내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자의 순 매입(순위)
N/A
내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).
내부자가 매입한 플로트 비율 (순위)
N/A
"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100
내부자 트레이딩 차트
SAExploration Holdings, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|
Report errors via our new Insider Auditing Tool
내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 SAEXW / SAExploration Holdings, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 SAEXW / SAExploration Holdings, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | -239,830 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | -342,369 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series E Warrants | D | -17,427,095 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series E Warrants | I | -29,233,812 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | D | -2,979,904 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | I | -4,997,800 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | -1,458,434 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | -2,446,026 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -22 | -0 | 1,431,072 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 239,830 | 0 | 1,431,094 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -32 | -0 | 2,336,520 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 342,369 | 0 | 2,336,552 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -80 | -0 | 1,191,264 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 871,354 | 0 | 1,191,344 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -135 | -0 | 1,994,183 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 1,461,688 | 0 | 1,994,318 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -14 | -0 | 319,990 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 148,995 | 0 | 320,004 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -25 | -0 | 532,630 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 249,889 | 0 | 532,655 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -7 | -0 | 171,009 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 72,921 | 0 | 171,016 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -13 | -0 | 282,766 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 122,299 | 0 | 282,779 | ||||
| 2020-04-06 | 2020-04-06 | 4 | Rassin David Alan | SAEX | Restricted Stock Unit | D | 10,000 | 10,000 | ||||||
| 2020-04-01 | 2020-03-30 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 96,617 | 96,617 | ||||||
| 2020-04-01 | 2020-03-30 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 33,787 | 33,787 | ||||||
| 2020-02-20 | 3 | Mercer Jacob Paul | SAEX | No securities beneficially owned | D | 0 | ||||||||
| 2020-01-29 | 2020-01-14 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | 119,975 | 1,333,100 | ||||||
| 2020-01-29 | 2020-01-14 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | 171,270 | 2,176,245 | ||||||
| 2019-12-20 | 2019-12-11 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | 119,855 | 1,213,125 | ||||||
| 2019-12-20 | 2019-12-11 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | 171,099 | 2,004,975 | ||||||
| 2019-06-14 | 2019-06-13 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.0470 | -44,311 | -135 | 41,017 | ||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Restricted Stock Unit | D | -78,880 | 215,835 | ||||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 3.8000 | -37,863 | -144 | 85,328 | ||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 78,880 | 123,191 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | -13,921 | 31,319 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Common Stock | D | 3.8000 | -3,877 | -15 | 21,330 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Common Stock | D | 13,921 | 25,207 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | -78,880 | 215,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.8000 | -37,863 | -144 | 86,028 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Common Stock | D | 78,880 | 123,891 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | -78,880 | 389,748 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Common Stock | D | 3.8000 | -19,160 | -73 | 116,378 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Common Stock | D | 78,880 | 135,538 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | -30,160 | 78,382 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Common Stock | D | 3.8000 | -14,306 | -54 | 32,529 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Common Stock | D | 30,160 | 46,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | -13,921 | 33,921 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 3.8000 | -6,039 | -23 | 15,255 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 13,921 | 21,294 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | -62,640 | 151,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Common Stock | D | 3.8000 | -15,088 | -57 | 96,991 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Common Stock | D | 62,640 | 112,079 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | 157,760 | 468,628 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | 63,595 | 310,868 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 60,319 | 108,542 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 20,174 | 48,223 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 27,841 | 47,842 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 7,055 | 20,001 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | 125,279 | 214,475 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | 30,940 | 89,196 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | 27,841 | 45,240 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | 4,453 | 17,399 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | 157,760 | 294,715 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | 63,595 | 136,955 | ||||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | D | 3.3300 | 6,372 | 21 | 31,896 | ||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | D | 3.3300 | 18,976 | 63 | 98,095 | ||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | I | 3.3300 | 30,030 | 100 | 160,480 | ||||
| 2019-01-09 | 2018-12-21 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.0819 | 3,050 | 6 | 45,011 | ||||
| 2018-12-26 | 2018-12-21 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.0819 | -3,050 | -6 | 38,911 | ||||
| 2018-12-06 | 2018-12-03 | 4 | Faust Michael | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Faust Michael | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Menkes Alan B. | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Menkes Alan B. | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Cooper L Melvin | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Cooper L Melvin | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Dalton Gary | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Dalton Gary | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 3,700,117.0200 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 5,035,751.1000 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 14,986,194.3800 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | I | 23,722,062.5000 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | Hastings Jeff | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 1,000,000 | 1,000,000 | ||||||
| 2018-09-28 | 2018-09-27 | 4 | Dalton Gary | SAEX | Common Stock | D | 10.4595 | -390 | -4 | 0 | ||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -1,165,123 | 1,165,122 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.8500 | -281,864 | -240 | 988,815 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Common Stock | D | 1,165,123 | 1,270,679 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -258,920 | 258,920 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Common Stock | D | 0.8500 | -61,227 | -52 | 225,732 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Common Stock | D | 258,920 | 286,959 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -258,920 | 258,920 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.8500 | -124,282 | -106 | 147,461 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 258,920 | 271,743 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -1,467,201 | 1,467,201 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.8500 | -415,643 | -353 | 1,132,970 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Common Stock | D | 1,467,201 | 1,548,613 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -560,982 | 560,982 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Common Stock | D | 0.8500 | -269,272 | -229 | 333,535 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Common Stock | D | 560,982 | 602,807 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -1,467,201 | 1,467,201 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.8500 | -704,257 | -599 | 839,224 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Common Stock | D | 1,467,201 | 1,543,481 | ||||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Future Warrants | I | 0.00 | 27,719,122 | 27,719,122 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 0.00 | -8,473 | 0 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Future Warrants | I | 0.00 | 27,719,122 | 27,719,122 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 0.00 | -8,473 | 0 | |||||
| 2018-07-31 | 2018-07-25 | 4/A | Whitebox Credit Partners, L.P. | SAEX | Future Warrants | D | 5,869,008 | 5,869,008 | ||||||
| 2018-07-31 | 2018-07-25 | 4/A | Whitebox Credit Partners, L.P. | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | -1,794 | 0 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | Future Warrants | D | 17,427,095 | 17,427,095 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | -5,327 | 0 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | Future Warrants | I | 29,233,812 | 29,233,812 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | -8,936 | 0 | ||||||
| 2018-04-16 | 2018-03-19 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | 15,001 | 37 | 76,280 | ||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | -43,242 | -106 | 61,279 | ||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 58,834 | 104,521 | ||||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 45,687 | ||||
| 2018-04-11 | 2018-04-09 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 517,840 | 517,840 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 1,121,964 | 1,121,964 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 2,330,245 | 2,330,245 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 2,934,402 | 2,934,402 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 2,934,402 | 2,934,402 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | 517,840 | 517,840 | ||||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series D Warrants | I | 0.00 | 4,734,992 | 4,734,991 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | -217,823 | 0 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Series D Warrants | I | 0.00 | 4,734,992 | 4,734,991 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | -217,823 | 0 | |||||
| 2018-03-09 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,020,982 | ||||||||
| 2018-03-09 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,020,982 | ||||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | D | 2,979,904 | 2,979,904 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | -137,084 | 0 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | I | 4,997,800 | 4,997,800 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | -229,913 | 0 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | 1,458,434 | 1,458,434 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | 137,084 | 137,084 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | 5,077 | 5,077 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | 2,446,026 | 2,446,026 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | 229,913 | 229,913 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 8,514 | 8,514 | ||||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series C Warrants | D | 0.00 | 2,317,413 | 2,317,413 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series B convertible preferred stock | D | 0.00 | 217,823 | 217,823 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series A perpetual convertible preferred stock | D | 0.00 | 8,067 | 8,067 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series C Warrants | I | 0.00 | 2,317,413 | 2,317,413 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | 217,823 | 217,823 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series A perpetual convertible preferred stock | I | 0.00 | 8,067 | 8,067 | |||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | -43,242 | -106 | 61,279 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 58,834 | 104,521 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 45,687 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -6,191 | -63 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -22,495 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 2.4600 | -7,091 | -17 | 41,825 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 22,495 | 48,916 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 10.1900 | 6,191 | 63 | 26,421 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -12,859 | -131 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -46,721 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 2.4600 | -13,378 | -33 | 105,556 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 46,721 | 118,934 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 10.1900 | 12,859 | 131 | 72,213 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Stock Option (Right to Buy) | D | 10.19 | -2,857 | 0 | |||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -10,382 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 2.4600 | -3,079 | -8 | 28,039 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 10,382 | 31,118 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 10.1900 | 2,857 | 29 | 20,736 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -2,857 | -29 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -10,382 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2.4600 | -3,404 | -8 | 12,823 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 10,382 | 16,227 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 10.1900 | 2,857 | 29 | 5,845 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 2.4600 | -15,817 | -39 | 81,412 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 58,834 | 97,229 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 38,395 | ||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | 1,458,434 | 1,458,434 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | 137,084 | 2,979,905 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | 5,077 | 16,609,229 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | 2,446,026 | 2,446,026 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | 228,913 | 228,913 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 8,514 | 8,514 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -23,361 | 46,721 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 40,156 | 40,156 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 2.9800 | -6,390 | -19 | 19,198 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 23,361 | 25,588 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -5,192 | 10,382 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2.9800 | -2,493 | -7 | 2,988 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 5,192 | 5,481 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -5,192 | 10,382 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 2.9800 | -1,374 | -4 | 3,879 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 5,192 | 5,253 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -11,248 | 22,495 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 2.9800 | -5,400 | -16 | 6,230 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 11,248 | 11,630 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -29,418 | 58,834 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.9800 | -14,121 | -42 | 15,494 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 29,418 | 29,615 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -29,418 | 58,834 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC | SAEX | Common Stock | I | -82,156 | 27,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 2.9800 | -8,046 | -24 | 22,202 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 29,418 | 30,248 | ||||||
| 2017-07-27 | 2017-07-25 | 4 | WBOX2015-7 LTD. | SAEX | Common Stock, $0.0001 par value | D | -1,026,461 | 0 | ||||||
| 2017-01-03 | 2016-12-30 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 7.2700 | -8,865 | -64 | 0 | ||||
| 2016-12-27 | 2016-12-22 | 4 | Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC | SAEX | Common Stock | I | 8.0400 | -33,812 | -272 | 109,156 | ||||
| 2016-12-05 | 2016-12-01 | 4 | Cooper L Melvin | SAEX | Common Stock | D | 6.6600 | 7,508 | 50 | 7,508 | ||||
| 2016-12-05 | 2016-12-01 | 4 | Dalton Gary | SAEX | Common Stock | D | 6.6600 | 7,508 | 50 | 7,807 | ||||
| 2016-09-28 | 2016-09-26 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 10.19 | 70,082 | 70,082 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 70,082 | 70,082 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 10.19 | 33,743 | 33,743 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 33,743 | 33,743 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 10.19 | 15,574 | 15,574 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 15,574 | 15,574 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 10.19 | 88,252 | 88,252 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 88,252 | 88,252 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 88,252 | 88,252 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 88,252 | 88,252 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Abney Ryan | SAEX | Stock Option (Right to Buy) | D | 10.19 | 15,574 | 15,574 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | 15,574 | 15,574 | ||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | I | 2,609,039 | ||||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | D | 1,026,461 | ||||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | D | 943,607 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-02 | 3 | Abney Ryan | SAEX | Common Stock | D | 122 | ||||||||
| 2016-08-02 | 3 | Abney Ryan | SAEX | Common Stock | D | 122 | ||||||||
| 2016-08-02 | 3 | Mercer Jacob Paul | SAEX | No securities beneficially owned | D | 0 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-07-29 | 2016-07-27 | 4 | Hastings Jeff By Speculative Seismic Investments, LLC | SAEX | Common Stock | I | 142,968 | 142,968 | ||||||
| 2016-07-26 | 2015-09-29 | 4/A | Hastings Jeff | SAEX | Common Stock | D | 2.8550 | -5,272 | -15 | 90,294 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Scott Mike | SAEX | Common Stock | D | 2.8550 | -1,267 | -4 | 46,436 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.8550 | -4,901 | -14 | 517,665 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Whiteley Brent | SAEX | Common Stock | D | 2.8550 | -1,740 | -5 | 289,584 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Gerber Trisha | SAEX | Common Stock | D | 2.8550 | -437 | -1 | 1,198 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Silvernagle Darin | SAEX | Common Stock | D | 2.8550 | -1,128 | -3 | 34,250 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Hastings Jeff | SAEX | Common Stock | D | 0.1600 | -3,509 | -1 | 99,351 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Whiteley Brent | SAEX | Common Stock | D | 0.1600 | -1,740 | -0 | 294,204 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Gerber Trisha | SAEX | Common Stock | D | 0.2000 | -534 | -0 | 2,299 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Scott Mike | SAEX | Common Stock | D | 0.1600 | -1,040 | -0 | 48,645 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Silvernagle Darin | SAEX | Common Stock | D | 0.1600 | -926 | -0 | 36,217 | ||||
| 2016-07-26 | 2016-06-28 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 0.1600 | -4,901 | -1 | 15,330 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 4.12 | -39,138 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.1960 | 1,865 | 0 | 300,689 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.2000 | -1,740 | -0 | 298,824 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 300,564 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 4.12 | -19,989 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,248 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 0.1960 | 952 | 0 | 51,675 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 0.2000 | -1,170 | -0 | 50,723 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 3,248 | 51,893 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 4.12 | -17,798 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,892 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.1960 | 848 | 0 | 39,031 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.2000 | -926 | -0 | 38,183 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,892 | 39,109 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 4.12 | -77,327 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.1960 | 3,685 | 1 | 112,164 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.2000 | -9,128 | -2 | 108,479 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 111,917 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 4.12 | -77,327 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.1960 | 3,685 | 1 | 26,680 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.2000 | -4,901 | -1 | 22,995 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 27,896 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Stock Option (Right to Buy) | D | 4.12 | -10,063 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 0.1960 | 479 | 0 | 3,980 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 0.2000 | -433 | -0 | 3,501 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 3,934 | ||||||
| 2016-07-15 | 2016-07-13 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 0.2600 | -1,515,824 | -394 | 805,472 | ||||
| 2016-07-01 | 2016-06-30 | 4 | Sgro David | SAEX | Common Stock | D | 0.1440 | -44,000 | -6 | 800 | ||||
| 2016-07-01 | 2016-06-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 12,566 | ||||||
| 2016-07-01 | 2016-06-29 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 108,132 | ||||||
| 2016-06-30 | 2016-06-30 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.1450 | -25,000 | -4 | 1,014 | ||||
| 2016-06-30 | 2016-06-30 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.1400 | -524,774 | -73 | 667,334 | ||||
| 2016-06-30 | 2016-06-29 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.1600 | -212,060 | -34 | 1,192,108 | ||||
| 2016-06-30 | 2016-06-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 6,360 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 297,684 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,249 | 3,248 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Scott Mike | SAEX | Common Stock | D | 3,249 | 50,952 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,893 | 2,892 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,893 | 38,271 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 12,566 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 25,132 | ||||||
| 2016-06-30 | 2016-06-28 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.2000 | -17,500 | -4 | 12,566 | ||||
| 2016-06-30 | 2016-06-28 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.1700 | -510,000 | -87 | 30,066 | ||||
| 2016-06-30 | 2016-06-29 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 1,635 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 3,270 | ||||||
| 2016-06-29 | 2016-06-28 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2100 | -39,217 | -8 | 1,404,168 | ||||
| 2016-06-29 | 2016-06-27 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2200 | -11,600 | -3 | 1,443,385 | ||||
| 2016-06-28 | 2016-06-28 | 4 | Sgro David | SAEX | Common Stock | D | 0.1900 | -76,373 | -15 | 44,800 | ||||
| 2016-06-28 | 2016-06-27 | 4 | Sgro David | SAEX | Common Stock | D | 0.2300 | -30,363 | -7 | 121,173 | ||||
| 2016-06-28 | 2016-06-24 | 4 | Sgro David | SAEX | Common Stock | D | 0.2500 | -86,419 | -22 | 151,536 | ||||
| 2016-06-28 | 2016-06-28 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.2100 | -44,517 | -9 | 26,014 | ||||
| 2016-06-28 | 2016-06-24 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.2500 | -50,000 | -12 | 70,531 | ||||
| 2016-06-27 | 2016-06-24 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2500 | -101,510 | -25 | 1,454,985 | ||||
| 2016-06-27 | 2016-06-23 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2800 | -53,711 | -15 | 1,556,495 | ||||
| 2016-06-23 | 2016-06-22 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.3200 | -33,514 | -11 | 1,610,206 | ||||
| 2016-06-23 | 2016-06-21 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.3240 | -47,927 | -16 | 1,643,720 | ||||
| 2016-03-17 | 2016-03-17 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.8500 | 17,500 | 15 | 540,066 | ||||
| 2016-01-04 | 2015-12-30 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 120,531 | ||||
| 2015-12-30 | 2015-12-30 | 4 | Dalton Gary | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 40,425 | ||||
| 2015-12-30 | 2015-12-30 | 4 | Sgro David | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 237,955 | ||||
| 2015-12-30 | 2015-12-30 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 1,691,647 | ||||
| 2015-12-29 | 2015-09-27 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 25,132 | ||||||
| 2015-12-29 | 2015-09-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 95,566 | ||||||
| 2015-12-21 | 2015-09-27 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 3,270 | ||||||
| 2015-12-21 | 2015-09-27 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 1,635 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,892 | 5,785 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,892 | 35,378 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 12,720 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 291,324 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 25,132 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 522,566 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,248 | 6,497 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Scott Mike | SAEX | Common Stock | D | 3,248 | 47,703 | ||||||
| 2015-11-09 | 2015-11-05 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.4500 | 35,701 | 87 | 2,321,296 | ||||
| 2015-09-21 | 2015-09-18 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0100 | 7,361 | 22 | 2,285,595 | ||||
| 2015-09-21 | 2015-09-17 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0200 | 23,756 | 72 | 2,278,234 | ||||
| 2015-09-17 | 2015-09-16 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0100 | 43,983 | 132 | 2,254,478 | ||||
| 2015-09-17 | 2015-09-15 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.7500 | 5,900 | 16 | 2,210,495 | ||||
| 2015-09-02 | 2015-09-01 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.9500 | 17,693 | 52 | 2,204,595 | ||||
| 2015-09-02 | 2015-08-31 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0200 | 11,394 | 34 | 2,186,902 | ||||
| 2015-08-10 | 2015-08-06 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.4000 | 15,000 | 51 | 2,175,508 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 39,138 | 161 | 39,138 | |||
| 2015-07-01 | 2015-06-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 19,080 | 19,080 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 19,989 | 82 | 19,989 | |||
| 2015-07-01 | 2015-06-29 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 9,745 | 9,745 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 17,798 | 73 | 17,798 | |||
| 2015-07-01 | 2015-06-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 8,677 | 8,677 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 77,327 | 319 | 77,327 | |||
| 2015-07-01 | 2015-06-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 37,698 | 37,698 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 77,327 | 319 | 77,327 | |||
| 2015-07-01 | 2015-06-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 37,698 | 37,698 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Gerber Trisha | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 10,063 | 41 | 10,063 | |||
| 2015-07-01 | 2015-06-29 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | 4,905 | 4,905 | ||||||
| 2015-06-10 | 2015-06-10 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.4300 | 653 | 2 | 2,160,508 | ||||
| 2015-06-10 | 2015-06-08 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.3500 | 11,955 | 40 | 2,159,855 | ||||
| 2015-03-26 | 2015-03-25 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.1500 | 37,995 | 120 | 510,000 | ||||
| 2015-03-26 | 2015-03-24 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.1600 | 10,000 | 32 | 472,005 | ||||
| 2015-03-23 | 2015-03-19 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.7000 | 69,814 | 188 | 2,147,900 | ||||
| 2014-12-11 | 2014-12-11 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.4110 | 58,200 | 257 | 462,005 | ||||
| 2014-12-11 | 2014-12-09 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0740 | 75,000 | 306 | 403,805 | ||||
| 2014-12-09 | 2014-12-08 | 4 | Hastings Jeff | SAEX | Common Stock | D | 3.7970 | 25,000 | 95 | 83,000 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.6350 | 100,000 | 364 | 328,805 | ||||
| 2014-11-17 | 2014-11-14 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 4.0200 | 50,000 | 201 | 228,805 | ||||
| 2014-11-17 | 2014-11-13 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 3.9900 | 178,805 | 713 | 178,805 | ||||
| 2014-11-17 | 2013-06-24 | 4/A | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 0 | 1,196,846 | ||||||
| 2014-11-17 | 2014-11-14 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0000 | 50,000 | 200 | 228,805 | ||||
| 2014-11-17 | 2014-11-13 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0000 | 178,805 | 715 | 178,805 | ||||
| 2014-11-17 | 2013-06-24 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 0 | 1,196,846 | ||||||
| 2014-11-13 | 2014-11-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.8700 | 88,418 | 342 | 2,078,086 | ||||
| 2014-08-21 | 2014-08-20 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6300 | 68,068 | 587 | 1,989,668 | ||||
| 2014-08-21 | 2014-08-19 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6500 | 9,416 | 81 | 1,921,600 | ||||
| 2014-08-19 | 2014-08-18 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6100 | 16,934 | 146 | 1,912,184 | ||||
| 2014-07-28 | 2014-07-24 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3000 | 17,230 | 143 | 1,895,250 | ||||
| 2014-07-24 | 2014-07-23 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.2600 | 50,423 | 416 | 1,878,020 | ||||
| 2014-07-24 | 2014-07-22 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3300 | 6,297 | 52 | 1,827,597 | ||||
| 2014-06-25 | 2014-06-23 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.4000 | 20,000 | 168 | 1,821,300 | ||||
| 2014-06-13 | 2014-06-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 7.9900 | 24,231 | 194 | 1,801,300 | ||||
| 2014-06-10 | 2014-06-06 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0300 | 17,123 | 137 | 1,777,069 | ||||
| 2014-06-06 | 2014-06-05 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0100 | 17,123 | 137 | 1,759,946 | ||||
| 2014-06-06 | 2014-06-04 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0000 | 4,531 | 36 | 1,742,823 | ||||
| 2014-05-30 | 2014-05-29 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.2000 | 16,992 | 139 | 1,738,292 | ||||
| 2014-05-20 | 2014-05-16 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3000 | 11,100 | 92 | 1,721,300 | ||||
| 2014-05-16 | 2014-05-15 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.4600 | 41,196 | 349 | 1,710,200 | ||||
| 2014-05-16 | 2014-05-14 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6000 | 10,329 | 89 | 1,669,004 | ||||
| 2014-05-12 | 2014-05-08 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.8800 | 33,941 | 301 | 1,658,675 | ||||
| 2014-04-14 | 3 | PECORA JOHN P | SAEX | Common Stock | D | 3,143,780 | ||||||||
| 2014-04-14 | 3 | PECORA JOHN P | SAEX | Common Stock | D | 3,143,780 | ||||||||
| 2014-04-14 | 2014-04-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 9.5700 | 4,800 | 46 | 1,624,734 | ||||
| 2014-04-14 | 2014-04-10 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 9.4700 | 48,044 | 455 | 1,619,934 | ||||
| 2014-03-28 | 2014-02-14 | 4 | Monahan Gregory R | SAEX | Warrants | D | 0.00 | -22,807 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 2,280 | 86,424 | ||||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Warrants | D | 0.00 | -400,000 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Warrants | D | 0.00 | -22,806 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Common Stock | D | 42,280 | 204,048 | ||||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Warrants | D | 0.00 | -600,000 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Warrants | D | 0.00 | -2,514,912 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 311,491 | 1,657,740 | ||||||
| 2014-01-15 | 2014-01-10 | 4 | ROSENFELD ERIC | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.5000 | 600,000 | 300 | 3,114,912 | |||
| 2014-01-15 | 2013-12-06 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 1,339,731 | ||||
| 2014-01-15 | 2014-01-10 | 4 | Sgro David | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.5000 | 400,000 | 200 | 422,806 | |||
| 2014-01-15 | 2013-12-06 | 4 | Sgro David | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 161,768 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-02 | 2013-12-06 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 84,544 | ||||
| 2014-01-02 | 2013-12-06 | 4 | Dalton Gary | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 6,518 | ||||
| 2013-11-20 | 2013-11-20 | 4 | ROSENFELD ERIC | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.7000 | 200,000 | 140 | 2,514,912 | |||
| 2013-11-20 | 2013-11-20 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.4638 | 58,663 | 438 | 1,339,731 | ||||
| 2013-11-20 | 2013-11-18 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.2254 | 88,694 | 641 | 1,281,068 | ||||
| 2013-07-12 | 3 | Beatty Brian A | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through group membership | SAEX | Common Stock | I | 5,290,254 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through group membership | SAEX | Common Stock | I | 284,964 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 1,196,846 | ||||||||
| 2013-07-12 | 2013-06-24 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 1,196,846 | 1,196,846 | ||||||
| 2013-07-11 | 3 | Dalton Gary | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-09 | 2013-06-24 | 4 | Hastings Jeff Through dispositive and voting control of CLCH, LLC | SAEX | Common Stock | I | 3,269,954 | 3,269,954 | ||||||
| 2013-07-09 | 3 | Hastings Jeff | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 1,196,846 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 284,964 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC | SAEX | Common Stock | D | 3,269,954 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC By voting control/proxy | SAEX | Common Stock | I | 2,020,300 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R | SAEX | Common Stock | D | 77,826 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R By Gregory R. Monahan SEP-IRA Account | SAEX | Common Stock | I | 100 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R By Gregory R. Monahan IRA Account | SAEX | Common Stock | I | 100 | ||||||||
| 2013-07-05 | 3 | Whiteley Brent | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Whiteley Brent | SAEX | Common Stock | D | 284,964 | 284,964 | ||||||
| 2013-07-05 | 3 | Wong Arnold | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Siegfried David By Spouse | SAEX | Exchangeable Shares | I | 11,219 | 11,219 | ||||||
| 2013-07-05 | 2013-06-24 | 4 | Siegfried David | SAEX | Exchangeable Shares | D | 4,185 | 4,185 | ||||||
| 2013-07-05 | 3 | Siegfried David | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Scott Mike | SAEX | Common Stock | D | 44,455 | 44,455 | ||||||
| 2013-07-05 | 3 | Scott Mike | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 32,486 | 32,486 | ||||||
| 2013-07-05 | 3 | Silvernagle Darin | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-06-25 | 2013-06-21 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | SAEX | Convertible Promissory Note | I | 0.50 | -400,000 | 0 | |||||
| 2013-06-25 | 2013-06-21 | 4 | Sgro David | SAEX | Convertible Promissory Note | D | 0.50 | 400,000 | 400,000 | |||||
| 2013-06-04 | 2013-06-04 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | TRIO | Convertible Promissory Note | I | 0.50 | 0.5000 | 200,000 | 100 | 400,000 | |||
| 2013-05-28 | 2013-05-28 | 4 | ROSENFELD ERIC | TRIO | Common Stock | D | 10.0700 | 100,000 | 1,007 | 1,192,374 | ||||
| 2013-03-11 | 2013-03-07 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | TRIO | Convertible Promissory Note | I | 0.50 | 0.5000 | 200,000 | 100 | 200,000 | |||
| 2012-11-26 | 2012-11-21 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 600,000 | |||
| 2012-09-28 | 2012-09-26 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 400,000 | |||
| 2012-04-26 | 2012-04-25 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 200,000 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
