| 내부자 지분 | 16,678,797 shares |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자의 순 매입(순위)
N/A
내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).
내부자가 매입한 플로트 비율 (순위)
N/A
"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100
내부자 트레이딩 차트
null 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
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| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 QLT / 에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 QLT / 에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2019-12-12 | 2019-12-12 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7000 | 1,000 | 1 | 3,909,207 | ||||
| 2019-12-12 | 2019-12-11 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.6900 | 40 | 0 | 3,908,207 | ||||
| 2019-12-12 | 2019-12-10 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.6916 | 5,202 | 4 | 3,908,167 | ||||
| 2019-12-09 | 2019-12-09 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7000 | 4,500 | 3 | 3,902,965 | ||||
| 2019-12-09 | 2019-12-06 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7000 | 40 | 0 | 3,898,465 | ||||
| 2019-12-09 | 2019-12-05 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7000 | 5,160 | 4 | 3,898,425 | ||||
| 2019-11-26 | 2019-11-22 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7461 | 89,845 | 67 | 3,893,265 | ||||
| 2019-10-16 | 2019-10-11 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.6490 | 100,000 | 65 | 3,803,420 | ||||
| 2019-10-02 | 3 | STONEPINE CAPITAL, L.P. | NVLN | Common Stock | D | 7,406,840 | ||||||||
| 2019-10-02 | 3 | STONEPINE CAPITAL, L.P. | NVLN | Common Stock | D | 7,406,840 | ||||||||
| 2019-09-26 | 2019-09-24 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 0.7600 | -1,688 | -1 | 16,387 | ||||
| 2019-09-26 | 2019-09-24 | 4 | PRICE MICHAEL DENNIS | NVLN | Common Stock | D | 0.7600 | -3,926 | -3 | 14,111 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 1.2200 | -212 | -0 | 3,683 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Buono Linda | NVLN | Common Stock | D | 1.2200 | -77 | -0 | 570 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Louis Roger | NVLN | Common Stock | D | 1.2200 | -155 | -0 | 1,162 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 1.2600 | -996 | -1 | 18,075 | ||||
| 2018-12-27 | 2018-12-27 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.8514 | -100,000 | -85 | 1,498,553 | ||||
| 2018-12-27 | 2018-12-27 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.8548 | -56,316 | -48 | 1,598,553 | ||||
| 2018-12-27 | 2018-12-27 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.8803 | -14,800 | -13 | 1,654,869 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9070 | -30,726 | -28 | 1,669,669 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9058 | -28,745 | -26 | 1,700,395 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9091 | -12,219 | -11 | 1,729,140 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.8720 | -109,900 | -96 | 1,741,359 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9078 | -12,450 | -11 | 1,851,259 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9784 | -83,245 | -81 | 1,863,709 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9325 | -1,200 | -1 | 1,946,954 | ||||
| 2018-12-27 | 2018-12-24 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9800 | -400 | -0 | 1,948,154 | ||||
| 2018-12-10 | 2018-12-06 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 1.2800 | -3,313 | -4 | 19,071 | ||||
| 2018-11-28 | 2018-11-27 | 4 | PRICE MICHAEL DENNIS | NVLN | Common Stock | D | 0.9200 | -1,963 | -2 | 18,037 | ||||
| 2018-11-05 | 2018-11-01 | 4 | HACKMAN JEFFREY | NVLN | Common Stock | D | 0.8971 | -32,149 | -29 | 110,351 | ||||
| 2018-11-05 | 2018-09-17 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 3.9400 | -98 | -0 | 3,895 | ||||
| 2018-11-05 | 2018-05-15 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 4.1500 | -150 | -1 | 3,993 | ||||
| 2018-11-05 | 2018-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 4.2600 | -322 | -1 | 4,143 | ||||
| 2018-08-27 | 2018-08-22 | 4 | Chan Barbara Y | NVLN | Stock Option (Right to Buy) | D | 3.12 | 50,000 | 50,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 19,600 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Stock Option (Right to Buy) | D | 3.33 | -10,000 | 19,600 | |||||
| 2018-08-13 | 2018-08-09 | 4 | CORRIGAN MARK | NVLN | Stock Option (Right to Buy) | D | 3.33 | 50,000 | 50,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Thomas John C | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Bruhn Suzanne Louise | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Stern Donald K | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Sabba Stephen L | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | ORLOFF JOHN J | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | DiPaolo Mark | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-05-11 | 2018-05-09 | 4 | Buono Linda | NVLN | Common Stock | D | 4.2600 | -80 | -0 | 647 | ||||
| 2018-05-11 | 2018-05-09 | 4 | Louis Roger | NVLN | Common Stock | D | 4.2600 | -161 | -1 | 1,317 | ||||
| 2018-04-03 | 2018-04-01 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 3.5000 | -52 | -0 | 4,465 | ||||
| 2018-03-26 | 2018-03-15 | 4 | Chan Barbara Y | NVLN | Stock Option (Right to Buy) | D | 4.52 | 40,000 | 40,000 | |||||
| 2018-03-26 | 2018-03-15 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 8,600 | 22,384 | ||||||
| 2018-03-19 | 2018-03-15 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Warrants | D | 4.40 | 909,296 | 909,296 | |||||
| 2018-02-14 | 2018-02-12 | 4 | Buono Linda | NVLN | Stock Option (Right to Buy) | D | 4.44 | 25,000 | 25,000 | |||||
| 2018-02-14 | 2018-02-12 | 4 | Louis Roger | NVLN | Stock Option (Right to Buy) | D | 4.44 | 25,000 | 25,000 | |||||
| 2018-02-14 | 2018-02-12 | 4 | Harshbarger Benjamin | NVLN | Stock Option (Right to Buy) | D | 4.44 | 45,000 | 45,000 | |||||
| 2018-02-14 | 2018-02-12 | 4 | Stewart Murray | NVLN | Stock Option (Right to Buy) | D | 4.44 | 45,000 | 45,000 | |||||
| 2017-12-08 | 2017-12-06 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 3.3300 | -1,216 | -4 | 13,784 | ||||
| 2017-12-06 | 3 | PRICE MICHAEL DENNIS | NVLN | Common Stock | D | 40,000 | ||||||||
| 2017-12-06 | 3 | PRICE MICHAEL DENNIS | NVLN | Common Stock | D | 40,000 | ||||||||
| 2017-11-29 | 2017-11-27 | 4 | Stewart Murray | NVLN | Stock Option (Right to Buy) | D | 3.97 | 200,000 | 200,000 | |||||
| 2017-11-29 | 2017-11-27 | 4 | Stewart Murray | NVLN | Common Stock | D | 50,000 | 50,000 | ||||||
| 2017-11-01 | 2017-11-01 | 4 | HACKMAN JEFFREY | NVLN | Stock Option (Right to Buy) | D | 4.71 | 135,000 | 135,000 | |||||
| 2017-11-01 | 2017-11-01 | 4 | HACKMAN JEFFREY | NVLN | Common Stock | D | 92,500 | 142,500 | ||||||
| 2017-11-01 | 2017-11-01 | 4 | HACKMAN JEFFREY | NVLN | Common Stock | D | 50,000 | 50,000 | ||||||
| 2017-10-10 | 2017-10-06 | 4 | Harshbarger Benjamin | NVLN | Stock Option (Right to Buy) | D | 7.03 | 75,000 | 75,000 | |||||
| 2017-10-04 | 2017-10-02 | 4 | Bruhn Suzanne Louise | NVLN | Stock Option (Right to Buy) | D | 7.16 | 9,600 | 9,600 | |||||
| 2017-09-19 | 2017-09-17 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -337 | 336 | ||||||
| 2017-09-19 | 2017-09-17 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 7.0800 | -109 | -1 | 1,673 | ||||
| 2017-09-19 | 2017-09-17 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 337 | 1,782 | ||||||
| 2017-08-02 | 2017-08-01 | 4 | DiPaolo Mark | NVLN | Stock Option (Right to Buy) | D | 9.00 | 9,600 | 9,600 | |||||
| 2017-07-05 | 2017-07-03 | 4 | ORLOFF JOHN J | NVLN | Stock Option (Right to Buy) | D | 9.37 | 9,600 | 9,600 | |||||
| 2017-06-13 | 2017-06-12 | 4 | Stern Donald K | NVLN | Common Shares | D | 9.1000 | 2,500 | 23 | 2,500 | ||||
| 2017-05-17 | 2017-05-15 | 4 | Aryeh Jason | NVLN | Common Shares | D | 8.9500 | 361 | 3 | 242,433 | ||||
| 2017-05-17 | 2017-05-15 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -717 | 0 | ||||||
| 2017-05-17 | 2017-05-15 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 8.9700 | -232 | -2 | 1,445 | ||||
| 2017-05-17 | 2017-05-15 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 717 | 1,677 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Buono Linda | NVLN | Restricted Stock Units | D | -274 | 546 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Buono Linda | NVLN | Common Shares | D | 9.4200 | -93 | -1 | 181 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Buono Linda | NVLN | Common Shares | D | 274 | 274 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -375 | 1,122 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -349 | 697 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 9.4200 | -121 | -1 | 960 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 375 | 1,081 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 9.4200 | -113 | -1 | 706 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 349 | 819 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Louis Roger | NVLN | Restricted Stock Units | D | -547 | 1,093 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Louis Roger | NVLN | Common Shares | D | 9.4200 | -162 | -2 | 385 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Louis Roger | NVLN | Common Shares | D | 547 | 547 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | PERRY GREGORY D | NVLN | Restricted Stock Units | D | -2,393 | 4,786 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | PERRY GREGORY D | NVLN | Common Shares | D | 9.4200 | -710 | -7 | 1,683 | ||||
| 2017-05-11 | 2017-05-09 | 4 | PERRY GREGORY D | NVLN | Common Shares | D | 2,393 | 2,393 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Szela Mary T | NVLN | Restricted Stock Units | D | -6,632 | 13,264 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Szela Mary T | NVLN | Common Shares | D | 9.4200 | -2,248 | -21 | 4,384 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Szela Mary T | NVLN | Common Shares | D | 6,632 | 6,632 | ||||||
| 2017-05-03 | 2017-05-01 | 4 | Chan Barbara Y | NVLN | Stock Option (Right to Buy) | D | 9.93 | 20,000 | 20,000 | |||||
| 2017-04-11 | 2017-03-30 | 4/A | CORRIGAN MARK | NVLN | Stock Option (Right to Buy) | D | 10.69 | 9,600 | 9,600 | |||||
| 2017-04-04 | 2017-04-01 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -178 | 177 | ||||||
| 2017-04-04 | 2017-04-01 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 10.7400 | -57 | -1 | 470 | ||||
| 2017-04-04 | 2017-04-01 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 178 | 527 | ||||||
| 2017-03-31 | 2017-03-30 | 4 | CORRIGAN MARK | NVLN | Stock Option (Right to Buy) | D | 10.64 | 9,600 | 9,600 | |||||
| 2017-02-03 | 2017-01-27 | 4/A | SMITH SANDFORD D | NVLN | Common Shares | D | 456 | 1,048 | ||||||
| 2017-01-31 | 2017-01-27 | 4 | SMITH SANDFORD D | NVLN | Restricted Stock Units | D | -456 | 1,367 | ||||||
| 2017-01-31 | 2017-01-27 | 4 | SMITH SANDFORD D | NVLN | Common Shares | D | 9.3800 | -148 | -1 | 900 | ||||
| 2017-01-31 | 2017-01-27 | 4 | SMITH SANDFORD D | NVLN | Common Shares | D | 456 | 1,048 | ||||||
| 2016-12-27 | 2016-12-22 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Stock Option (Right to Buy) | D | 8.65 | -9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Menes Remi A | NVLN | Stock Option (right to buy) | D | 8.65 | 97,400 | 97,400 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Buono Linda | NVLN | Stock Option (right to buy) | D | 8.65 | 97,400 | 97,400 | |||||
| 2016-12-27 | 2016-12-22 | 4 | ORLOFF JOHN J | NVLN | Stock Option (right to buy) | D | 8.65 | 166,020 | 166,020 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Louis Roger | NVLN | Stock Option (right to buy) | D | 8.65 | 41,740 | 41,740 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Harshbarger Benjamin | NVLN | Stock Option (right to buy) | D | 8.65 | 97,400 | 97,400 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Szela Mary T | NVLN | Stock Option (right to buy) | D | 8.65 | 323,520 | 323,520 | |||||
| 2016-12-27 | 2016-12-22 | 4 | PERRY GREGORY D | NVLN | Stock Option (right to buy) | D | 8.65 | 166,020 | 166,020 | |||||
| 2016-12-27 | 2016-12-22 | 4 | SMITH SANDFORD D | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Plutzky Jorge MD | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Stern Donald K | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | KOTLER KEVIN | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | VANLENT ANNE | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | COX GEOFFREY F | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Sabba Stephen L | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Aryeh Jason | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Thomas John C | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-08 | 2016-12-06 | 4 | Chan Barbara Y | NVLN | Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2016-12-08 | 2016-12-06 | 4 | COX GEOFFREY F | NVLN | Stock Option (Right to Buy) | D | 1.80 | 50,000 | 50,000 | |||||
| 2016-12-01 | 3 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | I | 10,539,662 | ||||||||
| 2016-12-01 | 3 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | I | 10,539,662 | ||||||||
| 2016-12-01 | 3 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | I | 10,539,662 | ||||||||
| 2016-12-01 | 3 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | I | 10,539,662 | ||||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 7,486 | 7,486 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 5,230 | 5,230 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 2,564 | 2,564 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 1,777 | 1,777 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 3,589 | 3,589 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 3,366 | 3,366 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Common Shares, without par value | D | 1,747 | 1,747 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Louis Roger | NVLN | Restricted Stock Units | D | 8,204 | 8,204 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Buono Linda | NVLN | Restricted Stock Units | D | 4,102 | 4,102 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | SMITH SANDFORD D | NVLN | Restricted Stock Units | D | 9,115 | 9,115 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | SMITH SANDFORD D | NVLN | Common Shares, without par value | D | 2,963 | 2,963 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Chan Barbara Y | NVLN | Stock Option (Right to Buy) | D | 1.55 | 26,665 | 26,665 | |||||
| 2016-12-01 | 2016-11-29 | 4 | Szela Mary T | NVLN | Restricted Stock Units | D | 99,483 | 99,483 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | VANLENT ANNE | NVLN | Common Shares, without par value | D | 4,102 | 4,102 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | PERRY GREGORY D | NVLN | Restricted Stock Units | D | 35,896 | 35,896 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | KOTLER KEVIN | NVLN | Warrants for Common Shares (Right to Buy) | I | 0.00 | 2,840,909 | 2,840,909 | |||||
| 2016-12-01 | 2016-11-29 | 4 | KOTLER KEVIN | NVLN | Common Shares, without par value | I | 4,472,940 | 9,742,771 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Aryeh Jason By JLD Investments, L.P. | NVLN | Common Shares, without par value | I | 82,765 | 82,765 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Aryeh Jason By JLV Investments, LP | NVLN | Common Shares, without par value | I | 31,280 | 31,280 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Aryeh Jason By JALAA Equities, L.P. | NVLN | Common Shares, without par value | I | 175,979 | 637,457 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Aryeh Jason | NVLN | Common Shares, without par value | D | 1.7600 | 1,136,363 | 2,000 | 1,210,363 | ||||
| 2016-12-01 | 2016-11-29 | 4 | STONEPINE CAPITAL, L.P. | QLTI | Convertible 2.0% Senior Notes | D | 40.15 | 24,000,000 | 24,000,000 | |||||
| 2016-09-15 | 3 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 11,290,000 | ||||||||
| 2016-09-15 | 3 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 11,290,000 | ||||||||
| 2016-09-15 | 2016-09-15 | 4 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 1.5500 | 14,928 | 23 | 5,778,496 | ||||
| 2016-09-15 | 2016-09-14 | 4 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 1.5523 | 56,864 | 88 | 5,763,568 | ||||
| 2016-09-15 | 2016-09-13 | 4 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 1.5423 | 61,704 | 95 | 5,706,704 | ||||
| 2016-06-24 | 3 | Aegerion Pharmaceuticals, Inc. See footnotes | QLTI | Common Shares | I | 0 | ||||||||
| 2016-06-21 | 2016-06-17 | 4 | Janes Lana Elizabeth | QLTI | Restricted Stock Units | D | 60,000 | 60,000 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Janes Lana Elizabeth | QLTI | Stock Option (right to buy) | D | 1.43 | 220,000 | 220,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | KOZARICH JOHN W | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | KOZARICH JOHN W | QLTI | Stock Option (right to buy) | D | 1.43 | 50,000 | 50,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Thomas John C | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Thomas John C | QLTI | Stock Option (right to buy) | D | 1.43 | 50,000 | 50,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Meckler Jeffrey A | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Meckler Jeffrey A | QLTI | Stock Option (right to buy) | D | 1.43 | 50,000 | 50,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Sabba Stephen L | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Sabba Stephen L | QLTI | Stock Option (right to buy) | D | 1.43 | 50,000 | 50,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Assaly Dori Christine | QLTI | Restricted Stock Units | D | 60,000 | 60,000 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Assaly Dori Christine | QLTI | Stock Option (right to buy) | D | 1.43 | 220,000 | 220,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Aryeh Jason | QLTI | Phantom Stock | D | 12,800 | 56,800 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Aryeh Jason | QLTI | Stock Option (right to buy) | D | 1.43 | 100,000 | 100,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Ibbott William Glen | QLTI | Restricted Stock Units | D | 60,000 | 60,000 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Ibbott William Glen | QLTI | Stock Option (right to buy) | D | 1.43 | 220,000 | 220,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | COX GEOFFREY F | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | COX GEOFFREY F | QLTI | Stock Option (right to buy) | D | 1.43 | 250,000 | 250,000 | |||||
| 2015-12-30 | 2015-12-29 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Shares | I | 2.4900 | 400 | 1 | 461,478 | ||||
| 2015-12-30 | 2015-12-29 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Shares | I | 2.5000 | 18,000 | 45 | 461,078 | ||||
| 2015-11-16 | 3 | Assaly Dori Christine | QLTI | Common Shares | D | 1,000 | ||||||||
| 2015-11-16 | 3 | Assaly Dori Christine | QLTI | Common Shares | D | 1,000 | ||||||||
| 2015-07-01 | 2015-06-29 | 4 | COX GEOFFREY F | QLTI | Stock Option (right to buy) | D | 3.61 | -60,000 | 90,000 | |||||
| 2015-07-01 | 2015-06-29 | 4 | COX GEOFFREY F | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | COX GEOFFREY F | QLTI | Common Shares | D | 3.6100 | 60,000 | 217 | 78,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | COX GEOFFREY F | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 18,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | KOZARICH JOHN W | QLTI | Stock Option (right to buy) | D | 3.30 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | KOZARICH JOHN W | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.3000 | 12,500 | 41 | 57,000 | ||||
| 2015-07-01 | 2015-06-29 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 44,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Meckler Jeffrey A | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Meckler Jeffrey A | QLTI | Stock Option (right to buy) | D | 3.30 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 3.3000 | 12,500 | 41 | 107,000 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 94,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Thomas John C | QLTI | Stock Option (right to buy) | D | 3.30 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Thomas John C | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Thomas John C | QLTI | Common Shares | D | 3.3000 | 12,500 | 41 | 37,000 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Thomas John C | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 24,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Sabba Stephen L | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Sabba Stephen L | QLTI | Stock Option (right to buy) | D | 3.30 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 3.3000 | 12,500 | 41 | 37,000 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 24,500 | ||||
| 2015-07-01 | 2015-06-30 | 4 | Aryeh Jason | QLTI | Stock Option (right to buy) | D | 3.27 | -25,000 | 0 | |||||
| 2015-07-01 | 2015-06-30 | 4 | Aryeh Jason | QLTI | Stock Option (right to buy) | D | 3.64 | -25,000 | 0 | |||||
| 2015-07-01 | 2015-06-30 | 4 | Aryeh Jason | QLTI | Common Shares | D | 3.2700 | 25,000 | 82 | 74,000 | ||||
| 2015-07-01 | 2015-06-30 | 4 | Aryeh Jason | QLTI | Common Shares | D | 3.6400 | 25,000 | 91 | 49,000 | ||||
| 2015-06-18 | 2015-06-16 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Shares | I | 3.4700 | 288,000 | 999 | 288,000 | ||||
| 2015-06-17 | 2015-06-16 | 4 | Axial Capital Master, L.P. | QLTI | Common Shares | D | 3.4711 | -7,563,053 | -26,252 | 0 | ||||
| 2015-06-17 | 2015-06-16 | 4 | AXIAL CAPITAL MANAGEMENT, LLC | QLTI | Common Shares | I | 3.4711 | -8,865,036 | -30,771 | 0 | ||||
| 2015-06-09 | 2015-06-07 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | -12,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | -8,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Aryeh Jason | QLTI | Common Shares | D | 12,000 | 179,078 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Aryeh Jason | QLTI | Common Shares | D | 8,000 | 167,078 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | COX GEOFFREY F | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | COX GEOFFREY F | QLTI | Common Shares | D | 4,000 | 6,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | -6,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 6,000 | 32,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 4,000 | 26,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | -6,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 6,000 | 82,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 4,000 | 76,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | -6,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 6,000 | 12,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 4,000 | 6,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | -6,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Thomas John C | QLTI | Common Shares | D | 6,000 | 12,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Thomas John C | QLTI | Common Shares | D | 4,000 | 6,000 | ||||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6200 | 900 | 3 | 22,000 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6200 | 600 | 2 | 21,100 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6200 | 4,400 | 16 | 20,500 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6200 | 900 | 3 | 16,100 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6299 | 600 | 2 | 15,200 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6299 | 900 | 3 | 14,600 | ||||
| 2014-12-23 | 2014-12-19 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.4500 | 1,700 | 6 | 13,700 | ||||
| 2014-12-19 | 2014-12-17 | 4 | KOZARICH JOHN W | QLTI | Stock option (right to buy) | D | 3.51 | 12,500 | 12,500 | |||||
| 2014-12-19 | 2014-12-17 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2014-12-19 | 2014-12-17 | 4 | Thomas John C | QLTI | Stock option (right to buy) | D | 3.51 | 12,500 | 12,500 | |||||
| 2014-12-19 | 2014-12-17 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2014-12-19 | 2014-12-18 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 3.6000 | 20,000 | 72 | 72,000 | ||||
| 2014-12-19 | 2014-12-17 | 4 | Meckler Jeffrey A | QLTI | Stock option (right to buy) | D | 3.51 | 12,500 | 12,500 | |||||
| 2014-12-19 | 2014-12-17 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2014-12-19 | 2014-12-17 | 4 | Sabba Stephen L | QLTI | Stock option (right to buy) | D | 3.51 | 12,500 | 12,500 | |||||
| 2014-12-19 | 2014-12-17 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2014-12-19 | 2014-12-17 | 4 | Aryeh Jason | QLTI | Stock option (right to buy) | D | 3.51 | 25,000 | 25,000 | |||||
| 2014-12-19 | 2014-12-17 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | 12,000 | 12,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | COX GEOFFREY F | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | COX GEOFFREY F | QLTI | Common Shares | D | 2,000 | 2,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | -4,000 | 8,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Aryeh Jason | QLTI | Common Shares | D | 4,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 2,000 | 12,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 2,000 | 52,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Thomas John C | QLTI | Common Shares | D | 2,000 | 2,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 2,000 | 2,000 | ||||||
| 2014-10-30 | 2014-10-29 | 4 | COX GEOFFREY F | QLTI | Stock option (right to buy) | D | 4.01 | 150,000 | 150,000 | |||||
| 2014-07-15 | 2014-07-11 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 5.8000 | -1,000,000 | -5,800 | 6,447,626 | ||||
| 2014-07-07 | 3 | AUXILIUM PHARMACEUTICALS INC See Footnotes | QLTI | Common Shares, no par value | I | 0 | ||||||||
| 2013-11-25 | 2013-11-22 | 4 | Meckler Jeffrey A | QLTI | Stock option (right to buy) | D | 5.11 | 225,000 | 225,000 | |||||
| 2013-11-25 | 2013-11-22 | 4 | Lussow Alexander R | QLTI | Stock option (right to buy) | D | 5.11 | -100,000 | 100,000 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 4.36 | 100,000 | 100,000 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Thomas John C | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Thomas John C | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Meckler Jeffrey A | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Meckler Jeffrey A | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Sabba Stephen L | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Sabba Stephen L | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | KOZARICH JOHN W | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | KOZARICH JOHN W | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | ANIDO VICENTE JR | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | ANIDO VICENTE JR | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | ANIDO VICENTE JR | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | COX GEOFFREY F | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | COX GEOFFREY F | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | COX GEOFFREY F | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Aryeh Jason | QLTI | Stock option (right to buy) | D | 4.36 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | 12,000 | 12,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Aryeh Jason | QLTI | Phantom Stock | D | 22,000 | 22,000 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | Axial Capital Master, L.P. | QLTI | Common Stock | D | 4.3900 | -288,890 | -1,268 | 7,563,053 | ||||
| 2013-07-01 | 2013-06-28 | 4 | Meckler Jeffrey A | QLTI | Common Stock | D | 4.3600 | 30,000 | 131 | 50,000 | ||||
| 2013-06-07 | 2013-06-04 | 4/A | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -34 | -1 | 371 | |||
| 2013-06-06 | 2013-06-04 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -34 | -1 | 371 | |||
| 2013-05-28 | 2013-05-24 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -50 | -2 | 337 | |||
| 2013-05-21 | 2013-05-17 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -37 | -1 | 287 | |||
| 2013-05-21 | 2013-05-17 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -50 | -2 | 250 | |||
| 2013-05-15 | 2013-05-14 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 7.12 | -10,000 | 0 | |||||
| 2013-05-15 | 2013-05-14 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 7.9600 | -100 | -1 | 1,200 | ||||
| 2013-05-15 | 2013-05-14 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 7.9500 | -9,900 | -79 | 1,300 | ||||
| 2013-05-15 | 2013-05-14 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 7.1200 | 10,000 | 71 | 11,200 | ||||
| 2013-05-14 | 2013-05-13 | 4 | KOZARICH JOHN W | QLTI | Common Stock | D | 7.9700 | 10,000 | 80 | 10,000 | ||||
| 2013-05-07 | 2013-05-03 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 0.4000 | -100 | -0 | 200 | |||
| 2013-05-07 | 2013-05-03 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 0.4500 | -100 | -0 | 100 | |||
| 2013-05-06 | 2013-05-03 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 7.14 | -90,000 | 0 | |||||
| 2013-05-06 | 2013-05-03 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.8500 | -90,000 | -706 | 20,000 | ||||
| 2013-05-06 | 2013-05-03 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.1400 | 90,000 | 643 | 110,000 | ||||
| 2013-05-06 | 2013-05-03 | 4 | Meckler Jeffrey A | QLTI | Common Stock | D | 7.9600 | 20,000 | 159 | 20,000 | ||||
| 2012-12-28 | 2012-12-28 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.75 | -50,000 | 0 | |||||
| 2012-12-28 | 2012-12-28 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5063 | -50,000 | -375 | 20,000 | ||||
| 2012-12-28 | 2012-12-28 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7500 | 50,000 | 188 | 70,000 | ||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 6.30 | -80,000 | 0 | |||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 2.45 | -100,000 | 0 | |||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5263 | -180,000 | -1,355 | 20,000 | ||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 6.3000 | 80,000 | 504 | 200,000 | ||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 2.4500 | 100,000 | 245 | 120,000 | ||||
| 2012-12-26 | 2012-12-22 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 5.00 | -330 | 0 | |||||
| 2012-12-26 | 2012-12-22 | 4 | Aryeh Jason By JAALA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | -125 | 0 | |||||
| 2012-12-13 | 2012-12-12 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.79 | -5,000 | 50,000 | |||||
| 2012-12-13 | 2012-12-12 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 8.0200 | -5,000 | -40 | 20,000 | ||||
| 2012-12-13 | 2012-12-12 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7900 | 5,000 | 19 | 25,000 | ||||
| 2012-11-29 | 2012-11-28 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.76 | -5,000 | 55,000 | |||||
| 2012-11-29 | 2012-11-28 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.8800 | -5,000 | -39 | 20,000 | ||||
| 2012-11-29 | 2012-11-28 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7600 | 5,000 | 19 | 25,000 | ||||
| 2012-11-21 | 2012-11-20 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.74 | -5,000 | 60,000 | |||||
| 2012-11-21 | 2012-11-20 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.8100 | -5,000 | -39 | 20,000 | ||||
| 2012-11-21 | 2012-11-20 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7400 | 5,000 | 19 | 25,000 | ||||
| 2012-11-05 | 2012-11-01 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.74 | -5,000 | 65,000 | |||||
| 2012-11-05 | 2012-11-01 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5200 | -5,000 | -38 | 20,000 | ||||
| 2012-11-05 | 2012-11-01 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7400 | 5,000 | 19 | 25,000 | ||||
| 2012-10-23 | 2012-10-22 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.75 | -5,000 | 70,000 | |||||
| 2012-10-23 | 2012-10-22 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.7200 | -5,000 | -39 | 20,000 | ||||
| 2012-10-23 | 2012-10-22 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7500 | 5,000 | 19 | 25,000 | ||||
| 2012-10-15 | 2012-10-11 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 10.00 | -500 | 0 | |||||
| 2012-10-15 | 2012-10-11 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Stock | I | 10.0000 | 500 | 5 | 155,078 | ||||
| 2012-10-05 | 2012-10-05 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.82 | -5,000 | 75,000 | |||||
| 2012-10-05 | 2012-10-05 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.7200 | -5,000 | -39 | 20,000 | ||||
| 2012-10-05 | 2012-10-05 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.8200 | 5,000 | 19 | 25,000 | ||||
| 2012-09-25 | 2012-09-22 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 5.00 | -20 | 0 | |||||
| 2012-09-25 | 2012-09-22 | 4 | Aryeh Jason By JAALA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | -210 | 0 | |||||
| 2012-09-25 | 2012-09-22 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 10.00 | -10 | 0 | |||||
| 2012-09-25 | 2012-09-22 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Stock | I | 10.0000 | 1,000 | 10 | 154,578 | ||||
| 2012-09-19 | 2012-09-18 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.83 | -5,000 | 80,000 | |||||
| 2012-09-19 | 2012-09-18 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5700 | -5,000 | -38 | 20,000 | ||||
| 2012-09-19 | 2012-09-18 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.8300 | 5,000 | 19 | 25,000 | ||||
| 2012-09-06 | 2012-09-05 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.77 | -5,000 | 85,000 | |||||
| 2012-09-06 | 2012-09-05 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5500 | -5,000 | -38 | 20,000 | ||||
| 2012-09-06 | 2012-09-05 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7700 | 5,000 | 19 | 25,000 | ||||
| 2012-08-20 | 2012-08-20 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.77 | -5,000 | 90,000 | |||||
| 2012-08-20 | 2012-08-20 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.6700 | -5,000 | -38 | 20,000 | ||||
| 2012-08-20 | 2012-08-20 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7715 | 5,000 | 19 | 25,000 | ||||
| 2012-08-15 | 2012-08-13 | 4 | LUPINI LINDA | QLTI | Employee Stock Options (right to buy) | D | 2.45 | -77,007 | 0 | |||||
| 2012-08-15 | 2012-08-13 | 4 | LUPINI LINDA | QLTI | Common stock | D | 7.5828 | -77,007 | -584 | 15,000 | ||||
| 2012-08-15 | 2012-08-13 | 4 | LUPINI LINDA | QLTI | Common stock | D | 2.4530 | 77,007 | 189 | 92,007 | ||||
| 2012-08-10 | 2012-08-08 | 4 | LUPINI LINDA | QLTI | Employee Stock Options (right to buy) | D | 2.45 | -22,993 | 77,007 | |||||
| 2012-08-10 | 2012-08-08 | 4 | LUPINI LINDA | QLTI | Common stock | D | 7.8500 | -22,993 | -180 | 15,000 | ||||
| 2012-08-10 | 2012-08-08 | 4 | LUPINI LINDA | QLTI | Common stock | D | 2.4530 | 22,993 | 56 | 37,993 | ||||
| 2012-08-08 | 2012-08-08 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.75 | -5,000 | 95,000 | |||||
| 2012-08-08 | 2012-08-08 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.9200 | -5,000 | -40 | 20,000 | ||||
| 2012-08-08 | 2012-08-08 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7530 | 5,000 | 19 | 25,000 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 7.21 | -20,000 | 0 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 3.74 | -20,000 | 0 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 6.28 | -12,000 | 0 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 2.44 | -15,000 | 0 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 8.1900 | -67,000 | -549 | 1,200 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 7.2100 | 20,000 | 144 | 68,200 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 6.2800 | 12,000 | 75 | 48,200 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 2.4400 | 15,000 | 37 | 36,200 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 3.7400 | 20,000 | 75 | 21,200 | ||||
| 2012-07-30 | 3 | Jagpal Sukhi | QLTI | Common Stock | D | 1,200 | ||||||||
| 2012-07-25 | 2012-07-24 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.65 | -5,000 | 100,000 | |||||
| 2012-07-25 | 2012-07-24 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 8.2800 | -5,000 | -41 | 20,000 | ||||
| 2012-07-25 | 2012-07-24 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.6540 | 5,000 | 18 | 25,000 | ||||
| 2012-07-19 | 2012-07-10 | 4/A | Thomas John C | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | Sabba Stephen L | QLT | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | ANIDO VICENTE JR | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | CORMATRIX CARDIOVASCULAR INC | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | Aryeh Jason | QLTI | Phantom Stock | D | 22,000 | 22,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | KOZARICH JOHN W | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | COX GEOFFREY F | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | Meckler Jeffrey A | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-11 | 2012-06-06 | 4/A | CLARKE C BOYD | QLTI | Common Stock | I | 20,000 | 20,000 | ||||||
| 2012-07-11 | 2012-07-09 | 4 | CLARKE C BOYD | QLTI | Common Stock | I | 7.6230 | -20,000 | -152 | 0 | ||||
| 2012-07-11 | 2012-07-09 | 4 | CLARKE C BOYD | QLTI | Common Stock | D | 7.6157 | -55,450 | -422 | 0 | ||||
| 2012-07-10 | 2012-07-09 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.66 | -5,000 | 105,000 | |||||
| 2012-07-10 | 2012-07-09 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5300 | -5,000 | -38 | 20,000 | ||||
| 2012-07-10 | 2012-07-09 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.6572 | 5,000 | 18 | 25,000 | ||||
| 2012-06-22 | 2012-06-21 | 4 | Lussow Alexander R | QLTI | Employee Stock Options (right to buy) | D | 3.63 | -5,000 | 110,000 | |||||
| 2012-06-22 | 2012-06-21 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.6500 | -5,000 | -38 | 20,000 | ||||
| 2012-06-22 | 2012-06-21 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.6259 | 5,000 | 18 | 25,000 | ||||
| 2012-06-19 | 2012-06-15 | 4 | Lussow Alexander R | QLTI | Employee Stock Options (right to buy) | D | 3.64 | -5,000 | 115,000 | |||||
| 2012-06-19 | 2012-06-15 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.4700 | -5,000 | -37 | 20,000 | ||||
| 2012-06-19 | 2012-06-15 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.6412 | 5,000 | 18 | 25,000 | ||||
| 2012-06-19 | 2012-06-16 | 4 | Aryeh Jason By JALAA Equities, LP | QLT | Short Put Option (obligation to buy) | I | 5.00 | -20 | 0 | |||||
| 2012-06-19 | 2012-06-16 | 4 | Aryeh Jason By JAALA Equities, LP | QLT | Short Put Option (obligation to buy) | I | 7.50 | -447 | 0 | |||||
| 2012-06-19 | 2012-06-16 | 4 | Aryeh Jason By JALAA Equities, LP | QLT | Short Put Option (obligation to buy) | I | 10.00 | -25 | 0 | |||||
| 2012-06-19 | 2012-06-16 | 4 | Aryeh Jason By JALAA Equities, LP | QLT | Common Stock | I | 10.0000 | 2,500 | 25 | 153,578 | ||||
| 2012-06-14 | 2012-06-06 | 4 | CLARKE C BOYD | QLTI | Common Stock | D | -20,000 | 55,450 | ||||||
| 2012-06-13 | 3 | Aryeh Jason By JALAA Equities, LP | QLT | Common Shares, without par value | I | 151,078 | ||||||||
| 2012-05-18 | 2012-05-16 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 6.6668 | 50,000 | 333 | 7,447,626 | ||||
| 2012-05-16 | 2012-05-15 | 4 | CLARKE C BOYD | QLTI | Common Stock | D | 6.5602 | 2,450 | 16 | 75,450 | ||||
| 2012-04-17 | 2012-04-16 | 4 | Muller Christopher A. | QLTI | Employee Stock Options (right to buy) | D | 6.84 | 250,000 | 250,000 | |||||
| 2012-03-21 | 2012-03-20 | 4 | BUTCHOFSKY ROBERT | QLTI | Common Stock | D | 350 | 168,847 | ||||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5900 | 1,600 | 6 | 35,000 | ||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5899 | 3,385 | 12 | 33,400 | ||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5800 | 3,600 | 13 | 30,015 | ||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5799 | 115 | 0 | 26,415 | ||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5700 | 1,300 | 5 | 26,300 | ||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 59,000 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 349,800 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 4,920,153 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 1,314 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 182,130 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 169,290 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 100 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 5,800 | ||||||||
| 2009-03-17 | 2009-02-10 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2763 | -8,200 | -19 | 197,388 | ||||
| 2009-03-17 | 2009-02-10 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3000 | 500 | 1 | 205,588 | ||||
| 2009-03-17 | 2009-02-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3318 | 1,100 | 3 | 357,000 | ||||
| 2009-03-17 | 2009-02-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3117 | -4,700 | -11 | 4,883,253 | ||||
| 2009-03-17 | 2009-02-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3348 | 6,340 | 15 | 205,088 | ||||
| 2009-03-17 | 2009-02-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3196 | 1,100 | 3 | 355,900 | ||||
| 2009-03-17 | 2009-02-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3121 | -3,500 | -8 | 4,887,953 | ||||
| 2009-03-17 | 2009-02-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3293 | 13,500 | 31 | 198,748 | ||||
| 2009-03-17 | 2009-02-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2844 | 900 | 2 | 354,800 | ||||
| 2009-03-17 | 2009-02-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2697 | -5,600 | -13 | 4,891,453 | ||||
| 2009-03-17 | 2009-02-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2687 | -5,500 | -12 | 142,002 | ||||
| 2009-03-17 | 2009-02-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2838 | 2,100 | 5 | 185,248 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2944 | 900 | 2 | 353,900 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2746 | -6,700 | -15 | 4,897,053 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2636 | -2,500 | -6 | 147,502 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2963 | 818 | 2 | 183,148 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2800 | -700 | -2 | 55,600 | ||||
| 2009-03-17 | 2009-02-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2830 | 1,000 | 2 | 353,000 | ||||
| 2009-03-17 | 2009-02-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2568 | -1,900 | -4 | 150,002 | ||||
| 2009-03-17 | 2009-02-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3136 | 1,400 | 3 | 182,330 | ||||
| 2009-03-17 | 2009-02-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2669 | -800 | -2 | 56,300 | ||||
| 2009-03-17 | 2009-02-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2546 | 1,100 | 2 | 352,000 | ||||
| 2009-03-17 | 2009-02-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2398 | -8,000 | -18 | 4,903,753 | ||||
| 2009-03-17 | 2009-02-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2464 | -5,150 | -12 | 151,902 | ||||
| 2009-03-17 | 2009-02-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2372 | -900 | -2 | 57,100 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2559 | 1,100 | 2 | 350,900 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2487 | -8,400 | -19 | 4,911,753 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2508 | -12,238 | -28 | 157,052 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2508 | -1,200 | -3 | 180,930 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2425 | -1,000 | -2 | 58,000 | ||||
| 2009-03-17 | 2009-03-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6612 | -4,638 | -8 | 144,283 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6836 | 1,100 | 2 | 372,600 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6300 | -1,700 | -3 | 88,684 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6684 | -3,095 | -5 | 148,921 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6430 | 2,300 | 4 | 150,887 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6760 | -500 | -1 | 51,500 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6750 | 1,100 | 2 | 371,500 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6672 | -4,150 | -7 | 90,384 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6562 | -4,500 | -7 | 149,716 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6600 | 300 | 0 | 153,216 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6704 | -1,200 | -2 | 52,000 | ||||
| 2009-03-17 | 2009-02-25 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7436 | 1,100 | 2 | 370,400 | ||||
| 2009-03-17 | 2009-02-25 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7532 | -8,200 | -14 | 94,534 | ||||
| 2009-03-17 | 2009-02-25 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7506 | -10,246 | -18 | 153,916 | ||||
| 2009-03-17 | 2009-02-25 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7200 | 100 | 0 | 164,162 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7277 | 1,300 | 2 | 369,300 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7241 | -9,000 | -16 | 4,836,553 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7200 | -1,200 | -2 | 102,734 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7272 | 1,800 | 3 | 164,062 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7300 | -100 | -0 | 162,262 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7225 | -800 | -1 | 53,200 | ||||
| 2009-03-17 | 2009-02-23 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7362 | 1,300 | 2 | 368,000 | ||||
| 2009-03-17 | 2009-02-23 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7221 | -2,400 | -4 | 103,934 | ||||
| 2009-03-17 | 2009-02-23 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7228 | -2,500 | -4 | 162,362 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.8088 | 1,200 | 2 | 366,700 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.8054 | -2,328 | -4 | 106,334 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.8041 | -2,700 | -5 | 164,862 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.8114 | 700 | 1 | 166,262 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7975 | -1,000 | -2 | 54,000 | ||||
| 2009-03-17 | 2009-02-19 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.9342 | 1,200 | 2 | 365,500 | ||||
| 2009-03-17 | 2009-03-10 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4483 | -22,300 | -32 | 22,400 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4343 | 700 | 1 | 377,900 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4227 | -9,200 | -13 | 4,820,453 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4244 | -3,780 | -5 | 150,867 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4335 | 3,700 | 5 | 154,647 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4250 | -1,400 | -2 | 44,700 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4300 | 800 | 1 | 377,200 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4221 | -6,900 | -10 | 4,829,653 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4300 | -228 | -0 | 80,783 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4251 | 6,221 | 9 | 150,947 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4308 | -1,200 | -2 | 46,100 | ||||
| 2009-03-17 | 2009-03-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5631 | 800 | 1 | 376,400 | ||||
| 2009-03-17 | 2009-03-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5286 | -3,273 | -5 | 81,011 | ||||
| 2009-03-17 | 2009-03-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5691 | -8,440 | -13 | 144,726 | ||||
| 2009-03-17 | 2009-03-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5393 | -1,400 | -2 | 47,300 | ||||
| 2009-03-17 | 2009-03-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5790 | 1,000 | 2 | 375,600 | ||||
| 2009-03-17 | 2009-03-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5806 | -7,164 | -11 | 153,166 | ||||
| 2009-03-17 | 2009-03-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5200 | 1,200 | 2 | 160,330 | ||||
| 2009-03-17 | 2009-03-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5643 | -1,400 | -2 | 48,700 | ||||
| 2009-03-17 | 2009-03-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4665 | 1,000 | 1 | 374,600 | ||||
| 2009-03-17 | 2009-03-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4600 | -100 | -0 | 84,284 | ||||
| 2009-03-17 | 2009-03-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4716 | 14,847 | 22 | 159,130 | ||||
| 2009-03-17 | 2009-03-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4836 | -1,400 | -2 | 50,100 | ||||
| 2009-03-17 | 2009-03-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6400 | 1,000 | 2 | 373,600 | ||||
| 2009-03-17 | 2009-03-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6842 | -4,300 | -7 | 84,384 | ||||
| 2009-02-17 | 2009-02-12 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 2.2900 | 193,190 | 442 | 7,112,515 | ||||
| 2009-02-17 | 2009-02-12 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 2.2825 | 25 | 0 | 6,919,325 | ||||
| 2009-02-17 | 2009-02-12 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 2.2800 | 1,455 | 3 | 6,919,300 | ||||
| 2009-02-17 | 2009-02-10 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 2.3000 | 150,017 | 345 | 7,262,532 | ||||
| 2005-04-20 | 3 | Nelson Cameron | QLTI | Common Stock | D | 0 | ||||||||
| 2005-01-04 | 3/A | VUTURO GEORGE J | QLTI | Common Stock | D | 26,813 | ||||||||
| 2004-11-29 | 3 | AZAB MOHAMMAD | QLTI | Common Stock | D | 200 | ||||||||
| 2004-11-29 | 3 | BUTCHOFSKY ROBERT | QLTI | Common Stock | D | 18,100 | ||||||||
| 2004-11-29 | 3 | CLARKE C BOYD | QLTI | Common Stock | D | 3,000 | ||||||||
| 2004-11-29 | 3 | CURAUDEAU ALAIN | QLTI | Common Stock | D | 0 | ||||||||
| 2004-11-29 | 3 | DUNCAN MICHAEL R | QLTI | Common Stock | D | 715 | ||||||||
| 2004-11-29 | 3 | CROSSGROVE PETER A | QLTI | Common Stock | D | 2,000 | ||||||||
| 2004-11-29 | 3 | HASTINGS PAUL J | QLTI | Common Stock | D | 8,600 | ||||||||
| 2004-11-29 | 3 | DOTY MICHAEL J | QLTI | Common Stock | D | 1,000 | ||||||||
| 2004-11-29 | 3 | HAYES THERESE | QLTI | Common Stock | D | 0 | ||||||||
| 2004-11-29 | 3 | LEVY JULIA By Spouse | QLTI | Common Stock | I | 29,800 | ||||||||
| 2004-11-29 | 3 | LEVY JULIA RRSP Account | QLTI | Common Stock | I | 4,000 | ||||||||
| 2004-11-29 | 3 | LEVY JULIA | QLTI | Common Stock | D | 445,480 | ||||||||
| 2004-11-29 | 3 | LUPINI LINDA | QLTI | Common Stock | D | 500 | ||||||||
| 2004-11-29 | 3 | NEWELL WILLIAM J | QLTI | Common Stock | D | 0 | ||||||||
| 2004-11-29 | 3 | MENDELSON ALAN C | QLTI | Common Stock | D | 2,000 | ||||||||
| 2004-11-29 | 3 | REDENBARGER JAMES | QLTI | Common Stock | D | 0 | ||||||||
| 2004-11-29 | 3 | SCOTT E DUFF | QLTI | Common Stock | D | 30,000 | ||||||||
| 2004-11-29 | 3 | VIETOR RICHARD R | QLTI | Common Stock | D | 448 | ||||||||
| 2004-11-29 | 3 | WOOD JACK | QLTI | Common Stock | D | 3,500 | ||||||||
| 2004-11-29 | 3 | HENRIKSEN RONALD D | QLTI | Common Stock | D | 6,000 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
