RSPI / RespireRx Pharmaceuticals Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

RespireRx 제약회사
US ˙ OTCPK
이 기호는 더 이상 활성화되지 않습니다.

내부자 지분77,120,548 shares
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

N/A

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

N/A

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

RespireRx Pharmaceuticals Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

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내부자 평균 이익률 (%) 소유
지분
주식
분할

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 RSPI / RespireRx Pharmaceuticals Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
2018-09-12 Lippa Arnold 47,620 4,762 1 1.1000
2017-09-13 MANUSO JAMES S J 1,097 110
2015-08-28 MANUSO JAMES S J 11,887,779 11,887,779
2013-01-21 samyang optics co., ltd 6,765,466 0.0400 6,765,466 0.0400 270,619

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

RSPI / RespireRx Pharmaceuticals Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 RSPI / RespireRx Pharmaceuticals Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2015-09-14 Margolis Jeff Eliot 483,872 2,889 148 0.0106
2013-01-21 samyang optics co., ltd 6,765,466 0.0400 6,765,466 0.0400 270,619
2012-06-15 samyang optics co., ltd 30,000 0.0450 30,000 0.0450 1,350
2012-06-14 samyang optics co., ltd 18,975 0.0500 18,975 0.0500 949
2012-06-13 samyang optics co., ltd 3,245 0.0500 3,245 0.0500 162
2012-06-13 samyang optics co., ltd 25,040 0.0500 25,040 0.0500 1,252
2012-06-12 samyang optics co., ltd 39,755 0.0500 39,755 0.0500 1,988
2012-06-11 samyang optics co., ltd 7,000 0.0550 7,000 0.0550 385

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

RSPI / RespireRx Pharmaceuticals Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2020-10-06 2020-09-30 4 Dickason David RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 2,000,000 2,000,000
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Warrants (to purchase Common Stock) C - Conversion I 0.01 5,017,144 5,017,144
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Warrants (to purchase Common Stock) C - Conversion I 0.01 5,017,144 5,017,144
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Warrants (to purchase Common Stock) C - Conversion I 0.01 91,871,094 91,871,094
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 7 32
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 7 32
2020-10-02 2020-09-30 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -7 0
2020-10-02 2020-09-30 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -7 0
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 136 588
2020-10-02 2020-09-30 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -136 14
2020-10-02 2020-09-30 4 Margolis Jeff Eliot RSPI Series H Preferred Stock J - Other D 0.01 150 150
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Common Stock C - Conversion I 5,017,144 5,142,351
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Common Stock C - Conversion I 5,017,144 5,142,351
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Common Stock C - Conversion I 91,871,094 96,151,863
2020-10-02 2020-09-30 4 Lippa Arnold By Trust RSPI Series H Preferred Stock G - Gift I 0.01 100 0
2020-10-02 2020-09-30 4 Lippa Arnold RSPI Series H Preferred Stock G - Gift D 0.01 -100 0
2020-10-02 2020-09-30 4 Lippa Arnold RSPI Series H Preferred Stock J - Other D 0.01 100 100
2020-10-02 2020-09-30 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 5,000,000 5,000,000
2020-10-02 2020-09-30 4 Jones Timothy L. RSPI Warrants (to purchase Common Stock) C - Conversion D 0.01 4,409,063 4,409,063
2020-10-02 2020-09-30 4 Jones Timothy L. RSPI Series H Preferred Stock C - Conversion D 0.01 -28 0
2020-10-02 2020-09-30 4 Jones Timothy L. RSPI Series H Preferred Stock J - Other D 0.01 28 28
2020-10-02 2020-09-30 4 Jones Timothy L. RSPI Common Stock C - Conversion D 4,409,063 4,409,063
2020-08-04 2020-07-31 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 7,500,000 7,500,000
2020-08-04 2020-07-31 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 5,000,000 5,000,000
2020-08-04 2020-07-31 4 Jones Timothy L. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 17,000,000 17,000,000
2020-07-15 2020-07-13 4 Lippa Arnold By Trust RSPI Series H Preferred Stock G - Gift I 0.01 600 0
2020-07-15 2020-07-13 4 Lippa Arnold RSPI Series H Preferred Stock G - Gift D 0.01 -600 0
2020-07-15 2020-07-13 4 Lippa Arnold RSPI Series H Preferred Stock J - Other D 0.01 600 600
2020-07-15 2020-07-13 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 25 25
2020-07-15 2020-07-13 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 25 25
2020-07-15 2020-07-13 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -25 0
2020-07-15 2020-07-13 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -25 0
2020-07-15 2020-07-13 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 450 450
2020-07-15 2020-07-13 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -450 50
2020-07-15 2020-07-13 4 Margolis Jeff Eliot RSPI Series H Preferred Stock J - Other D 0.01 500 500
2020-03-24 2020-03-22 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 125,000 125,207
2020-03-24 2020-03-22 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 125,000 125,207
2020-03-24 2020-03-22 4 Margolis Jeff Eliot RSPI Common Stock G - Gift D -125,000 0
2020-03-24 2020-03-22 4 Margolis Jeff Eliot RSPI Common Stock G - Gift D -125,000 30,764
2020-03-24 2020-03-22 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 4,250,000 4,280,769
2020-03-24 2020-03-22 4 Margolis Jeff Eliot RSPI Common Stock G - Gift D -4,250,000 250,000
2020-03-24 2020-03-22 4 Margolis Jeff Eliot RSPI Common Stock J - Other D 4,500,000 4,500,000
2020-03-24 2020-03-22 4 Lippa Arnold RSPI Common Stock G - Gift D -4,500,000 598
2020-03-24 2020-03-22 4 Lippa Arnold RSPI Common Stock J - Other D 4,500,000 4,500,598
2018-09-14 2018-09-12 4 Lippa Arnold RSPI Common stock Warrants (right to buy) G - Gift D 1.58 -47,620 0
2018-09-14 2018-09-12 4 Lippa Arnold RSPI Common Stock Warrants (right to buy) P - Purchase D 1.58 47,620 47,620
2018-09-14 2018-09-12 4 Lippa Arnold RSPI Common stock G - Gift D -47,620 0
2018-09-14 2018-09-12 4 Lippa Arnold RSPI Common Stock P - Purchase D 47,620 47,620
2017-12-12 2017-12-09 4 SAPIRSTEIN JAMES RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 38,114 38,114
2017-12-12 2017-12-09 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 38,114 38,114
2017-12-12 2017-12-09 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 1.45 100,000 100,000
2017-12-12 2017-12-09 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 1.45 -559,595 0
2017-12-12 2017-12-09 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 559,595 559,595
2017-12-12 2017-12-09 4 MANUSO JAMES S J RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 608,704 608,704
2017-12-12 2017-09-13 4 MANUSO JAMES S J RSPI Common Stock Warrants (right to buy) P - Purchase D 6.83 2,195 2,195
2017-12-12 2017-09-13 4 MANUSO JAMES S J RSPI Common Stock P - Purchase D 1,097 74,252
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 38,687 38,687
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 38,687 38,687
2017-12-12 2017-12-09 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 1.45 -38,687 0
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 -38,687 0
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Trusts RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 100,000 100,000
2017-12-12 2017-12-09 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 1.45 -100,000 38,687
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 250,000 250,000
2017-12-12 2017-12-09 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 1.45 -250,000 138,687
2017-12-12 2017-12-09 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 388,687 388,687
2017-07-28 2017-07-26 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 25,000 25,000
2017-07-06 2017-06-30 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 40,000 40,000
2017-07-05 2017-06-30 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) A - Award I 2.00 20,000 20,000
2017-07-05 2017-06-30 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) A - Award I 2.00 30,000 30,000
2017-07-05 2017-06-30 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 2.00 -50,000 0
2017-07-05 2017-06-30 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 50,000 50,000
2017-07-05 2017-06-30 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 25,000 25,000
2017-07-05 2017-06-30 4 SAPIRSTEIN JAMES RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 25,000 25,000
2017-07-05 2017-06-30 4 MANUSO JAMES S J RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 50,000 50,000
2017-01-20 2017-01-18 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) A - Award I 3.90 15,000 15,000
2017-01-20 2017-01-18 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) A - Award I 3.90 35,000 35,000
2017-01-20 2017-01-18 4 MANUSO JAMES S J RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 75,000 75,000
2017-01-20 2017-01-18 4 WEINGARTEN ROBERT N RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 50,000 50,000
2017-01-20 2017-01-18 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 3.90 -50,000 0
2017-01-20 2017-01-18 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 50,000 50,000
2017-01-20 2017-01-18 4 SAPIRSTEIN JAMES RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 25,000 25,000
2017-01-20 2017-01-18 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 25,000 25,000
2017-01-20 2017-01-18 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 40,000 40,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.05 1,363,637 1,363,637
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.05 -1,363,637 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.05 363,636 363,636
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.05 1,000,000 1,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 0.05 -1,363,636 2,272,727
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 500,000 500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 500,000 500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 4,500,000 4,500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 4,500,000 4,500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 -5,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,000,000 2,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,000,000 2,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 8,000,000 8,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 0.02 -10,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,500,000 2,500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,500,000 2,500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 -3,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 0.02 -7,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,000,000 2,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 7,000,000 7,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 -9,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 13,000,000 13,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 0.02 -15,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Warrants (right to buy) G - Gift I 0.02 787,363 787,363
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Warrants (right to buy) G - Gift I 0.02 787,363 787,363
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Warrants (right to buy) G - Gift I 0.02 -787,363 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Warrants (right to buy) G - Gift D 0.02 -787,363 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 4,000,000 4,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 1,000,000 1,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock G - Gift I -5,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 134,944 134,944
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 10,000,000 10,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock G - Gift D -10,134,944 0
2016-06-20 2016-06-16 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -24,000,000 0
2016-06-20 2016-06-16 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -10,000,000 0
2016-06-20 2016-06-16 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -15,000,000 0
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) J - Other I 0.05 1,363,637 1,363,637
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.05 -1,363,637 1,363,636
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) J - Other I 0.02 5,000,000 5,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -5,000,000 10,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) J - Other I 0.02 3,000,000 3,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -3,000,000 7,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) J - Other I 0.02 9,000,000 9,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -9,000,000 15,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Warrants (right to buy) J - Other I 0.02 787,363 787,363
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Warrants (right to buy) J - Other D 0.02 -787,363 787,363
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock J - Other I 5,000,000 5,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock J - Other D -5,000,000 10,134,944
2016-04-11 2016-04-07 4 MANUSO JAMES S J RSPI Common Stock Warrants (right to buy) J - Other D 0.02 11,887,779 11,887,779
2016-04-11 2016-04-07 4 MANUSO JAMES S J RSPI Common Stock Warrants (right to buy) J - Other D -23,775,558 0
2016-04-11 2016-04-07 4 MANUSO JAMES S J RSPI Common Stock J - Other D 11,887,779 23,775,558
2016-04-04 2016-03-31 4 MANUSO JAMES S J RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 26,500,000 26,500,000
2016-04-04 2016-02-04 4 MANUSO JAMES S J RSPI Common Stock Warrants (right to buy) J - Other D 0.02 2,630,000 2,630,000
2016-04-04 2016-03-31 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 24,000,000 24,000,000
2016-04-04 2016-01-29 4 Lippa Arnold RSPI Common Stock Warrants (right to buy) J - Other D 0.02 3,350,319 3,350,319
2016-04-04 2016-03-31 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 24,000,000 24,000,000
2016-04-04 2015-11-02 4 Margolis Jeff Eliot RSPI Warrants (right to buy) J - Other D 0.02 939,729 1,574,726
2016-04-04 2015-09-28 4 Margolis Jeff Eliot RSPI Warrants (right to buy) J - Other D 0.02 309,975 634,997
2016-04-04 2015-09-14 4 Margolis Jeff Eliot RSPI Warrants (right to buy) X - Other D 0.04 -507,374 0
2016-04-04 2015-09-14 4 Margolis Jeff Eliot RSPI Common Stock S - Sale D -483,872 15,134,944
2016-04-04 2015-09-14 4 Margolis Jeff Eliot RSPI Common Stock X - Other D 507,374 15,618,816
2016-04-04 2015-08-28 4 Margolis Jeff Eliot RSPI Warrants (right to buy) J - Other D 0.02 325,022 325,022
2016-04-04 2016-03-31 4 WEINGARTEN ROBERT N RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 24,000,000 24,000,000
2016-04-04 2016-03-31 4 SAPIRSTEIN JAMES RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2016-04-04 2016-03-31 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2016-04-04 2016-03-31 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 20,000,000 20,000,000
2015-08-31 2015-08-28 4 MANUSO JAMES S J CORX Common Stock Warrants (right to buy) P - Purchase D 23,775,558 23,775,558
2015-08-31 2015-08-28 4 MANUSO JAMES S J CORX Common Stock P - Purchase D 11,887,779 11,887,779
2015-08-20 2015-06-30 4/A Margolis Jeff Eliot CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 15,000,000 15,000,000
2015-08-20 2015-02-02 4/A Margolis Jeff Eliot CORX Warrants (right to buy) J - Other D 0.04 310,000 507,374
2015-08-20 2014-12-31 4/A Margolis Jeff Eliot CORX Warrants (right to buy) J - Other D 0.04 77,500 197,374
2015-08-20 2014-12-09 4/A Margolis Jeff Eliot CORX Warrants (right to buy) J - Other D 0.04 1,500 119,874
2015-08-20 2014-11-05 4/A Margolis Jeff Eliot CORX Warrants (right to buy) J - Other D 0.04 118,374 118,374
2015-08-20 3 MANUSO JAMES S J CORX No securities are beneficially owned D 0
2015-08-20 2015-08-18 4 Purcell Richard David Jr. CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 3,000,000 3,000,000
2015-08-20 2015-08-18 4 MacFarlane Katie CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 3,000,000 3,000,000
2015-08-20 2015-08-18 4 Margolis Jeff Eliot CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2015-08-20 2015-08-18 4 SAPIRSTEIN JAMES CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 3,000,000 3,000,000
2015-08-20 2015-08-18 4 Lippa Arnold CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2015-08-20 2015-08-18 4 MANUSO JAMES S J CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 80,000,000 80,000,000
2015-08-20 2015-08-18 4 MANUSO JAMES S J CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 5,081,300 5,081,300
2015-08-20 2015-08-18 4 WEINGARTEN ROBERT N CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2015-07-06 2015-06-30 4 Margolis Jeff Eliot CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 15,000,000 15,000,000
2015-07-06 2015-06-30 4 SAPIRSTEIN JAMES CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 2,000,000 2,000,000
2015-07-06 2015-06-30 4 Lippa Arnold CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 15,000,000 15,000,000
2015-07-02 2015-06-30 4 WEINGARTEN ROBERT N CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 15,000,000 15,000,000
2015-07-02 2015-06-30 4 MacFarlane Katie CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 2,000,000 2,000,000
2015-07-02 2015-06-30 4 Purcell Richard David Jr. CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 2,000,000 2,000,000
2015-04-21 3 Purcell Richard David Jr. CORX No securities are beneficially owned D 0
2015-04-21 2014-10-15 4 Purcell Richard David Jr. CORX Common Stock A - Award D 2,000,000 2,000,000
2014-09-05 3 SAPIRSTEIN JAMES CORX No securities are beneficially owned D 0
2014-09-05 3 MacFarlane Katie CORX No securities are beneficially owned D 0
2014-09-05 2014-09-03 4 SAPIRSTEIN JAMES CORX Common Stock A - Award D 2,000,000 2,000,000
2014-09-05 2014-09-03 4 MacFarlane Katie CORX Common Stock A - Award D 2,000,000 2,000,000
2014-07-21 2014-07-17 4 WEINGARTEN ROBERT N CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.05 5,000,000 5,000,000
2014-07-21 2014-07-17 4 Lippa Arnold CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.05 5,000,000 5,000,000
2014-07-21 2014-07-17 4 Margolis Jeff Eliot CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.05 5,000,000 5,000,000
2014-04-16 2014-04-14 4 Lippa Arnold CORX Common Stock A - Award D 15,000,000 15,000,000
2014-04-16 2014-04-14 4 Margolis Jeff Eliot CORX Common Stock A - Award D 15,000,000 15,000,000
2014-04-16 2014-04-14 4 WEINGARTEN ROBERT N CORX Common Stock A - Award D 15,000,000 15,000,000
2014-04-16 2014-04-14 4 Radin Marc M CORX Common Stock A - Award D 4,000,000 4,000,000
2014-03-20 2014-03-18 4 Lippa Arnold CORX Series G 1.5% Convertible Preferred Stock P - Purchase D 1,000.0000 250 250 250
2013-05-09 3 WEINGARTEN ROBERT N CORX No securities of the Issuer are beneficially owned D 0
2013-04-01 3 T. Morgen Capital LLC By Aurora Capital LLC CORX Common Stock I 2,971,792
2013-04-01 3 Lippa Arnold By Aurora Capital LLC CORX Common Stock I 2,971,792
2013-04-01 3 Margolis Jeff Eliot By Aurora Capital LLC CORX Common Stock I 2,971,792
2013-04-01 3 AURORA CAPITAL CORP By Aurora Capital LLC CORX Common Stock I 2,971,792
2013-04-01 3 Cohen Kenneth M CORX Common Stock D 656,755
2013-04-01 3 Chizzik Steven CORX Common Stock D 330,199
2013-04-01 3 AURORA CAPITAL LLC CORX Common Stock D 2,971,792
2013-01-23 2013-01-21 4 samyang optics co., ltd By subsidiary corx Warrant to Purchase Common Stock S - Sale I 0.10 -1,691,367 0
2013-01-23 2013-01-21 4 samyang optics co., ltd corx Warrant to Purchase Common Stock P - Purchase D 0.10 1,691,367 1,691,367
2013-01-23 2013-01-21 4 samyang optics co., ltd By subsidiary corx common stock S - Sale I 0.0400 -6,765,466 -271 0
2013-01-23 2013-01-21 4 samyang optics co., ltd corx common stock P - Purchase D 0.0400 6,765,466 271 16,422,464
2012-09-19 3 Miller Steven N. CORX No securities are beneficially owned. D 0
2012-09-19 2012-08-10 4 ORIGIN VENTURES II LP CORX Common Stock J - Other I 24,200,507 24,200,507
2012-08-20 3 ILLINOIS EMERGING TECHNOLOGIES FUND LP See Footnote 1 CORX Common Stock, par value $0.001 per share I 20,334,546
2012-08-20 2012-08-10 4 Letendre Peter CORX Common Stock A - Award D 684,031 684,031
2012-08-20 2012-08-10 4 Carley David W. CORX Common Stock A - Award D 1,899,158 1,899,158
2012-08-14 2012-08-10 4 COLEMAN JAMES H COR Options to Purchase Common Stock A - Award D 0.06 2,083,334 2,083,334
2012-08-14 2012-08-10 4 STOLL ROGER G PHD COR Options to Purchase Common Stock A - Award D 0.06 3,083,334 3,083,334
2012-08-07 2012-08-03 4 ALLNUTT ROBERT COR Options to Purchase Common Stock A - Award D 0.06 303,333 333,333
2012-08-07 2012-08-03 4 ALLNUTT ROBERT COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 Benedik John F COR Options to Purchase Common Stock A - Award D 0.06 433,333 463,333
2012-08-07 2012-08-03 4 Benedik John F COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 COTMAN CARL W COR Options to Purchase Common Stock A - Award D 0.06 216,667 246,667
2012-08-07 2012-08-03 4 COTMAN CARL W COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 CASAMENTO CHARLES J COR Options to Purchase Common Stock A - Award D 0.06 346,667 376,667
2012-08-07 2012-08-03 4 CASAMENTO CHARLES J COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 DRAKE PETER F COR Options to Purchase Common Stock A - Award D 0.06 346,667 376,667
2012-08-07 2012-08-03 4 DRAKE PETER F COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 JOHNSON M ROSS COR Options to Purchase Common Stock A - Award D 0.06 368,333 398,333
2012-08-07 2012-08-03 4 JOHNSON M ROSS COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-06-27 2012-06-25 4 samyang optics co., ltd corx Warrant to Purchase Common Stock P - Purchase D 0.06 4,000,000 4,000,000
2012-06-18 2012-06-15 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0450 -30,000 -1 9,656,998
2012-06-18 2012-06-14 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0500 -18,975 -1 9,686,998
2012-06-14 2012-06-13 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0500 -3,245 -0 9,705,973
2012-06-14 2012-06-13 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0500 -25,040 -1 9,709,218
2012-06-14 2012-06-12 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0500 -39,755 -2 9,734,258
2012-06-12 2012-06-11 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0550 -7,000 -0 9,774,013
2012-06-12 2012-06-08 4 samyang optics co., ltd corx common stock S - Sale D 0.0510 -50,000 -3 9,781,013
2012-06-07 2012-06-07 4 samyang optics co., ltd corx Warrant to Purchase Common Stock J - Other D 0.21 -4,081,633 0
2012-06-07 2012-06-07 4 samyang optics co., ltd corx common stock S - Sale D 0.0520 -40,020 -2 9,831,013
2012-06-07 2012-06-05 4 samyang optics co., ltd corx common stock S - Sale D 0.0521 -75,000 -4 9,871,033
2012-06-04 2012-06-01 4 samyang optics co., ltd corx common stock S - Sale D 0.0534 -17,806 -1 9,946,033
2012-06-01 2012-05-31 4 samyang optics co., ltd corx common stock S - Sale D 0.0519 -107,606 -6 9,963,839
2012-06-01 2012-05-30 4 samyang optics co., ltd corx common stock S - Sale D 0.0538 -42,394 -2 10,071,445
2012-05-30 2012-05-25 4 samyang optics co., ltd corx common stock S - Sale D 0.0570 -5,000 -0 10,113,839
2012-05-25 2012-05-24 4 samyang optics co., ltd corx common stock S - Sale D 0.0570 -1,694 -0 10,118,839
2012-05-25 2012-05-23 4 samyang optics co., ltd corx common stock S - Sale D 0.0550 -3,950 -0 10,120,533
2012-05-23 2012-05-22 4 samyang optics co., ltd corx common stock S - Sale D 0.0550 -5,000 -0 10,124,483
2012-05-23 2012-05-21 4 samyang optics co., ltd corx common stock S - Sale D 0.0550 -5,000 -0 10,129,483
2012-05-21 2012-05-18 4 samyang optics co., ltd corx common stock S - Sale D 0.0550 -6,550 -0 10,134,483
2012-05-21 2012-05-17 4 samyang optics co., ltd corx common stock S - Sale D 0.0600 -25,000 -2 10,141,033
2012-05-16 2012-05-14 4 samyang optics co., ltd corx common stock S - Sale D 0.0651 -10,000 -1 10,166,033
2007-12-14 2007-12-07 4 Tran Pierre V COR Common Stock P - Purchase D 0.6300 10,000 6 30,000
2007-12-14 2007-12-07 4 Tran Pierre V COR Common Stock P - Purchase D 0.6200 4,500 3 20,000
2007-12-14 2007-12-07 4 Tran Pierre V COR Common Stock P - Purchase D 0.6100 13,300 8 15,500
2007-12-14 2007-12-07 4 Tran Pierre V COR Common Stock P - Purchase D 0.6000 2,200 1 2,200
2007-02-07 3 Johnson Steven Andrew Consists of shares beneficially owned by spouse. COR Common Stock I 2,350
2007-02-07 3 Johnson Steven Andrew COR Common Stock D 11,000
2004-09-01 3 Mansbach Harry H COR Common Stock D 7,000
2004-04-05 2004-04-05 4 TOLLEFSON GARY D COR Options to Puchase Common Stock A - Award D 2.78 30,000 30,000
2003-12-03 2003-12-02 4 COTMAN CARL W cor Sale of Common Stock S - Sale D 3.3020 -2,500 -8 98,000
2003-12-03 2003-12-02 4 COTMAN CARL W cor Sale of Common Stock S - Sale D 3.3000 -8,500 -28 100,500
2003-12-03 2003-12-02 4 COTMAN CARL W cor Purchase of Common Stock M - Exercise D 0.3750 11,000 4 109,000
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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