NAVBQ / Navidea Biopharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Navidea Biopharmaceuticals, Inc.
US ˙ OTCPK ˙ US63937X2027

발행주식수 99,994,385 shares
내부자 지분4,624,974 shares
내부자 주주4.63 %
전체 내부자41
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

0 ( )
1076 out of 10948

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

0.000% ( )
1075 out of 10786

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Navidea Biopharmaceuticals, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

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내부자 평균 이익률 (%) 소유
지분
주식
분할
Carl J Jr Aschinger Director - [D] 0 0
Rodger A Brown Vice President - [O] 123,027 6,151
Amit Bhalla Director - [D] 71,818 71,818
Claudine Bruck Director - [D] 16,519 16,519
Alexander L Cappello Director - [D] 67,727 67,727
Frederick O Cope SVP & CSO - [O] 585,052 29,253
Cutler Adam D. Director - [D] 10,000 10,000
Peter F Drake Director - [D] 77,829 3,891
Craig Dais CHIEF FINANCIAL OFFICER - [O] 973,633 973,633
Thomas F Farb Director - [D] 33,425 33,425
Brendan A Ford Director - [D] 239,950 11,998
Fiorino Anthony S. Director - [D] 78,000 3,900
Michael M Goldberg President & CEO, Director - [D] [O] 5,921,023 296,051
내부자 평균 이익률 (%) 소유
지분
주식
분할
Anton Gueth Director - [D] 38,918 1,946
Mark I Greene Director - [D] 157,244 7,862
Jess Jones Director - [D] 29,250 1,462
Perry A Karsen Director - [D] 37,528 1,876
Kaufman Joel H. Chief Business Officer - [O] 5,723 5,723
Thomas J Klima SVP & Chief Commercial Officer - [O] 51,935 2,597
Brent L Larson EVP, CFO, Treas & Sec'y - [O] 222,237 11,112
Richard N Jr Linder VP Sales & Marketing - [O] 21,000 21,000
Jed Latkin CEO, COO & CFO, Director - [D] [O] 107,997 107,997
Michel Mikhail 75,000
Dana J Moss Director - [D] 866,667 866,667
Mark Nordlicht 10% Owner - [10%] 14,946,431 747,322
Mark Jerome Pykett Director - [D] 312,674 15,634
Platinum-Montaur Life Sciences, LLC 10% Owner - [10%] 14,946,431 747,322
내부자 평균 이익률 (%) 소유
지분
주식
분할
Yehuda Michael Rice Director - [D] 12,500 12,500
Regan William J. SVP & CCO - [O] 172,977 8,649
Cornelia Reininger 143,000
Michael Stanley Rosol Chief Medical Officer - [O] 55,725 55,725
Sarah Kathryn Rouan Director - [D] 18,242 18,242
Eric K Rowinsky Director - [D] 341,446 17,072
Scott John K Jr. Director, 10% Owner - [D] [10%] 0 0
Jill Stefanelli Director - [D] 941,667 941,667
Michael Tomblyn SVP, Chief Med. Officer - [O] 200,000 10,000
Gordon A Troup Director - [D] 265,568 13,278
Tulip Thomas H. Chief Bus. Officer - [O] 70,773 3,539
Josh M Wilson Director - [D] 30,000 30,000
Agnieszka Winkler Director - [D] 33,600 33,600
Malcolm G Witter Director - [D] 165,138 165,138

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 NAVBQ / Navidea Biopharmaceuticals, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
2021-09-17 Witter Malcolm G 20,000 1.5976 20,000 1.5976 31,952 14 1.8200 4,448 13.92
2021-07-26 Witter Malcolm G 15,000 1.6980 15,000 1.6980 25,470
2021-04-23 Witter Malcolm G 10,000 1.6000 10,000 1.6000 16,000
2021-03-29 Witter Malcolm G 21,500 2.0700 21,500 2.0700 44,505
2021-03-03 Witter Malcolm G 15,000 2.3100 15,000 2.3100 34,650
2020-12-28 Witter Malcolm G 5,000 2.0700 5,000 2.0700 10,350

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

NAVBQ / Navidea Biopharmaceuticals, Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 NAVBQ / Navidea Biopharmaceuticals, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2014-09-02 Nordlicht Mark 60,000 1.3592 3,000 27.1840 81,552 70 20.4 -20,352 -24.96
2014-03-10 PYKETT MARK JEROME 120,000 1.9600 6,000 39.2000 235,200
2014-03-10 Cope Frederick O 15,000 1.9600 750 39.2000 29,400
2014-03-10 LARSON BRENT L 41,500 1.9600 2,075 39.2000 81,340
2012-09-21 Platinum-Montaur Life Sciences, LLC 4,911 3.2400 246 64.8000 15,912
2012-09-19 Platinum-Montaur Life Sciences, LLC 21,700 3.2200 1,085 64.4000 69,874
2012-09-10 Platinum-Montaur Life Sciences, LLC 269,919 3.6900 13,496 73.8000 996,001
2012-09-10 Platinum-Montaur Life Sciences, LLC 20,500 3.7500 1,025 75.0000 76,875

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

NAVBQ / Navidea Biopharmaceuticals, Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2023-12-05 2023-11-27 4 Scott John K Jr. NAVB Series G Redeemable Preferred Stock J - Other D -2,270 0
2023-11-20 2023-11-16 4 Moss Dana J NAVB Common Stock A - Award D 416,667 866,667
2023-11-20 2023-11-16 4 Moss Dana J NAVB Common Stock A - Award D 200,000 450,000
2023-11-20 2023-11-16 4 Stefanelli Jill NAVB Common Stock A - Award D 416,667 941,667
2023-11-20 2023-11-16 4 Stefanelli Jill NAVB Common Stock A - Award D 275,000 525,000
2023-11-14 2023-11-10 4 Dais Craig NAVB Common Stock A - Award D 973,633 973,633
2023-07-17 2023-07-11 4 Moss Dana J NAVB Common Stock A - Award D 250,000 250,000
2023-06-30 2023-06-29 4 Scott John K Jr. NAVB Common Stock A - Award D 0.0880 12,200,000 1,074 31,755,832
2023-06-15 2023-06-05 4 Scott John K Jr. NAVB Common Stock A - Award D 11,508,672 19,555,832
2023-06-15 2023-06-01 4 Scott John K Jr. NAVB Series G Redeemable Preferred Stock J - Other D -990 2,270
2023-06-12 2023-06-08 4 Stefanelli Jill NAVB Common Stock A - Award D 250,000 250,000
2022-11-30 2022-11-30 4/A Witter Malcolm G NAVB Common Stock A - Award D 1,250 165,138
2022-11-30 2022-11-30 4 Witter Malcolm G NAVB Common Stock A - Award D 1,250 163,888
2022-11-30 2022-11-29 4 Wilson Josh M NAVB Common Stock A - Award D 0.0010 30,000 0 30,000
2022-11-30 2022-11-30 4 Scott John K Jr. NAVB Common Stock A - Award D 1,250 8,109,645
2022-11-30 2022-11-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 1,250 67,727
2022-11-30 2022-11-30 4 Bhalla Amit NAVB Common Stock A - Award D 1,250 71,818
2022-11-01 2022-10-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 163,888
2022-11-01 2022-10-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,108,395
2022-11-01 2022-10-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 70,568
2022-11-01 2022-10-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 66,477
2022-10-04 2022-09-30 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,105,895
2022-10-04 2022-09-30 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 68,068
2022-10-04 2022-09-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 63,977
2022-10-04 2022-09-30 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 161,388
2022-09-13 2022-09-09 4 Rosol Michael Stanley NAVB Common Stock A - Award D 13,000 55,725
2022-09-13 2022-09-09 4 Rosol Michael Stanley NAVB Common Stock A - Award D 28,150 42,725
2022-09-01 2022-08-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 158,888
2022-09-01 2022-08-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,103,395
2022-09-01 2022-08-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 61,477
2022-09-01 2022-08-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 65,568
2022-08-01 2022-07-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 156,388
2022-08-01 2022-07-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,100,895
2022-08-01 2022-07-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 58,977
2022-08-01 2022-07-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 63,068
2022-07-05 2022-06-30 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 153,888
2022-07-05 2022-06-30 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,098,395
2022-07-05 2022-06-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 56,477
2022-07-05 2022-06-30 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 60,568
2022-06-01 2022-05-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 151,388
2022-06-01 2022-05-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,095,895
2022-06-01 2022-05-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 58,068
2022-06-01 2022-05-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 53,977
2022-05-03 2022-04-30 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 148,888
2022-05-03 2022-04-30 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,093,395
2022-05-03 2022-04-10 4 Scott John K Jr. NAVB Series F Redeemable Convertible Preferred Stock P - Purchase D 0.80 0.8000 1,740 1 1,740
2022-05-03 2022-04-10 4 Scott John K Jr. NAVB Series E Redeemable Convertible Preferred Stock S - Sale D 2.30 2.3000 -50,000 -115 0
2022-05-03 2022-04-10 4 Scott John K Jr. NAVB Series G Redeemable Preferred Stock P - Purchase D 3,260 3,260
2022-05-03 2022-04-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 51,477
2022-05-03 2022-04-30 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 55,568
2022-03-31 2022-03-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,090,895
2022-03-31 2022-03-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 48,977
2022-03-31 2022-03-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 53,068
2022-03-31 2022-03-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 146,388
2022-03-08 2021-12-27 4/A Rosol Michael Stanley NAVB Stock Option A - Award D 1.08 0.0010 100,000 0 100,000
2022-03-01 2022-02-28 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,088,395
2022-03-01 2022-02-28 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 143,888
2022-03-01 2022-02-28 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 46,477
2022-03-01 2022-02-28 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 50,568
2022-02-01 2022-01-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 141,388
2022-02-01 2022-01-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,085,895
2022-02-01 2022-01-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 43,977
2022-02-01 2022-01-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 48,068
2022-01-18 2022-01-14 4 Rosol Michael Stanley NAVB Common Stock A - Award D 7,728 14,575
2022-01-04 2021-12-31 4 Scott John K Jr. NAVB Common Stock A - Award D 2,500 8,083,395
2022-01-04 2021-12-31 4 Witter Malcolm G NAVB Common Stock A - Award D 2,500 138,888
2022-01-04 2021-12-31 4 Bhalla Amit NAVB Common Stock A - Award D 2,500 45,568
2022-01-04 2021-12-31 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 2,500 41,477
2021-12-29 2021-12-27 4 Rosol Michael Stanley NAVB Stock Option A - Award D 1.08 0.0010 100,000 0 100,000
2021-12-02 2021-11-30 4 Witter Malcolm G NAVB Common Stock A - Award D 1,250 136,388
2021-12-02 2021-11-15 4 Witter Malcolm G NAVB Common Stock A - Award D 2,886 135,138
2021-12-02 2021-11-15 4 Witter Malcolm G NAVB Common Stock A - Award D 0.0010 30,000 0 132,252
2021-12-02 2021-11-30 4 Winkler Agnieszka NAVB Common Stock A - Award D 1,250 33,600
2021-12-02 2021-11-15 4 Winkler Agnieszka NAVB Common Stock A - Award D 2,350 32,350
2021-12-02 2021-11-15 4 Winkler Agnieszka NAVB Common Stock A - Award D 0.0010 30,000 0 30,000
2021-12-02 2021-11-30 4 Scott John K Jr. NAVB Common Stock A - Award D 1,250 8,080,895
2021-12-02 2021-11-15 4 Scott John K Jr. NAVB Common Stock A - Award D 2,483 8,079,645
2021-12-02 2021-11-15 4 Scott John K Jr. NAVB Common Stock A - Award D 0.0010 30,000 0 8,077,162
2021-12-02 2021-11-30 4 FARB THOMAS F NAVB Common Stock A - Award D 1,250 33,425
2021-12-02 2021-11-15 4 FARB THOMAS F NAVB Common Stock A - Award D 2,175 32,175
2021-12-02 2021-11-15 4 FARB THOMAS F NAVB Common Stock A - Award D 0.0010 30,000 0 30,000
2021-12-02 2021-11-30 4 Bhalla Amit NAVB Common Stock A - Award D 1,250 43,068
2021-12-02 2021-11-15 4 Bhalla Amit NAVB Common Stock A - Award D 2,623 41,818
2021-12-02 2021-11-15 4 Bhalla Amit NAVB Common Stock A - Award D 0.0010 30,000 0 39,195
2021-12-02 2021-11-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 1,250 38,977
2021-12-02 2021-11-15 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 3,965 37,727
2021-12-02 2021-11-15 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 0.0010 30,000 0 33,762
2021-12-02 2021-11-15 4 Mikhail Michel NAVB Stock Option A - Award D 1.37 0.0010 75,000 0 75,000
2021-10-01 2021-09-30 4 Witter Malcolm G NAVB Common Stock A - Award D 3,995 102,252
2021-10-01 2021-09-30 4 CAPPELLO ALEXANDER L NAVB Common Stock A - Award D 3,762 3,762
2021-10-01 2021-09-30 4 Bhalla Amit NAVB Common Stock A - Award D 4,286 9,195
2021-09-17 2021-09-17 4 Witter Malcolm G NAVB Common Stock P - Purchase D 1.5976 20,000 32 98,257
2021-07-26 2021-07-26 4 Witter Malcolm G NAVB Common Stock P - Purchase D 1.6980 15,000 25 78,257
2021-07-07 2021-06-30 4 Bruck Claudine NAVB Common Stock A - Award D 3,969 16,519
2021-07-07 2021-06-30 4 Bhalla Amit NAVB Common Stock A - Award D 2,409 4,909
2021-07-07 2021-06-30 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 4,892 18,242
2021-07-07 2021-06-30 4 Witter Malcolm G NAVB Common Stock A - Award D 3,757 63,257
2021-05-06 2021-05-04 4 Bhalla Amit NAVB Stock Option A - Award D 1.64 0.0010 2,500 0 2,500
2021-05-06 2021-05-04 4 Bhalla Amit NAVB Common Stock A - Award D 0.0010 2,500 0 2,500
2021-04-26 2021-04-23 4 Witter Malcolm G NAVB Common Stock P - Purchase D 1.6000 10,000 16 57,000
2021-03-29 2021-03-29 4 Witter Malcolm G NAVB Common Stock P - Purchase D 2.0700 21,500 45 47,000
2021-03-04 2021-03-02 4 Scott John K Jr. NAVB Series E Redeemable Convertible Preferred Stock P - Purchase D 2.30 100.0000 50,000 5,000 50,000
2021-03-03 2021-03-03 4 Witter Malcolm G NAVB Common Stock P - Purchase D 2.3100 15,000 35 25,500
2021-02-17 2021-02-15 4 Rosol Michael Stanley NAVB Stock Option A - Award D 2.56 0.0010 25,000 0 25,000
2021-02-17 2021-02-15 4 Kaufman Joel H. NAVB Stock Option A - Award D 2.56 0.0010 25,000 0 25,000
2021-02-17 2021-02-15 4 Latkin Jed NAVB Stock Option A - Award D 2.56 0.0010 100,000 0 100,000
2021-01-14 2021-01-13 4 Witter Malcolm G NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 Witter Malcolm G NAVB Common Stock A - Award D 0.0010 2,500 0 13,000
2021-01-14 2021-01-13 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 2,500 0 12,500
2021-01-14 2021-01-13 4 Rouan Sarah Kathryn NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 0.0010 2,500 0 13,350
2021-01-14 2021-01-13 4 Cutler Adam D. NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 Cutler Adam D. NAVB Common Stock A - Award D 0.0010 2,500 0 10,000
2021-01-14 2021-01-13 4 Bruck Claudine NAVB Stock Option A - Award D 2.28 0.0010 2,500 0 2,500
2021-01-14 2021-01-13 4 Bruck Claudine NAVB Common Stock A - Award D 0.0010 2,500 0 12,550
2020-12-30 2020-12-28 4 Witter Malcolm G NAVB Common Stock P - Purchase D 2.0700 5,000 10 10,500
2020-12-30 3 Witter Malcolm G NAVB Common Stock D 5,500
2020-11-06 2020-11-04 4 Kaufman Joel H. NAVB Stock Option A - Award D 2.31 0.0010 20,000 0 20,000
2020-11-06 3 Kaufman Joel H. NAVB Common Stock D 5,723
2020-11-06 3 Kaufman Joel H. NAVB Common Stock D 24,645
2020-09-02 2020-08-30 4 Scott John K Jr. NAVB Common Stock P - Purchase D 5.0000 5,000 25 8,047,162
2020-08-18 2020-08-14 4 Latkin Jed NAVB Stock Option A - Award D 4.70 0.0010 100,000 0 100,000
2020-08-18 2020-08-14 4 Latkin Jed NAVB Common Stock A - Award D 0.0010 50,000 0 107,997
2020-06-04 2020-06-02 4 Latkin Jed NAVB Common Stock A - Award D 2.6200 33,997 89 57,997
2020-06-04 2020-06-02 4 Rosol Michael Stanley NAVB Common Stock A - Award D 2.6200 6,847 18 13,097
2020-02-20 2020-02-20 4 Latkin Jed NAVB Common Stock P - Purchase D 1.0800 5,000 5 17,950
2020-02-19 2020-02-13 4 Scott John K Jr. NAVB Common Stock P - Purchase D 0.8500 2,373,529 2,017 8,042,162
2020-02-07 2020-02-06 4 Bruck Claudine NAVB Stock Option A - Award D 1.06 0.0010 2,500 0 7,500
2020-02-07 2020-02-06 4 Bruck Claudine NAVB Common Stock A - Award D 0.0010 2,500 0 10,050
2020-02-07 2020-02-06 4 Cutler Adam D. NAVB Stock Option A - Award D 1.06 0.0010 2,500 0 7,500
2020-02-07 2020-02-06 4 Cutler Adam D. NAVB Common Stock A - Award D 0.0010 2,500 0 7,500
2020-02-07 2020-02-06 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 1.06 0.0010 2,500 0 10,000
2020-02-07 2020-02-06 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 2,500 0 10,000
2020-02-07 2020-02-06 4 Rouan Sarah Kathryn NAVB Stock Option A - Award D 1.06 0.0010 2,500 0 7,500
2020-02-07 2020-02-06 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 0.0010 2,500 0 10,850
2020-02-07 2020-02-06 4 Latkin Jed NAVB Stock Option A - Award D 1.06 0.0010 100,000 0 203,250
2020-02-07 2020-02-06 4 Rosol Michael Stanley NAVB Stock Option A - Award D 1.06 0.0010 25,000 0 31,250
2019-12-11 2019-12-06 4 Scott John K Jr. NAVB Common Stock P - Purchase D 0.9000 555,555 500 5,668,633
2019-06-21 2019-06-18 4 Scott John K Jr. NAVB Common Stock P - Purchase D 0.7500 4,000,000 3,000 5,113,078
2019-06-07 2019-06-05 4 Latkin Jed NAVB Common Stock P - Purchase D 1.2583 1,000 1 12,950
2019-05-21 2019-05-17 4 Rouan Sarah Kathryn NAVB Common Stock P - Purchase D 1.4640 3,350 5 8,350
2019-05-17 2019-05-17 4 Latkin Jed NAVB Common Stock P - Purchase D 1.4629 1,000 1 11,950
2019-05-17 2019-05-16 4 Latkin Jed NAVB Common Stock P - Purchase D 1.4536 1,500 2 10,950
2019-05-15 2019-05-13 4 Bruck Claudine NAVB Common Stock P - Purchase D 1.9040 2,550 5 7,550
2019-05-15 2019-05-15 4 Latkin Jed NAVB Common Stock P - Purchase D 1.4477 1,000 1 9,450
2019-05-15 2019-05-14 4 Latkin Jed NAVB Common Stock P - Purchase D 1.8396 2,000 4 8,450
2019-05-15 2019-05-13 4 Latkin Jed NAVB Common Stock P - Purchase D 1.9144 2,400 5 6,450
2019-03-25 2019-03-22 4 Scott John K Jr. NAVB Common Stock P - Purchase D 0.1400 357,143 50 22,261,565
2019-02-12 2019-02-07 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 0.25 0.0010 50,000 0 150,000
2019-02-12 2019-02-07 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 50,000 0 150,000
2019-02-12 2019-02-07 4 Cutler Adam D. NAVB Stock Option A - Award D 0.25 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Cutler Adam D. NAVB Common Stock A - Award D 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Rouan Sarah Kathryn NAVB Stock Option A - Award D 0.25 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Bruck Claudine NAVB Stock Option A - Award D 0.25 0.0010 50,000 0 100,000
2019-02-12 2019-02-07 4 Bruck Claudine NAVB Common Stock A - Award D 0.0010 50,000 0 100,000
2019-02-11 2019-02-07 4 Latkin Jed NAVB Stock Option A - Award D 1,000,000 2,065,000
2019-01-03 2019-01-02 4 Rouan Sarah Kathryn NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2019-01-03 2019-01-02 4 Rouan Sarah Kathryn NAVB Common Stock A - Award D 0.0010 50,000 0 50,000
2019-01-03 2019-01-02 4 Rosol Michael Stanley NAVB Stock Option A - Award D 0.38 0.0010 125,000 0 125,000
2019-01-03 2019-01-02 4 Cutler Adam D. NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2019-01-03 2019-01-02 4 Cutler Adam D. NAVB Common Stock A - Award D 0.0010 50,000 0 50,000
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Spouse NAVB Common Stock I 22,159,992
2018-09-24 3 Scott John K Jr. By Daughter NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. NAVB Common Stock D 44,011,629
2018-09-24 3 Scott John K Jr. By Spouse NAVB Common Stock I 22,159,992
2018-09-24 3 Scott John K Jr. By Daughter NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Daughter NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. By Spouse NAVB Common Stock I 22,159,992
2018-09-24 3 Scott John K Jr. NAVB Common Stock D 44,011,629
2018-09-24 3 Scott John K Jr. By Son NAVB Common Stock I 22,157,207
2018-09-24 3 Scott John K Jr. NAVB Common Stock D 44,011,629
2018-07-13 2018-06-29 4 Cope Frederick O NAVB Common Stock A - Award D 0.2300 212,390 49 585,052
2018-03-16 2018-03-15 4 Bruck Claudine NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2018-03-16 2018-03-15 4 Bruck Claudine NAVB Common Stock A - Award D 0.0010 50,000 0 50,000
2018-02-22 2018-02-20 4 Cope Frederick O NAVB Common Stock A - Award D 0.3600 135,694 49 372,662
2018-02-22 2018-02-20 4 Greene Mark I NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 100,000
2018-02-22 2018-02-20 4 Greene Mark I NAVB Common Stock A - Award D 0.0010 50,000 0 157,244
2018-02-22 2018-02-20 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 100,000
2018-02-22 2018-02-20 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 50,000 0 100,000
2018-02-22 2018-02-20 4 Rowinsky Eric K NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 173,764
2018-02-22 2018-02-20 4 Rowinsky Eric K NAVB Common Stock A - Award D 0.0010 50,000 0 341,446
2017-09-19 2017-09-14 4 RICE YEHUDA MICHAEL NAVB Common Stock G - Gift D -28,000 50,000
2017-07-03 2017-06-29 4 Regan William J. NAVB Common Stock P - Purchase D 0.5293 20,000 11 172,977
2017-06-30 2017-06-30 4 Fiorino Anthony S. NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2017-06-30 2017-06-30 4 Fiorino Anthony S. NAVB Common Stock A - Award D 0.0010 50,000 0 78,000
2017-06-30 2017-06-30 4 Greene Mark I NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2017-06-30 2017-06-30 4 Greene Mark I NAVB Common Stock A - Award D 0.0010 50,000 0 107,244
2017-06-30 2017-06-30 4 RICE YEHUDA MICHAEL NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2017-06-30 2017-06-30 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 0.0010 50,000 0 78,000
2017-06-30 2017-06-30 4 Rowinsky Eric K NAVB Stock Option A - Award D 0.75 0.0010 50,000 0 50,000
2017-06-30 2017-06-30 4 Rowinsky Eric K NAVB Common Stock A - Award D 0.0010 50,000 0 291,446
2017-05-31 2017-05-30 4 Latkin Jed NAVB Common Stock, $.001 par value P - Purchase D 0.4364 7,600 3 50,159
2017-05-23 2017-05-22 4 Latkin Jed NAVB Common Stock, $.001 par value P - Purchase D 0.4499 11,200 5 42,559
2017-05-23 2017-05-19 4 Latkin Jed NAVB Common Stock, $.001 par value P - Purchase D 0.4511 14,159 6 31,359
2017-05-19 2017-05-18 4 Latkin Jed NAVB Common Stock, $.001 par value A - Award D 0.4496 3,900 2 17,200
2017-05-19 2017-05-17 4 Latkin Jed NAVB Common Stock, $.001 par value A - Award D 0.4670 13,300 6 13,300
2017-05-16 2017-05-16 4 GOLDBERG MICHAEL M NAVB Common Stock, $.001 par value A - Award D 0.4599 106,021 49 5,921,023
2017-05-05 2017-05-04 4 Latkin Jed NAVB Stock Option (Right to Buy) A - Award D 1,000,000 1,065,000
2017-02-09 2017-02-06 4 Cope Frederick O NAVB NAVB Common Stock, $.001 par value A - Award D 0.5200 88,378 46 180,593
2017-02-09 2017-02-06 4 Klima Thomas J NAVB NAVB Common Stock, $.001 par value A - Award D 0.5200 50,885 26 51,935
2017-02-09 2017-02-06 4 Regan William J. NAVB NAVB Common Stock, $.001 par value A - Award D 0.5200 79,155 41 116,962
2017-01-19 2017-01-17 4 GOLDBERG MICHAEL M NAVB Warrants (Right to Buy) X - Other D 0.01 -5,411,850 0
2017-01-19 2017-01-17 4 GOLDBERG MICHAEL M NAVB NAVB Common Stock, $.001 par value X - Other D 0.0100 5,411,850 54 5,815,002
2017-01-11 2017-01-10 4 Greene Mark I NAVB Common Stock A - Award D 0.6400 16,406 10 57,244
2016-11-01 2016-10-14 4 Latkin Jed NAVB Stock Option (Right to Buy) A - Award D 1.00 20,000 20,000
2016-10-19 2016-10-17 4 GOLDBERG MICHAEL M NAVB Warrants (Right to Buy) J - Other D 0.01 2.0700 5,411,850 11,203 5,411,850
2016-10-18 2016-10-17 4 Greene Mark I NAVB Common Stock A - Award D 0.8700 11,413 10 40,838
2016-07-07 2016-06-14 4 RICE YEHUDA MICHAEL NAVB Common Stock A - Award D 28,000 28,000
2016-07-07 2016-07-06 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 0.5000 43,580 22 403,152
2016-05-03 2016-04-20 4 Troup Gordon A NAVB Common Stock A - Award D 28,000 265,568
2016-04-29 2016-04-20 4 Rowinsky Eric K NAVB Common Stock A - Award D 28,000 224,446
2016-04-29 2016-04-08 4 Rowinsky Eric K NAVB Common Stock A - Award D 1.1400 10,726 12 196,446
2016-04-29 2016-04-20 4 Fiorino Anthony S. NAVB Common Stock A - Award D 28,000 28,000
2016-04-29 2016-04-27 4 Greene Mark I NAVB Common Stock A - Award D 1.3700 1,425 2 29,425
2016-04-29 2016-04-20 4 Greene Mark I NAVB Common Stock A - Award D 28,000 28,000
2016-04-29 2016-04-20 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 28,000 359,572
2016-02-29 2016-02-25 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 0.98 52,405 52,405
2016-02-29 2016-02-25 4 Klima Thomas J NAVB Stock Option (Right to Buy) A - Award D 0.98 56,598 56,598
2016-02-29 2014-12-17 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 1.50 25,000 25,000
2016-02-29 2016-02-25 4 Cope Frederick O NAVB Common Stock (Right to Buy) A - Award D 0.98 58,510 58,510
2016-02-29 2016-02-25 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 0.98 54,501 54,501
2016-01-08 2016-01-06 4 GUETH ANTON NAVB Common Stock A - Award D 1.2200 16,918 21 38,918
2015-12-03 2015-12-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.5000 -12,500 -19 222,237
2015-11-04 2015-11-02 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.9800 -12,500 -25 234,737
2015-10-20 2015-10-08 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 2.2600 13,247 30 331,572
2015-10-20 2015-10-09 4 Troup Gordon A NAVB Common Stock A - Award D 2.2400 5,254 12 237,568
2015-10-05 2015-10-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 2.2700 -12,500 -28 247,237
2015-09-02 2015-09-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.8813 -12,500 -24 259,737
2015-08-05 2015-08-03 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.7064 -12,500 -21 272,237
2015-08-03 2015-07-31 4 FORD BRENDAN A NAVB Common Stock A - Award D 1.6100 9,317 15 239,950
2015-07-28 2015-07-26 4 Troup Gordon A NAVB Common Stock A - Award D 1.6100 10,559 17 232,314
2015-07-21 2015-07-16 4 DRAKE PETER F NAVB Common Stock D - Sale to Issuer D 0.0100 -22,000 -0 77,829
2015-07-21 2015-07-16 4 KARSEN PERRY A NAVB Common Stock D - Sale to Issuer D 0.0100 -22,000 -0 37,528
2015-07-20 3 Tomblyn Michael NAVB Common Stock D 200,000
2015-07-20 3 Tomblyn Michael NAVB Common Stock D 200,000
2015-07-06 2015-07-02 4 GUETH ANTON NAVB Common Stock A - Award D 0.0010 22,000 0 22,000
2015-07-02 2015-07-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.6107 -12,500 -20 284,737
2015-06-04 3 GUETH ANTON NAVB Common Stock D 0
2015-06-02 2015-06-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.2430 -12,500 -16 297,237
2015-06-01 2015-05-21 4/A FORD BRENDAN A NAVB Common Stock P - Purchase D 1.3113 20,000 26 230,633
2015-06-01 2015-05-29 4 Troup Gordon A NAVB Common Stock P - Purchase D 1.3098 10,000 13 221,715
2015-05-26 2015-05-21 4 FORD BRENDAN A NAVB Common Stock A - Award D 1.3113 20,000 26 230,633
2015-05-05 2015-05-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.3300 -12,500 -17 309,737
2015-04-03 2015-04-01 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.5775 -20,000 -32 322,237
2015-03-30 2015-03-26 4 FORD BRENDAN A NAVB Common Stock A - Award D 22,000 210,633
2015-03-30 2015-03-26 4 KARSEN PERRY A NAVB Common Stock A - Award D 22,000 59,528
2015-03-30 2015-03-26 4 DRAKE PETER F NAVB Common Stock A - Award D 22,000 99,839
2015-03-30 2015-03-26 4 Troup Gordon A NAVB Common Stock A - Award D 22,000 211,755
2015-03-30 2015-03-26 4 Rowinsky Eric K NAVB Common Stock A - Award D 22,000 185,720
2015-03-30 2015-03-26 4 Tulip Thomas H. NAVB Common Stock F - Taxes D 1.6500 -7,645 -13 70,773
2015-03-30 2015-03-26 4 Tulip Thomas H. NAVB Common Stock A - Award D 20,000 78,418
2015-03-30 2015-03-26 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 1.65 151,000 151,000
2015-03-30 2015-03-26 4 Cope Frederick O NAVB Stock Option (Right to Buy) A - Award D 1.65 162,000 162,000
2015-03-30 2015-03-26 4 Regan William J. NAVB Common Stock (Right to Buy) A - Award D 1.65 165,000 165,000
2015-03-30 2015-03-26 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 22,000 318,325
2015-02-09 2015-02-05 4 Troup Gordon A NAVB Common Stock A - Award D 1.8900 7,406 14 189,755
2015-02-09 2015-02-05 4 KARSEN PERRY A NAVB Common Stock A - Award D 1.8900 7,276 14 37,528
2015-02-09 2015-02-05 4 FORD BRENDAN A NAVB Common Stock A - Award D 1.8900 7,937 15 188,633
2015-02-09 2015-02-05 4 DRAKE PETER F NAVB Common Stock A - Award D 1.8900 7,606 14 77,829
2015-02-09 2015-02-05 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 1.8900 6,614 13 296,325
2014-12-18 2014-12-17 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 1.50 25,000 25,000
2014-12-12 2014-12-10 4 LARSON BRENT L NAVB Stock Option (Right to Buy) M - Exercise D 0.39 50,000 0
2014-12-12 2014-12-10 4 LARSON BRENT L NAVB Common Stock F - Taxes D 1.3100 -26,947 -35 342,237
2014-12-12 2014-12-10 4 LARSON BRENT L NAVB Common Stock M - Exercise D 0.3900 50,000 20 369,184
2014-12-11 2014-12-08 4 Regan William J. NAVB Common Stock A - Award D 20,000 30,000
2014-11-17 2014-11-14 4 GOLDBERG MICHAEL M NAVB Common Stock P - Purchase D 1.1245 28,359 32 289,711
2014-11-17 2014-11-13 4 GOLDBERG MICHAEL M NAVB Common Stock P - Purchase D 1.0588 71,641 76 261,352
2014-11-12 2014-11-10 4 Troup Gordon A NAVB Common Stock A - Award D 1.3200 16,099 21 182,349
2014-11-12 2014-11-10 4 Rowinsky Eric K NAVB Common Stock A - Award D 1.3200 9,470 13 163,720
2014-11-12 2014-11-10 4 KARSEN PERRY A NAVB Common Stock A - Award D 1.3200 10,252 14 30,252
2014-11-12 2014-11-10 4 FORD BRENDAN A NAVB Common Stock P - Purchase D 1.0300 10,000 10 180,696
2014-11-12 2014-11-10 4 FORD BRENDAN A NAVB Common Stock A - Award D 1.3200 11,446 15 170,696
2014-11-12 2014-11-10 4 DRAKE PETER F NAVB Common Stock A - Award D 1.3200 10,973 14 70,223
2014-11-12 2014-11-10 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 1.3200 9,470 13 189,711
2014-10-08 2014-10-06 4 Tulip Thomas H. NAVB Common Stock F - Taxes D 1.3400 -6,582 -9 58,418
2014-10-08 2014-10-06 4 Tulip Thomas H. NAVB Common Stock A - Award D 20,000 65,000
2014-09-04 2014-09-02 4 Nordlicht Mark By Platinum Partners Value Arbitrage Fund L.P. NAVB Common Stock, par value $0.001 S - Sale I 1.3592 -60,000 -82 14,946,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 30,112,862
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-08-22 3 Platinum Partners Liquid Opportunity Master Fund L.P. By: Platinum Partners Liquid Opportunity Master Fund L.P. NAVB Common Stock, par value $0.001 I 15,206,431
2014-06-03 2014-06-01 4 PYKETT MARK JEROME NAVB Common Stock A - Award D 20,000 312,674
2014-05-15 2014-05-12 4 Regan William J. NAVB Common Stock P - Purchase D 1.4290 100 0 10,000
2014-05-15 2014-05-12 4 Regan William J. NAVB Common Stock P - Purchase D 1.4250 500 1 9,900
2014-05-15 2014-05-12 4 Regan William J. NAVB Common Stock P - Purchase D 1.4280 4,400 6 9,400
2014-05-13 2014-05-09 4 PYKETT MARK JEROME NAVB Common Stock P - Purchase D 1.3400 10,000 13 292,674
2014-03-11 2014-03-10 4 Cope Frederick O NAVB Common Stock S - Sale D 1.9600 -15,000 -29 75,814
2014-03-11 2014-03-10 4 LARSON BRENT L NAVB Stock Option (Right to Buy) M - Exercise D 0.49 -50,000 0
2014-03-11 2014-03-10 4 LARSON BRENT L NAVB Common Stock S - Sale D 1.9600 -41,500 -81 319,184
2014-03-11 2014-03-10 4 LARSON BRENT L NAVB Common Stock F - Taxes D 1.9900 -12,312 -25 360,684
2014-03-11 2014-03-10 4 LARSON BRENT L NAVB Common Stock M - Exercise D 0.4900 50,000 24 372,996
2014-03-11 2014-03-10 4 PYKETT MARK JEROME NAVB Common Stock S - Sale D 1.9600 -120,000 -235 282,674
2014-02-19 2014-02-17 4 KARSEN PERRY A NAVB Common Stock A - Award D 20,000 20,000
2014-02-18 2014-02-13 4 DRAKE PETER F NAVB Common Stock A - Award D 20,000 59,250
2014-02-18 2014-02-13 4 FORD BRENDAN A NAVB Common Stock A - Award D 20,000 159,250
2014-02-18 2014-02-13 4 Rowinsky Eric K NAVB Common Stock A - Award D 20,000 154,250
2014-02-18 2014-02-13 4 Troup Gordon A NAVB Common Stock A - Award D 20,000 166,250
2014-02-18 2014-02-13 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 20,000 180,241
2014-01-31 2014-01-28 4 PYKETT MARK JEROME NAVB Stock Option (Right to Buy) A - Award D 1.77 258,000 258,000
2014-01-31 2014-01-28 4 Tulip Thomas H. NAVB Stock Option (Right to Buy) A - Award D 1.77 150,000 150,000
2014-01-31 2014-01-28 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 1.77 124,000 124,000
2014-01-31 2014-01-28 4 Cope Frederick O NAVB Stock Option (Right to Buy) A - Award D 1.77 133,000 133,000
2014-01-31 2014-01-28 4 Reininger Cornelia NAVB Stock Option (Right to Buy) A - Award D 1.77 143,000 143,000
2014-01-31 2014-01-28 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 1.77 85,000 85,000
2014-01-09 2014-01-07 4 LARSON BRENT L NAVB Stock Option (Right to Buy) M - Exercise D 0.30 -70,000 0
2014-01-09 2014-01-07 4 LARSON BRENT L NAVB Common Stock F - Taxes D 1.9300 -34,308 -66 322,996
2014-01-09 2014-01-07 4 LARSON BRENT L NAVB Common Stock M - Exercise D 0.3000 70,000 21 357,304
2013-11-25 3 Platinum Partners Value Arbitrage Fund, LP By: Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 I 10,073,375
2013-11-20 3 GOLDBERG MICHAEL M NAVB Common Stock D 147,991
2013-11-20 2013-11-18 4 GOLDBERG MICHAEL M NAVB Common Stock A - Award D 12,250 160,241
2013-11-08 2013-11-08 4/A FORD BRENDAN A NAVB Common Stock P - Purchase D 1.4500 20,000 29 139,250
2013-11-08 2013-11-08 4 LARSON BRENT L NAVB Common Stock P - Purchase D 1.3900 5,000 7 287,304
2013-11-08 2013-11-08 4 FORD BRENDAN A NAVB Common Stock P - Purchase D 1.4500 20,000 29 139,250
2013-11-08 2013-11-08 4 PYKETT MARK JEROME NAVB Common Stock P - Purchase D 1.3500 10,900 15 402,674
2013-11-08 2013-11-08 4 Troup Gordon A NAVB Common Stock P - Purchase D 1.3579 20,000 27 146,250
2013-11-08 2013-11-08 4 Cope Frederick O NAVB Common Stock P - Purchase D 1.4300 3,500 5 90,814
2013-03-27 2013-02-17 4/A PYKETT MARK JEROME NAVB Common Stock D - Sale to Issuer D 3.0800 -34,074 -105 273,226
2013-03-27 2013-03-13 4/A PYKETT MARK JEROME NAVB Common Stock F - Taxes D 3.1600 -58,302 -184 389,924
2013-03-27 2013-03-13 4/A PYKETT MARK JEROME NAVB Common Stock A - Award D 175,000 448,226
2013-03-18 2013-03-15 4 Tulip Thomas H. NAVB Common Stock P - Purchase D 2.8200 17,500 49 45,000
2013-03-18 2013-03-15 4 Regan William J. NAVB Common Stock P - Purchase D 2.7100 5,000 14 5,000
2013-03-18 2013-03-15 4 FORD BRENDAN A NAVB Common Stock P - Purchase D 2.7100 5,000 14 119,250
2013-03-18 2013-03-15 4 PYKETT MARK JEROME NAVB Common Stock P - Purchase D 2.7000 1,850 5 355,914
2013-03-18 2013-03-15 4 Troup Gordon A NAVB Common Stock P - Purchase D 2.6990 7,000 19 126,250
2013-03-15 2013-03-13 4 BROWN RODGER A NAVB Common Stock F - Taxes D 3.1600 -16,194 -51 123,027
2013-03-15 2013-03-13 4 BROWN RODGER A NAVB Common Stock A - Award D 45,000 139,221
2013-03-15 2013-03-13 4 Cope Frederick O NAVB Common Stock F - Taxes D 3.1600 -42,686 -135 87,314
2013-03-15 2013-03-13 4 Cope Frederick O NAVB Common Stock A - Award D 125,000 130,000
2013-03-15 2013-03-13 4 Troup Gordon A NAVB Common Stock A - Award D 30,000 119,250
2013-03-15 2013-03-13 4 FORD BRENDAN A NAVB Common Stock A - Award D 30,000 114,250
2013-03-15 2013-03-13 4 LARSON BRENT L NAVB Common Stock F - Taxes D 3.1600 -42,821 -135 282,304
2013-03-15 2013-03-13 4 LARSON BRENT L NAVB Common Stock A - Award D 125,000 325,125
2013-03-15 2013-03-13 4 Rowinsky Eric K NAVB Common Stock A - Award D 30,000 134,250
2013-03-15 2013-03-13 4 PYKETT MARK JEROME NAVB Common Stock F - Taxes D 3.1600 -43,236 -137 354,064
2013-03-15 2013-03-13 4 PYKETT MARK JEROME NAVB Common Stock A - Award D 125,000 397,300
2013-02-26 2013-02-21 4 DRAKE PETER F NAVB Common Stock A - Award D 12,250 39,250
2013-02-26 2013-02-21 4 FORD BRENDAN A NAVB Common Stock A - Award D 12,250 84,250
2013-02-26 2013-02-21 4 JONES JESS NAVB Common Stock A - Award D 12,250 29,250
2013-02-26 2013-02-21 4 Rowinsky Eric K NAVB Common Stock A - Award D 12,250 104,250
2013-02-26 2013-02-21 4 Troup Gordon A NAVB Common Stock A - Award D 12,250 89,250
2013-02-19 2013-02-17 4 PYKETT MARK JEROME NAVB Common Stock D - Sale to Issuer D 3.0800 -35,000 -108 272,300
2013-02-19 2013-02-15 4 PYKETT MARK JEROME NAVB Stock Option (Right to Buy) A - Award D 3.08 304,000 304,000
2013-02-19 2013-02-15 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 3.08 142,000 142,000
2013-02-19 2013-02-15 4 Regan William J. NAVB Stock Option (Right to Buy) A - Award D 3.08 100,000 100,000
2013-02-19 2013-02-15 4 Reininger Cornelia NAVB Stock Option (Right to Buy) A - Award D 3.08 120,000 120,000
2013-02-19 2013-02-15 4 Tulip Thomas H. NAVB Stock Option (Right to Buy) A - Award D 3.08 174,000 174,000
2013-02-19 2013-02-15 4 Cope Frederick O NAVB Stock Option (Right to Buy) A - Award D 3.08 145,000 145,000
2012-11-29 2012-11-27 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 J - Other D 2.5800 -3,001,860 -7,745 3,799,156
2012-11-09 3 Platinum Partners Value Arbitrage Fund, LP NAVB Common Stock, par value $0.001 D 7,472,368
2012-11-09 2012-10-10 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 P - Purchase D 2.5600 37,030 95 6,801,016
2012-11-09 2012-09-21 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.2400 -4,911 -16 6,763,986
2012-11-09 2012-09-19 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.2200 -21,700 -70 6,768,897
2012-11-09 2012-09-10 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.6900 -269,919 -996 6,790,597
2012-11-09 2012-09-10 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.7500 -20,500 -77 7,060,516
2012-11-09 2012-09-07 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.6100 -118,731 -429 7,081,016
2012-11-09 2012-09-06 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.7100 -2,200 -8 7,199,747
2012-11-09 2012-09-05 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.7800 -64,900 -245 7,201,947
2012-11-09 2012-09-04 4 Platinum-Montaur Life Sciences, LLC NAVB Common Stock, par value $0.001 S - Sale D 3.8000 -205,521 -781 7,266,847
2012-11-02 2012-11-01 4 Reininger Cornelia NAVB Stock Option (Right to Buy) A - Award D 2.85 88,000 88,000
2012-09-27 2012-09-26 4 Rowinsky Eric K NAVB Common Stock A - Award D 30,000 92,000
2012-09-14 2012-09-11 4 PYKETT MARK JEROME NAVB Common Stock P - Purchase D 2.6380 4,000 11 307,300
2012-09-14 2012-09-14 4 Tulip Thomas H. NAVB Common Stock P - Purchase D 2.7000 15,000 40 27,500
2012-09-13 2012-09-12 4 Troup Gordon A NAVB Common Stock P - Purchase D 2.6370 5,000 13 77,000
2012-09-13 2012-08-15 4 Troup Gordon A NAVB Common Stock P - Purchase D 3.5790 5,000 18 72,000
2012-09-13 2012-09-12 4 FORD BRENDAN A NAVB Common Stock P - Purchase D 2.6400 5,000 13 72,000
2012-04-23 2012-04-20 4 BROWN RODGER A NAVB Common Stock D - Sale to Issuer D 2.6900 -15,000 -40 94,221
2012-04-23 2012-04-20 4 LARSON BRENT L NAVB Common Stock D - Sale to Issuer D 2.6900 -15,000 -40 200,125
2012-04-23 2012-04-20 4 Tulip Thomas H. NAVB Common Stock D - Sale to Issuer D 2.6900 -7,500 -20 12,500
2012-04-11 2012-04-10 4 DRAKE PETER F NAVB Common Stock A - Award D 17,000 27,000
2012-04-11 2012-04-10 4 FORD BRENDAN A NAVB Common Stock A - Award D 17,000 67,000
2012-04-11 2012-04-10 4 Rowinsky Eric K NAVB Common Stock A - Award D 17,000 62,000
2012-04-11 2012-04-10 4 Troup Gordon A NAVB Common Stock A - Award D 17,000 67,000
2012-04-11 2012-04-10 4 JONES JESS NAVB Common Stock A - Award D 17,000 17,000
2012-02-22 2012-02-17 4 PYKETT MARK JEROME NAVB Stock Option (Right to Buy) A - Award D 3.28 250,000 250,000
2012-02-22 2012-02-17 4 PYKETT MARK JEROME NAVB Common Stock A - Award D 300,000 303,300
2012-02-22 2012-02-17 4 Tulip Thomas H. NAVB Stock Option (Right to Buy) A - Award D 3.28 163,000 163,000
2012-02-22 2011-12-09 4 Tulip Thomas H. NAVB Common Stock A - Award D 20,000 20,000
2012-02-22 2012-02-17 4 BROWN RODGER A NAVB Stock Option (Right to Buy) A - Award D 3.28 65,000 65,000
2012-02-22 2012-02-17 4 Cope Frederick O NAVB Stock Option (Right to Buy) A - Award D 3.28 127,000 127,000
2012-02-22 2012-02-17 4 LARSON BRENT L NAVB Stock Option (Right to Buy) A - Award D 3.28 88,000 88,000
2012-02-22 2011-12-09 4 Rowinsky Eric K NAVB Common Stock A - Award D 30,000 45,000
2012-01-20 2011-11-01 4/A BROWN RODGER A NAVB Common Stock F - Taxes D 2.8400 -80,779 -229 109,221
2012-01-20 2011-11-01 4/A LARSON BRENT L NAVB Common Stock F - Taxes D 2.8400 -47,287 -134 215,125
2004-06-17 3 Aschinger Carl J Jr NEOP Common Stock D 0
2003-11-04 3 LINDER RICHARD N JR NEOP Common Stock D 21,000
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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