| 발행주식수 | 15,801,901 shares |
| 내부자 지분 | 8,617,263 shares |
| 내부자 주주 | 54.53 % |
| 전체 내부자 | 44 |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자 트레이딩 차트
Neurogene Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Kamran Alam CFO, Vice President Finance - [O] | 0 | 0 | |
|
Baker Bros. Advisors Lp
Director, 10% Owner -
[D]
|
1,658,190 | 1,658,190 | |
|
Julian Baker
10% Owner -
|
3,501,691 | 1,658,190 | |
| Martin Babler | 25,000 | ||
|
Baker Bros. Advisors (GP) LLC
10% Owner -
|
25,000 | 1,658,190 | |
| Meta Cantey Boyd | 0 | ||
| Gary Bridger Director - [D] | 0 | 0 | |
| Stuart Cobb Chief Scientific Officer - [O] | 30,497 | 30,497 | |
| Donna Cochener | 400,000 | ||
| Christine Mikail Cvijic President and CFO, Director - [D] [O] | 93,640 | 93,640 | |
| Jonathan G Drachman President and CEO, Director - [D] [O] | 100,000 | 20,000 | |
|
Jeremy Green
10% Owner -
|
4,041,211 | 808,242 | |
| Robert Ho Chief Financial Officer - [O] | 21,503 | 4,301 | |
|
& Johnson Johnson
10% Owner -
|
100,000 | 100,000 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Abigail Jenkins Chief Commercial Officer - [O] | 0 | 0 | |
|
Johnson & Johnson Innovation - JJDC, Inc.
10% Owner -
|
100,000 | 100,000 | |
| Elaine V Jones Director - [D] | 0 | 0 | |
| Julie Jordan Chief Medical Officer - [O] | 12,472 | 12,472 | |
| Daniel J Levitt Director - [D] | 0 | 0 | |
| Erin Lavelle | 25,000 | ||
| Lavelle Erin M. | 0 | ||
| Richard S Levy | 0 | ||
| Lloyd MacKenzie Chief Operating Officer - [O] | 0 | 0 | |
| David Main President and CEO, Director - [D] [O] | 71,530 | 71,530 | |
| Shelley McCloskey VP, HR and Administration - [O] | 0 | 0 | |
| Rachel McMinn Chief Executive Officer, Director - [D] [O] | 1,344,307 | 1,344,307 | |
| David Chilton Mitchell VP Global Regulatory & Quality - [O] | 3,575 | 3,575 | |
| Kelvin Neu Director - [D] | 72 | 72 | |
| Nolan Sean P. | 25,000 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Noonberg Sarah B. | 25,000 | ||
| Rohan Palekar | 25,000 | ||
|
Pfizer Inc
10% Owner -
|
975,403 | 975,403 | |
| Priti Patel - | 37,313 | 7,463 | |
| Robert Pelzer | 15,000 | ||
|
Redmile Group, LLC
10% Owner -
|
4,041,211 | 808,242 | |
| Stephen B Shrewsbury CMO; Senior VP Clinical Dev. - [O] | 400 | 400 | |
| Todd E Simpson Director - [D] | 0 | 0 | |
|
Samsara BioCapital GP, LLC
10% Owner -
|
1,668,357 | 1,668,357 | |
| Sean Michael Smith Interim CFO, Prin Acct Off - [O] | 21,637 | 4,327 | |
| Barbara Troupin Chief Medical Officer - [O] | 0 | 0 | |
| Holly Vance | 100,000 | ||
|
Ventures West 8 Limited Partnership
10% Owner -
|
1,543,989 | 1,543,989 | |
| Carl Walkey Senior Vice President - [O] | 1,352,489 | 270,498 | |
| Lewis T Williams | 25,000 |
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 NGNE / Neurogene Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 NGNE / Neurogene Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-08 | 2026-05-06 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 32.4358 | -4,800 | -156 | 93,640 | ||||
| 2026-05-08 | 2026-05-06 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 30.0732 | -4,800 | -144 | 98,440 | ||||
| 2026-03-30 | 2026-03-26 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 21.6247 | -2,558 | -55 | 103,240 | ||||
| 2026-03-30 | 2026-03-26 | 4 | Jordan Julie | NGNE | Common Stock | D | 21.8932 | -828 | -18 | 12,472 | ||||
| 2026-03-30 | 2026-03-26 | 4 | McMinn Rachel | NGNE | Common Stock | D | 22.0749 | -3,352 | -74 | 1,344,307 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 22.0195 | -263 | -6 | 105,798 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 21.2451 | -1,395 | -30 | 106,061 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 20.4224 | -2,387 | -49 | 107,456 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cobb Stuart | NGNE | Common Stock | D | 22.0800 | -148 | -3 | 30,497 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cobb Stuart | NGNE | Common Stock | D | 21.3400 | -2,658 | -57 | 30,645 | ||||
| 2026-03-17 | 2026-03-13 | 4 | Cobb Stuart | NGNE | Common Stock | D | 20.4100 | -3,991 | -81 | 33,303 | ||||
| 2026-03-03 | 2026-02-27 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 25.1096 | -4,800 | -121 | 109,843 | ||||
| 2026-02-24 | 2026-02-20 | 4 | Cobb Stuart | NGNE | Common Stock | D | 16,500 | 37,294 | ||||||
| 2026-02-24 | 2026-02-20 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 22,000 | 114,643 | ||||||
| 2026-02-24 | 2026-02-20 | 4 | Jordan Julie | NGNE | Common Stock | D | 4,900 | 13,300 | ||||||
| 2026-02-24 | 2026-02-20 | 4 | McMinn Rachel | NGNE | Common Stock | D | 25,900 | 1,347,659 | ||||||
| 2025-05-15 | 2025-05-14 | 4 | Cobb Stuart | NGNE | Common Stock | D | 15.1542 | -6,797 | -103 | 20,794 | ||||
| 2025-03-28 | 2025-03-26 | 4 | Cobb Stuart | NGNE | Common Stock | D | 7,200 | 27,591 | ||||||
| 2025-03-28 | 2025-03-26 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 20,300 | 92,643 | ||||||
| 2025-03-28 | 2025-03-26 | 4 | Jordan Julie | NGNE | Common Stock | D | 8,400 | 8,400 | ||||||
| 2025-03-28 | 2025-03-26 | 4 | McMinn Rachel | NGNE | Common Stock | D | 23,900 | 1,274,259 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 16.9400 | -4,501 | -76 | 72,343 | ||||
| 2024-11-27 | 2024-11-26 | 4 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 27.5000 | 2,000 | 55 | 1,717,127 | ||||
| 2024-11-27 | 2024-11-26 | 4 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 26.7300 | 15,219 | 407 | 1,715,127 | ||||
| 2024-11-27 | 2024-11-26 | 4 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 26.0100 | 10,803 | 281 | 1,699,908 | ||||
| 2024-11-27 | 2024-11-26 | 4 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 24.9100 | 20,748 | 517 | 1,689,105 | ||||
| 2024-11-27 | 3 | Samsara BioCapital GP, LLC By Samsara BioCapital, L.P. | NGNE | Common Stock | I | 1,668,357 | ||||||||
| 2024-11-25 | 2024-11-22 | 4 | McMinn Rachel | NGNE | Common Stock | D | 20.4000 | 47,500 | 969 | 1,297,859 | ||||
| 2024-11-25 | 2024-11-22 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 20.4750 | 24,000 | 491 | 76,844 | ||||
| 2024-03-14 | 2024-03-13 | 4 | Cvijic Christine Mikail | NGNE | Common Stock | D | 31,903 | 52,844 | ||||||
| 2024-03-14 | 2024-03-13 | 4 | Cobb Stuart | NGNE | Common Stock | D | 20,391 | 20,391 | ||||||
| 2023-12-26 | 3 | Cvijic Christine Mikail | NGNE | Common Stock | D | 20,941 | ||||||||
| 2023-12-26 | 3 | McMinn Rachel | NGNE | Common Stock | D | 1,250,359 | ||||||||
| 2023-10-10 | 2023-10-05 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 535,601 | 1,658,190 | ||||||
| 2023-10-10 | 2023-10-05 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 57,049 | 155,874 | ||||||
| 2023-08-17 | 2023-08-17 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6928 | 61,134 | 42 | 5,612,949 | ||||
| 2023-08-17 | 2023-08-17 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6928 | 5,041 | 3 | 494,133 | ||||
| 2023-08-17 | 2023-08-17 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6924 | 93,091 | 64 | 5,551,815 | ||||
| 2023-08-17 | 2023-08-17 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6924 | 7,676 | 5 | 489,092 | ||||
| 2023-08-17 | 2023-08-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6828 | 4,434 | 3 | 5,458,724 | ||||
| 2023-08-17 | 2023-08-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6828 | 366 | 0 | 481,416 | ||||
| 2023-08-17 | 2023-08-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6805 | 207,676 | 141 | 5,454,290 | ||||
| 2023-08-17 | 2023-08-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6805 | 17,124 | 12 | 481,050 | ||||
| 2023-08-17 | 2023-08-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6650 | 4,342 | 3 | 5,246,614 | ||||
| 2023-08-17 | 2023-08-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6650 | 358 | 0 | 463,926 | ||||
| 2023-08-17 | 2023-08-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6308 | 1,740,581 | 1,098 | 5,242,272 | ||||
| 2023-08-17 | 2023-08-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 0.6308 | 143,519 | 91 | 463,568 | ||||
| 2023-08-14 | 2023-08-11 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 0.6184 | -1,323 | -1 | 21,637 | ||||
| 2023-08-14 | 2023-08-10 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 5,000 | 22,960 | ||||||
| 2023-04-04 | 2023-04-03 | 4 | Patel Priti | NLTX | Common Stock | D | 0.6919 | -3,769 | -3 | 37,313 | ||||
| 2023-04-04 | 2023-03-31 | 4 | Patel Priti | NLTX | Common Stock | D | 10,000 | 41,082 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Patel Priti | NLTX | Common Stock | D | 0.5972 | -14,380 | -9 | 31,082 | ||||
| 2023-02-03 | 2023-02-01 | 4 | Patel Priti | NLTX | Common Stock | D | 35,000 | 45,462 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 0.5972 | -3,316 | -2 | 15,960 | ||||
| 2023-02-03 | 2023-02-01 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 12,500 | 19,276 | ||||||
| 2022-08-12 | 2022-08-10 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 0.9914 | -1,655 | -2 | 6,776 | ||||
| 2022-08-12 | 2022-08-10 | 4 | Smith Sean Michael | NLTX | Common Stock | D | 5,000 | 8,431 | ||||||
| 2022-05-16 | 2022-05-12 | 4 | SIMPSON TODD E | NLTX | Stock Option (Right to Buy) | D | 1.07 | 25,000 | 25,000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | PALEKAR ROHAN | NLTX | Stock Option (Right to Buy) | D | 1.07 | 25,000 | 25,000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | Lavelle Erin | NLTX | Stock Option (Right to Buy) | D | 1.07 | 25,000 | 25,000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | Noonberg Sarah B. | NLTX | Stock Option (Right to Buy) | D | 1.07 | 25,000 | 25,000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | Babler Martin | NLTX | Stock Option (Right to Buy) | D | 1.07 | 25,000 | 25,000 | |||||
| 2022-05-16 | 2022-05-12 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Non-Qualified Stock Option (right to buy) | I | 1.07 | 25,000 | 25,000 | |||||
| 2022-05-03 | 2022-05-02 | 4 | Patel Priti | NLTX | Common Stock | D | 1.2186 | -5,538 | -7 | 6,462 | ||||
| 2022-05-03 | 2022-04-30 | 4 | Patel Priti | NLTX | Restricted Stock Units | D | 0.00 | 10,000 | 10,000 | |||||
| 2022-05-03 | 2022-04-30 | 4 | Patel Priti | NLTX | Common Stock | D | 10,000 | 12,000 | ||||||
| 2022-03-15 | 2022-03-14 | 4 | Cochener Donna | NLTX | Stock Option (Right to Buy) | D | 1.81 | 400,000 | 400,000 | |||||
| 2022-03-04 | 2022-03-02 | 4 | PALEKAR ROHAN | NLTX | Stock Option (Right to Buy) | D | 2.72 | 50,000 | 50,000 | |||||
| 2022-03-03 | 3 | Smith Sean Michael | NLTX | Common Stock | D | 3,431 | ||||||||
| 2022-03-03 | 2022-03-02 | 4 | Smith Sean Michael | NLTX | Stock Option (Right to Buy) | D | 2.72 | 80,000 | 80,000 | |||||
| 2022-02-14 | 2021-10-26 | 5 | DRACHMAN JONATHAN G | NLTX | Common Stock | I | 75,000 | 100,000 | ||||||
| 2022-02-14 | 2021-10-26 | 5 | DRACHMAN JONATHAN G | NLTX | Common Stock | I | 75,000 | 100,000 | ||||||
| 2022-02-14 | 2021-10-26 | 5 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | -75,000 | 2,198,686 | ||||||
| 2022-02-14 | 2021-10-26 | 5 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | -75,000 | 2,198,686 | ||||||
| 2022-02-02 | 2022-02-01 | 4 | Walkey Carl | NLTX | Restricted Stock Units | D | 0.00 | 55,000 | 55,000 | |||||
| 2022-02-02 | 2022-02-01 | 4 | Patel Priti | NLTX | Restricted Stock Units | D | 0.00 | 70,000 | 70,000 | |||||
| 2022-02-02 | 2022-02-01 | 4 | Ho Robert | NLTX | Restricted Stock Units | D | 0.00 | 70,000 | 70,000 | |||||
| 2021-08-26 | 2021-08-25 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | I | 6.4490 | 25,000 | 161 | 25,000 | ||||
| 2021-08-26 | 2021-08-25 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | I | 6.4490 | 25,000 | 161 | 25,000 | ||||
| 2021-08-26 | 2021-08-24 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 6.1110 | 100,000 | 611 | 2,348,686 | ||||
| 2021-08-05 | 2021-08-03 | 4 | Walkey Carl | NLTX | Stock Option (Right to Buy) | D | 6.80 | 100,000 | 100,000 | |||||
| 2021-08-05 | 2021-08-03 | 4 | Vance Holly | NLTX | Stock Option (Right to Buy) | D | 6.80 | 100,000 | 100,000 | |||||
| 2021-08-05 | 2021-08-03 | 4 | Patel Priti | NLTX | Stock Option (Right to Buy) | D | 6.80 | 50,000 | 50,000 | |||||
| 2021-08-05 | 2021-08-03 | 4 | Ho Robert | NLTX | Stock Option (Right to Buy) | D | 6.80 | 190,000 | 190,000 | |||||
| 2021-08-05 | 2021-08-03 | 4 | DRACHMAN JONATHAN G | NLTX | Stock Option (Right to Buy) | D | 6.80 | 400,000 | 400,000 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Walkey Carl | NLTX | Common Stock | D | 10.1900 | -600 | -6 | 1,352,489 | ||||
| 2021-06-11 | 2021-06-09 | 4 | Walkey Carl | NLTX | Common Stock | D | 10.8246 | -650 | -7 | 1,353,089 | ||||
| 2021-06-09 | 2021-06-08 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.0000 | -600 | -7 | 1,353,739 | ||||
| 2021-06-07 | 2021-06-04 | 4 | Walkey Carl | NLTX | Common Stock | D | 10.0000 | -600 | -6 | 1,354,339 | ||||
| 2021-06-07 | 2021-06-04 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 9.6082 | 10,000 | 96 | 2,248,686 | ||||
| 2021-06-07 | 2021-06-03 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 9.4818 | 40,000 | 379 | 2,238,686 | ||||
| 2021-05-26 | 2021-05-26 | 4 | Walkey Carl | NLTX | Common Stock | D | 10.0000 | -600 | -6 | 1,354,939 | ||||
| 2021-05-21 | 2021-05-19 | 4 | Walkey Carl | NLTX | Common Stock | D | 10.6300 | -600 | -6 | 1,355,539 | ||||
| 2021-05-13 | 2021-05-11 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Non-Qualified Stock Option (right to buy) | I | 11.40 | 25,000 | 25,000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | Babler Martin | NLTX | Stock Option (Right to Buy) | D | 11.40 | 25,000 | 25,000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | Lavelle Erin M. | NLTX | Stock Option (Right to Buy) | D | 11.40 | 25,000 | 25,000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | Noonberg Sarah B. | NLTX | Stock Option (Right to Buy) | D | 11.40 | 25,000 | 25,000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | Williams Lewis T | NLTX | Stock Option (Right to Buy) | D | 11.40 | 25,000 | 25,000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | SIMPSON TODD E | NLTX | Stock Option (Right to Buy) | D | 11.40 | 25,000 | 25,000 | |||||
| 2021-05-12 | 2021-05-12 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.0900 | -1,200 | -13 | 1,354,762 | ||||
| 2021-05-06 | 2021-05-05 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.3000 | -1,200 | -14 | 1,355,962 | ||||
| 2021-05-04 | 2021-04-30 | 4 | Patel Priti | NLTX | Stock Option (Right to Buy) | D | 12.49 | 475,000 | 475,000 | |||||
| 2021-05-04 | 2021-04-30 | 4 | Patel Priti | NLTX | Restricted Stock Units | D | 0.00 | 20,000 | 20,000 | |||||
| 2021-04-30 | 2021-04-28 | 4 | Walkey Carl | NLTX | Common Stock | D | 12.5800 | -2,400 | -30 | 1,357,162 | ||||
| 2021-04-27 | 2021-04-26 | 4 | Walkey Carl | NLTX | Common Stock | D | 13.0000 | -600 | -8 | 1,359,562 | ||||
| 2021-04-22 | 2021-04-21 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.9800 | -1,800 | -22 | 1,360,162 | ||||
| 2021-04-16 | 2021-04-14 | 4 | Walkey Carl | NLTX | Common Stock | D | 12.2200 | -1,800 | -22 | 1,361,962 | ||||
| 2021-04-08 | 2021-04-07 | 4 | Walkey Carl | NLTX | Common Stock | D | 12.0200 | -1,800 | -22 | 1,363,762 | ||||
| 2021-04-06 | 2021-04-05 | 4 | Walkey Carl | NLTX | Common Stock | D | 13.0000 | -600 | -8 | 1,365,562 | ||||
| 2021-04-02 | 2021-03-31 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.9600 | -1,800 | -22 | 1,366,162 | ||||
| 2021-03-24 | 2021-03-24 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.9533 | -1,800 | -22 | 1,367,962 | ||||
| 2021-03-24 | 2021-03-22 | 4 | Walkey Carl | NLTX | Common Stock | D | 12.0000 | -600 | -7 | 1,369,762 | ||||
| 2021-03-18 | 2021-03-17 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.3600 | -1,200 | -14 | 1,370,362 | ||||
| 2021-03-18 | 2021-03-17 | 4 | Ho Robert | NLTX | Common Stock | D | 11.0137 | -6,497 | -72 | 21,503 | ||||
| 2021-03-18 | 2021-03-16 | 4 | Ho Robert | NLTX | Restricted Stock Units | D | 0.00 | 25,000 | 50,000 | |||||
| 2021-03-18 | 2021-03-16 | 4 | Ho Robert | NLTX | Common Stock | D | 25,000 | 28,000 | ||||||
| 2021-03-11 | 2021-03-10 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.9667 | -1,800 | -22 | 1,371,562 | ||||
| 2021-03-04 | 2021-03-03 | 4 | Walkey Carl | NLTX | Common Stock | D | 11.8667 | -1,800 | -21 | 1,373,362 | ||||
| 2021-02-25 | 2021-02-25 | 4 | Walkey Carl | NLTX | Common Stock | D | 13.0000 | -600 | -8 | 1,375,162 | ||||
| 2021-02-25 | 2021-02-24 | 4 | Walkey Carl | NLTX | Common Stock | D | 12.1400 | -1,800 | -22 | 1,375,762 | ||||
| 2021-02-18 | 2021-02-17 | 4 | Walkey Carl | NLTX | Common Stock | D | 12.7000 | -2,400 | -30 | 1,377,562 | ||||
| 2021-02-12 | 2021-02-10 | 4 | Walkey Carl | NLTX | Common Stock | D | 14.2000 | -3,000 | -43 | 1,379,962 | ||||
| 2021-02-09 | 2021-02-05 | 4 | Walkey Carl | NLTX | Common Stock | D | 14.0000 | -600 | -8 | 1,382,962 | ||||
| 2021-02-05 | 2021-02-03 | 4 | Walkey Carl | NLTX | Common Stock | D | 13.2300 | -2,400 | -32 | 1,383,562 | ||||
| 2021-02-02 | 2021-01-30 | 4 | Walkey Carl | NLTX | Stock Option (Right to Buy) | D | 12.60 | 45,000 | 45,000 | |||||
| 2021-02-02 | 3 | Walkey Carl | NLTX | Common Stock | D | 1,385,962 | ||||||||
| 2020-12-23 | 2020-07-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Pre-Funded Warrants | I | 518,555 | 10,283,888 | ||||||
| 2020-12-23 | 2020-07-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Pre-Funded Warrants | I | 38,974 | 1,199,122 | ||||||
| 2020-12-23 | 2020-07-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 15.2500 | 394,360 | 6,014 | 3,501,691 | ||||
| 2020-12-23 | 2020-07-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 15.2500 | 29,640 | 452 | 320,049 | ||||
| 2020-10-20 | 2020-10-19 | 4 | Vance Holly | NLTX | Stock Option (Right to Buy) | D | 12.30 | 220,000 | 220,000 | |||||
| 2020-09-10 | 2020-09-08 | 4 | Babler Martin | NLTX | Stock Option (Right to Buy) | D | 12.25 | 50,000 | 50,000 | |||||
| 2020-08-12 | 2020-08-10 | 4 | DRACHMAN JONATHAN G | NLTX | Stock Option (Right to Buy) | D | 12.00 | 420,000 | 420,000 | |||||
| 2020-08-12 | 2020-08-10 | 4 | Ho Robert | NLTX | Stock Option (Right to Buy) | D | 12.00 | 90,000 | 90,000 | |||||
| 2020-06-02 | 2020-06-01 | 4 | Lavelle Erin M. | NLTX | Stock Option (Right to Buy) | D | 13.58 | 50,000 | 50,000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Non-Qualified Stock Option (right to buy) | I | 12.84 | 25,000 | 25,000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Nolan Sean P. | NLTX | Stock Option (Right to Buy) | D | 12.84 | 25,000 | 25,000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Noonberg Sarah B. | NLTX | Stock Option (Right to Buy) | D | 12.84 | 25,000 | 25,000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | SIMPSON TODD E | NLTX | Stock Option (Right to Buy) | D | 12.84 | 25,000 | 25,000 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Williams Lewis T | NLTX | Stock Option (Right to Buy) | D | 12.84 | 25,000 | 25,000 | |||||
| 2020-04-06 | 2020-04-02 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11.8200 | -100 | -1 | 4,041,211 | ||||
| 2020-04-06 | 2020-04-02 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11.3039 | -9,734 | -110 | 4,041,311 | ||||
| 2020-04-06 | 2020-04-02 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11.8506 | 1,000 | 12 | 4,051,045 | ||||
| 2020-04-06 | 2020-04-02 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11.3605 | 38,300 | 435 | 4,050,045 | ||||
| 2020-04-06 | 2020-04-01 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11.8650 | -200 | -2 | 4,011,745 | ||||
| 2020-04-06 | 2020-04-01 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11.0616 | -9,634 | -107 | 4,011,945 | ||||
| 2020-04-06 | 2020-04-01 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 11.6517 | 9,000 | 105 | 4,021,579 | ||||
| 2020-04-06 | 2020-04-01 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 10.9482 | 33,500 | 367 | 4,012,579 | ||||
| 2020-04-06 | 2020-03-31 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 10.7079 | 7,500 | 80 | 3,979,079 | ||||
| 2020-04-06 | 2020-03-31 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 10.1813 | 22,500 | 229 | 3,971,579 | ||||
| 2020-04-06 | 2020-03-30 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 10.2744 | 2,700 | 28 | 3,949,079 | ||||
| 2020-04-06 | 2020-03-30 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 9.9050 | 29,800 | 295 | 3,946,379 | ||||
| 2020-04-06 | 2020-03-27 | 4 | Redmile Group, LLC | NLTX | Common Stock | I | 9.2079 | 50,000 | 460 | 3,916,579 | ||||
| 2020-04-06 | 3 | Green Jeremy | NLTX | Common Stock | I | 7,733,158 | ||||||||
| 2020-04-06 | 3 | Green Jeremy | NLTX | Common Stock | I | 7,733,158 | ||||||||
| 2020-04-06 | 3 | Green Jeremy | NLTX | Common Stock | I | 7,733,158 | ||||||||
| 2020-04-06 | 3 | Green Jeremy | NLTX | Common Stock | I | 7,733,158 | ||||||||
| 2020-03-16 | 3 | Ho Robert | NLTX | Common Stock | D | 6,000 | ||||||||
| 2020-03-16 | 3 | Ho Robert | NLTX | Common Stock | D | 6,000 | ||||||||
| 2020-03-16 | 3 | Ho Robert | NLTX | Common Stock | D | 6,000 | ||||||||
| 2020-03-16 | 2020-03-16 | 4 | Ho Robert | NLTX | Stock Option (Right to Buy) | D | 6.44 | 200,000 | 200,000 | |||||
| 2020-03-16 | 2020-03-16 | 4 | Ho Robert | NLTX | Restricted Stock Units | D | 0.00 | 75,000 | 75,000 | |||||
| 2019-12-20 | 2019-12-20 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 8.4000 | 119,047 | 1,000 | 2,198,686 | ||||
| 2019-12-20 | 2019-11-12 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 1,261,600 | 2,079,639 | ||||||
| 2019-12-20 | 2019-11-12 | 4 | DRACHMAN JONATHAN G | NLTX | Series A Preferred Stock | D | -12,616 | 0 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Pre-funded Warrants | I | 9,765,333 | 9,765,333 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Pre-funded Warrants | I | 1,160,148 | 1,161,048 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | -9,765,333 | 3,107,331 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | -1,160,148 | 290,409 | ||||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 8.4000 | 2,767,505 | 23,247 | 12,872,664 | ||||
| 2019-12-20 | 2019-12-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Common Stock | I | 8.4000 | 250,037 | 2,100 | 1,450,557 | ||||
| 2019-10-15 | 2019-10-10 | 4 | BAKER BROS. ADVISORS LP See Footnotes | NLTX | Non-Qualified Stock Option (right to buy) | I | 2.82 | 22,000 | 22,000 | |||||
| 2019-10-15 | 2019-10-10 | 4 | Williams Lewis T | NLTX | Stock Option (right to buy) | D | 2.82 | 22,000 | 22,000 | |||||
| 2019-10-15 | 2019-10-10 | 4 | Nolan Sean P. | NLTX | Stock Option (right to buy) | D | 2.82 | 22,000 | 22,000 | |||||
| 2019-10-15 | 2019-10-10 | 4 | Noonberg Sarah B. | NLTX | Stock Option (right to buy) | D | 2.82 | 22,000 | 22,000 | |||||
| 2019-10-15 | 2019-10-10 | 4 | SIMPSON TODD E | NLTX | Stock Option (right to buy) | D | 2.82 | 22,000 | 22,000 | |||||
| 2019-09-13 | 2019-08-08 | 4/A | DRACHMAN JONATHAN G | NLTX | Series A Preferred Stock | D | 12,616 | 12,616 | ||||||
| 2019-09-13 | 2019-08-08 | 4/A | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 568,039 | 568,039 | ||||||
| 2019-09-11 | 2019-09-11 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 3.2975 | 136,436 | 450 | 584,428 | ||||
| 2019-09-11 | 2019-09-10 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 3.0834 | 36,742 | 113 | 447,992 | ||||
| 2019-09-11 | 2019-09-09 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 2.8450 | 76,822 | 219 | 411,250 | ||||
| 2019-09-04 | 2019-08-31 | 4 | DRACHMAN JONATHAN G | NLTX | Stock Option (Right to Buy) | D | 2.80 | 1,650,000 | 1,650,000 | |||||
| 2019-08-12 | 2019-08-08 | 4 | DRACHMAN JONATHAN G | NLTX | Series A Preferred Stock | D | 7,428 | 7,428 | ||||||
| 2019-08-12 | 2019-08-08 | 4 | DRACHMAN JONATHAN G | NLTX | Common Stock | D | 334,428 | 334,428 | ||||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 3.1529 | 50,436 | 159 | 10,105,159 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 3.1529 | 4,564 | 14 | 1,200,520 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 3.0244 | 209,382 | 633 | 10,054,723 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 3.0244 | 18,943 | 57 | 1,195,956 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2.9576 | 5,869 | 17 | 9,845,341 | ||||
| 2019-08-08 | 2019-08-07 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2.9576 | 531 | 2 | 1,177,013 | ||||
| 2019-08-08 | 2019-08-06 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2.8469 | 65,568 | 187 | 9,839,472 | ||||
| 2019-08-08 | 2019-08-06 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2.8469 | 5,932 | 17 | 1,176,482 | ||||
| 2019-08-08 | 2019-08-06 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2.8328 | 9,445 | 27 | 9,773,904 | ||||
| 2019-08-08 | 2019-08-06 | 4 | BAKER BROS. ADVISORS LP See footnotes | AQXP | Common Stock | I | 2.8328 | 855 | 2 | 1,170,550 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 3.07 | 195,000 | 195,000 | |||||
| 2018-08-09 | 2018-08-07 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 3.07 | 145,000 | 145,000 | |||||
| 2018-08-09 | 2018-08-07 | 4 | McCloskey Shelley | AQXP | Stock Option (Right to Buy) | D | 3.07 | 75,000 | 75,000 | |||||
| 2018-08-09 | 2018-08-07 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 3.07 | 415,000 | 415,000 | |||||
| 2018-05-16 | 2018-05-14 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 10.56 | -3,906 | 0 | |||||
| 2018-05-16 | 2018-05-14 | 4 | LEVITT DANIEL J | AQXP | Common Stock | D | 12.6700 | -3,906 | -49 | 0 | ||||
| 2018-05-16 | 2018-05-14 | 4 | LEVITT DANIEL J | AQXP | Common Stock | D | 10.5600 | 3,906 | 41 | 3,906 | ||||
| 2018-05-09 | 2018-05-07 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 13.10 | 15,000 | 15,000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 13.10 | 15,000 | 15,000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 13.10 | 15,000 | 15,000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | Nolan Sean P. | AQXP | Stock Option (Right to Buy) | D | 13.10 | 15,000 | 15,000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 13.10 | 15,000 | 15,000 | |||||
| 2018-05-09 | 2018-05-07 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Non-Qualified Stock Option (right to buy) | I | 13.10 | 30,000 | 30,000 | |||||
| 2018-03-19 | 2018-03-15 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 10.56 | -1,302 | 0 | |||||
| 2018-03-19 | 2018-03-15 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 14.6304 | -1,302 | -19 | 0 | ||||
| 2018-03-19 | 2018-03-15 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 10.5600 | 1,302 | 14 | 1,302 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Troupin Barbara | AQXP | Stock Option (Right to Buy) | D | 16.55 | 75,000 | 75,000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 16.55 | 75,000 | 75,000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jenkins Abigail | AQXP | Stock Option (Right to Buy) | D | 16.55 | 75,000 | 75,000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 16.55 | 75,000 | 75,000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 16.55 | 225,000 | 225,000 | |||||
| 2018-03-13 | 2018-03-09 | 4 | McCloskey Shelley | AQXP | Stock Option (Right to Buy) | D | 16.55 | 45,000 | 45,000 | |||||
| 2017-06-05 | 2017-06-05 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 9.60 | -3,625 | 0 | |||||
| 2017-06-05 | 2017-06-05 | 4 | Main David | AQXP | Common Stock | D | 13.1575 | -3,625 | -48 | 71,530 | ||||
| 2017-06-05 | 2017-06-05 | 4 | Main David | AQXP | Common Stock | D | 9.6000 | 3,625 | 35 | 75,155 | ||||
| 2017-06-05 | 2017-06-02 | 4 | Main David | AQXP | Stock Option (Right to Buy( | D | 9.60 | -6,000 | 3,625 | |||||
| 2017-06-05 | 2017-06-02 | 4 | Main David | AQXP | Common Stock | D | 13.5933 | -6,000 | -82 | 71,530 | ||||
| 2017-06-05 | 2017-06-02 | 4 | Main David | AQXP | Common Stock | D | 9.6000 | 6,000 | 58 | 77,530 | ||||
| 2017-06-05 | 2017-06-01 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 9.60 | -6,000 | 9,625 | |||||
| 2017-06-05 | 2017-06-01 | 4 | Main David | AQXP | Common Stock | D | 12.9980 | -6,000 | -78 | 71,530 | ||||
| 2017-06-05 | 2017-06-01 | 4 | Main David | AQXP | Common Stock | D | 9.6000 | 6,000 | 58 | 77,530 | ||||
| 2017-05-10 | 2017-05-08 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 13.74 | 9,000 | 9,000 | |||||
| 2017-05-10 | 2017-05-08 | 4 | Nolan Sean P. | AQXP | Stock Option (Right to Buy) | D | 13.74 | 9,000 | 9,000 | |||||
| 2017-05-10 | 2017-05-08 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 13.74 | 9,000 | 9,000 | |||||
| 2017-05-10 | 2017-05-08 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 13.74 | 9,000 | 9,000 | |||||
| 2017-05-10 | 2017-05-08 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 13.74 | 9,000 | 9,000 | |||||
| 2017-05-09 | 2017-05-08 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Non-Qualified Stock Option (right to buy) | I | 13.74 | 36,000 | 36,000 | |||||
| 2017-03-27 | 3 | Neu Kelvin | AQXP | Common Stock | D | 72 | ||||||||
| 2017-03-27 | 3 | Neu Kelvin | AQXP | Common Stock | D | 72 | ||||||||
| 2017-03-10 | 2017-03-08 | 4 | McCloskey Shelley | AQXP | Stock Option (Right to Buy) | D | 17.35 | 30,000 | 30,000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Mitchell David Chilton | AQXP | Stock Option (Right to Buy) | D | 17.35 | 25,000 | 25,000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Troupin Barbara | AQXP | Stock Option (Right to Buy) | D | 17.35 | 40,000 | 40,000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 17.35 | 50,000 | 50,000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 17.35 | 185,000 | 185,000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 17.35 | 80,000 | 80,000 | |||||
| 2017-03-10 | 2017-03-08 | 4 | Jenkins Abigail | AQXP | Stock Option (Right to Buy) | D | 17.35 | 80,000 | 80,000 | |||||
| 2017-02-14 | 2016-01-10 | 5 | McCloskey Shelley | AQXP | Stock Option (Right to Buy) | D | 10.09 | 35,000 | 35,000 | |||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 17.7600 | 32,051 | 569 | 9,764,459 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 17.7600 | 3,389 | 60 | 1,169,695 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 17.5996 | 235,169 | 4,139 | 9,732,408 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 17.5996 | 24,871 | 438 | 1,166,306 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16.3053 | 35,360 | 577 | 9,497,239 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16.3053 | 3,739 | 61 | 1,141,435 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.6226 | 5,006 | 78 | 9,461,879 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.6226 | 529 | 8 | 1,137,696 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.1300 | 15,148 | 229 | 9,456,873 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.1300 | 1,602 | 24 | 1,137,167 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16.1970 | 9,143 | 148 | 9,441,725 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16.1970 | 967 | 16 | 1,135,565 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.3475 | 8,671 | 133 | 9,432,582 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.3475 | 917 | 14 | 1,134,598 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16.8533 | 2,442 | 41 | 9,423,911 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16.8533 | 258 | 4 | 1,133,681 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.3210 | 11,305 | 173 | 9,421,469 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.3210 | 1,195 | 18 | 1,133,423 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16.7395 | 5,697 | 95 | 9,410,164 | ||||
| 2017-01-09 | 2017-01-09 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 16.7395 | 603 | 10 | 1,132,228 | ||||
| 2016-11-10 | 2016-11-08 | 4 | Troupin Barbara | AQXP | Stock Option (Right to Buy) | D | 11.77 | 50,000 | 50,000 | |||||
| 2016-10-06 | 3 | Troupin Barbara | AQXP | No securities are benefically owned | D | 0 | ||||||||
| 2016-09-21 | 2016-09-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 13.1497 | 12,550 | 165 | 1,131,625 | ||||
| 2016-09-21 | 2016-09-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 12.2500 | 2,476,348 | 30,335 | 9,404,467 | ||||
| 2016-09-21 | 2016-09-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 12.2500 | 294,707 | 3,610 | 1,119,075 | ||||
| 2016-08-05 | 2016-08-03 | 4 | Jenkins Abigail | AQXP | Stock Option (Right to Buy) | D | 8.97 | 50,000 | 50,000 | |||||
| 2016-06-15 | 3 | Jenkins Abigail | AQXP | No securities are beneficially owned | D | 0 | ||||||||
| 2016-05-11 | 2016-05-09 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 7.73 | 7,500 | 7,500 | |||||
| 2016-05-11 | 2016-05-09 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 7.73 | 7,500 | 7,500 | |||||
| 2016-05-11 | 2016-05-09 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 7.73 | 7,500 | 7,500 | |||||
| 2016-05-11 | 2016-05-09 | 4 | Nolan Sean P. | AQXP | Stock Option (Right to Buy) | D | 7.73 | 7,500 | 7,500 | |||||
| 2016-05-11 | 2016-05-09 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 7.73 | 7,500 | 7,500 | |||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.1560 | 128,975 | 1,052 | 6,928,119 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.1560 | 14,046 | 115 | 824,368 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.9084 | 185,413 | 1,466 | 6,799,144 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.9084 | 20,192 | 160 | 810,322 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.6993 | 11,840 | 91 | 6,613,731 | ||||
| 2016-03-16 | 2016-03-16 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.6993 | 1,289 | 10 | 790,130 | ||||
| 2016-03-16 | 2016-03-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0257 | 68,132 | 547 | 6,601,891 | ||||
| 2016-03-16 | 2016-03-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0257 | 7,420 | 60 | 788,841 | ||||
| 2016-03-16 | 2016-03-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.8786 | 30,986 | 244 | 6,533,759 | ||||
| 2016-03-16 | 2016-03-15 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 7.8786 | 3,374 | 27 | 781,421 | ||||
| 2016-03-14 | 2016-03-10 | 4 | SHREWSBURY STEPHEN B | AQXP | Stock Option (Right to Buy) | D | 8.08 | 35,000 | 35,000 | |||||
| 2016-03-14 | 2016-03-10 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 8.08 | 120,000 | 120,000 | |||||
| 2016-03-14 | 2016-03-10 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 8.08 | 40,000 | 40,000 | |||||
| 2016-03-14 | 2016-03-10 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 8.08 | 35,000 | 35,000 | |||||
| 2016-03-14 | 2016-03-10 | 4 | Mitchell David Chilton | AQXP | Stock Option (Right to Buy) | D | 8.08 | 25,000 | 25,000 | |||||
| 2016-01-26 | 2016-01-26 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.9960 | 3,581 | 39 | 6,502,773 | ||||
| 2016-01-26 | 2016-01-26 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.9960 | 395 | 4 | 778,047 | ||||
| 2016-01-26 | 2016-01-26 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.8033 | 66,345 | 717 | 6,499,192 | ||||
| 2016-01-26 | 2016-01-26 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.8033 | 7,318 | 79 | 777,652 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 11.2043 | 2,522 | 28 | 6,432,847 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 11.2043 | 278 | 3 | 770,334 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.9755 | 4,503 | 49 | 6,430,325 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.9755 | 497 | 5 | 770,056 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 11.2326 | 2,833 | 32 | 6,425,822 | ||||
| 2016-01-26 | 2016-01-25 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 11.2326 | 312 | 4 | 769,559 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.6908 | 25,650 | 274 | 6,422,989 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.6908 | 2,810 | 30 | 769,247 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.6000 | 156 | 2 | 6,397,339 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.6000 | 17 | 0 | 766,437 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.6937 | 4,021 | 43 | 6,397,183 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.6937 | 440 | 5 | 766,420 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 10.7814 | 17,221 | 186 | 6,393,162 | ||||
| 2016-01-26 | 2016-01-22 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 10.7814 | 1,887 | 20 | 765,980 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9000 | 1,734 | 15 | 6,375,941 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9000 | 190 | 2 | 764,093 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9572 | 27,996 | 251 | 6,374,207 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9572 | 3,067 | 27 | 763,903 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9559 | 13,789 | 123 | 6,346,211 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9559 | 1,511 | 14 | 760,836 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9.8852 | 57,453 | 568 | 6,332,422 | ||||
| 2016-01-20 | 2016-01-20 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9.8852 | 6,294 | 62 | 759,325 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9.1537 | 14,313 | 131 | 6,274,969 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9.1537 | 1,568 | 14 | 753,031 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9.2149 | 10,123 | 93 | 6,260,656 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9.2149 | 1,109 | 10 | 751,463 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 9.0757 | 45,903 | 417 | 6,250,533 | ||||
| 2016-01-20 | 2016-01-19 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 9.0757 | 5,029 | 46 | 750,354 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.5591 | 47,193 | 404 | 6,204,630 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.5591 | 5,196 | 44 | 745,325 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9529 | 4,949 | 44 | 6,157,437 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9529 | 545 | 5 | 740,129 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.8249 | 3,279 | 29 | 6,152,488 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.8249 | 361 | 3 | 739,584 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0999 | 20,851 | 169 | 6,149,209 | ||||
| 2016-01-15 | 2016-01-15 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0999 | 2,296 | 19 | 739,223 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0764 | 2,998 | 24 | 6,128,358 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0764 | 330 | 3 | 736,927 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.9110 | 12,706 | 101 | 6,125,360 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.9110 | 1,399 | 11 | 736,597 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.1717 | 90,550 | 740 | 6,112,654 | ||||
| 2016-01-15 | 2016-01-14 | 4/A | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 8.1717 | 9,970 | 81 | 735,198 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.5591 | 47,193 | 404 | 6,204,630 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.5591 | 5,196 | 44 | 745,325 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9529 | 4,949 | 44 | 6,157,437 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.9529 | 545 | 5 | 740,129 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.8249 | 3,279 | 29 | 6,152,488 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.8249 | 361 | 3 | 739,584 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0999 | 20,851 | 169 | 6,149,209 | ||||
| 2016-01-15 | 2016-01-15 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0999 | 2,296 | 19 | 739,223 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0764 | 2,998 | 24 | 6,128,358 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.0764 | 330 | 3 | 736,927 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.9110 | 12,706 | 101 | 6,125,360 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 7.9110 | 1,399 | 11 | 736,597 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 8.1717 | 90,550 | 740 | 6,112,654 | ||||
| 2016-01-15 | 2016-01-14 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 8.1717 | 9,970 | 81 | 735,198 | ||||
| 2015-12-23 | 3 | McCloskey Shelley | AQXP | No securities are beneficially owned | D | 0 | ||||||||
| 2015-11-03 | 2015-10-31 | 4 | Bridger Gary | AQXP | Common Stock | I | -1,543,989 | 0 | ||||||
| 2015-09-11 | 2015-09-10 | 4 | BAKER BROS. ADVISORS LP See Footnotes | AQXP | Common Stock | I | 15.5000 | 2,213,469 | 34,309 | 6,022,104 | ||||
| 2015-09-11 | 2015-09-10 | 4 | BAKER BROS. ADVISORS LP | AQXP | Common Stock | I | 15.5000 | 266,563 | 4,132 | 725,228 | ||||
| 2015-08-26 | 2015-08-24 | 4 | Mitchell David Chilton By spouse | AQXP | Common Stock | I | 17.8100 | 3,575 | 64 | 3,575 | ||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 5.76 | 28,075 | 1,872 | |||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 5.76 | 7,812 | 0 | |||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 18.6700 | -35,887 | -670 | 0 | ||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 5.7600 | 28,075 | 162 | 35,887 | ||||
| 2015-08-14 | 2015-08-12 | 4 | MacKenzie Lloyd | AQXP | Common Stock | D | 5.7600 | 7,812 | 45 | 7,812 | ||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 5.76 | -20,833 | 0 | |||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 5.76 | -8,246 | 2,170 | |||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Common Stock | D | 18.6700 | -29,079 | -543 | 0 | ||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Common Stock | D | 5.7600 | 20,833 | 120 | 29,079 | ||||
| 2015-08-14 | 2015-08-12 | 4 | Alam Kamran | AQXP | Common Stock | D | 5.7600 | 8,246 | 47 | 8,246 | ||||
| 2015-08-13 | 2015-08-11 | 4 | Mitchell David Chilton | AQXP | Common Stock | D | 24.3600 | 1,600 | 39 | 1,600 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 23.4112 | -58,632 | -1,373 | 975,403 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 22.5994 | -44,268 | -1,000 | 1,034,035 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 24.3129 | -31,400 | -763 | 1,078,303 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 20.3476 | -25,931 | -528 | 1,109,703 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 26.3213 | -13,109 | -345 | 1,135,634 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 25.3233 | -12,726 | -322 | 1,148,743 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 38.4947 | -11,627 | -448 | 1,161,469 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 36.3687 | -10,544 | -383 | 1,173,096 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 37.2264 | -9,901 | -369 | 1,183,640 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 39.5172 | -9,142 | -361 | 1,193,541 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 21.4506 | -8,969 | -192 | 1,202,683 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 27.3561 | -8,565 | -234 | 1,211,652 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 40.2955 | -6,073 | -245 | 1,220,217 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 35.6072 | -3,207 | -114 | 1,226,290 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 28.4670 | -2,975 | -85 | 1,229,497 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 41.2475 | -2,840 | -117 | 1,232,472 | ||||
| 2015-08-12 | 2015-08-10 | 4 | PFIZER INC | AQXP | Common Stock | D | 29.0000 | -18 | -1 | 1,235,312 | ||||
| 2015-08-12 | 2015-08-11 | 4 | JOHNSON & JOHNSON Johnson & Johnson Innovation - JJDC, Inc. | AQXP | Common Stock | I | 20.7400 | -1,283,366 | -26,617 | 100,000 | ||||
| 2015-08-12 | 2015-08-10 | 4 | JOHNSON & JOHNSON Johnson & Johnson Innovation - JJDC, Inc. | AQXP | Common Stock | I | 31.6600 | -231,455 | -7,328 | 1,383,366 | ||||
| 2015-08-10 | 3/A | BAKER FELIX | AQXP | Common Stock | D | 2,260 | ||||||||
| 2015-08-10 | 3/A | BAKER FELIX | AQXP | Common Stock | D | 2,260 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8,075,935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4,725,965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8,075,935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8,075,935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4,725,965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4,725,965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4,725,965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8,075,935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4,725,965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8,075,935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4,725,965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 4,725,965 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8,075,935 | ||||||||
| 2015-08-10 | 3 | 667, L.P. | AQXP | Common Stock | I | 8,075,935 | ||||||||
| 2015-03-16 | 2015-03-12 | 4 | SHREWSBURY STEPHEN B | AQXP | Stock Option (Right to Buy) | D | 12.03 | 25,000 | 25,000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Nolan Sean P. | AQXP | Stock Option (Right to Buy) | D | 12.03 | 10,000 | 10,000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 12.03 | 65,000 | 65,000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 12.03 | 5,000 | 5,000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 12.03 | 5,000 | 5,000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 12.03 | 25,000 | 25,000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 12.03 | 5,000 | 5,000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 12.03 | 5,000 | 5,000 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 12.03 | 25,000 | 25,000 | |||||
| 2015-02-09 | 2014-09-02 | 5 | SHREWSBURY STEPHEN B | AQXP | Common Stock | D | 8.2200 | 400 | 3 | 400 | ||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series C Preferred Stock | I | -379,543 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series B-2 Preferred Stock | I | -292,532 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series B-1 Preferred Stock | I | -293,884 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series A-2 Preferred Stock | I | -170,454 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series A-1 Preferred Stock | I | -255,681 | 0 | ||||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 11.0000 | 272,727 | 3,000 | 1,664,821 | ||||
| 2015-02-03 | 2014-03-12 | 4/A | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 1,392,094 | 1,392,094 | ||||||
| 2015-01-13 | 2015-01-11 | 4 | Mitchell David Chilton | AQXP | Stock Option (Right to Buy) | D | 9.51 | 35,000 | 35,000 | |||||
| 2014-12-18 | 2014-12-17 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.5800 | -1,593 | -12 | 1,342,094 | ||||
| 2014-12-18 | 2014-12-16 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.6300 | -6,507 | -50 | 1,343,687 | ||||
| 2014-12-15 | 2014-12-12 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.5100 | -3,645 | -27 | 1,350,194 | ||||
| 2014-12-15 | 2014-12-11 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.5000 | -1,355 | -10 | 1,353,839 | ||||
| 2014-12-10 | 2014-12-10 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.7000 | -1,300 | -10 | 1,355,194 | ||||
| 2014-12-10 | 2014-12-09 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.7300 | -5,000 | -39 | 1,356,494 | ||||
| 2014-12-10 | 2014-12-08 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.6900 | -2,000 | -15 | 1,361,494 | ||||
| 2014-12-05 | 2014-12-05 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.7800 | -4,200 | -33 | 1,363,494 | ||||
| 2014-12-05 | 2014-12-04 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.7600 | -10,073 | -78 | 1,367,694 | ||||
| 2014-12-05 | 2014-12-03 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.7500 | -1,627 | -13 | 1,377,767 | ||||
| 2014-12-03 | 2014-12-01 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.5400 | -1,200 | -9 | 1,379,394 | ||||
| 2014-11-26 | 2014-11-26 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.6000 | -500 | -4 | 1,380,594 | ||||
| 2014-11-26 | 2014-11-25 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 7.8000 | -1,500 | -12 | 1,381,094 | ||||
| 2014-11-24 | 2014-11-24 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 8.0200 | -4,000 | -32 | 1,382,594 | ||||
| 2014-11-24 | 2014-11-21 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 8.2500 | -2,400 | -20 | 1,386,594 | ||||
| 2014-11-24 | 2014-11-20 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 8.2100 | -3,100 | -25 | 1,388,994 | ||||
| 2014-05-12 | 2014-05-08 | 4 | SHREWSBURY STEPHEN B | AQXP | Stock Option (Right to Buy) | D | 10.10 | 31,250 | 31,250 | |||||
| 2014-05-12 | 2014-05-08 | 4 | Main David | AQXP | Stock Option (Right to Buy) | D | 10.10 | 65,000 | 65,000 | |||||
| 2014-05-12 | 2014-05-08 | 4 | Alam Kamran | AQXP | Stock Option (Right to Buy) | D | 10.10 | 31,250 | 31,250 | |||||
| 2014-05-12 | 2014-05-08 | 4 | MacKenzie Lloyd | AQXP | Stock Option (Right to Buy) | D | 10.10 | 25,000 | 25,000 | |||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Exchangeable Shares | D | -71,530 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Exchangeable Shares | D | 11.0000 | -9,459 | -104 | 0 | ||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Stock | D | 71,530 | 71,530 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Special Voting Stock | D | -71,530 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Main David | AQXP | Common Special Voting Stock | D | 11.0000 | -9,459 | -104 | 71,530 | ||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series C Exchangeable Shares | D | -378,786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series C Preferred Stock | D | -378,786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series C Preferred Stock | D | 378,786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Exchangeable Shares | D | -325,035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Preferred Stock | D | -325,035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Preferred Stock | D | 325,035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Exchangeable Shares | D | -326,538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Preferred Stock | D | -326,538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Preferred Stock | D | 326,538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Preferred Stock | D | -189,393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Exchangeable Shares | D | -189,393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Preferred Stock | D | 189,393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-1 Exchangeable Shares | D | -284,090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-1 Preferred Stock | D | -284,090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-1 Preferred Stock | D | 284,090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Exchangeable Shares | D | -40,147 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Exchangeable Shares | D | 11.0000 | 36,502 | 402 | 40,147 | ||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Stock | D | 1,543,989 | 1,543,989 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series C Special Voting Stock | D | -378,786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Special Voting Stock | D | -325,035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Special Voting Stock | D | -326,538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Special Voting Stock | D | -189,393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Series A-1 Special Voting Stock | D | -284,090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Special Voting Stock | D | -40,147 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Ventures West 8 Limited Partnership | AQXP | Common Special Voting Stock | D | 36,502 | 40,147 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series C Preferred Stock | I | -378,786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series C Exchangeable Shares | I | -378,786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series C Preferred Stock | I | 378,786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-2 Preferred Stock | I | -325,035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-2 Exchangeable Shares | I | -325,035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-2 Preferred Stock | I | 325,035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-1 Preferred Stock | I | -326,538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-1 Exchangeable Shares | I | -326,538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-1 Preferred Stock | I | 326,538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-2 Preferred Stock | I | -189,393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-2 Exchangeable Shares | I | -189,393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-2 Preferred Stock | I | 189,393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-1 Exchangeable Shares | I | -284,090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-1 Preferred Stock | I | -284,090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-1 Preferred Stock | I | 284,090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Exchangeable Shares | I | -40,147 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Exchangeable Shares | I | 11.0000 | 36,502 | 402 | 40,147 | ||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Stock | I | 1,543,989 | 1,543,989 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series C Special Voting Stock | I | -378,786 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-2 Special Voting Stock | I | -325,035 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series B-1 Special Voting Stock | I | -326,538 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-2 Special Voting Stock | I | -189,393 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Series A-1 Special Voting Stock | I | -284,090 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Special Voting Stock | I | -40,147 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | Bridger Gary See Note | AQXP | Common Special Voting Stock | I | 36,502 | 40,147 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Series C Preferred Stock | D | -301,005 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Series B-2 Preferred Stock | D | -327,178 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Series B-1 Preferred Stock | D | -334,420 | 0 | ||||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Common Stock | D | 11.0000 | 272,727 | 3,000 | 1,235,330 | ||||
| 2014-03-14 | 2014-03-12 | 4 | PFIZER INC | AQXP | Common Stock | D | 962,603 | 962,603 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series C Preferred Stock | I | -379,543 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series B-2 Preferred Stock | I | -292,532 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series B-1 Preferred Stock | I | -293,884 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series A-2 Preferred Stock | I | -170,454 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON By Johnson & Johnson Development Corporation | AQXP | Series A-1 Preferred Stock | I | -255,681 | 0 | ||||||
| 2014-03-12 | 2014-03-12 | 4 | JOHNSON & JOHNSON Johnson & Johnson Development Corporation | AQXP | Common Stock | I | 1,392,094 | 1,392,094 | ||||||
| 2014-03-10 | 2014-03-06 | 4 | SIMPSON TODD E | AQXP | Stock Option (Right to Buy) | D | 11.00 | 8,333 | 8,333 | |||||
| 2014-03-10 | 2014-03-06 | 4 | Pelzer Robert | AQXP | Stock Option (Right to Buy) | D | 11.00 | 8,333 | 14,843 | |||||
| 2014-03-10 | 2014-03-06 | 4 | LEVITT DANIEL J | AQXP | Stock Option (Right to Buy) | D | 11.00 | 8,333 | 20,051 | |||||
| 2014-03-10 | 2014-03-06 | 4 | Bridger Gary | AQXP | Stock Option (Right to Buy) | D | 11.00 | 8,333 | 8,333 | |||||
| 2014-03-06 | 3 | Jones Elaine V | AQXP | No securities are beneficially owned | D | 0 | ||||||||
| 2014-03-06 | 3 | SIMPSON TODD E | AQXP | No securities are beneficially owned | D | 0 | ||||||||
| 2014-03-06 | 3 | Main David | AQXP | Common Special Voting Stock | D | 161,978 | ||||||||
| 2014-03-06 | 3 | Main David | AQXP | Common Special Voting Stock | D | 161,978 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Common Special Voting Stock | D | 1,511,132 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series A- Special Voting Stock | D | 1,791,577 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Special Voting Stock | D | 1,696,880 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Special Voting Stock | D | 1,834,025 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Special Voting Stock | D | 1,832,522 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Common Special Voting Stock | D | 1,511,132 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series A- Special Voting Stock | D | 1,791,577 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series A-2 Special Voting Stock | D | 1,696,880 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series B-1 Special Voting Stock | D | 1,834,025 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series B-2 Special Voting Stock | D | 1,832,522 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series C Special Voting Stock | D | 1,886,273 | ||||||||
| 2014-03-06 | 3 | Ventures West 8 Limited Partnership | AQXP | Series C Special Voting Stock | D | 1,886,273 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series C Special Voting Stock | I | 1,886,273 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series C Special Voting Stock | I | 1,886,273 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series B-2 Special Voting Stock | I | 1,832,522 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series B-1 Special Voting Stock | I | 1,834,025 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series A-1 Special Voting Stock | I | 1,791,577 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Common Special Voting Stock | I | 1,511,132 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series A-2 Special Voting Stock | I | 1,696,880 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series A-2 Special Voting Stock | I | 1,696,880 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series A-1 Special Voting Stock | I | 1,791,577 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Common Special Voting Stock | I | 1,511,132 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series B-1 Special Voting Stock | I | 1,834,025 | ||||||||
| 2014-03-06 | 3 | Bridger Gary See Note (9) | AQXP | Series B-2 Special Voting Stock | I | 1,832,522 |
