,170 -670 -36.41 56 -53.33 0.0072
2020-01-21 2019-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,840 670 57.26 120 69.01 0.0124
2019-10-17 2019-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,170 0 0.00 71 -1.39 0.0077
2019-07-16 2019-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,170 1,170 72 0.0077
2019-07-16 2019-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 0 -1,170 -100.00 0 -100.00
2019-02-11 2018-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,170 779 199.23 61 154.17 0.0127
2018-10-09 2018-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 391 391 24 0.0111
2018-01-16 2017-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 0 -1,761 -100.00 0 -100.00
2017-11-08 2017-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,761 0 0.00 98 4.26 0.0273
2017-07-12 2017-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,761 0 0.00 94 2.17 0.0230
2017-05-08 2017-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1,761 -14,240 -88.99 92 -88.21 0.0256
2017-02-02 2016-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 16,001 0 0.00 780 4.28 0.1370
2016-11-01 2016-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 16,001 9,322 139.57 748 149.33 0.1350
2016-07-07 2016-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 6,679 1,036 18.36 300 19.52 0.0952
2016-04-20 2016-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 5,643 -30 -0.53 251 2.45 0.0885
2016-02-02 2015-12-31 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 5,673 2,065 57.23 245 63.33 0.0913
2016-02-02 2015-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 5,673 245
2015-10-20 2015-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,608 348 10.67 150 0.67 0.0537
2015-07-29 2015-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,260 2,435 295.15 149 292.11 0.0514
2015-04-15 2015-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 825 -7,668 -90.29 38 -90.21 0.0122
2015-02-10 2014-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 8,493 3,240 61.68 388 69.43 0.1289
2015-02-10 2014-09-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 5,253 -365 -6.50 229 -5.76 0.0456
2014-10-23 2014-09-30 13F FIRST TR LARGE CAP CORE ALPHADEX FD COM SHS COM 33734K109 5,253 229
2014-08-14 2014-06-30 13F FIRST TR LARGE CAPCORE ALPHADEX FD COMSHS ETF 33734K109 5,618 5,618 243 0.1268
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.