캐터필러 주식회사
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionSmartleaf Asset Management LLC
Latest Disclosed Ownership7,750 shares
Latest Disclosed Value $ 5,172,715
Smartleaf Asset Management LLC reports 11.08% increase in ownership of CAT / Caterpillar Inc.

On May 15, 2026 - Smartleaf Asset Management LLC filed a 13F-HR form disclosing ownership of 7,750 shares of Caterpillar Inc. (MX:CAT) valued at $5,172,715 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 6,977 shares of Caterpillar Inc.. This represents a change in shares of 11.08% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CATERPILLAR COM 149123101 7,750 773 11.08 5,173 28.40 0.1868
2026-02-13 2025-12-31 13F CATERPILLAR COM 149123101 6,977 578 9.03 4,028 33.47 0.1527
2025-11-05 2025-09-30 13F CATERPILLAR COM 149123101 6,399 1,885 41.76 3,018 73.85 0.1867
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 4,514 -625 -12.16 1,737 2.48 0.1530
2025-05-14 2025-03-31 13F CATERPILLAR COM 149123101 5,139 292 6.02 1,694 -3.70 0.1635
2025-02-05 2024-12-31 13F CATERPILLAR COM 149123101 4,847 988 25.60 1,760 16.57 0.1794
2024-11-13 2024-09-30 13F CATERPILLAR COM 149123101 3,859 1,089 39.31 1,510 66.37 0.1832
2024-10-08 2024-06-30 13F/A-1 CATERPILLAR COM 149123101 2,770 485 21.23 907 8.88 0.1487
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 2,770 485 907 0.1487
2024-10-07 2024-03-31 13F/A-1 CATERPILLAR COM 149123101 2,285 637 38.65 833 71.05 0.1612
2024-05-03 2024-03-31 13F CATERPILLAR COM 149123101 2,284 636 519 0.1250
2024-02-12 2023-12-31 13F CATERPILLAR COM 149123101 1,648 1,648 488 0.1306
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.