캐터필러 주식회사
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionAua Capital Management, Llc
Latest Disclosed Ownership1,170 shares
Latest Disclosed Value $ 828,898
Aua Capital Management, Llc ownership in CAT / Caterpillar Inc.

On April 22, 2026 - Aua Capital Management, Llc filed a 13F-HR form disclosing ownership of 1,170 shares of Caterpillar Inc. (MX:CAT) valued at $828,898 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 23, 2026 disclosing 1,170 shares of Caterpillar Inc.. This represents a change in shares of 0.00% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-22 2026-03-31 13F CATERPILLAR COM 149123101 1,170 0 0.00 829 23.58 0.4235
2026-01-23 2025-12-31 13F CATERPILLAR COM 149123101 1,170 0 0.00 670 20.07 0.3361
2025-11-04 2025-09-30 13F CATERPILLAR COM 149123101 1,170 0 0.00 558 22.91 0.3133
2025-07-10 2025-06-30 13F CATERPILLAR COM 149123101 1,170 0 0.00 454 17.92 0.2713
2025-04-09 2025-03-31 13F CATERPILLAR COM 149123101 1,170 0 0.00 386 -9.20 0.2511
2025-01-27 2024-12-31 13F CATERPILLAR COM 149123101 1,170 0 0.00 425 -7.22 0.2726
2024-10-16 2024-09-30 13F CATERPILLAR COM 149123101 1,170 -10 -0.85 458 16.28 0.2651
2024-08-08 2024-06-30 13F CATERPILLAR COM 149123101 1,180 0 0.00 393 -9.03 0.2368
2024-04-11 2024-03-31 13F CATERPILLAR COM 149123101 1,180 10 0.85 433 25.22 0.2493
2024-01-09 2023-12-31 13F CATERPILLAR COM 149123101 1,170 0 0.00 346 8.15 0.2153
2023-10-23 2023-09-30 13F CATERPILLAR COM 149123101 1,170 237 25.40 319 39.30 0.2311
2023-07-11 2023-06-30 13F CATERPILLAR COM 149123101 933 -200 -17.65 230 -11.58 0.1581
2023-04-20 2023-03-31 13F CATERPILLAR COM 149123101 1,133 0 0.00 259 -4.43 0.1751
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 1,133 0 0.00 271 45.70 0.1843
2022-11-09 2022-09-30 13F CATERPILLAR COM 149123101 1,133 -737 -39.41 186 -44.31 0.1229
2022-08-11 2022-06-30 13F CATERPILLAR COM 149123101 1,870 0 0.00 334 -19.90 0.1940
2022-05-04 2022-03-31 13F CATERPILLAR COM 149123101 1,870 300 19.11 417 28.31 0.2242
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 1,570 150 10.56 325 19.05 0.1907
2021-11-09 2021-09-30 13F CATERPILLAR COM 149123101 1,420 0 0.00 273 -11.65 0.1728
2021-07-29 2021-06-30 13F CATERPILLAR COM 149123101 1,420 0 0.00 309 -6.08 0.1910
2021-05-11 2021-03-31 13F/A-1 CATERPILLAR COM 149123101 1,420 0 0.00 329 27.52 0.2163
2021-05-05 2021-03-31 13F CATERPILLAR COM 149123101 1,420 0 258 0.1842
2021-02-09 2020-12-31 13F CATERPILLAR COM 149123101 1,420 0 0.00 258 21.70 0.1842
2020-11-12 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 1,420 250 21.37 212 43.24 0.1766
2020-07-13 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 1,170 -250 -17.61 148 -10.30 0.1480
2020-04-22 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 1,420 0 0.00 165 -21.43 0.1563
2020-01-10 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,420 0 0.00 210 16.67 0.1728
2019-10-24 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 1,420 0 0.00 180 -6.74 0.1447
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 1,420 0 0.00 193 0.00 0.1549
2019-05-14 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 1,420 0 0.00 193 6.63 0.1608
2019-01-31 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 1,420 0 0.00 181 -16.20 0.1649
2018-10-30 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,420 0 0.00 216 11.92 0.1707
2018-07-10 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 1,420 0 0.00 193 -7.66 0.1684
2018-05-15 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 1,420 250 21.37 209 13.59 0.1775
2018-02-06 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 1,170 0 0.00 184 26.03 0.1656
2017-10-20 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 1,170 0 0.00 146 15.87 0.1342
2017-07-26 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 1,170 0 0.00 126 15.60 0.1132
2017-06-05 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 1,170 1,170 109 0.1042
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.