캐터필러 주식회사
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionStratos Wealth Partners, LTD.
Latest Disclosed Ownership21,699 shares
Latest Disclosed Value $ 15,373,321
Stratos Wealth Partners, LTD. reports 1.98% increase in ownership of CAT / Caterpillar Inc.

On April 28, 2026 - Stratos Wealth Partners, LTD. filed a 13F-HR form disclosing ownership of 21,699 shares of Caterpillar Inc. (MX:CAT) valued at $15,373,321 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 20, 2026 disclosing 21,278 shares of Caterpillar Inc.. This represents a change in shares of 1.98% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-28 2026-03-31 13F CATERPILLAR COM 149123101 21,699 421 1.98 15,373 26.11 0.1748
2026-01-20 2025-12-31 13F CATERPILLAR COM 149123101 21,278 -1,619 -7.07 12,190 11.58 0.1378
2025-11-06 2025-09-30 13F CATERPILLAR COM 149123101 22,897 5,650 32.76 10,925 63.18 0.1288
2025-07-29 2025-06-30 13F CATERPILLAR COM 149123101 17,247 206 1.21 6,695 19.13 0.0905
2025-04-30 2025-03-31 13F CATERPILLAR COM 149123101 17,041 -4,222 -19.86 5,620 -27.14 0.0855
2025-01-27 2024-12-31 13F CATERPILLAR COM 149123101 21,263 669 3.25 7,714 -4.23 0.1089
2024-10-17 2024-09-30 13F CATERPILLAR COM 149123101 20,594 2,950 16.72 8,055 37.04 0.1163
2024-07-24 2024-06-30 13F CATERPILLAR COM 149123101 17,644 1,377 8.46 5,877 -1.39 0.0941
2024-04-16 2024-03-31 13F CATERPILLAR COM 149123101 16,267 1,257 8.37 5,961 34.29 0.0988
2024-01-24 2023-12-31 13F CATERPILLAR COM 149123101 15,010 1,265 9.20 4,438 18.28 0.0828
2023-10-24 2023-09-30 13F CATERPILLAR COM 149123101 13,745 1,134 8.99 3,753 20.92 0.0808
2023-07-18 2023-06-30 13F CATERPILLAR COM 149123101 12,611 -482 -3.68 3,103 3.57 0.0703
2023-04-27 2023-03-31 13F CATERPILLAR COM 149123101 13,093 -472 -3.48 2,996 -7.79 0.0799
2023-01-19 2022-12-31 13F CATERPILLAR COM 149123101 13,565 85 0.63 3,250 46.88 0.0822
2022-10-24 2022-09-30 13F CATERPILLAR COM 149123101 13,480 -1,895 -12.33 2,212 -19.53 0.0618
2022-07-22 2022-06-30 13F CATERPILLAR COM 149123101 15,375 -235 -1.51 2,749 -20.96 0.0693
2022-04-26 2022-03-31 13F CATERPILLAR COM 149123101 15,610 149 0.96 3,478 8.79 0.0777
2022-01-14 2021-12-31 13F CATERPILLAR COM 149123101 15,461 738 5.01 3,197 13.09 0.0708
2021-10-19 2021-09-30 13F CATERPILLAR COM 149123101 14,723 -240 -1.60 2,827 -13.18 0.0720
2021-07-19 2021-06-30 13F CATERPILLAR COM 149123101 14,963 -379 -2.47 3,256 -8.46 0.0811
2021-04-27 2021-03-31 13F CATERPILLAR COM 149123101 15,342 1,817 13.43 3,557 44.48 0.0984
2021-01-29 2020-12-31 13F CATERPILLAR COM 149123101 13,525 215 1.62 2,462 24.03 0.0731
2020-10-29 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 13,310 -625 -4.49 1,985 12.59 0.0652
2020-07-28 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 13,935 -11,169 -44.49 1,763 -39.48 0.0628
2020-05-04 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 25,104 -4,302 -14.63 2,913 -32.93 0.1335
2020-01-29 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 29,406 -1,873 -5.99 4,343 9.92 0.1705
2019-11-12 2019-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 31,279 -534 -1.68 3,951 -8.88 0.1708
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 549 -31,264 5 177.1613
2019-08-06 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 31,813 683 2.19 4,336 2.80 0.1878
2019-05-07 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 31,130 -168 -0.54 4,218 6.06 0.1897
2019-02-08 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 31,298 -1,201 -3.70 3,977 -19.75 0.2050
2018-11-02 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 32,499 -4,713 -12.67 4,956 -1.84 0.2215
2018-08-13 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 37,212 14,673 65.10 5,049 51.99 0.2252
2018-05-10 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 22,539 -2,673 -10.60 3,322 -16.39 0.1399
2018-02-09 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 25,212 -213 -0.84 3,973 25.29 0.1783
2017-11-07 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 25,425 4,811 23.34 3,171 43.16 0.1497
2017-07-31 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 20,614 1,562 8.20 2,215 25.35 0.1143
2017-05-11 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 19,052 600 3.25 1,767 3.27 0.0998
2017-02-02 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 18,452 795 4.50 1,711 9.19 0.1064
2016-11-01 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 17,657 1,123 6.79 1,567 25.06 0.1057
2016-08-12 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 16,534 1,261 8.26 1,253 7.19 0.0929
2016-05-09 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 15,273 1,172 8.31 1,169 22.03 0.1003
2016-02-16 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 14,101 6,715 90.92 958 98.34 0.0799
2015-10-30 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 7,386 -4,277 -36.67 483 -51.16 0.0607
2015-08-12 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 11,663 4,890 72.20 989 82.47 0.1270
2015-05-13 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 6,773 -823 -10.83 542 -22.01 0.0645
2015-02-09 2014-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 7,596 1,091 16.77 695 7.75 0.1251
2015-02-09 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 7,596 695
2014-11-06 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 6,505 -315 -4.62 645 -12.96 0.1513
2014-07-17 2014-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 6,820 6,820 741 0.2471
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.