First Trust Exchange-Trade Fund IV - First Trust 북미 에너지 인프라 펀드
US ˙ ARCA ˙ US33738D1019

SecurityEMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership251,334 shares
Latest Disclosed Value $ 6,233,000
Commonwealth Equity Services, Inc reports 5.40% increase in ownership of EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 251,334 shares of First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund (US:EMLP) valued at $6,233,083 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 238,464 shares of First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund. This represents a change in shares of 5.40% during the quarter. The current value of the position is $10,917,949 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 251,334 12,870 5.40 6,233 6.47 0.0373
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 251,334 12,871 6,233
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 238,464 30,293 14.55 5,854 11.14 0.0372
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 238,463 30,292 5,854
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 208,171 40,039 23.81 5,267 24.10 0.0353
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 208,171 40,039 5,267
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 168,132 67,078 66.38 4,244 65.85 0.0313
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 168,132 67,078 4,244
2016-10-25 2016-09-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 101,054 -15,140 -13.03 2,559 -10.77 0.0203
2016-08-04 2016-06-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 116,194 33,761 40.96 2,868 59.16 0.0242
2016-04-27 2016-03-31 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 82,433 -4,468 -5.14 1,802 2.74 0.0161
2016-01-19 2015-12-31 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 86,901 -11,131 -11.35 1,754 -18.23 0.0166
2015-10-27 2015-09-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 98,032 -114,658 -53.91 2,145 -60.25 0.0226
2015-07-28 2015-06-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 212,690 167,190 367.45 5,396 341.21 0.0536
2015-04-28 2015-03-31 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 45,500 13,238 41.03 1,223 34.69 0.0127
2015-01-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 32,262 -5,034 -13.50 908 -10.37 0.0102
2014-10-17 2014-09-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 37,296 -2,217 -5.61 1,013 -5.15 0.0123
2014-07-23 2014-06-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 39,513 -2,182 -5.23 1,068 5.53 0.0130
2014-05-07 2014-03-31 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 41,695 -15,293 -26.84 1,012 -24.42 0.0140
2014-02-11 2013-12-31 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 56,988 4,812 9.22 1,339 12.24 0.0194
2013-11-04 2013-09-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 52,176 5,997 12.99 1,193 11.50 0.0194
2013-07-29 2013-06-30 13F FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 46,179 46,179 1,070 0.0189
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.