Northern Lights Fund Trust - Ocean Park High Income ETF

SecurityDUKH / Northern Lights Fund Trust - Ocean Park High Income ETF
InstitutionGroup One Trading, L.p.
Group One Trading, L.p. ownership in DUKH / Northern Lights Fund Trust - Ocean Park High Income ETF

Group One Trading, L.p. has a history of taking positions in derivatives of the underlying security (DUKH) in the form of stock options.

Institutional Put/Call Ratios
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In addition to reporting standard equity and debt issues, institutions with more than 100MM assets under management must also disclose their put and call option holdings. Since put options generally indicate negative sentiment, and call options indicate positive sentiment, we can get a sense of the overall institutional sentiment by plotting the ratio of puts to calls. The chart to the right plots the historical put/call ratio for this instrument.

Using Put/Call Ratio as an indicator of investor sentiment overcomes one of the key deficiencies of using total institutional ownership, which is that a significant amount of assets under management are invested passively to track indices. Passively-managed funds do not typically buy options, so the put/call ratio indicator more closely tracks the sentiment of actively-managed funds.

DUKH / Northern Lights Fund Trust - Ocean Park High Income ETF Historical Put/Call Ratio
Disclosed Put Options
File
Date		 Effective
Date		Form Security Class ID Opt Avg Share Price Shares ΔShares
(%)		 Value
(x1000)		 ΔValue
(%)		 Prior Allocation
(%)		 Allocation
(%)		 ΔAllocation
(%)		 Cost Basis
(x1000)		 Profit
(x1000)		 Return
(%)
2026-02-11 2025-12-31 13F DUKE ENERGY CORP COM NEW Put 24,000 -0.41 2,813 -5.67 n/a n/a n/a
2025-11-12 2025-09-30 13F DUKE ENERGY CORP COM NEW Put 24,100 -83.17 2,982 -82.35 n/a n/a n/a
2025-08-14 2025-06-30 13F DUKE ENERGY CORP COM NEW Put 143,200 250.98 16,898 239.57 n/a n/a n/a
2025-05-14 2025-03-31 13F DUKE ENERGY CORP COM NEW Put 40,800 64.52 4,976 86.30 n/a n/a n/a
2025-05-14 2024-12-31 13F/A DUKE ENERGY CORP COM NEW Put 24,800 -26.41 2,672 -31.25 n/a n/a n/a
2025-02-14 2024-12-31 13F DUKE ENERGY CORP COM NEW Put 24,800 2,672 n/a n/a n/a
2024-11-14 2024-09-30 13F DUKE ENERGY CORP COM NEW Put 33,700 41.00 3,886 62.21 n/a n/a n/a
2024-08-14 2024-06-30 13F DUKE ENERGY CORP COM NEW Put 23,900 -17.01 2,395 -14.00 n/a n/a n/a
2024-05-10 2024-03-31 13F DUKE ENERGY CORP COM NEW Put 28,800 -34.69 2,785 -34.91 n/a n/a n/a
2024-02-14 2023-12-31 13F DUKE ENERGY CORP COM NEW Put 44,100 -1.78 4,279 8.00 n/a n/a n/a
2023-11-09 2023-09-30 13F DUKE ENERGY CORP COM NEW Put 44,900 -12.13 3,963 -13.59 n/a n/a n/a
2023-08-09 2023-06-30 13F DUKE ENERGY CORP COM NEW Put 51,100 31.70 4,586 22.50 n/a n/a n/a
2023-05-12 2023-03-31 13F DUKE ENERGY CORP COM NEW Put 38,800 -70.06 3,743 -71.96 n/a n/a n/a
2023-02-09 2022-12-31 13F DUKE ENERGY CORP COM NEW Put 129,600 -26.20 13,348 -18.29 n/a n/a n/a
2022-11-09 2022-09-30 13F DUKE ENERGY CORP COM NEW Put 175,600 -2.34 16,334 -15.26 n/a n/a n/a
2022-08-11 2022-06-30 13F DUKE ENERGY CORP COM NEW Put 179,800 7.99 19,276 3.68 n/a n/a n/a
2022-05-12 2022-03-31 13F DUKE ENERGY CORP COM NEW Put 166,500 -46.22 18,591 -42.76 n/a n/a n/a
2022-02-11 2021-12-31 13F DUKE ENERGY CORP COM NEW Put 309,600 80.42 32,477 93.94 n/a n/a n/a
2021-11-12 2021-09-30 13F DUKE ENERGY CORP COM NEW Put 171,600 15.71 16,746 14.39 n/a n/a n/a
2021-08-10 2021-06-30 13F DUKE ENERGY CORP COM NEW Put 148,300 123.34 14,640 128.39 n/a n/a n/a
2021-05-12 2021-03-31 13F DUKE ENERGY CORP COM NEW Put 66,400 -50.60 6,410 -47.91 n/a n/a n/a
2021-02-10 2020-12-31 13F DUKE ENERGY CORP COM NEW Put 134,400 39.85 12,306 44.59 n/a n/a n/a
2020-11-12 2020-09-30 13F DUKE ENERGY CORP COM NEW Put 96,100 172.24 8,511 201.81 n/a n/a n/a
2020-08-13 2020-06-30 13F DUKE ENERGY CORP COM NEW Put 35,300 2,615.38 2,820 2,585.71 n/a n/a n/a
2020-05-13 2020-03-31 13F DUKE ENERGY CORP COM NEW Put 1,300 -35.00 105 -42.31 n/a n/a n/a
2020-02-10 2019-12-31 13F DUKE ENERGY CORP COM NEW Put 2,000 182 n/a n/a n/a
2019-08-09 2019-06-30 13F DUKE ENERGY CORP COM NEW Put 0 -100.00 0 -100.00 n/a n/a n/a
2019-05-14 2019-03-31 13F/A DUKE ENERGY CORP COM NEW Put 1,000 90 n/a n/a n/a
2019-05-13 2019-03-31 13F DUKE ENERGY CORP COM NEW Put 1,000 90 n/a n/a n/a
2019-02-05 2018-12-31 13F DUKE ENERGY CORP COM NEW Put 0 -100.00 0 -100.00 n/a n/a n/a
2018-11-08 2018-09-30 13F DUKE ENERGY CORP COM NEW Put 4,400 41.94 352 43.67 n/a n/a n/a
2018-08-13 2018-06-30 13F DUKE ENERGY CORP COM NEW Put 3,100 416.67 245 432.61 n/a n/a n/a
2018-05-16 2018-03-31 13F/A DUKE ENERGY CORP COM NEW Put 600 -97.06 46 -97.32 n/a n/a n/a
2018-05-10 2018-03-31 13F DUKE ENERGY CORP COM NEW Put 600 46 n/a n/a n/a
2018-02-09 2017-12-31 13F DUKE ENERGY CORP COM NEW Put 20,400 1,175.00 1,716 1,180.60 n/a n/a n/a
2017-11-15 2017-09-30 13F DUKE ENERGY CORP COM NEW Put 1,600 -42.86 134 -42.74 n/a n/a n/a
2017-08-14 2017-06-30 13F DUKE ENERGY CORP COM NEW Put 2,800 2,700.00 234 2,825.00 n/a n/a n/a
2017-05-10 2017-03-31 13F DUKE ENERGY CORP COM NEW Put 100 -95.24 8 -95.09 n/a n/a n/a
2017-02-15 2016-12-31 13F DUKE ENERGY CORP COM NEW Put 2,100 90.91 163 85.23 n/a n/a n/a
2016-11-14 2016-09-30 13F DUKE ENERGY CORP COM NEW Put 1,100 10.00 88 2.33 n/a n/a n/a
2016-08-12 2016-06-30 13F DUKE ENERGY CORP COM NEW Put 1,000 0.00 86 n/a n/a n/a
2015-05-14 2015-03-31 13F DUKE ENERGY CORP COM NEW Put 0 -100.00 0 -100.00 n/a n/a n/a
2015-02-11 2014-12-31 13F DUKE ENERGY CORP COM NEW Put 2,100 0.00 175 11.46 n/a n/a n/a
2014-10-31 2014-09-30 13F DUKE ENERGY CORP COM NEW Put 2,100 0.00 157 0.64 n/a n/a n/a
2014-08-12 2014-06-30 13F DUKE ENERGY CORP COM NEW Put 2,100 0.00 156 4.00 n/a n/a n/a
2014-05-07 2014-03-31 13F DUKE ENERGY CORP COM NEW Put 2,100 -51.16 150 -49.49 n/a n/a n/a
2014-01-31 2013-12-31 13F DUKE ENERGY CORP COM NEW Put 4,300 -41.89 297 -39.88 n/a n/a n/a
2013-11-15 2013-09-30 13F DUKE ENERGY CORP COM NEW Put 7,400 -59.78 494 -60.23 n/a n/a n/a
2013-08-02 2013-06-30 13F DUKE ENERGY CORP COM NEW Put 18,400 1,242 n/a n/a n/a
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.