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US ˙ NYSE ˙ US00764C1099

SecurityAVK / Advent Convertible and Income Fund
InstitutionMorgan Stanley
Latest Disclosed Ownership1,504,244 shares
Ownership 4.30%
Morgan Stanley ownership in AVK / Advent Convertible and Income Fund

2024-02-12 - Morgan Stanley has filed an SC 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 1,504,244 shares of Advent Convertible and Income Fund (US:AVK). This represents 4.3 percent ownership of the company. In their previous filing dated 2023-02-08 , Morgan Stanley had reported owning 2,587,416 shares, indicating a decrease of -41.86 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2024-02-12 2024-02-12 13G 2,587,416 1,504,244 -41.86 4.30 -42.67
2023-02-08 2023-02-08 13G/A 3,898,868 2,587,416 -33.64 7.50 -33.63
2022-02-09 2022-02-09 13G/A 3,889,630 3,898,868 0.24 11.30 0.00
2021-12-10 2021-12-10 13G/A 3,889,630 11.30

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 543,111 56,834 11.69 6,061 -0.59 0.0004
2026-05-27 2025-12-31 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 486,277 -40,002 -7.60 6,098 -9.42 0.0004
2026-02-13 2025-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 486,277 -40,002 6,098 0.0004
2026-05-27 2025-09-30 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 526,279 -210,714 -28.59 6,731 -24.58 0.0004
2025-11-14 2025-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 526,279 -210,714 6,731 0.0004
2025-08-15 2025-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 736,993 -281,497 -27.64 8,925 -24.00 0.0006
2025-05-15 2025-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 1,018,490 -330,054 -24.47 11,743 -26.01 0.0008
2025-05-15 2024-12-31 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 1,348,544 -221,998 -14.14 15,872 -13.92 0.0011
2025-02-14 2024-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 1,348,544 -221,998 15,872 0.0011
2025-05-14 2024-09-30 13F/A-2 ADVENT CONV & INCOME FD COM 00764C109 1,570,542 -133,250 -7.82 18,438 -9.21 0.0013
2025-02-14 2024-09-30 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 1,570,542 -133,250 18,438 0.0013
2024-11-14 2024-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 1,570,542 -133,250 18,438 0.0002
2025-05-14 2024-06-30 13F/A-2 ADVENT CONV & INCOME FD COM 00764C109 1,703,792 -159,727 -8.57 20,309 -8.72 0.0016
2024-10-17 2024-06-30 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 1,703,792 -159,727 20,309 0.0016
2024-08-14 2024-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 1,703,792 -159,727 20,309 0.0016
2024-10-17 2024-03-31 13F/A-2 ADVENT CONV & INCOME FD COM 00764C109 1,863,519 -133,823 -6.70 22,250 -2.11 0.0018
2024-08-16 2024-03-31 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 1,863,519 -133,823 22,250 0.0018
2024-05-15 2024-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 1,863,519 -133,823 22,250 0.0018
2024-08-16 2023-12-31 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 1,997,342 -271,647 -11.97 22,730 -4.50 0.0020
2024-02-13 2023-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 1,997,342 -271,647 22,730 0.0020
2023-11-15 2023-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 2,268,989 -357,988 -13.63 23,802 -22.69 0.0024
2023-08-14 2023-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 2,626,977 -174,141 -6.22 30,788 -4.92 0.0030
2023-05-15 2023-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 2,801,118 -319,062 -10.23 32,381 -4.79 0.0035
2023-02-14 2022-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 3,120,180 -478,925 -13.31 34,010 -11.11 0.0039
2022-11-14 2022-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 3,599,105 -319,786 -8.16 38,258 -18.98 0.0052
2022-10-27 2022-06-30 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 3,918,891 3,413,942 676.10 47,222 497.14 0.0061
2022-08-15 2022-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 3,918,891 3,413,942 47,222 0.0012
2022-10-27 2022-03-31 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 504,949 40,194 8.65 7,908 -7.82 0.0011
2022-05-13 2022-03-31 13F ADVENT CONV & INCOME FD COM 00764C109 504,949 40,194 7,908 0.0011
2022-02-14 2021-12-31 13F ADVENT CONV & INCOME FD COM 00764C109 464,755 12,737 2.82 8,579 5.56 0.0011
2021-11-15 2021-09-30 13F ADVENT CONV & INCOME FD COM 00764C109 452,018 -38,078 -7.77 8,127 -13.95 0.0011
2021-08-23 2021-06-30 13F/A-1 ADVENT CONV & INCOME FD COM 00764C109 490,096 55,069 12.66 9,444 22.86 0.0012
2021-08-16 2021-06-30 13F ADVENT CONV & INCOME FD COM 00764C109 490,096 55,069 9,444 0.0003
2021-05-17 2021-03-31 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 435,027 15,214 3.62 7,687 10.84 0.0011
2021-02-16 2020-12-31 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 419,813 -9,655 -2.25 6,935 16.95 0.0011
2020-11-13 2020-09-30 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 429,468 -76,712 -15.16 5,930 -10.44 0.0011
2020-08-14 2020-06-30 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 506,180 74,903 17.37 6,621 44.28 0.0015
2020-05-26 2020-03-31 13F/A-1 ADVENT CONVERTIBLE & INCOME COM 00764C109 431,277 -8,484 -1.93 4,589 -32.90 0.0012
2020-05-15 2020-03-31 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 431,277 -8,484 4,589 352.5309
2020-02-14 2019-12-31 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 439,761 8,860 2.06 6,839 8.87 0.0016
2019-11-14 2019-09-30 13F ADVENT CONVERTIBLE & INCOME COM 00764C109 430,901 -34,687 -7.45 6,282 -10.41 0.0017
2019-08-14 2019-06-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 465,588 18,829 4.21 7,012 6.34 0.0019
2019-05-15 2019-03-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 446,759 -140,579 -23.93 6,594 -10.47 0.0019
2019-02-14 2018-12-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 587,338 10,041 1.74 7,365 -18.58 0.0022
2019-04-23 2018-09-30 13F/A-2 ADVENT CLAYMORE CV SECS & IN COM 00764C109 577,297 235,069 68.69 9,046 72.90 0.0023
2018-11-20 2018-09-30 13F/A-1 ADVENT CLAYMORE CV SECS & IN COM 00764C109 577,297 0 9,046 0.0023
2018-11-14 2018-09-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 577,297 235,069 9,046
2019-04-23 2018-06-30 13F/A-1 ADVENT CLAYMORE CV SECS & IN COM 00764C109 342,228 -6,835 -1.96 5,232 -0.61 0.0014
2018-08-14 2018-06-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 342,228 -6,835 5,232
2019-04-23 2018-03-31 13F/A-1 ADVENT CLAYMORE CV SECS & IN COM 00764C109 349,063 36,733 11.76 5,264 6.13 0.0015
2018-05-14 2018-03-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 349,063 36,733 5,264
2019-04-23 2017-12-31 13F/A-1 ADVENT CLAYMORE CV SECS & IN COM 00764C109 312,330 -8,846 -2.75 4,960 -4.62 0.0014
2018-02-14 2017-12-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 312,330 -8,846 4,960
2017-11-14 2017-09-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 321,176 -28,454 -8.14 5,200 -7.92 0.0016
2017-08-11 2017-06-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 349,630 -53,990 -13.38 5,647 -10.65 0.0017
2017-05-22 2017-03-31 13F/A-1 ADVENT CLAYMORE CV SECS & IN COM 00764C109 403,620 -26,196 -6.09 6,320 0.16 0.0019
2017-05-12 2017-03-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 403,620 6,320
2017-02-22 2016-12-31 13F/A-1 ADVENT CLAYMORE CV SECS & IN COM 00764C109 429,816 -83,054 -16.19 6,310 -15.62 0.0021
2017-02-13 2016-12-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 429,816 6,310
2016-11-10 2016-09-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 512,870 13,664 2.74 7,478 7.38 0.0026
2016-08-12 2016-06-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 499,206 22,592 4.74 6,964 10.61 0.0025
2016-05-12 2016-03-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 476,614 9,006 1.93 6,296 -0.41 0.0024
2016-02-09 2015-12-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 467,608 227,329 94.61 6,322 99.81 0.0023
2016-02-08 2015-09-30 13F/A-1 ADVENT CLAYMORE CV SECS & IN COM 00764C109 240,279 21,992 10.07 3,164 -11.15 0.0012
2015-11-09 2015-09-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 240,279 3,164
2015-08-12 2015-06-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 218,287 -22,453 -9.33 3,561 -14.42 0.0012
2015-05-14 2015-03-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 240,740 18,617 8.38 4,161 14.56 0.0015
2015-02-13 2014-12-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 222,123 -8,237 -3.58 3,632 -9.06 0.0013
2014-12-16 2014-09-30 13F/A-1 ADVENT CLAYMORE CV SECS & IN COM 00764C109 230,360 -3,812 -1.63 3,994 -9.47 0.0015
2014-11-14 2014-09-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 230,360 3,994
2014-08-12 2014-06-30 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 234,172 1,968 0.85 4,412 2.27 0.0075
2014-05-13 2014-03-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 232,204 -120,292 -34.13 4,314 -33.95 0.0018
2014-02-13 2013-12-31 13F ADVENT CLAYMORE CV SECS & IN COM 00764C109 352,496 17,711 5.29 6,531 10.90 0.0028
2013-11-13 2013-09-30 13F ADVENT CLAYMORE CONVERTIBLE COM 00764C109 334,785 17,766 5.60 5,889 9.66 0.0028
2013-08-08 2013-06-30 13F ADVENT CLAYMORE CONVERTIBLE COM 00764C109 317,019 317,019 5,370 0.0027
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.