First Trust Exchange-Traded Fund IV - First Trust SSI 전략 전환사채 ETF
US ˙ NasdaqGM ˙ US33739Q5071

SecurityFCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
InstitutionNEXT Financial Group, Inc
Latest Disclosed Ownership18,812 shares
Latest Disclosed Value $ 786,000
NEXT Financial Group, Inc reports 7.27% decrease in ownership of FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF

On February 15, 2022 - NEXT Financial Group, Inc filed a 13F-HR form disclosing ownership of 18,812 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (US:FCVT) valued at $779,946 USD as of December 31, 2021. The entity filed a previous 13F-HR on October 15, 2021 disclosing 20,286 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF. This represents a change in shares of -7.27% during the quarter. The current value of the position is $972,157 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2022-02-15 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 18,812 -1,474 -7.27 786 -23.69 0.0350
2021-10-15 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 20,286 -348 -1.69 1,030 -3.29 0.0804
2021-07-13 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 20,634 135 0.66 1,065 3.50 0.0853
2021-04-16 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 20,499 6,515 46.59 1,029 50.22 0.0914
2021-02-05 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 13,984 2,775 24.76 685 51.55 0.0656
2020-10-22 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 11,209 3,644 48.17 452 68.66 0.0487
2020-07-24 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 7,565 7,355 3,502.38 268 4,366.67 0.0313
2020-04-27 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 210 -30,501 -99.32 6 -99.41 0.0008
2020-01-21 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 30,711 1,363 4.64 1,016 10.92 0.1049
2019-10-17 2019-09-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 29,348 1,013 3.58 916 3.15 0.0995
2019-07-16 2019-06-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 28,335 28,335 888 0.0951
2019-07-16 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 0 -36,659 -100.00 0 -100.00
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 36,659 36,659 1,009 0.2098
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.