캐터필러 주식회사
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionPuzo Michael J
Latest Disclosed Ownership1,125 shares
Latest Disclosed Value $ 797,017
Puzo Michael J reports 51.09% decrease in ownership of CAT / Caterpillar Inc.

On May 7, 2026 - Puzo Michael J filed a 13F-HR form disclosing ownership of 1,125 shares of Caterpillar Inc. (MX:CAT) valued at $797,017 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 14, 2026 disclosing 2,300 shares of Caterpillar Inc.. This represents a change in shares of -51.09% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CATERPILLAR COM 149123101 1,125 -1,175 -51.09 797 -39.48 0.2321
2026-02-14 2025-12-31 13F CATERPILLAR COM 149123101 2,300 0 0.00 1,318 20.05 0.3587
2025-11-10 2025-09-30 13F CATERPILLAR COM 149123101 2,300 -90 -3.77 1,097 18.34 0.2993
2025-07-23 2025-06-30 13F CATERPILLAR COM 149123101 2,390 -100 -4.02 928 12.91 0.2644
2025-04-21 2025-03-31 13F CATERPILLAR COM 149123101 2,490 -220 -8.12 821 -16.48 0.2353
2025-02-13 2024-12-31 13F CATERPILLAR COM 149123101 2,710 0 0.00 983 -7.18 0.2748
2024-11-12 2024-09-30 13F CATERPILLAR COM 149123101 2,710 0 0.00 1,060 17.41 0.2771
2024-08-12 2024-06-30 13F CATERPILLAR COM 149123101 2,710 -440 -13.97 903 -21.84 0.2506
2024-05-13 2024-03-31 13F CATERPILLAR COM 149123101 3,150 -250 -7.35 1,154 14.83 0.3199
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 3,400 0 0.00 1,005 8.30 0.3193
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 3,400 -525 -13.38 928 -3.83 0.3148
2023-08-11 2023-06-30 13F CATERPILLAR COM 149123101 3,925 -100 -2.48 966 4.78 0.3057
2023-05-11 2023-03-31 13F CATERPILLAR COM 149123101 4,025 0 0.00 921 -4.46 0.3073
2023-02-09 2022-12-31 13F CATERPILLAR COM 149123101 4,025 0 0.00 964 45.84 0.3482
2022-11-08 2022-09-30 13F CATERPILLAR COM 149123101 4,025 0 0.00 661 -8.19 0.2512
2022-07-19 2022-06-30 13F CATERPILLAR COM 149123101 4,025 0 0.00 720 -19.73 0.2557
2022-05-17 2022-03-31 13F CATERPILLAR COM 149123101 4,025 -450 -10.06 897 -3.03 0.2700
2022-02-08 2021-12-31 13F CATERPILLAR COM 149123101 4,475 400 9.82 925 18.29 0.2612
2021-11-10 2021-09-30 13F CATERPILLAR COM 149123101 4,075 -200 -4.68 782 -15.91 0.2479
2021-08-09 2021-06-30 13F CATERPILLAR COM 149123101 4,275 -125 -2.84 930 -8.82 0.2890
2021-05-17 2021-03-31 13F CATERPILLAR COM 149123101 4,400 -500 -10.20 1,020 14.35 0.3247
2021-02-16 2020-12-31 13F CATERPILLAR COM 149123101 4,900 -400 -7.55 892 12.91 0.2912
2020-10-28 2020-09-30 13F CATERPILLAR COM 149123101 5,300 -600 -10.17 790 5.90 0.2812
2020-07-28 2020-06-30 13F CATERPILLAR COM 149123101 5,900 0 0.00 746 8.91 0.2791
2020-05-07 2020-03-31 13F CATERPILLAR COM 149123101 5,900 -100 -1.67 685 -22.69 0.3014
2020-01-15 2019-12-31 13F CATERPILLAR COM 149123101 6,000 0 0.00 886 16.89 0.3170
2019-11-06 2019-09-30 13F CATERPILLAR COM 149123101 6,000 2,800 87.50 758 73.85 0.2855
2019-07-24 2019-06-30 13F CATERPILLAR COM 149123101 3,200 1,700 113.33 436 114.78 0.1619
2019-05-01 2019-03-31 13F CATERPILLAR COM 149123101 1,500 1,500 -53.12 203 -53.44 0.0791
2019-01-24 2018-12-31 13F CATERPILLAR COM 149123101 0 -1,500 -100.00 0 -100.00
2018-10-15 2018-09-30 13F CATERPILLAR COM 149123101 1,500 0 0.00 229 12.25 0.0864
2018-07-30 2018-06-30 13F CATERPILLAR COM 149123101 1,500 0 0.00 204 -7.69 0.0864
2018-04-24 2018-03-31 13F CATERPILLAR COM 149123101 1,500 0 0.00 221 -6.36 0.0941
2018-02-02 2017-12-31 13F CATERPILLAR COM 149123101 1,500 1,500 0.00 236 6.79 0.0973
2016-02-12 2015-12-31 13F CATERPILLAR Common Stock 149123101 0 0 0 0.0000
2015-11-13 2015-09-30 13F CATERPILLAR Common Stock 149123101 0 0 0 0.0000
2015-08-10 2015-06-30 13F CATERPILLAR Common Stock 149123101 0 -2,500 -100.00 0 -100.00
2015-05-22 2015-03-31 13F CATERPILLAR Common Stock 149123101 2,500 -481 -16.14 200 -26.74 0.1277
2015-02-13 2014-12-31 13F CATERPILLAR Common Stock 149123101 2,981 70 2.40 273 -5.21 0.1792
2014-11-24 2014-09-30 13F CATERPILLAR Common Stock 149123101 2,911 365 14.34 288 3.97 0.1976
2014-07-24 2014-06-30 13F CATERPILLAR Common Stock 149123101 2,546 -3 -0.12 277 9.49 0.1922
2014-05-30 2014-03-31 13F CATERPILLAR Common Stock 149123101 2,549 0 0.00 253 9.52 0.1821
2014-05-28 2013-12-31 13F CATERPILLAR Common Stock 149123101 2,549 -213 -7.71 231 0.43 0.1685
2013-11-18 2013-09-30 13F CATERPILLAR Common Stock 149123101 2,762 5 0.18 230 1.32 0.1923
2013-08-19 2013-06-30 13F CATERPILLAR Common Stock 149123101 2,757 -1,500 -35.24 227 -38.65 0.1993
2013-08-16 2013-03-31 13F CATERPILLAR Common Stock 149123101 4,257 56 1.33 370 -1.86 0.3225
2013-08-16 2012-12-31 13F CATERPILLAR Common Stock 149123101 4,201 4,201 377 0.3597
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.