| 전체 내부자 | 37 |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자의 순 매입(순위)
내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).
내부자가 매입한 플로트 비율 (순위)
"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100
내부자 트레이딩 차트
BRC Group Holdings, Inc. - Preferred Stock 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Robert L Antin Director - [D] | 131,914 | 131,914 | |
|
Daniel Asher
10% Owner -
|
1,245,293 | 1,245,293 | |
| Ahn Phillip J. CFO & Chief Operating Officer - [O] | 285,122 | 285,122 | |
| Tamara Sue Brandt Director - [D] | 57,614 | 57,614 | |
| Scott K Carpenter EVP, Retail Services - [O] | 144,136 | 144,136 | |
| Agostino Robert P D Director - [D] | 211,989 | 211,989 | |
|
DJ Fund Investments, LLC - Series E
10% Owner -
|
2,200,000 | 2,200,000 | |
|
Elliott Associates, L.p.
10% Owner -
|
16,143,600 | 16,143,600 | |
|
Elliott International, L.p.
10% Owner -
|
29,985,400 | 29,985,400 | |
| Alan N Forman EVP, General Counsel, Sec - [O] | 37,827 | 37,827 | |
|
Fred Goldman
10% Owner -
|
2,200,000 | 2,200,000 | |
| Andrew Gumaer CEO of Great American Grp, LLC, Director - [D] [O] | 320,867 | 320,867 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Matthew J Hart Director - [D] | 19,474 | 19,474 | |
| Richard J Hendrix Director - [D] | 236,862 | 236,862 | |
| Hugh G Hilton Director - [D] | 16,953 | 16,953 | |
|
Brett Hendrickson
10% Owner -
|
48,000,000 | 48,000,000 | |
| Thomas J /adv Kelleher Co-CEO - [O] | 70,541 | 70,541 | |
| Mark D Klein Director - [D] | 184,880 | 184,880 | |
| Michael J Levitt Director - [D] | 0 | 0 | |
|
Michael LaRocque
10% Owner -
|
2,200,000 | 2,200,000 | |
| Renee E Labran Director - [D] | 58,152 | 58,152 | |
|
Liverpool Limited Partnership
10% Owner -
|
1,614,360 | 1,614,360 | |
|
Lloyd I Iii Miller
10% Owner -
|
606,267 | 606,267 | |
|
Middleton International Ltd
10% Owner -
|
2,998,540 | 2,998,540 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Andrew Moore CEO B. Riley Securities, Inc. - [O] | 324,420 | 324,420 | |
|
Nokomis Capital, L.L.C.
10% Owner -
|
48,000,000 | 48,000,000 | |
| Randall E Paulson Director - [D] | 370,398 | 370,398 | |
|
Bryant R Riley
Chairman and Co-CEO, Director, 10% Owner -
[D]
[O]
|
6,769,728 | 6,769,728 | |
| Michael Joseph Sheldon Director - [D] | 56,677 | 56,677 | |
| Sims Todd D. Director - [D] | 15,163 | 15,163 | |
| Richard L Todaro Director - [D] | 22,775 | 22,775 | |
| Howard Weitzman SVP, Chief Accounting Officer - [O] | 53,710 | 53,710 | |
| Marian Walters Director - [D] | 55,980 | 55,980 | |
| Mikel H Williams Director - [D] | 65,698 | 65,698 | |
| Gary Kent JR Wunderlich Director - [D] | 241,213 | 241,213 | |
| Scott Yessner Executive VP and CFO - [O] | 100,000 | 100,000 | |
| Kenneth M Young President - [O] | 224,726 | 224,726 |
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 RILYP / BRC Group Holdings, Inc. - Preferred Stock에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 RILYP / BRC Group Holdings, Inc. - Preferred Stock에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-15 | 2026-05-14 | 4 | Forman Alan N | RILY | Common Stock | D | 8.5634 | -79,445 | -680 | 37,827 | ||||
| 2026-05-15 | 2026-05-13 | 4 | Forman Alan N | RILY | Common Stock | D | 8.5805 | -20,555 | -176 | 117,272 | ||||
| 2026-04-15 | 2026-04-13 | 4 | Forman Alan N | RILY | Common Stock | D | 7.2300 | -3,741 | -27 | 137,827 | ||||
| 2026-04-15 | 2026-04-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 7.2300 | -4,861 | -35 | 53,710 | ||||
| 2026-04-15 | 2026-04-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 7.2300 | -22,440 | -162 | 70,541 | ||||
| 2026-04-15 | 2026-04-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 7.2300 | -17,059 | -123 | 6,769,728 | ||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 33,064 | 58,152 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 14,695 | 25,088 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 3,660 | 10,393 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 33,064 | 55,980 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 14,695 | 22,916 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 3,660 | 8,221 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 33,064 | 131,914 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 14,695 | 98,850 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 3,660 | 84,155 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 33,064 | 370,398 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 14,695 | 337,334 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 3,660 | 322,639 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 33,064 | 211,989 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 14,695 | 178,925 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 3,660 | 164,230 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 33,064 | 57,614 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 14,695 | 24,550 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 3,660 | 9,855 | ||||||
| 2025-06-05 | 2025-06-03 | 4 | Yessner Scott | RILY | Common Stock | D | 100,000 | 100,000 | ||||||
| 2025-06-04 | 2025-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 3.0500 | -14,030 | -43 | 92,981 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 3.0500 | -1,373 | -4 | 141,568 | ||||
| 2025-06-04 | 2025-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 3.0500 | -14,030 | -43 | 6,786,787 | ||||
| 2025-06-04 | 2025-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 3.0500 | -915 | -3 | 58,571 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 3.0500 | -7,349 | -22 | 324,420 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 3.0500 | -7,349 | -22 | 285,122 | ||||
| 2025-03-18 | 2025-03-14 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 4.1600 | -44,109 | -183 | 107,011 | ||||
| 2025-03-18 | 2025-03-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 4.1600 | -44,109 | -183 | 6,800,817 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Forman Alan N | RILY | Common Stock | D | 4.1600 | -10,376 | -43 | 142,941 | ||||
| 2025-03-18 | 2025-03-14 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 4.1600 | -9,556 | -40 | 59,486 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 4.1600 | -22,055 | -92 | 292,471 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Moore Andrew | RILY | Common Stock | D | 4.1600 | -23,044 | -96 | 331,769 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 24.8100 | -4,086 | -101 | 314,526 | ||||
| 2024-06-04 | 2024-05-31 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 24.8100 | -11,254 | -279 | 151,120 | ||||
| 2024-06-04 | 2024-05-31 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 24.8100 | -11,254 | -279 | 6,844,926 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Forman Alan N | RILY | Common Stock | D | 24.8100 | -988 | -25 | 153,317 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Moore Andrew | RILY | Common Stock | D | 24.8100 | -5,073 | -126 | 354,813 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 24.8100 | -5,076 | -126 | 224,726 | ||||
| 2024-06-04 | 2024-05-31 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 24.8100 | -633 | -16 | 69,042 | ||||
| 2024-03-19 | 2024-03-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.5600 | -5,679 | -100 | 6,856,180 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.5600 | -2,068 | -36 | 229,521 | ||||
| 2024-03-19 | 2023-12-29 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.8400 | 260 | 5 | 231,589 | ||||
| 2024-03-19 | 2023-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 39.0830 | 379 | 15 | 231,329 | ||||
| 2024-03-19 | 2024-03-15 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 17.5600 | -670 | -12 | 69,675 | ||||
| 2024-03-19 | 2024-03-15 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.5600 | -5,679 | -100 | 172,823 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.5600 | -2,464 | -43 | 318,331 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Moore Andrew | RILY | Common Stock | D | 17.5600 | -2,960 | -52 | 359,605 | ||||
| 2024-03-06 | 2024-03-04 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 23,739 | 70,345 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 17.8420 | 1 | 0 | 46,606 | ||||
| 2024-03-06 | 2024-03-04 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 41,543 | 320,795 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.8420 | 1 | 0 | 279,252 | ||||
| 2024-03-06 | 2023-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 39.0830 | 543 | 21 | 279,251 | ||||
| 2024-03-06 | 2024-03-04 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 83,086 | 178,502 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.8400 | 1 | 0 | 95,416 | ||||
| 2024-03-06 | 2024-03-04 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 83,086 | 6,861,859 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Forman Alan N | RILY | Common Stock | D | 23,739 | 154,305 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Moore Andrew | RILY | Common Stock | D | 44,510 | 362,565 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | Moore Andrew | RILY | Common Stock | D | 17.8420 | 1 | 0 | 318,055 | ||||
| 2024-02-06 | 2023-11-30 | 5 | Labran Renee E | RILY | Common Stock | D | 18.4468 | 15 | 0 | 6,733 | ||||
| 2024-02-06 | 2023-11-30 | 5 | Labran Renee E | RILY | Common Stock | D | 18.5030 | 106 | 2 | 6,718 | ||||
| 2024-02-06 | 2023-08-22 | 5 | Labran Renee E | RILY | Common Stock | D | 47.1671 | 6 | 0 | 6,613 | ||||
| 2024-02-06 | 2023-08-21 | 5 | Labran Renee E | RILY | Common Stock | D | 50.6800 | 21 | 1 | 6,607 | ||||
| 2024-02-06 | 2023-05-24 | 5 | Labran Renee E | RILY | Common Stock | D | 36.6380 | 7 | 0 | 6,586 | ||||
| 2024-02-06 | 2023-05-23 | 5 | Labran Renee E | RILY | Common Stock | D | 36.5098 | 28 | 1 | 6,579 | ||||
| 2024-02-06 | 2023-03-24 | 5 | Labran Renee E | RILY | Common Stock | D | 26.2261 | 10 | 0 | 6,551 | ||||
| 2024-02-06 | 2023-03-23 | 5 | Labran Renee E | RILY | Common Stock | D | 31.8280 | 31 | 1 | 6,541 | ||||
| 2023-12-29 | 2023-06-30 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 39.0830 | 543 | 21 | 46,605 | ||||
| 2023-12-29 | 2023-05-25 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | -1,394 | 46,062 | ||||||
| 2023-12-19 | 2023-12-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | -4,986 | 891,558 | ||||||
| 2023-12-19 | 2023-12-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.2196 | 20,000 | 404 | 896,544 | ||||
| 2023-11-17 | 2023-11-17 | 4 | D Agostino Robert P | RILY | Common Stock | D | 21.2286 | 5,000 | 106 | 160,570 | ||||
| 2023-11-17 | 2023-11-17 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 21.2292 | 10,000 | 212 | 318,979 | ||||
| 2023-11-17 | 2023-11-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 21.2286 | 30,000 | 637 | 6,778,773 | ||||
| 2023-11-15 | 2023-11-13 | 4 | Moore Andrew | RILY | Common Stock | D | 20.3482 | -61,609 | -1,254 | 318,054 | ||||
| 2023-11-14 | 2023-11-13 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 20.3600 | 10,000 | 204 | 80,495 | ||||
| 2023-11-13 | 2023-11-13 | 4 | Labran Renee E | RILY | Common Stock | D | 19.9559 | 500 | 10 | 6,510 | ||||
| 2023-11-13 | 2023-11-10 | 4 | Labran Renee E | RILY | Common Stock | D | 26.1412 | 380 | 10 | 6,010 | ||||
| 2023-11-13 | 2023-11-10 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 25.6300 | 15,000 | 384 | 70,495 | ||||
| 2023-11-13 | 2023-11-10 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 25.9400 | 10,000 | 259 | 55,495 | ||||
| 2023-11-13 | 2023-11-09 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 30.6382 | 1,635 | 50 | 6,195 | ||||
| 2023-08-22 | 2023-08-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.3111 | 25,000 | 1,183 | 6,748,773 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | RILEY BRYANT R | RILY | Common Stock | D | 55.0000 | 72,727 | 4,000 | 6,723,773 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | PAULSON RANDALL E | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 308,979 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | Moore Andrew | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 379,663 | ||||
| 2023-07-27 | 2023-06-30 | 4/A | Moore Andrew | RILY | Common Stock | D | 39.0830 | 543 | 21 | 374,663 | ||||
| 2023-07-27 | 2023-07-26 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 55.0000 | 7,272 | 400 | 876,544 | ||||
| 2023-07-27 | 2023-07-26 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 55.0000 | 1,818 | 100 | 34,118 | ||||
| 2023-07-27 | 2023-06-30 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 39.0830 | 543 | 21 | 95,415 | ||||
| 2023-07-26 | 2023-07-25 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 308,979 | ||||
| 2023-07-26 | 2023-07-25 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 55.0000 | 72,727 | 4,000 | 6,723,773 | ||||
| 2023-07-26 | 2023-07-25 | 4 | Moore Andrew | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 379,663 | ||||
| 2023-07-26 | 2023-06-30 | 4 | Moore Andrew | RILY | Common Stock | D | 39.0830 | 543 | 21 | 374,663 | ||||
| 2023-06-15 | 2023-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 37.9068 | 6,199 | 235 | 6,651,046 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.4300 | -7,108 | -259 | 230,950 | ||||
| 2023-06-06 | 2023-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.4300 | -910 | -33 | 47,456 | ||||
| 2023-06-06 | 2023-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.4300 | -13,928 | -507 | 6,644,847 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 36.4300 | -7,297 | -266 | 374,120 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 36.4300 | -1,404 | -51 | 130,566 | ||||
| 2023-06-06 | 2023-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.4300 | -13,928 | -507 | 116,005 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.4300 | -6,306 | -230 | 278,708 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.8300 | -2,765 | -102 | 285,014 | ||||
| 2023-05-26 | 2023-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.8300 | -6,856 | -253 | 129,933 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 36.8300 | -2,353 | -87 | 131,970 | ||||
| 2023-05-26 | 2023-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.8300 | -6,856 | -253 | 6,658,775 | ||||
| 2023-05-26 | 2023-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.8300 | -1,371 | -50 | 48,366 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.8300 | -3,562 | -131 | 238,058 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 36.8300 | -3,657 | -135 | 381,417 | ||||
| 2023-05-25 | 2023-05-23 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,997 | 155,570 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Walters Marian | RILY | Common Stock | D | 1,997 | 4,561 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 1,997 | 4,560 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,997 | 56,677 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Labran Renee E | RILY | Common Stock | D | 1,997 | 5,630 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,997 | 45,495 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,997 | 303,896 | ||||||
| 2023-05-17 | 2023-05-16 | 4/A | RILEY BRYANT R | RILY | Common Stock | D | 32.9531 | 20,000 | 659 | 6,665,631 | ||||
| 2023-05-16 | 2023-05-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 32.9531 | 20,000 | 659 | 6,640,631 | ||||
| 2023-05-08 | 2023-05-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 34.6565 | 25,000 | 866 | 6,620,631 | ||||
| 2023-03-20 | 2023-03-17 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 29.8991 | 10,000 | 299 | 301,899 | ||||
| 2023-03-20 | 2023-03-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 29.8985 | 25,000 | 747 | 6,620,631 | ||||
| 2023-03-20 | 2023-03-17 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 29.8659 | 15,000 | 448 | 43,498 | ||||
| 2023-03-20 | 2023-03-16 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 31.9700 | 3,000 | 96 | 28,498 | ||||
| 2023-03-17 | 2023-03-17 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 31.4609 | 2,485 | 78 | 32,085 | ||||
| 2023-03-16 | 2023-03-15 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 30.9317 | 5,000 | 155 | 291,899 | ||||
| 2023-03-16 | 2023-03-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 31.1301 | 7,000 | 218 | 31,248 | ||||
| 2023-03-16 | 2023-03-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 31.1301 | 3,000 | 93 | 32,300 | ||||
| 2023-03-16 | 2023-03-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 29.8714 | 12,963 | 387 | 6,595,631 | ||||
| 2023-03-14 | 2023-03-10 | 4 | Moore Andrew | RILY | Common Stock | D | 33.2533 | 5,000 | 166 | 385,074 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R By the Robert Antin Children Irrevocable Trust | RILY | Common Stock | I | 40.5802 | 7,500 | 304 | 207,500 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 40.5836 | 1,000 | 41 | 17,537 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 40.5634 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 40.5828 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 40.5838 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.4545 | 7,500 | 303 | 6,582,668 | ||||
| 2023-02-28 | 2023-02-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 18,459 | 241,620 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 49,225 | 518,080 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Forman Alan N | RILY | Common Stock | D | 7,384 | 134,323 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 4,922 | 49,737 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49,225 | 6,575,168 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Moore Andrew | RILY | Common Stock | D | 24,612 | 380,074 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 24,612 | 287,779 | ||||||
| 2023-02-27 | 2023-02-23 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 36.8495 | 10,000 | 368 | 286,899 | ||||
| 2023-02-27 | 2023-02-24 | 4 | Moore Andrew | RILY | Common Stock | D | 36.7774 | 10,000 | 368 | 355,462 | ||||
| 2023-02-14 | 2022-12-21 | 5 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | -1,350 | 468,855 | ||||||
| 2023-02-14 | 2022-04-14 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -3,557 | 44,815 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Young Kenneth M | RILY | Common Stock | D | 39.6000 | -18,737 | -742 | 223,161 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Young Kenneth M | RILY | Common Stock | D | 75,000 | 241,898 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 39.6000 | -11,186 | -443 | 263,167 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 75,000 | 274,353 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 39.6000 | -2,101 | -83 | 48,372 | ||||
| 2023-02-10 | 2023-02-08 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20,000 | 50,473 | ||||||
| 2023-02-10 | 2022-12-30 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 29.0700 | 575 | 17 | 30,473 | ||||
| 2023-02-10 | 2023-02-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 150,000 | 6,525,943 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Forman Alan N | RILY | Common Stock | D | 30,000 | 126,939 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 39.6000 | -20,643 | -817 | 345,462 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 85,000 | 366,105 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 150,000 | 470,205 | ||||||
| 2023-02-09 | 2023-02-09 | 4 | Labran Renee E | RILY | Common Stock | D | 39.9700 | 250 | 10 | 3,633 | ||||
| 2023-02-09 | 2023-02-09 | 4 | D Agostino Robert P | RILY | Common Stock | D | 40.5917 | 12,500 | 507 | 153,573 | ||||
| 2023-02-09 | 2023-02-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.1756 | 135,923 | 5,461 | 6,375,943 | ||||
| 2023-02-08 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 38.7464 | 20,000 | 775 | 281,105 | ||||
| 2023-01-09 | 2023-01-09 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 37.2173 | 20,000 | 744 | 276,899 | ||||
| 2022-12-30 | 2022-12-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 33.8178 | 20,541 | 695 | 6,240,020 | ||||
| 2022-12-30 | 2022-12-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 31.2904 | 6,023 | 188 | 6,219,479 | ||||
| 2022-12-30 | 2022-12-28 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 32.0100 | 625 | 20 | 2,563 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 39.8591 | 10,026 | 400 | 54,680 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Labran Renee E | RILY | Common Stock | D | 40.3960 | 247 | 10 | 3,383 | ||||
| 2022-12-19 | 2022-12-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.1301 | 120,000 | 4,816 | 6,213,456 | ||||
| 2022-12-15 | 2022-12-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.3359 | 24,715 | 997 | 6,093,456 | ||||
| 2022-12-15 | 2022-12-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 41.9263 | 38,812 | 1,627 | 6,068,741 | ||||
| 2022-12-05 | 2022-12-05 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 43.9205 | 50,000 | 2,196 | 6,029,929 | ||||
| 2022-12-05 | 2022-12-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 44.3267 | 1,514 | 67 | 5,979,929 | ||||
| 2022-12-01 | 2022-11-30 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 42.8365 | 2,600 | 111 | 256,899 | ||||
| 2022-10-19 | 2022-10-18 | 4 | Williams Mikel H | RILY | Common Stock | D | -904 | 65,698 | ||||||
| 2022-09-19 | 2022-09-16 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.9212 | 5,892 | 276 | 254,299 | ||||
| 2022-09-19 | 2022-09-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.8272 | 8,509 | 398 | 5,978,415 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,537 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,537 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,538 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,538 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.4559 | 25,000 | 1,186 | 5,969,906 | ||||
| 2022-09-08 | 2022-09-07 | 4 | Moore Andrew | RILY | Common Stock | D | 48.1206 | 5,000 | 241 | 261,105 | ||||
| 2022-09-01 | 2022-08-31 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49.7559 | 25,000 | 1,244 | 5,944,906 | ||||
| 2022-09-01 | 2022-08-30 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49.1735 | 25,000 | 1,229 | 5,919,906 | ||||
| 2022-09-01 | 2022-08-31 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 49.7559 | 25,000 | 1,244 | 248,407 | ||||
| 2022-08-02 | 2022-08-02 | 4/A | PAULSON RANDALL E | RILY | Common Stock | D | 52.3339 | 12,500 | 654 | 223,407 | ||||
| 2022-08-02 | 2022-08-02 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 52.3339 | 15,000 | 785 | 225,907 | ||||
| 2022-08-02 | 2022-08-01 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 52.1348 | 25,000 | 1,303 | 210,907 | ||||
| 2022-06-14 | 2022-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.9993 | 10,000 | 470 | 5,894,906 | ||||
| 2022-06-14 | 2022-06-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.9953 | 3,205 | 157 | 5,884,906 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 54.0700 | -3,558 | -192 | 166,898 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 54.0700 | -703 | -38 | 96,939 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 54.0700 | -3,652 | -197 | 256,105 | ||||
| 2022-06-03 | 2022-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 54.0700 | -456 | -25 | 29,898 | ||||
| 2022-06-03 | 2022-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 54.0700 | -6,971 | -377 | 320,205 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 54.0700 | -3,156 | -171 | 199,353 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 45.0000 | -1,700 | -76 | 1,245,293 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -122,700 | -6,135 | 1,246,993 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Sphinx Trading | RILY | Common Stock | I | 50.0000 | -1,100 | -55 | 1,369,693 | ||||
| 2022-05-26 | 2022-05-24 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,490 | 141,073 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,490 | 25,498 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 49.5600 | -7,049 | -349 | 259,757 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 22,048 | 266,806 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 49.5600 | -13,216 | -655 | 327,176 | ||||
| 2022-05-26 | 2022-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 42,092 | 340,392 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 49.5600 | -5,332 | -264 | 202,509 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 22,048 | 207,841 | ||||||
| 2022-05-26 | 2021-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 64.1750 | 331 | 21 | 185,793 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Walters Marian | RILY | Common Stock | D | 1,490 | 2,564 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 49.5600 | -2,643 | -131 | 30,354 | ||||
| 2022-05-26 | 2022-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 2,746 | 32,997 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 42,092 | 5,881,701 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,490 | 44,654 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,490 | 185,907 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 49.5600 | -6,868 | -340 | 170,456 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,048 | 177,324 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 49.5600 | -4,536 | -225 | 97,642 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 4,119 | 102,178 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,490 | 66,602 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Labran Renee E | RILY | Common Stock | D | 1,490 | 3,136 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 1,490 | 1,938 | ||||||
| 2022-05-24 | 2022-05-23 | 4 | ASHER DANIEL thru Sphinx Trading, LP | RILY | Common Stock | I | 49.6000 | 1,100 | 55 | 1,262,493 | ||||
| 2022-05-24 | 2022-05-23 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 49.5957 | 16,100 | 798 | 1,261,393 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -1,700 | -85 | 1,245,293 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -122,700 | -6,135 | 1,246,993 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Sphinx Trading, LP | RILY | Common Stock | I | 50.0000 | -1,100 | -55 | 1,369,693 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0893 | 18,800 | 942 | 1,370,793 | ||||
| 2022-05-20 | 2022-05-19 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 49.9500 | 1,200 | 60 | 1,351,993 | ||||
| 2022-05-19 | 2022-05-18 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.4196 | 21,200 | 1,069 | 1,350,793 | ||||
| 2022-05-18 | 2022-05-17 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | rily | Common Stock | I | 49.4050 | 6,000 | 296 | 1,329,593 | ||||
| 2022-05-18 | 2022-05-17 | 4 | ASHER DANIEL Thru Equitec Proprietary Markets, LLC | rily | Common Stock | I | 51.0000 | -300 | -15 | 1,323,593 | ||||
| 2022-05-17 | 2022-05-16 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | rily | Common Stock | I | 49.0928 | 5,290 | 260 | 1,323,893 | ||||
| 2022-05-13 | 2022-05-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.2972 | 50,000 | 2,415 | 5,839,609 | ||||
| 2022-05-12 | 2022-05-11 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.1368 | 5,000 | 231 | 29,300 | ||||
| 2022-05-12 | 2022-05-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 45.7039 | 16,296 | 745 | 5,789,609 | ||||
| 2022-05-10 | 2022-05-09 | 4 | Labran Renee E | RILY | Common Stock | D | 48.9800 | 408 | 20 | 1,646 | ||||
| 2022-05-10 | 2022-05-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.1298 | 50,000 | 2,306 | 5,773,313 | ||||
| 2022-05-10 | 2022-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7000 | 25,000 | 1,218 | 5,723,313 | ||||
| 2022-05-04 | 2022-05-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 48.4592 | 10,000 | 485 | 184,417 | ||||
| 2022-05-03 | 2022-05-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7086 | 48,814 | 2,378 | 5,698,313 | ||||
| 2022-05-03 | 2022-05-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.8508 | 192,529 | 9,020 | 5,649,499 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Moore Andrew | RILY | Common Stock | D | 45.9377 | 10,000 | 459 | 244,758 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 46.6935 | 2,500 | 117 | 29,600 | ||||
| 2022-05-03 | 2022-05-02 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.0260 | 20,000 | 921 | 174,417 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 47.6792 | 10,000 | 477 | 43,164 | ||||
| 2022-05-03 | 2022-05-02 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 45.5300 | 10,000 | 455 | 24,008 | ||||
| 2022-03-10 | 2022-03-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 62.8327 | 30,000 | 1,885 | 5,456,970 | ||||
| 2022-03-02 | 2022-02-28 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 59.4350 | 20,000 | 1,189 | 154,417 | ||||
| 2022-03-02 | 2022-02-28 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 58.6415 | 20,000 | 1,173 | 134,417 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Labran Renee E | RILY | Common Stock | D | 58.5261 | 340 | 20 | 1,238 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 59.5131 | 8,430 | 502 | 33,164 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 58.9752 | 10,000 | 590 | 27,100 | ||||
| 2022-03-02 | 2022-02-28 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 58.6404 | 4,300 | 252 | 24,300 | ||||
| 2022-03-02 | 2021-06-30 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 64.1750 | 331 | 21 | 298,300 | ||||
| 2022-03-02 | 2022-03-01 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 58.6306 | 35,542 | 2,084 | 5,426,970 | ||||
| 2022-03-02 | 2022-02-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 58.7700 | 49,458 | 2,907 | 5,391,428 | ||||
| 2022-02-11 | 2021-11-22 | 5 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | -579 | 297,969 | ||||||
| 2022-02-11 | 2021-12-31 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -5,000 | 5,341,970 | ||||||
| 2022-02-11 | 2021-11-16 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -350 | 5,346,970 | ||||||
| 2022-02-11 | 2021-10-29 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -100 | 30,251 | ||||||
| 2022-02-11 | 2021-05-25 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -1,290 | 30,351 | ||||||
| 2021-12-22 | 2021-12-20 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 448 | 448 | ||||||
| 2021-12-07 | 2021-12-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 75.1708 | 1,722 | 129 | 5,347,320 | ||||
| 2021-11-18 | 2021-11-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 77.3500 | 20,000 | 1,547 | 5,218,633 | ||||
| 2021-11-04 | 2021-11-03 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 78.3126 | 1,000 | 78 | 17,100 | ||||
| 2021-11-04 | 2021-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 64.1750 | 331 | 21 | 155,276 | ||||
| 2021-10-29 | 2021-10-27 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 11,393 | 11,393 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 65,000 | 65,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 17,089 | 17,089 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-09-14 | 2021-09-13 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 60.5106 | 15,000 | 908 | 114,417 | ||||
| 2021-09-10 | 2021-09-10 | 4 | Moore Andrew | RILY | Common Stock | D | 60.2000 | 5,000 | 301 | 234,758 | ||||
| 2021-08-20 | 2021-08-19 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 60.8220 | 10,000 | 608 | 99,417 | ||||
| 2021-08-19 | 2021-08-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 60.6054 | 135,000 | 8,182 | 5,198,633 | ||||
| 2021-08-18 | 3 | Labran Renee E | RILY | Common Stock | D | 898 | ||||||||
| 2021-08-17 | 2021-08-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 63.5933 | 15,000 | 954 | 5,063,633 | ||||
| 2021-08-17 | 2021-08-17 | 4 | Moore Andrew | RILY | Common Stock | D | 63.7000 | 5,000 | 318 | 229,758 | ||||
| 2021-08-17 | 2021-06-30 | 4 | Moore Andrew | RILY | Common Stock | D | 64.1750 | 331 | 21 | 229,427 | ||||
| 2021-08-13 | 2021-08-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 64.4816 | 8,005 | 516 | 5,048,633 | ||||
| 2021-08-13 | 2021-08-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 67.6768 | 1,359 | 92 | 5,040,628 | ||||
| 2021-08-11 | 2021-08-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 68.2175 | 15,000 | 1,023 | 5,039,269 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 64.9842 | 450 | 29 | 15,196 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-06-17 | 2021-06-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 66.0623 | 1,200 | 79 | 154,945 | ||||
| 2021-06-08 | 2021-06-04 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,074 | 65,112 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,074 | 89,417 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,074 | 24,734 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | Walters Marian | RILY | Common Stock | D | 1,074 | 6,775 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,074 | 14,008 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,074 | 139,583 | ||||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-02 | 2021-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 74.1800 | -4,530 | -336 | 31,641 | ||||
| 2021-06-02 | 2021-05-28 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 73.8600 | -10,973 | -810 | 36,171 | ||||
| 2021-06-02 | 2021-05-28 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 2,746 | 47,144 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 42,092 | 298,548 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Moore Andrew | RILY | Common Stock | D | 22,048 | 224,427 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 42,092 | 5,024,269 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,048 | 153,745 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 22,048 | 185,462 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Forman Alan N | RILY | Common Stock | D | 4,119 | 98,059 | ||||||
| 2021-05-26 | 2021-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 73.7800 | -7,497 | -553 | 163,414 | ||||
| 2021-05-26 | 2021-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 73.7800 | -17,348 | -1,280 | 256,456 | ||||
| 2021-05-26 | 2021-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 73.7800 | -3,317 | -245 | 44,398 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 73.7800 | -9,914 | -731 | 131,697 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 73.7800 | -6,048 | -446 | 93,940 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 73.7800 | -10,355 | -764 | 202,379 | ||||
| 2021-05-06 | 2021-05-06 | 4 | Moore Andrew | RILY | Common Stock | D | 67.6847 | 5,000 | 338 | 212,734 | ||||
| 2021-02-19 | 2021-02-17 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 20,000 | 20,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 30,000 | 30,000 | ||||||
| 2021-02-12 | 2020-12-03 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -1,000 | 4,982,177 | ||||||
| 2021-02-02 | 2021-01-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.2464 | 1,500 | 72 | 4,983,177 | ||||
| 2021-01-29 | 2021-01-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7140 | 6,791 | 331 | 4,981,677 | ||||
| 2021-01-29 | 2021-01-27 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.4217 | 11,209 | 543 | 4,974,886 | ||||
| 2021-01-27 | 2021-01-27 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.9051 | 7,907 | 379 | 4,963,677 | ||||
| 2021-01-27 | 2021-01-26 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.5626 | 4,093 | 199 | 4,955,770 | ||||
| 2021-01-25 | 2021-01-25 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 48.9500 | 2,089 | 102 | 23,660 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | RILY | Common Stock | I | 47.2627 | 4,960 | 234 | 84,369 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.7770 | 1,672 | 80 | 4,951,677 | ||||
| 2021-01-13 | 2021-01-13 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 46.0000 | 1,600 | 74 | 16,100 | ||||
| 2021-01-13 | 2021-01-13 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.0000 | 5,100 | 235 | 459,848 | ||||
| 2021-01-13 | 2021-01-13 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.0000 | 4,900 | 225 | 20,000 | ||||
| 2021-01-13 | 2021-01-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.0000 | 100,000 | 4,600 | 4,950,005 | ||||
| 2021-01-13 | 2021-01-13 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.0000 | 10,000 | 460 | 88,343 | ||||
| 2020-12-16 | 2020-12-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.7800 | -99,160 | -3,647 | 4,850,005 | ||||
| 2020-12-16 | 2020-12-15 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.7800 | -11,547 | -425 | 47,715 | ||||
| 2020-12-16 | 2020-12-15 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.7800 | -99,160 | -3,647 | 273,804 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.7800 | -44,808 | -1,648 | 141,611 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.7800 | -46,188 | -1,699 | 170,911 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Forman Alan N | RILY | Common Stock | D | 36.7800 | -22,769 | -837 | 99,988 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Moore Andrew | RILY | Common Stock | D | 36.7800 | -46,188 | -1,699 | 207,734 | ||||
| 2020-12-07 | 2020-12-03 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 200,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 200,000 | 172,964 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Young Kenneth M | RILY | Common Stock | D | 100,000 | 186,419 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Forman Alan N | RILY | Performance Restricted Stock D Units | D | 50,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Forman Alan N | RILY | Common Stock | D | 50,000 | 122,757 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | -25,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 25,000 | 59,262 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | -200,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 200,000 | 4,949,165 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Moore Andrew | RILY | Common Stock | D | 100,000 | 253,922 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 100,000 | 217,099 | ||||||
| 2020-12-07 | 2020-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18.4960 | 992 | 18 | 117,099 | ||||
| 2020-11-20 | 2020-11-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 32.5323 | 15,000 | 488 | 4,749,165 | ||||
| 2020-11-05 | 2020-11-03 | 4/A | RILEY BRYANT R By BRC Partners Opportunity Fund, LP | RILY | Common Stock | I | 26.6582 | 141,728 | 3,778 | 317,915 | ||||
| 2020-11-03 | 2020-11-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.6585 | 60,000 | 1,600 | 4,734,165 | ||||
| 2020-11-03 | 2020-11-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 26.6502 | 40,000 | 1,066 | 78,343 | ||||
| 2020-09-15 | 2020-09-14 | 4 | Sims Todd D. | RILY | Common Stock | D | -2,554 | 15,163 | ||||||
| 2020-09-09 | 2020-09-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 25.5944 | 1,224 | 31 | 4,674,165 | ||||
| 2020-09-08 | 2020-09-04 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.2118 | 2,282 | 60 | 4,672,941 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 27.1500 | 15,000 | 407 | 4,670,659 | ||||
| 2020-08-27 | 2020-08-26 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.6656 | 20,000 | 533 | 4,655,659 | ||||
| 2020-08-07 | 2020-08-07 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 26.9608 | 25,000 | 674 | 38,343 | ||||
| 2020-08-07 | 2020-08-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 27.1498 | 25,000 | 679 | 4,635,659 | ||||
| 2020-08-07 | 2020-08-06 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 27.2800 | 1,000 | 27 | 14,500 | ||||
| 2020-08-07 | 2020-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 18.4960 | 992 | 18 | 86,419 | ||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 2020-06-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 3,456 | 17,717 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 3,456 | 12,934 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 3,456 | 138,509 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 3,456 | 64,038 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Walters Marian | RILY | Common Stock | D | 3,456 | 5,701 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 3,456 | 21,571 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 3,456 | 13,343 | ||||||
| 2020-06-10 | 2020-06-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 22.7424 | 10,689 | 243 | 4,610,659 | ||||
| 2020-06-10 | 2020-06-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 22.9778 | 9,311 | 214 | 4,599,970 | ||||
| 2020-06-04 | 2020-06-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.8065 | 40,000 | 832 | 4,590,659 | ||||
| 2020-05-26 | 2020-05-22 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 18.5400 | -8,131 | -151 | 171,972 | ||||
| 2020-05-26 | 2020-05-21 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 41,482 | 180,103 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Forman Alan N | RILY | Common Stock | D | 18.5400 | -5,657 | -105 | 72,757 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Forman Alan N | RILY | Common Stock | D | 13,827 | 78,414 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Moore Andrew | RILY | Common Stock | D | 18.5400 | -8,831 | -164 | 152,930 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Moore Andrew | RILY | Common Stock | D | 22,124 | 161,761 | ||||||
| 2020-05-26 | 2020-05-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 18.2482 | 1,835 | 33 | 4,550,659 | ||||
| 2020-05-26 | 2020-05-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 41,482 | 4,548,824 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 18.5400 | -2,872 | -53 | 34,262 | ||||
| 2020-05-26 | 2020-05-21 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,296 | 37,134 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Young Kenneth M | RILY | Common Stock | D | 18.5400 | -8,455 | -157 | 85,427 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,124 | 93,882 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18.5400 | -8,535 | -158 | 116,107 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,358 | 124,642 | ||||||
| 2020-03-20 | 2020-03-20 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 18.6500 | 2,000 | 37 | 9,478 | ||||
| 2020-03-19 | 2020-03-13 | 4 | Williams Mikel H | RILY | Common Stock | D | 19.6116 | 8,870 | 174 | 60,582 | ||||
| 2020-03-16 | 2020-03-13 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 20.2357 | 3,500 | 71 | 13,500 | ||||
| 2020-03-16 | 2019-12-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 21.4030 | 340 | 7 | 71,758 | ||||
| 2020-03-16 | 2020-03-16 | 4 | Moore Andrew | RILY | Common Stock | D | 18.0784 | 6,000 | 108 | 139,637 | ||||
| 2020-03-13 | 2020-03-13 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 18.9100 | 5,327 | 101 | 18,115 | ||||
| 2020-03-13 | 2020-03-11 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.2133 | 4,000 | 81 | 105,284 | ||||
| 2020-03-13 | 2020-03-11 | 4 | Forman Alan N | RILY | Common Stock | D | 20.1908 | 4,000 | 81 | 64,587 | ||||
| 2020-03-13 | 2020-03-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.2023 | 4,654 | 94 | 4,507,342 | ||||
| 2020-03-11 | 2020-03-11 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.1906 | 2,500 | 50 | 5,600 | ||||
| 2020-03-11 | 2020-03-11 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 20.1906 | 2,500 | 50 | 5,600 | ||||
| 2020-03-11 | 2020-03-09 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.6744 | 2,500 | 52 | 3,100 | ||||
| 2020-03-11 | 2020-03-09 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 20.6744 | 2,500 | 52 | 3,100 | ||||
| 2020-02-07 | 2019-11-05 | 5 | KELLEHER THOMAS J /ADV See Note | RILY | Common Stock | I | -1,500 | 454,748 | ||||||
| 2019-08-15 | 2019-08-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.0878 | 8,269 | 166 | 4,502,688 | ||||
| 2019-08-15 | 2019-08-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.5255 | 11,731 | 241 | 4,494,419 | ||||
| 2019-07-22 | 2019-07-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,610 | 7,478 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,610 | 135,053 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,610 | 12,788 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,610 | 14,261 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Walters Marian | RILY | Common Stock | D | 2,245 | 2,245 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,610 | 51,712 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 200,000 | 200,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 25,000 | 25,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.7310 | 788 | 14 | 71,418 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 101,284 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | Gumaer Andrew | RILY | Performance Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 200,000 | 200,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 138,621 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Moore Andrew | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 133,637 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 20.3200 | -4,893 | -99 | 60,587 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 12,827 | 65,480 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 20,523 | 132,439 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,481 | 4,482,688 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 20.3200 | -5,207 | -106 | 70,630 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 20,523 | 75,837 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.3200 | -6,642 | -135 | 100,086 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17,958 | 106,728 | ||||||
| 2019-05-29 | 2018-12-31 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 12.0700 | 573 | 7 | 88,770 | ||||
| 2019-05-29 | 2019-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 38,481 | 137,423 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20.3200 | -9,125 | -185 | 320,867 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 19.4900 | -10,000 | -195 | 28,838 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20.3200 | -3,152 | -64 | 38,838 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 7,696 | 41,990 | ||||||
| 2019-05-09 | 2019-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.2757 | 25,516 | 492 | 4,444,207 | ||||
| 2019-05-09 | 2019-05-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.2498 | 9,738 | 187 | 4,418,691 | ||||
| 2019-05-09 | 2019-05-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.0000 | 4,975 | 95 | 4,408,953 | ||||
| 2019-03-18 | 2019-03-15 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 17.1599 | 10,000 | 172 | 10,000 | ||||
| 2019-03-18 | 2018-12-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 12.0700 | 230 | 3 | 55,314 | ||||
| 2019-03-18 | 2018-08-09 | 4 | Sims Todd D. | RILY | Common Stock | D | 22.3840 | 2,250 | 50 | 11,651 | ||||
| 2019-03-15 | 2019-03-14 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 16.7512 | 10,000 | 168 | 10,100 | ||||
| 2019-03-15 | 2018-12-31 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 12.0700 | 1,091 | 13 | 98,942 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Moore Andrew | RILY | Common Stock | D | 16.9747 | 10,000 | 170 | 111,916 | ||||
| 2019-03-14 | 2018-12-31 | 4 | Moore Andrew | RILY | Common Stock | D | 12.0700 | 1,091 | 13 | 101,916 | ||||
| 2019-03-08 | 2019-03-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9456 | 32,945 | 558 | 4,403,978 | ||||
| 2019-03-08 | 2019-03-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9273 | 13,945 | 236 | 4,371,033 | ||||
| 2019-03-08 | 2019-03-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.8230 | 3,110 | 52 | 4,357,088 | ||||
| 2019-02-26 | 2019-02-22 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 16.5178 | 5,310 | 88 | 10,178 | ||||
| 2019-02-25 | 2019-02-22 | 4 | D Agostino Robert P | RILY | Common Stock | D | 16.6306 | 679 | 11 | 132,443 | ||||
| 2019-02-25 | 2019-02-21 | 4 | D Agostino Robert P | RILY | Common Stock | D | 16.2956 | 7,662 | 125 | 131,764 | ||||
| 2019-02-25 | 2019-02-22 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.6306 | 1,201 | 20 | 4,353,978 | ||||
| 2019-02-25 | 2019-02-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.2794 | 19,512 | 318 | 4,352,777 | ||||
| 2019-02-14 | 2019-02-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 15.6476 | 12,699 | 199 | 4,333,265 | ||||
| 2019-02-14 | 2018-10-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | -1,100 | 4,320,566 | ||||||
| 2019-02-14 | 2018-01-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | -1,000 | 4,321,666 | ||||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of E.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 4,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of S.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 4,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of A.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 204,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of C.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 204,875 | ||||
| 2018-12-11 | 2018-12-07 | 4 | RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | RILY | Common Stock | I | 17.4000 | 4,400 | 77 | 73,617 | ||||
| 2018-12-11 | 2018-12-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.2800 | 10,500 | 181 | 4,322,666 | ||||
| 2018-10-03 | 2018-10-01 | 4 | Young Kenneth M | RILY | Common Stock | D | 22.0100 | -1,996 | -44 | 55,084 | ||||
| 2018-09-18 | 2018-08-21 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,262 | 124,102 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,262 | 4,868 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,262 | 9,401 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,262 | 49,102 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,262 | 4,868 | ||||||
| 2018-08-24 | 2018-08-22 | 4 | Gumaer Andrew | RILY | Common Stock | D | 22.2000 | -9,716 | -216 | 329,992 | ||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-06 | 2018-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 22.7000 | -3,981 | -90 | 241,213 | ||||
| 2018-06-15 | 2018-06-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 25,000 | 97,951 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Forman Alan N | RILY | Common Stock | D | 13,500 | 52,653 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,000 | 4,314,346 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18,000 | 88,197 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,500 | 34,294 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20,000 | 339,708 | ||||||
| 2018-05-29 | 2018-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20.8500 | -6,530 | -136 | 319,708 | ||||
| 2018-05-29 | 2018-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 20.8500 | -3,364 | -70 | 39,153 | ||||
| 2018-05-29 | 2018-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.8500 | -4,566 | -95 | 70,197 | ||||
| 2018-05-29 | 2018-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20.8500 | -2,172 | -45 | 25,794 | ||||
| 2018-05-29 | 2018-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.8500 | -13,093 | -273 | 4,274,346 | ||||
| 2018-03-19 | 2018-03-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 18.2500 | 221,181 | 4,037 | 4,287,439 | ||||
| 2018-03-15 | 2018-03-13 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 18.6500 | 7,200 | 134 | 69,217 | ||||
| 2017-12-12 | 2017-12-10 | 4 | Gumaer Andrew | RILY | Common Stock | D | 18.3000 | -3,618 | -66 | 326,238 | ||||
| 2017-12-12 | 2017-12-10 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 18.3000 | -1,447 | -26 | 27,966 | ||||
| 2017-12-04 | 2017-12-01 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.9500 | 5,000 | 90 | 62,017 | ||||
| 2017-12-04 | 2017-12-01 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.7993 | 26,072 | 464 | 4,066,258 | ||||
| 2017-12-04 | 2017-11-30 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 18.1504 | 7,500 | 136 | 57,017 | ||||
| 2017-11-20 | 2017-11-20 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.7500 | 8,679 | 154 | 49,517 | ||||
| 2017-11-20 | 2017-11-17 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.7000 | 5,413 | 96 | 40,838 | ||||
| 2017-11-20 | 2017-11-16 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.1500 | 7,325 | 126 | 35,425 | ||||
| 2017-08-22 | 2017-08-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,606 | 2,606 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,606 | 2,606 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,606 | 46,840 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,606 | 121,840 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,606 | 22,775 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,606 | 7,139 | ||||||
| 2017-07-13 | 2017-07-12 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 81,744 | 245,194 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 18.3500 | -14,792 | -271 | 236,862 | ||||
| 2017-07-06 | 2017-07-03 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 3,058 | 251,654 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich III Trust | RILY | Warrants | I | 17.50 | 147 | 147 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Madison Wunderlich Trust | RILY | Warrants | I | 17.50 | 147 | 147 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | RILY | Warrants | I | 17.50 | 246 | 246 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust | RILY | Warrants | I | 17.50 | 574 | 574 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Wunderlich Children's Trust | RILY | Warrants | I | 17.50 | 4,854 | 4,854 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Warrants | D | 17.50 | 63,541 | 63,541 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich III Trust | RILY | Common Stock | I | 787 | 787 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Madison Wunderlich Trust | RILY | Common Stock | I | 787 | 787 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | RILY | Common Stock | I | 1,320 | 1,320 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust | RILY | Common Stock | I | 3,086 | 3,086 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Wunderlich Children's Trust | RILY | Common Stock | I | 9,707 | 9,707 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 163,450 | 163,450 | ||||||
| 2017-06-16 | 2017-06-15 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 15.5504 | 28,000 | 435 | 28,100 | ||||
| 2017-06-15 | 2017-06-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 24,194 | 72,951 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,710 | 29,413 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,710 | 4,040,186 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Gumaer Andrew | RILY | Common Stock | D | 24,194 | 329,856 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Forman Alan N | RILY | Common Stock | D | 14,516 | 42,517 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,355 | 74,763 | ||||||
| 2017-06-06 | 2017-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 14.5588 | 3,148 | 46 | 48,757 | ||||
| 2017-06-06 | 2017-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 14.5588 | 31,480 | 458 | 4,001,476 | ||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 14.7000 | -10,607 | -156 | 248,596 | ||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 43,402 | 259,203 | ||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 26,024 | 215,801 | ||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 189,777 | 189,777 | ||||||
| 2017-05-26 | 2017-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 14.1000 | -3,847 | -54 | 305,662 | ||||
| 2017-05-26 | 2017-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 14.1000 | -2,278 | -32 | 28,001 | ||||
| 2017-05-24 | 2017-05-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.5000 | -125 | -2 | 2,344,193 | ||||
| 2017-04-27 | 2017-04-25 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.1000 | -1,577 | -24 | 2,344,318 | ||||
| 2017-03-20 | 2017-03-16 | 4 | Sims Todd D. | RILY | Common Stock | D | 14.9658 | 3,300 | 49 | 4,533 | ||||
| 2017-03-16 | 2017-03-14 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.0000 | -932 | -14 | 2,345,895 | ||||
| 2017-03-15 | 2017-03-13 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.4000 | -507 | -8 | 2,346,827 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.5500 | -990 | -15 | 2,347,334 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -650 | -10 | 2,348,324 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6500 | -1,000 | -16 | 2,348,974 | ||||
| 2017-03-07 | 2017-03-02 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -184 | -3 | 2,350,172 | ||||
| 2017-03-07 | 2017-03-03 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.2500 | -198 | -3 | 2,349,974 | ||||
| 2017-03-06 | 2017-03-02 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -184 | -3 | 2,349,974 | ||||
| 2017-03-03 | 2017-03-01 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.7000 | -1,067 | -17 | 2,350,356 | ||||
| 2017-03-02 | 2017-01-25 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8977 | -2,663 | -56 | 2,354,238 | ||||
| 2017-03-02 | 2017-01-27 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 21.0000 | -15 | -0 | 2,353,723 | ||||
| 2017-03-02 | 2017-01-27 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8000 | -500 | -10 | 2,353,738 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.0000 | -1,200 | -19 | 2,351,923 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3000 | -500 | -8 | 2,353,123 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3500 | -100 | -2 | 2,353,623 | ||||
| 2017-03-02 | 2017-02-28 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6500 | -500 | -8 | 2,351,423 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.0000 | -1,200 | -19 | 2,351,923 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3000 | -500 | -8 | 2,353,123 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3500 | -100 | -2 | 2,353,623 | ||||
| 2017-01-30 | 2017-01-27 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 21.0000 | -15 | -0 | 2,353,723 | ||||
| 2017-01-30 | 2017-01-27 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8000 | -500 | -10 | 2,353,738 | ||||
| 2017-01-26 | 2017-01-25 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8977 | -2,663 | -56 | 2,354,238 | ||||
| 2016-12-13 | 2016-12-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9000 | -5,789 | -98 | 3,969,996 | ||||
| 2016-12-13 | 2016-12-10 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 16.9000 | -1,448 | -24 | 20,703 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Gumaer Andrew | RILY | Common Stock | D | 16.9000 | -3,618 | -61 | 309,509 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Forman Alan N | RILY | Common Stock | D | 16.9000 | -2,112 | -36 | 30,279 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 16.9000 | -2,894 | -49 | 55,408 | ||||
| 2016-12-13 | 2016-12-10 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 16.9000 | -3,618 | -61 | 45,609 | ||||
| 2016-11-09 | 2016-11-08 | 4 | Sims Todd D. | RILY | Common Stock | D | 1,233 | 1,233 | ||||||
| 2016-07-21 | 2016-07-19 | 4 | ASHER DANIEL | RILY | Common Stock, par value $0.0001 | D | 9.1000 | 149,700 | 1,362 | 2,356,901 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.1000 | 87,500 | 796 | 2,207,201 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.1000 | 600 | 5 | 2,119,701 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0800 | 2,900 | 26 | 2,119,101 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0600 | 3,200 | 29 | 2,116,201 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0400 | 610 | 6 | 2,113,001 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0250 | 400 | 4 | 2,112,391 | ||||
| 2016-07-15 | 2016-07-13 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0500 | 100 | 1 | 2,111,991 | ||||
| 2016-07-15 | 2016-07-05 | 4 | ASHER DANIEL | RILY | Common Stock, par value $0.0001 | D | 8.9200 | 100 | 1 | 2,111,891 | ||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 2016-07-07 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.8600 | 3,275 | 29 | 2,111,791 | ||||
| 2016-07-12 | 2016-07-06 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.7800 | 4,816 | 42 | 2,108,516 | ||||
| 2016-07-12 | 2016-07-05 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.9200 | 3,700 | 33 | 2,103,700 | ||||
| 2016-06-21 | 2016-06-17 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,632 | 119,234 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,632 | 44,234 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,632 | 7,521 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,632 | 20,169 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 10,127 | 22,151 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,507 | 3,975,785 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 25,317 | 313,127 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 15,190 | 32,391 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20,254 | 58,302 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 25,317 | 49,227 | ||||||
| 2016-05-09 | 2016-05-05 | 4 | Forman Alan N | RILY | Common Stock | D | 9.5000 | 3,000 | 28 | 17,201 | ||||
| 2016-05-09 | 2016-05-05 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 9.5000 | 4,000 | 38 | 38,048 | ||||
| 2016-05-09 | 2016-05-05 | 4 | Todaro Richard L | RILY | Common Stock | D | 9.5000 | 10,000 | 95 | 17,537 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 482,558 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 482,558 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By Daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 600 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 9.5000 | 500 | 5 | 600 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV See Note | RILY | Common Stock | I | 9.5000 | 16,000 | 152 | 456,248 | ||||
| 2016-05-06 | 2016-05-05 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 9.5000 | 152,372 | 1,448 | 3,935,278 | ||||
| 2016-05-06 | 2016-05-05 | 4 | Williams Mikel H | O*IDYRU5 | Common Stock | D | 9.5000 | 40,000 | 380 | 41,602 | ||||
| 2016-05-06 | 2016-05-05 | 4 | D Agostino Robert P | RILY | Common Stock | D | 9.5000 | 40,000 | 380 | 116,602 | ||||
| 2015-11-04 | 2015-11-02 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,051 | 7,537 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,051 | 4,889 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,602 | 76,602 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,602 | 1,602 | ||||||
| 2015-10-27 | 3 | D Agostino Robert P | RILY | Common Stock | D | 150,000 | ||||||||
| 2015-10-27 | 3 | D Agostino Robert P | RILY | Common Stock | D | 150,000 | ||||||||
| 2015-05-12 | 3 | Young Kenneth M | RILY | Common Stock | D | 200 | ||||||||
| 2015-05-12 | 3 | Young Kenneth M | RILY | Common Stock | D | 200 | ||||||||
| 2015-05-12 | 2015-05-09 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 9,524 | 12,024 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Young Kenneth M | RILY | Common Stock | D | 357 | 2,838 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,381 | 2,481 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | HILTON HUGH G | RILY | Common Stock | D | 5,000 | 16,953 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | HART MATTHEW J | RILY | Common Stock | D | 5,000 | 19,474 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,096 | 3,782,906 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Gumaer Andrew | RILY | Common Stock | D | 23,810 | 287,810 | ||||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 10.5000 | -85 | -1 | 14,201 | ||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 200 | 14,286 | ||||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 14,086 | 14,086 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,048 | 34,048 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,381 | 5,486 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 23,810 | 23,910 | ||||||
| 2015-02-05 | 2014-12-26 | 5 | MILLER LLOYD I III | RILY | Common Stock | D | -10,858 | 606,267 | ||||||
| 2014-12-30 | 2014-12-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 5.0000 | -8,875 | -44 | 3,744,810 | ||||
| 2014-09-12 | 2014-09-10 | 4 | HILTON HUGH G | GAMR | Common Stock | D | 1,953 | 11,953 | ||||||
| 2014-09-12 | 2014-09-10 | 4 | HART MATTHEW J | GAMR | Common Stock | D | 1,953 | 14,474 | ||||||
| 2014-09-12 | 2014-09-10 | 4 | Todaro Richard L | GAMR | Common Stock | D | 1,953 | 3,105 | ||||||
| 2014-08-27 | 2014-08-26 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan | GAMR | Common Stock | I | 8.0000 | 100 | 1 | 100 | ||||
| 2014-08-27 | 2014-08-26 | 4 | RILEY BRYANT R | GAMR | Common Stock | D | 8.0000 | 400 | 3 | 3,753,685 | ||||
| 2014-08-27 | 2014-08-26 | 4 | KELLEHER THOMAS J /ADV | GAMR | Common Stock | D | 8.0000 | 500 | 4 | 440,748 | ||||
| 2014-08-05 | 3 | Todaro Richard L | GAMR | Common Stock | D | 2,304 | ||||||||
| 2014-08-05 | 3 | Todaro Richard L | GAMR | Common Stock | D | 2,304 | ||||||||
| 2014-07-25 | 3 | Middleton International Ltd | GAMR | Common Stock, par value $0.0001 per share | D | 2,998,540 | ||||||||
| 2014-07-25 | 3 | Middleton International Ltd | GAMR | Common Stock, par value $0.0001 per share | D | 2,998,540 | ||||||||
| 2014-07-25 | 3 | Liverpool Limited Partnership | GAMR | Common Stock, par value $0.0001 per share | D | 1,614,360 | ||||||||
| 2014-07-25 | 3 | Liverpool Limited Partnership | GAMR | Common Stock, par value $0.0001 per share | D | 1,614,360 | ||||||||
| 2014-06-26 | 2014-06-18 | 4 | KELLEHER THOMAS J /ADV | GAMR | Common Stock | D | 440,248 | 440,248 | ||||||
| 2014-06-20 | 2014-06-18 | 4 | RILEY BRYANT R By B. Riley and Co., LLC | GAMR | Common Stock | I | -3,437 | 0 | ||||||
| 2014-06-20 | 2014-06-18 | 4 | RILEY BRYANT R | GAMR | Common Stock | D | 3,751,264 | 3,753,285 | ||||||
| 2014-06-20 | 2014-05-19 | 4 | RILEY BRYANT R By the Robert Antin Children Irrevocable Trust | GAMR | Common Stock | I | 5.0000 | 200,000 | 1,000 | 200,000 | ||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Susan F. Miller | GAMR | Common Stock | I | 0.2500 | 4,000,000 | 1,000 | 4,000,000 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III | GAMR | Common Stock | D | 0.2500 | 12,000,000 | 3,000 | 12,467,600 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 0.2500 | 12,000,000 | 3,000 | 16,507,362 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2500 | 10,000,000 | 2,500 | 11,535,600 | ||||
| 2014-05-21 | 2014-05-19 | 4 | WEITZMAN HOWARD | GAMR | Common Stock | I | 0.2500 | 150,000 | 38 | 150,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | WEITZMAN HOWARD | GAMR | Common Stock | D | 0.2500 | 50,000 | 12 | 50,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | HART MATTHEW J | GAMR | Common Stock | D | 0.2500 | 200,000 | 50 | 250,435 | ||||
| 2014-05-21 | 2014-05-19 | 4 | HILTON HUGH G | GAMR | Common Stock | D | 0.2500 | 200,000 | 50 | 200,000 | ||||
| 2014-05-21 | 2011-05-02 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 11,086 | 144,136 | ||||||
| 2014-05-21 | 2011-01-31 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 33,863 | 133,050 | ||||||
| 2014-05-21 | 2014-05-19 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 0.2500 | 856,000 | 214 | 1,000,136 | ||||
| 2014-05-21 | 2014-05-19 | 4 | Gumaer Andrew | GAMR | Common Stock | I | 0.2500 | 6,720,000 | 1,680 | 6,720,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | Ahn Phillip J. | GAMR | Common Stock | D | 0.2500 | 300,000 | 75 | 300,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | ELLIOTT ASSOCIATES, L.P. | GAMR | Common Stock, par value $0.0001 | D | 0.2500 | 13,692,000 | 3,423 | 16,143,600 | ||||
| 2014-05-21 | 2014-05-19 | 4 | ELLIOTT INTERNATIONAL, L.P. | GAMR | Common Stock, par value $0.0001 | D | 0.2500 | 26,308,000 | 6,577 | 29,985,400 | ||||
| 2013-12-31 | 2013-12-30 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2300 | 92,000 | 21 | 2,220,600 | ||||
| 2013-12-30 | 2013-12-27 | 4 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 0.2000 | 70,600 | 14 | 467,600 | ||||
| 2013-11-18 | 2013-11-14 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 221,011 | 53 | 2,128,600 | ||||
| 2013-11-14 | 2013-11-13 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 268,000 | 64 | 1,907,589 | ||||
| 2013-11-13 | 2013-11-12 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 10,989 | 3 | 1,639,589 | ||||
| 2013-09-03 | 2013-08-30 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2400 | 200,500 | 48 | 1,781,976 | ||||
| 2013-08-30 | 2013-08-29 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2405 | 200,000 | 48 | 1,581,476 | ||||
| 2013-08-22 | 2013-08-21 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2900 | 289,476 | 84 | 1,381,476 | ||||
| 2013-08-09 | 2013-08-07 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.3300 | 93,600 | 31 | 1,628,600 | ||||
| 2013-02-12 | 2012-01-25 | 5 | LEVITT MICHAEL J | GAMR | Common Stock | I | -590,981 | 0 | ||||||
| 2013-02-12 | 2012-04-30 | 5 | Klein Mark D | GAMR | Common Stock | D | -93,750 | 184,880 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 546,000 | 1,092,000 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2560 | 250,000 | 64 | 1,535,000 | ||||
| 2012-11-19 | 2012-11-16 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.3000 | 8,156 | 2 | 1,285,000 | ||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Milfam NG LLC | GAMR | Common Stock | I | 1,092,000 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust C - Lloyd I. Miller | GAMR | Common Stock | I | 135,000 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust D - Lloyd I. Miller | GAMR | Common Stock | I | 52,980 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust A-3 - Lloyd I. Miller | GAMR | Common Stock | I | 49,925 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 1,276,844 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 397,000 | ||||||||
| 2010-09-29 | 3 | ELLIOTT INTERNATIONAL, L.P. | GAMR | Common Stock | D | 2,120,280 |
