First Trust Exchange-Traded AlphaDEX Fund II - First Trust 신흥 시장 소형 Cap AlphaDEX 펀드
MX ˙ BMV
SecurityMX:FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
InstitutionLPL Financial LLC
Latest Disclosed Ownership242,763 shares
Latest Disclosed Value $ 11,058,347
LPL Financial LLC reports 0.60% decrease in ownership of FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

On May 6, 2026 - LPL Financial LLC filed a 13F-HR form disclosing ownership of 242,763 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund (MX:FEMS) valued at $11,058,347 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 244,219 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund. This represents a change in shares of -0.60% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-06 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 242,763 -1,456 -0.60 11,058 7.57 0.0029
2026-02-11 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 244,219 -120,222 -32.99 10,281 -36.15 0.0028
2025-11-12 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 364,441 -46,611 -11.34 16,101 -3.55 0.0047
2025-08-12 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 411,052 -16,380 -3.83 16,693 5.07 0.0056
2025-05-07 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 427,432 2,928 0.69 15,888 -0.79 0.0062
2025-02-11 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 424,504 4,249 1.01 16,015 -7.24 0.0065
2024-11-08 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 420,255 13,851 3.41 17,264 4.66 0.0077
2024-08-07 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 406,404 19,318 4.99 16,496 10.08 0.0082
2024-05-10 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 387,086 9,151 2.42 14,984 3.15 0.0080
2024-02-14 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 377,935 -7,662 -1.99 14,528 -2.04 0.0088
2023-11-13 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 385,597 22,924 6.32 14,830 12.49 0.0104
2023-07-31 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 362,673 103,081 39.71 13,183 36.48 0.0094
2023-05-10 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 259,592 46,917 22.06 9,659 16.64 0.0075
2023-02-07 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 212,675 12,926 6.47 8,282 29.96 0.0071
2022-11-14 2022-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 199,749 8,078 4.21 6,372 -4.31 0.0061
2022-08-12 2022-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 191,671 -2,615 -1.35 6,659 -15.66 0.0063
2022-05-16 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 194,286 116,662 150.29 7,895 153.13 0.0068
2022-02-14 2021-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 77,624 -4,740 -5.75 3,119 -10.45 0.0026
2021-11-15 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 82,364 1,220 1.50 3,483 -7.95 0.0033
2021-08-13 2021-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 81,144 -138,786 -63.10 3,784 -60.47 0.0038
2021-05-14 2021-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 219,930 12,951 6.26 9,572 12.55 0.0110
2021-02-12 2020-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 206,979 15,506 8.10 8,505 32.27 0.0110
2020-11-09 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 191,473 840 0.44 6,430 3.56 0.0100
2020-08-13 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 190,633 -1,463 -0.76 6,209 29.35 0.0108
2020-05-14 2020-03-31 13F FIRST TR EXCHANGE TRADED ALP EM SML CP ALPH 33737J307 192,096 53,271 38.37 4,800 -12.50 0.0103
2020-02-14 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 138,825 6,070 4.57 5,486 21.29 0.0100
2019-11-13 2019-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 132,755 24,357 22.47 4,523 19.06 0.0092
2019-08-09 2019-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 108,398 -8,162 -7.00 3,799 -8.33 0.0081
2019-05-08 2019-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 116,560 -62,893 -35.05 4,144 -28.27 0.0094
2019-02-07 2018-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 179,453 -169,778 -48.61 5,777 -54.18 0.0154
2018-11-14 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 349,231 -26,790 -7.12 12,607 -12.30 0.0302
2018-08-14 2018-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 376,021 17,815 4.97 14,375 -10.64 0.0377
2018-05-15 2018-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 358,206 160,797 81.45 16,087 88.02 0.0443
2018-02-14 2017-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 197,409 877 0.45 8,556 5.16 0.0260
2017-11-14 2017-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 196,532 32,799 20.03 8,136 34.75 0.0287
2017-08-14 2017-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 163,733 120,527 278.96 6,038 282.88 0.0229
2017-05-15 2017-03-31 13F FIRST TRUST EM SML CP ALPH 33737J307 43,206 8,869 25.83 1,577 50.76 0.0107
2017-02-13 2016-12-31 13F FIRST TRUST EM SML CP ALPH 33737J307 34,337 -1,756 -4.87 1,046 -11.05 0.0080
2016-11-16 2016-09-30 13F FIRST TRUST EM SML CP ALPH 33737J307 36,093 -895 -2.42 1,176 7.30 0.0112
2016-08-15 2016-06-30 13F FIRST TRUST EM SML CP ALPH 33737J307 36,988 -24,530 -39.87 1,096 -37.34 0.0093
2016-05-16 2016-03-31 13F FIRST TRUST EM SML CP ALPH 33737J307 61,518 648 1.06 1,749 8.43 0.0049
2016-02-12 2015-12-31 13F FIRST TRUST EM SML CP ALPH 33737J307 60,870 33,479 122.23 1,613 108.13 0.0045
2015-11-13 2015-09-30 13F FIRST TRUST EM SML CP ALPH 33737J307 27,391 6,396 30.46 775 14.64 0.0043
2015-08-14 2015-06-30 13F FIRST TRUST EM SML CP ALPH 33737J307 20,995 1,530 7.86 676 4.97 0.0034
2015-05-14 2015-03-31 13F FIRST TRUST EM SML CP ALPH 33737J307 19,465 -892 -4.38 644 -2.57 0.0033
2015-02-13 2014-12-31 13F FIRST TRUST EM SML CP ALPH 33737J307 20,357 -85,564 -80.78 661 -82.63 0.0036
2014-11-10 2014-09-30 13F FIRST TRUST EM SML CP ALPH 33737J307 105,921 36,288 52.11 3,806 47.41 0.0227
2014-08-05 2014-06-30 13F/A-1 FIRST TRUST EM SML CP ALPH 33737J307 69,633 10,709 18.17 2,582 19.54 0.0150
2014-08-05 2014-06-30 13F FIRST TRUST EM SML CP ALPH 33737J307 69,633 1,693
2014-05-12 2014-03-31 13F FIRST TRUST EM SML CP ALPH 33737J307 58,924 31,156 112.20 2,160 116.00 0.0133
2014-02-13 2013-12-31 13F FIRST TRUST EM SML CP ALPH 33737J307 27,768 20,112 262.70 1,000 262.32 0.0062
2013-11-04 2013-09-30 13F FIRST TRUST EM SML CP ALPH 33737J307 7,656 -1,275 -14.28 276 -7.69 0.0018
2013-08-15 2013-06-30 13F FIRST TRUST EM SML CP ALPH 33737J307 8,931 8,931 299 0.0021
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.