캐터필러 주식회사
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionOxbow Advisors, LLC
Latest Disclosed Ownership5,215 shares
Latest Disclosed Value $ 3,694,511
Oxbow Advisors, LLC reports 21.22% decrease in ownership of CAT / Caterpillar Inc.

On April 27, 2026 - Oxbow Advisors, LLC filed a 13F-HR form disclosing ownership of 5,215 shares of Caterpillar Inc. (MX:CAT) valued at $3,694,511 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 4, 2026 disclosing 6,620 shares of Caterpillar Inc.. This represents a change in shares of -21.22% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-27 2026-03-31 13F CATERPILLAR COM 149123101 5,215 -1,405 -21.22 3,695 -2.58 0.3140
2026-02-04 2025-12-31 13F CATERPILLAR COM 149123101 6,620 -24 -0.36 3,792 19.62 0.3336
2025-10-31 2025-09-30 13F CATERPILLAR COM 149123101 6,644 -1,124 -14.47 3,170 5.14 0.2944
2025-07-29 2025-06-30 13F CATERPILLAR COM 149123101 7,768 0 0.00 3,016 17.73 0.3296
2025-05-01 2025-03-31 13F CATERPILLAR COM 149123101 7,768 -76 -0.97 2,562 -9.98 0.2706
2025-02-03 2024-12-31 13F CATERPILLAR COM 149123101 7,844 -225 -2.79 2,845 -9.85 0.3349
2024-11-01 2024-09-30 13F CATERPILLAR COM 149123101 8,069 4 0.05 3,156 17.50 0.3131
2024-08-06 2024-06-30 13F CATERPILLAR COM 149123101 8,065 102 1.28 2,687 -7.95 0.3152
2024-05-06 2024-03-31 13F CATERPILLAR COM 149123101 7,963 -243 -2.96 2,918 20.28 0.4006
2024-02-08 2023-12-31 13F CATERPILLAR COM 149123101 8,206 -94 -1.13 2,426 7.11 0.3682
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 8,300 -1,750 -17.41 2,266 -8.37 0.3567
2023-08-04 2023-06-30 13F CATERPILLAR COM 149123101 10,050 1,350 15.52 2,473 24.22 0.3884
2023-04-26 2023-03-31 13F CATERPILLAR COM 149123101 8,700 0 0.00 1,991 -4.51 0.3560
2023-02-01 2022-12-31 13F CATERPILLAR COM 149123101 8,700 -92 -1.05 2,084 44.42 0.3928
2022-11-03 2022-09-30 13F Caterpillar COM 149123101 8,792 0 0.00 1,443 -8.21 0.2266
2022-08-10 2022-06-30 13F Caterpillar COM 149123101 8,792 0 0.00 1,572 -19.75 0.2232
2022-05-09 2022-03-31 13F Caterpillar COM 149123101 8,792 -202 -2.25 1,959 5.38 0.1969
2022-02-09 2021-12-31 13F Caterpillar COM 149123101 8,994 0 0.00 1,859 7.64 0.1780
2021-11-10 2021-09-30 13F Caterpillar COM 149123101 8,994 0 0.00 1,727 -11.75 0.1756
2021-08-04 2021-06-30 13F Caterpillar COM 149123101 8,994 267 3.06 1,957 -3.31 0.2035
2021-05-11 2021-03-31 13F Caterpillar COM 149123101 8,727 0 0.00 2,024 27.46 0.2464
2021-02-02 2020-12-31 13F Caterpillar COM 149123101 8,727 400 4.80 1,588 27.86 0.2033
2020-11-06 2020-09-30 13F Caterpillar COM 149123101 8,327 -100 -1.19 1,242 16.51 0.1575
2020-08-12 2020-06-30 13F Caterpillar COM 149123101 8,427 -240 -2.77 1,066 5.96 0.1552
2020-05-06 2020-03-31 13F Caterpillar COM 149123101 8,667 0 0.00 1,006 -21.41 0.1692
2020-02-06 2019-12-31 13F Caterpillar COM 149123101 8,667 -1,300 -13.04 1,280 1.67 0.1479
2019-10-31 2019-09-30 13F Caterpillar COM 149123101 9,967 0 0.00 1,259 -7.29 0.1673
2019-08-07 2019-06-30 13F Caterpillar COM 149123101 9,967 150 1.53 1,358 2.11 0.1635
2019-05-01 2019-03-31 13F Caterpillar COM 149123101 9,817 580 6.28 1,330 13.29 0.1618
2019-02-12 2018-12-31 13F Caterpillar COM 149123101 9,237 520 5.97 1,174 -11.66 0.1569
2018-11-06 2018-09-30 13F Caterpillar COM 149123101 8,717 -200 -2.24 1,329 9.83 0.1602
2018-08-09 2018-06-30 13F Caterpillar COM 149123101 8,917 0 0.00 1,210 -7.91 0.1540
2018-04-30 2018-03-31 13F Caterpillar COM 149123101 8,917 126 1.43 1,314 -5.13 0.2678
2018-01-30 2017-12-31 13F Caterpillar COM 149123101 8,791 74 0.85 1,385 27.41 0.2594
2017-10-23 2017-09-30 13F CATERPILLAR COM 149123101 8,717 0 0.00 1,087 16.01 0.2069
2017-07-21 2017-06-30 13F CATERPILLAR COM 149123101 8,717 0 0.00 937 15.82 0.1656
2017-04-28 2017-03-31 13F CATERPILLAR COM 149123101 8,717 0 0.00 809 -0.12 0.1314
2017-01-26 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 8,717 0 0.00 810 4.65 0.1012
2016-10-31 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 8,717 0 0.00 774 17.10 0.1063
2016-08-02 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 8,717 200 2.35 661 1.54 0.0947
2016-05-02 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 8,517 2,672 45.71 651 63.57 0.0922
2016-02-01 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 5,845 -160 -2.66 398 1.79 0.0497
2015-11-03 2015-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 6,005 -2,122 -26.11 391 -43.33 0.0644
2015-08-11 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 8,127 4,757 141.16 690 155.56 0.0892
2015-04-23 2015-03-31 13F CATERPILLAR COM 149123101 3,370 0 0.00 270 -12.34 0.0402
2015-01-21 2014-12-31 13F CATERPILLAR COM 149123101 3,370 0 0.00 308 -7.78 0.0431
2014-10-21 2014-09-30 13F/A-1 CATERPILLAR COM 149123101 3,370 0 0.00 334 -8.74 0.0473
2014-10-20 2014-09-30 13F CATERPILLAR COM 149123101 3,370 366
2014-07-18 2014-06-30 13F CATERPILLAR COM 149123101 3,370 -400 -10.61 366 -2.40 0.0486
2014-04-21 2014-03-31 13F CATERPILLAR COM 149123101 3,770 0 0.00 375 9.65 0.0556
2014-01-21 2013-12-31 13F CATERPILLAR COM 149123101 3,770 0 0.00 342 8.92 0.0482
2013-10-24 2013-09-30 13F CATERPILLAR COM 149123101 3,770 0 0.00 314 0.96 0.0501
2013-07-30 2013-06-30 13F CATERPILLAR COM 149123101 3,770 3,770 311 0.0545
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.