KMPH / Zevra Therapeutics Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Zevra Therapeutics Inc.
US ˙ NASDAQ ˙ US4884451075
이 기호는 더 이상 활성화되지 않습니다.

내부자 지분1,430,452 shares
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

N/A

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

N/A

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Zevra Therapeutics Inc 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

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내부자 평균 이익률 (%) 소유
지분
주식
분할

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 KMPH / Zevra Therapeutics Inc에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
2025-09-12 Shih Alvin 20,000 7.8900 20,000 7.8900 157,800 33 11.7800 77,800 49.30
2025-09-12 SEYMOUR TAMARA A 3,175 7.7852 3,175 7.7852 24,718
2025-08-19 Bode John B 5,000 9.1650 5,000 9.1650 45,825
2025-03-28 Watton Corey Michael 300 7.8384 300 7.8384 2,352
2025-03-19 Bode John B 10,000 7.9624 10,000 7.9624 79,624
2024-10-11 Watton Corey Michael 500 7.9153 500 7.9153 3,958
2024-07-17 Clifton R. LaDuane 2,000 6.7700 2,000 6.7700 13,540
2024-07-16 Anderson Thomas 10,000 6.8065 10,000 6.8065 68,065
2024-07-12 Bode John B 10,000 5.8661 10,000 5.8661 58,661

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

KMPH / Zevra Therapeutics Inc Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 KMPH / Zevra Therapeutics Inc에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
이 내부자에 대해서 계획되지 않았던 공개된 "공개 시장"(Open market)에서의 매매 거래는 없습니다.

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

KMPH / Zevra Therapeutics Inc Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2026-05-13 2026-05-11 4 Thompson Rahsaan ZVRA Common Stock S - Sale D 11.3000 -1,794 -20 48,125
2026-03-26 2026-03-24 4 Bode John B ZVRA Common Stock M - Exercise D 4.8900 39,200 192 123,400
2026-03-26 2026-03-24 4 Bode John B ZVRA Common Stock M - Exercise D 4.9700 39,200 195 84,200
2026-02-10 2026-02-09 4 McFarlane Neil F. ZVRA Common Stock S - Sale D 8.5597 -14,625 -125 387,225
2026-02-10 2026-02-07 4 McFarlane Neil F. ZVRA Common Stock M - Exercise D 37,500 401,850
2026-02-04 2026-02-03 4 Schafer Joshua ZVRA Common Stock S - Sale D 9.1905 -10,500 -97 62,278
2026-02-04 2026-02-03 4 Sangiovanni Timothy J. ZVRA Common Stock S - Sale D 9.1827 -3,000 -28 29,590
2026-02-02 2026-01-30 4 Thompson Rahsaan ZVRA Common Stock S - Sale D 8.8259 -4,080 -36 49,919
2026-02-02 2026-01-30 4 Thompson Rahsaan ZVRA Common Stock M - Exercise D 11,333 53,999
2026-02-02 2026-01-31 4 Sangiovanni Timothy J. ZVRA Common Stock M - Exercise D 11,666 32,590
2026-02-02 2026-01-30 4 Sangiovanni Timothy J. ZVRA Common Stock S - Sale D 8.8240 -1,750 -15 20,924
2026-02-02 2026-01-30 4 Sangiovanni Timothy J. ZVRA Common Stock M - Exercise D 6,333 22,674
2026-02-02 2026-02-02 4 McFarlane Neil F. ZVRA Common Stock S - Sale D 9.3783 -91,000 -853 364,350
2026-02-02 2026-01-31 4 McFarlane Neil F. ZVRA Common Stock M - Exercise D 233,334 455,350
2026-02-02 2026-01-30 4 Quartel Adrian W ZVRA Common Stock S - Sale D 8.8321 -4,533 -40 9,723
2026-02-02 2026-01-30 4 Quartel Adrian W ZVRA Common Stock M - Exercise D 11,333 14,256
2026-02-02 2026-01-31 4 Schafer Joshua ZVRA Common Stock M - Exercise D 35,334 72,778
2026-02-02 2026-01-30 4 Schafer Joshua ZVRA Common Stock S - Sale D 8.8297 -3,375 -30 37,444
2026-02-02 2026-01-30 4 Schafer Joshua ZVRA Common Stock M - Exercise D 11,333 40,819
2026-01-07 2025-12-31 4 Clifton R. LaDuane ZVRA Common Stock F - Taxes D 8.9600 -48,513 -435 143,515
2026-01-07 2025-12-31 4 Clifton R. LaDuane ZVRA Common Stock M - Exercise D 140,667 192,028
2025-10-10 2025-10-10 4 McFarlane Neil F. ZVRA Common Stock S - Sale D 10.8158 -19,500 -211 222,016
2025-10-10 2025-10-10 4 McFarlane Neil F. ZVRA Common Stock M - Exercise D 50,000 241,516
2025-09-16 2025-09-12 4 SEYMOUR TAMARA A ZVRA Common Stock P - Purchase D 7.7852 3,175 25 3,894
2025-09-15 2025-09-12 4 Shih Alvin ZVRA Common Stock P - Purchase D 7.8900 20,000 158 20,000
2025-08-20 2025-08-19 4 Bode John B ZVRA Common Stock P - Purchase D 9.1650 5,000 46 45,000
2025-06-30 2025-06-26 4 Thompson Rahsaan ZVRA Common Stock S - Sale D 9.2085 -24,000 -221 42,666
2025-06-24 2025-06-21 4 Thompson Rahsaan ZVRA Common Stock M - Exercise D 66,666 66,666
2025-03-31 2025-03-28 4 Watton Corey Michael ZVRA Common Stock P - Purchase D 7.8384 300 2 1,800
2025-03-27 3 Quartel Adrian W ZVRA Common Stock D 2,923
2025-03-21 2025-03-19 4 Bode John B ZVRA Common Stock P - Purchase D 7.9624 10,000 80 40,000
2025-02-14 2025-02-13 4 Sangiovanni Timothy J. ZVRA Common Stock S - Sale D 7.8626 -3,000 -24 16,341
2025-02-14 2025-02-13 4 Schafer Joshua ZVRA Common Stock S - Sale D 7.8597 -10,500 -83 29,486
2025-02-14 2025-02-13 4 Clifton R. LaDuane ZVRA Common Stock S - Sale D 7.8610 -11,000 -86 51,361
2025-02-14 2025-02-14 4 McFarlane Neil F. ZVRA Common Stock S - Sale D 8.0527 -30,544 -246 191,516
2025-02-14 2025-02-13 4 McFarlane Neil F. ZVRA Common Stock S - Sale D 7.8571 -61,273 -481 222,060
2025-02-03 2025-01-31 4 Sangiovanni Timothy J. ZVRA Common Stock M - Exercise D 11,666 19,341
2025-02-03 2025-01-31 4 Schafer Joshua ZVRA Common Stock M - Exercise D 35,333 39,986
2025-02-03 2025-01-31 4 Clifton R. LaDuane ZVRA Common Stock M - Exercise D 43,333 62,361
2025-02-03 2025-01-31 4 McFarlane Neil F. ZVRA Common Stock M - Exercise D 233,333 283,333
2024-10-16 2024-10-11 4 Watton Corey Michael ZVRA Common Stock P - Purchase D 7.9153 500 4 1,500
2024-07-17 2024-07-17 4 Clifton R. LaDuane ZVRA Common Stock P - Purchase D 6.7700 2,000 14 18,469
2024-07-16 2024-07-16 4 Anderson Thomas ZVRA Common Stock P - Purchase D 6.8065 10,000 68 20,000
2024-07-15 2024-07-12 4 Bode John B ZVRA Common Stock P - Purchase D 5.8661 10,000 59 30,000
2023-09-06 2023-09-05 4 Schafer Joshua ZVRA Common Stock P - Purchase D 5.1290 500 3 3,500
2023-09-06 2023-09-06 4 Clifton R. LaDuane ZVRA Common Stock P - Purchase D 4.9591 1,000 5 15,309
2023-09-06 2023-09-05 4 Bode John B ZVRA Common Stock P - Purchase D 5.1333 10,000 51 20,000
2023-09-06 2023-09-06 4 Anderson Thomas ZVRA Common Stock P - Purchase D 4.8764 10,000 49 10,000
2023-06-30 2023-05-19 4 Schafer Joshua ZVRA Common Stock P - Purchase D 5.4157 1,000 5 3,000
2023-06-26 2023-06-23 4 Watton Corey Michael ZVRA Common Stock P - Purchase D 5.9479 275 2 1,000
2023-06-13 2023-06-09 4 Watton Corey Michael ZVRA Common Stock P - Purchase D 5.5200 325 2 725
2023-05-31 2023-05-30 4 Watton Corey Michael ZVRA Common Stock P - Purchase D 5.1053 400 2 400
2023-05-19 2023-05-18 4 Bode John B ZVRA Common Stock P - Purchase D 5.0500 2,451 12 10,000
2023-05-19 2023-05-18 4 Bode John B ZVRA Common Stock P - Purchase D 5.0450 100 1 7,549
2023-05-19 2023-05-18 4 Bode John B ZVRA Common Stock P - Purchase D 5.0400 4,759 24 7,449
2023-05-19 2023-05-18 4 Bode John B ZVRA Common Stock P - Purchase D 5.0399 1,000 5 2,690
2023-05-19 2023-05-18 4 Bode John B ZVRA Common Stock P - Purchase D 5.0391 300 2 1,690
2023-05-19 2023-05-18 4 Bode John B ZVRA Common Stock P - Purchase D 5.0350 1,390 7 1,390
2023-05-18 2023-05-18 4 Clifton R. LaDuane ZVRA Common Stock P - Purchase D 4.9495 689 3 13,742
2023-05-18 2023-05-18 4 Clifton R. LaDuane ZVRA Common Stock P - Purchase D 4.9499 2,000 10 13,053
2023-05-18 2023-05-18 4 Clifton R. LaDuane ZVRA Common Stock P - Purchase D 4.9400 51 0 11,053
2023-03-21 2023-03-17 4 SEYMOUR TAMARA A ZVRA Common Stock P - Purchase D 4.8215 519 3 719
2023-03-15 2023-03-14 4 Schafer Joshua ZVRA Common Stock P - Purchase D 4.6089 2,000 9 2,000
2023-03-13 2023-03-09 4 Plooster Matthew R ZVRA Common Stock P - Purchase D 4.1953 11,000 46 18,500
2023-03-13 2023-03-10 4 Sangiovanni Timothy J. ZVRA Common Stock P - Purchase D 4.1350 100 0 4,449
2023-03-13 2023-03-10 4 Sangiovanni Timothy J. ZVRA Common Stock P - Purchase D 4.1397 1,100 5 4,349
2023-03-13 2023-03-10 4 Clifton R. LaDuane ZVRA Common Stock P - Purchase D 4.1500 1,725 7 11,002
2023-03-13 2023-03-09 4 Pascoe Richard W ZVRA Common Stock P - Purchase D 4.1978 10,000 42 29,973
2023-03-13 2023-03-09 4 Tierney David S ZVRA Common Stock P - Purchase D 4.1463 5,000 21 10,835
2023-01-13 2023-01-13 4 Pascoe Richard W KMPH Common Stock P - Purchase D 5.4399 9,500 52 19,973
2023-01-13 2023-01-13 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 5.5850 25 0 9,277
2023-01-13 2023-01-13 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 5.8200 610 4 9,252
2023-01-10 3 Mickle Christal M M By Travis C. Mickle 2015 Dynasty Trust dtd 7/21/15, as trustee KMPH Common Stock I 9,824
2023-01-10 3 Mickle Christal M M By Mickle Holdings LLC KMPH Common Stock I 96,153
2023-01-10 3 Mickle Christal M M By Christal M.M. Mickle 2015 Gift Trust dtd 7/21/15, Travis C. Mickle as trustee KMPH Common Stock I 15,242
2023-01-10 3 Mickle Christal M M KMPH Common Stock D 11,972
2022-10-03 2022-09-30 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 5.9830 400 2 8,109
2022-10-03 2022-09-30 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 5.9800 600 4 7,709
2022-05-26 2022-05-25 4 Tierney David S KMPH Common Stock P - Purchase D 4.3900 2,000 9 5,835
2022-05-25 2022-05-25 4 Mickle Travis C By Mickle Investments LLC KMPH Common Stock P - Purchase I 4.3900 10,000 44 11,034
2022-05-25 2022-05-25 4 Mickle Travis C KMPH Common Stock P - Purchase D 4.3850 1,000 4 39,521
2022-05-25 2022-05-25 4 Mickle Travis C KMPH Common Stock P - Purchase D 4.3555 2,000 9 38,521
2022-05-24 2022-05-20 4 SEYMOUR TAMARA A KMPH Common Stock P - Purchase D 4.8700 200 1 200
2022-05-18 2022-05-18 4 Plooster Matthew R KMPH Common Stock P - Purchase D 4.9700 339 2 7,500
2022-05-18 2022-05-18 4 Plooster Matthew R KMPH Common Stock P - Purchase D 4.9600 3,051 15 7,161
2022-05-18 2022-05-18 4 Plooster Matthew R KMPH Common Stock P - Purchase D 4.9500 915 5 4,110
2022-05-18 2022-05-18 4 Plooster Matthew R KMPH Common Stock P - Purchase D 4.9400 695 3 3,195
2022-05-18 2022-05-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 4.9400 333 2 8,285
2022-05-18 2022-05-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 4.9300 1,700 8 7,952
2022-05-18 2022-05-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 4.9200 1,767 9 6,252
2022-05-18 2022-05-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 4.9100 400 2 4,485
2022-05-18 2022-05-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 4.9099 400 2 4,085
2022-05-18 2022-05-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 4.9000 100 0 3,685
2022-05-18 2022-05-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 4.8999 300 1 3,585
2022-05-18 2022-05-18 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 4.9992 1,200 6 6,440
2022-02-03 2022-02-01 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 7.17 83,486 83,486
2022-02-03 2022-02-01 4 Sangiovanni Timothy J. KMPH Stock Option (right to buy) A - Award D 7.17 50,092 50,092
2022-02-03 2022-02-01 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 7.17 83,486 83,486
2022-02-03 2022-02-01 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 7.17 127,286 127,286
2022-02-03 2022-02-01 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 7.17 267,156 267,156
2021-12-01 2021-12-01 4 Plooster Matthew R KMPH Common Stock A - Award D 8.4400 2,500 21 2,500
2021-11-30 2021-11-30 4 Pascoe Richard W KMPH Common Stock P - Purchase D 7.8814 1,500 12 3,285
2021-11-30 2021-11-30 4 Tierney David S KMPH Common Stock P - Purchase D 7.7890 2,000 16 3,835
2021-11-23 2021-11-18 4 Mickle Travis C KMPH Common Stock P - Purchase D 8.2295 2,250 19 36,521
2021-11-18 2021-11-18 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 8.2900 510 4 5,240
2021-11-10 2021-11-10 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 9.10 100,000 100,000
2021-09-29 2021-09-29 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 9.3800 215 2 4,730
2021-09-20 2021-09-20 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 8.5865 935 8 4,515
2021-09-01 2021-09-01 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 9.1050 230 2 3,580
2021-08-30 2021-08-30 4 Mickle Travis C KMPH Common Stock P - Purchase D 8.9215 5,000 45 34,271
2021-08-24 2021-08-24 4 Mickle Travis C KMPH Common Stock J - Other D -6,287 0
2021-08-24 2021-08-24 4 Mickle Travis C KMPH Common Stock J - Other D -3,125 29,271
2021-08-24 2021-08-24 4 Mickle Travis C KMPH Common Stock J - Other D 1,341 32,396
2021-08-24 2021-08-24 4 Mickle Travis C By Travis C. Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee KMPH Common Stock J - Other I -1,341 0
2021-08-24 2021-08-24 4 Mickle Travis C KMPH Common Stock J - Other D 7,701 31,055
2021-08-24 2021-08-24 4 Mickle Travis C By Travis C. Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee KMPH Common Stock J - Other I -7,701 0
2021-08-24 2021-08-24 4 Mickle Travis C By Mickle Holdings LLC KMPH Common Stock J - Other I 96,153 96,153
2021-08-24 2021-08-24 4 Mickle Travis C KMPH Common Stock J - Other D -96,153 23,354
2021-08-24 2021-08-20 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 9.06 263,743 263,743
2021-08-24 2021-08-20 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 9.06 82,423 82,423
2021-08-24 2021-08-20 4 Sangiovanni Timothy J. KMPH Stock Option (right to buy) A - Award D 9.06 44,023 44,023
2021-08-24 2021-08-20 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 9.06 81,716 81,716
2021-06-24 2021-06-23 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 14.1100 75 1 3,350
2021-06-21 2021-06-17 4 Plooster Matthew R KMPH Stock Option (right to buy) A - Award D 15.47 15,000 15,000
2021-06-21 2021-06-17 4 Saluri Joseph KMPH Stock Option (right to buy) A - Award D 15.47 15,000 15,000
2021-06-21 2021-06-17 4 Tierney David S KMPH Stock Option (right to buy) A - Award D 15.47 15,000 15,000
2021-06-21 2021-06-17 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 15.47 15,000 15,000
2021-06-14 2021-06-14 4 Mickle Travis C KMPH Common Stock P - Purchase D 14.4300 1,500 22 119,507
2021-05-27 2021-05-27 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 9.8500 150 1 3,275
2021-05-17 3 Braun Samuel J KMPH COMMON STOCK D 3,060,000
2021-05-17 3 Braun Samuel J By ThetaBurn Investments, LLC KMPH COMMON STOCK I 15,000
2021-05-17 3 Braun Samuel J By Thinkswitch Capitol, LLC KMPH COMMON STOCK I 68,000
2021-05-17 2021-05-13 4 Braun Samuel J KMPH COMMON STOCK P - Purchase D 8.5500 10,000 86 3,070,000
2020-08-26 2020-08-26 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.8390 1,000 1 50,000
2020-08-18 2020-08-18 4 Tierney David S KMPH Common Stock P - Purchase D 0.6650 1,000 1 29,372
2020-08-18 2020-08-18 4 Tierney David S KMPH Common Stock P - Purchase D 0.6600 4,500 3 28,372
2020-08-18 2020-08-18 4 Tierney David S KMPH Common Stock P - Purchase D 0.6450 2,000 1 23,872
2020-08-18 2020-08-18 4 Tierney David S KMPH Common Stock P - Purchase D 0.6427 2,500 2 21,872
2020-08-18 2020-08-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 0.6400 1,800 1 28,573
2020-08-18 2020-08-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 0.6350 1,000 1 26,773
2020-08-18 2020-08-18 4 Pascoe Richard W KMPH Common Stock P - Purchase D 0.6340 7,200 5 25,773
2020-08-18 2020-08-18 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.6950 2,000 1 49,000
2020-06-22 2020-06-19 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 0.27 30,000 30,000
2020-06-22 2020-06-19 4 Plooster Matthew R KMPH Stock Option (right to buy) A - Award D 0.27 30,000 30,000
2020-06-22 2020-06-19 4 Saluri Joseph KMPH Stock Option (right to buy) A - Award D 0.27 30,000 30,000
2020-06-22 2020-06-19 4 Tierney David S KMPH Stock Option (right to buy) A - Award D 0.27 30,000 30,000
2020-06-11 2020-06-11 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.1923 1,500 0 47,000
2020-06-03 2020-06-02 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.1890 110,000 21 1,888,117
2020-05-26 2020-05-26 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.1830 11,500 2 45,500
2020-03-25 2020-03-25 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.2182 1,000 0 34,000
2020-03-16 2020-03-13 4 Sangiovanni Timothy J. KMPH Common Stock P - Purchase D 0.2000 4,000 1 18,000
2020-03-12 2020-03-11 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.2513 8,000 2 33,000
2020-03-10 2020-03-10 4 Sangiovanni Timothy J. KMPH Common Stock P - Purchase D 0.2550 7,657 2 14,000
2020-03-10 2020-03-10 4 Sangiovanni Timothy J. KMPH Common Stock P - Purchase D 0.2525 10 0 6,343
2020-03-10 2020-03-09 4 Sangiovanni Timothy J. KMPH Common Stock P - Purchase D 0.2500 333 0 6,333
2020-03-05 2020-03-05 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.3298 2,500 1 1,778,117
2020-03-05 2020-03-05 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.3298 4,500 1 1,775,617
2020-03-05 2020-03-05 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.3299 3,000 1 1,771,117
2020-03-05 2020-03-05 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.3337 4,500 2 1,768,117
2020-03-05 2020-03-05 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.3330 4,500 1 1,763,617
2020-03-05 2020-03-05 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.3341 3,000 1 1,759,117
2020-03-05 2020-03-05 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.3344 3,000 1 1,756,117
2020-02-07 2020-02-05 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 0.37 160,000 160,000
2020-02-07 2020-02-05 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 0.37 420,000 420,000
2020-02-07 2020-02-05 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 0.37 160,000 160,000
2020-02-07 2020-02-05 4 Sangiovanni Timothy J. KMPH Stock Option (right to buy) A - Award D 0.37 60,000 60,000
2020-01-02 2019-12-31 4 Johnson Gordon K KMPH Common Stock P - Purchase D 0.3884 10,000 4 40,000
2020-01-02 2019-12-31 4 Johnson Gordon K KMPH Common Stock P - Purchase D 0.3900 10,000 4 30,000
2019-12-30 2019-12-27 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.4167 2,250 1 25,000
2019-12-30 2019-12-27 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.4175 5,000 2 22,750
2019-12-30 2019-12-27 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.4169 5,000 2 17,750
2019-11-27 2019-11-25 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 0.52 36,000 36,000
2019-11-27 2019-11-25 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 0.52 36,000 36,000
2019-11-27 2019-11-25 4 Sangiovanni Timothy J. KMPH Stock Option (right to buy) A - Award D 0.52 36,000 36,000
2019-11-27 2019-11-25 4 Johnson Gordon K KMPH Stock Option (right to buy) A - Award D 0.52 36,000 36,000
2019-11-27 2019-11-25 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 0.52 56,000 56,000
2019-09-25 2019-09-25 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.7452 3,650 3 12,750
2019-09-25 2019-09-24 4 Sangiovanni Timothy J. KMPH Common Stock P - Purchase D 0.7400 3,000 2 6,000
2019-09-24 2019-09-24 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.7876 5,000 4 1,753,117
2019-09-24 2019-09-24 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.7838 5,000 4 1,748,117
2019-09-24 2019-09-24 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.7878 5,000 4 1,743,117
2019-09-24 2019-09-24 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.7953 5,000 4 1,738,117
2019-09-24 2019-09-24 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.7899 15,000 12 1,733,117
2019-09-24 2019-09-24 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.7843 5,000 4 1,718,117
2019-09-24 2019-09-24 4 Mickle Travis C KMPH Common Stock P - Purchase D 0.7839 10,000 8 1,713,117
2019-09-16 2019-09-16 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.8856 4,900 4 9,100
2019-09-16 2019-09-16 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.8600 100 0 4,200
2019-09-11 2019-09-11 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.9452 500 0 4,100
2019-09-09 2019-09-09 4 Johnson Gordon K KMPH Common Stock P - Purchase D 0.8251 5,000 4 20,000
2019-09-09 2019-09-09 4 Johnson Gordon K KMPH Common Stock P - Purchase D 0.8032 3,000 2 15,000
2019-09-09 2019-09-09 4 Johnson Gordon K KMPH Common Stock P - Purchase D 0.8165 2,000 2 12,000
2019-09-06 2019-09-06 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 0.7674 850 1 3,600
2019-07-02 2019-06-30 4 Pascoe Richard W KMPH Common Stock A - Award D 8,928 18,573
2019-07-02 2019-06-30 4 Plooster Matthew R KMPH Common Stock A - Award D 7,857 24,512
2019-07-02 2019-06-30 4 Saluri Joseph KMPH Common Stock A - Award D 7,857 20,899
2019-07-02 2019-06-30 4 Tierney David S KMPH Common Stock A - Award D 6,428 19,372
2019-07-02 2019-06-30 4 Thompson Danny L KMPH Common Stock A - Award D 8,214 31,727
2019-05-14 2019-05-10 4 Plooster Matthew R KMPH Common Stock A - Award D 8,487 16,655
2019-05-14 2019-05-10 4 Tierney David S KMPH Common Stock A - Award D 6,944 12,944
2019-05-14 2019-05-10 4 Saluri Joseph KMPH Common Stock A - Award D 8,487 13,042
2019-05-14 2019-05-10 4 Thompson Danny L KMPH Common Stock A - Award D 8,873 23,513
2019-05-14 2019-05-10 4 Pascoe Richard W KMPH Common Stock A - Award D 9,645 9,645
2019-04-26 2019-04-24 4 Plooster Matthew R KMPH Stock Option (right to buy) A - Award D 1.62 30,000 30,000
2019-04-26 2019-04-24 4 Thompson Danny L KMPH Stock Option (right to buy) A - Award D 1.62 30,000 30,000
2019-04-26 2019-04-24 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 1.62 30,000 30,000
2019-04-26 2019-04-24 4 Tierney David S KMPH Stock Option (right to buy) A - Award D 1.62 30,000 30,000
2019-04-26 2019-04-24 4 Saluri Joseph KMPH Stock Option (right to buy) A - Award D 1.62 30,000 30,000
2019-02-20 2019-02-18 4 Johnson Gordon K KMPH Stock Option (right to buy) A - Award D 2.29 60,000 60,000
2019-02-08 2019-02-06 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 2.66 160,000 160,000
2019-02-08 2019-02-06 4 Johnson Gordon K KMPH Stock Option (right to buy) A - Award D 2.66 100,000 100,000
2019-02-08 2019-02-06 4 Mickle Travis C By Spouse KMPH Stock Option (right to buy) A - Award I 2.66 60,000 60,000
2019-02-08 2019-02-06 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 2.66 420,000 420,000
2019-02-08 2019-02-06 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 2.66 160,000 160,000
2019-02-08 2019-02-06 4 Sangiovanni Timothy J. KMPH Stock Option (right to buy) A - Award D 2.66 60,000 60,000
2018-10-15 2018-10-12 4 Sangiovanni Timothy J. KMPH Common Stock P - Purchase D 2.5000 1,500 4 3,000
2018-10-15 2018-10-11 4 Sangiovanni Timothy J. KMPH Common Stock P - Purchase D 2.5500 1,500 4 1,500
2018-10-12 2018-10-12 4 Johnson Gordon K KMPH Common Stock P - Purchase D 2.6100 1,000 3 10,000
2018-10-12 2018-10-10 4 Johnson Gordon K KMPH Common Stock P - Purchase D 2.6466 1,000 3 9,000
2018-10-12 2018-10-10 4 Johnson Gordon K KMPH Common Stock P - Purchase D 2.6000 2,000 5 8,000
2018-10-12 2018-10-12 4 Mickle Travis C KMPH Common Stock P - Purchase D 2.5528 5,000 13 1,703,117
2018-10-12 2018-08-30 4 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse KMPH Common Stock G - Gift I -18,139 123,217
2018-10-12 2018-08-30 4 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse KMPH Common Stock G - Gift I -32,172 21,466
2018-10-12 2018-08-30 4 Mickle Travis C KMPH Common Stock G - Gift D 18,139 1,698,117
2018-10-12 2018-08-30 4 Mickle Travis C KMPH Common Stock G - Gift D 32,172 1,679,978
2018-10-11 2018-10-11 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 2.5414 650 2 2,750
2018-10-09 2018-10-05 4 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 P - Purchase D 3.0000 2,000,000 6,000 4,095,914
2018-08-01 2018-07-30 4 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 P - Purchase D 4.0000 304,283 1,217 2,095,914
2018-06-01 2018-05-31 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 6.1000 525 3 2,100
2018-05-24 2018-05-22 4 Saluri Joseph KMPH Stock Option (right to buy) A - Award D 6.10 15,000 15,000
2018-05-24 2018-05-22 4 Thompson Danny L KMPH Stock Option (right to buy) A - Award D 6.10 15,000 15,000
2018-05-24 2018-05-22 4 Plooster Matthew R KMPH Stock Option (right to buy) A - Award D 6.10 15,000 15,000
2018-05-24 2018-05-22 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 6.10 15,000 15,000
2018-05-24 2018-05-22 4 Tierney David S KMPH Stock Option (right to buy) A - Award D 6.10 15,000 15,000
2018-05-17 2018-05-15 4 Cohen Daniel L By Daughter. KMPH Common Stock P - Purchase I 6.4500 200 1 1,450
2018-05-17 2018-05-15 4 Cohen Daniel L By Daughter. KMPH Common Stock P - Purchase I 6.4500 200 1 1,450
2018-05-17 2018-05-15 4 Cohen Daniel L KMPH Common Stock P - Purchase D 6.4455 2,000 13 2,000
2018-05-17 2018-05-15 4 Cohen Daniel L KMPH Common Stock P - Purchase D 6.4455 5,500 35 35,500
2018-03-27 2018-03-23 4 Thompson Danny L KMPH Stock Option (right to buy) M - Exercise D 4.65 -3,333 0
2018-03-27 2018-03-23 4 Thompson Danny L KMPH Common Stock F - Taxes D 7.6500 -2,026 -15 14,640
2018-03-27 2018-03-23 4 Thompson Danny L KMPH Common Stock M - Exercise D 4.6500 3,333 15 16,666
2018-01-29 2018-01-25 4 Mickle Travis C By Spouse KMPH Stock Option (right to buy) A - Award I 5.50 30,000 30,000
2018-01-29 2018-01-25 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 5.50 225,000 225,000
2018-01-29 2018-01-25 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 5.50 75,000 75,000
2018-01-29 2018-01-25 4 Johnson Gordon K KMPH Stock Option (right to buy) A - Award D 5.50 75,000 75,000
2018-01-29 2018-01-25 4 Cohen Daniel L KMPH Stock Option (right to buy) A - Award D 5.50 75,000 75,000
2018-01-29 2018-01-25 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 5.50 75,000 75,000
2018-01-29 2018-01-25 4 Sangiovanni Timothy J. KMPH Stock Option (right to buy) A - Award D 5.50 30,000 30,000
2017-11-29 2017-11-29 4 Cohen Daniel L By Daughter. KMPH Common Stock G - Gift I 1,250 1,250
2017-11-29 2017-11-29 4 Cohen Daniel L By Daughter. KMPH Common Stock G - Gift I 1,250 1,250
2017-11-29 2017-11-29 4 Cohen Daniel L KMPH Common Stock G - Gift D -2,500 30,000
2017-11-29 2017-11-27 4 Cohen Daniel L KMPH Common Stock P - Purchase D 3.8500 2,055 8 32,500
2017-11-29 2017-11-27 4 Cohen Daniel L KMPH Common Stock P - Purchase D 3.8000 2,990 11 30,445
2017-11-29 2017-11-27 4 Cohen Daniel L KMPH Common Stock P - Purchase D 3.7500 1,310 5 27,455
2017-11-29 2017-11-27 4 Cohen Daniel L KMPH Common Stock P - Purchase D 3.7000 1,145 4 26,145
2017-09-25 2017-09-25 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 3.7750 300 1 1,575
2017-09-15 3 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 D 2,931,486
2017-09-15 3 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 D 2,931,486
2017-09-15 3 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 D 2,931,486
2017-09-15 3 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 D 2,931,486
2017-09-15 3 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 D 2,931,486
2017-09-15 3 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 D 2,931,486
2017-09-15 2017-09-14 4 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 P - Purchase D 3.3027 138,857 459 1,791,631
2017-09-15 2017-09-13 4 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 P - Purchase D 3.2500 200 1 1,652,774
2017-09-15 2017-09-13 4 Delaware Street Capital Master Fund, L.P. KMPH Common Stock, par value $0.0001 P - Purchase D 3.2520 186,831 608 1,652,574
2017-08-25 2017-08-24 4 Johnson Gordon K KMPH Common Stock P - Purchase D 2.6264 1,000 3 6,000
2017-08-25 2017-08-24 4 Johnson Gordon K KMPH Common Stock P - Purchase D 2.6137 2,000 5 5,000
2017-08-25 2017-08-24 4 Johnson Gordon K KMPH Common Stock P - Purchase D 2.5500 1,000 3 3,000
2017-08-25 2017-08-24 4 Cohen Daniel L KMPH Common Stock P - Purchase D 2.5764 5,000 13 25,000
2017-06-21 2017-06-20 4 Mickle Travis C By Mickle Investments LLC KMPH Common Stock P - Purchase I 3.4490 8,000 28 17,050
2017-06-21 2017-05-22 4 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse KMPH Common Stock G - Gift I -18,194 141,356
2017-06-21 2017-05-22 4 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse KMPH Common Stock G - Gift I -32,269 53,638
2017-06-21 2017-05-22 4 Mickle Travis C KMPH Common Stock G - Gift D 18,194 1,647,806
2017-06-21 2017-05-22 4 Mickle Travis C KMPH Common Stock G - Gift D 32,269 1,629,612
2017-06-21 2017-06-19 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 3.3000 275 1 1,275
2017-05-26 2017-05-25 4 Cohen Daniel L KMPH Common Stock P - Purchase D 4.1449 526 2 20,000
2017-05-26 2017-05-25 4 Cohen Daniel L KMPH Common Stock P - Purchase D 4.1000 1,974 8 19,474
2017-05-24 2017-05-23 4 Tierney David S KMPH Stock Option (right to buy) A - Award D 3.95 10,000 10,000
2017-05-24 2017-05-23 4 Plooster Matthew R KMPH Stock Option (right to buy) A - Award D 3.95 10,000 10,000
2017-05-24 2017-05-23 4 Saluri Joseph KMPH Stock Option (right to buy) A - Award D 3.95 10,000 10,000
2017-05-24 2017-05-23 4 Thompson Danny L KMPH Stock Option (right to buy) A - Award D 3.95 10,000 10,000
2017-05-24 2017-05-23 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 3.95 10,000 10,000
2017-03-31 2017-03-31 4 Cohen Daniel L KMPH Common Stock P - Purchase D 4.7000 1,000 5 17,500
2017-03-31 2017-03-29 4 Cohen Daniel L KMPH Common Stock P - Purchase D 4.3347 1,500 7 16,500
2017-03-27 2017-03-24 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 4.2436 100 0 1,000
2017-03-27 2017-03-24 4 Clifton R. LaDuane KMPH Common Stock P - Purchase D 4.2437 900 4 900
2017-03-24 2017-03-22 4 Mickle Travis C By Mickle Investments LLC KMPH Common Stock P - Purchase I 4.0995 2,000 8 9,050
2017-03-24 2017-01-27 4 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse KMPH Common Stock G - Gift I -71,262 159,550
2017-03-24 2017-01-27 4 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse KMPH Common Stock G - Gift I -144,905 85,907
2017-03-24 2017-01-27 4 Mickle Travis C KMPH Common Stock G - Gift D 71,262 1,597,343
2017-03-24 2017-01-27 4 Mickle Travis C KMPH Common Stock G - Gift D 144,905 1,526,081
2017-03-24 2017-03-22 4 Mickle Christal M M By Mickle Investments LLC KMPH Common Stock P - Purchase I 4.0995 2,000 8 9,050
2017-03-24 2017-01-27 4 Mickle Christal M M By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse KMPH Common Stock G - Gift I -71,262 159,550
2017-03-24 2017-01-27 4 Mickle Christal M M By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse KMPH Common Stock G - Gift I -144,905 85,907
2017-03-24 2017-01-27 4 Mickle Christal M M By spouse KMPH Common Stock G - Gift I 71,262 1,597,343
2017-03-24 2017-01-27 4 Mickle Christal M M By spouse KMPH Common Stock G - Gift I 144,905 1,526,081
2017-03-21 2017-03-20 4 Tierney David S KMPH Common Stock P - Purchase D 4.1999 1,000 4 6,000
2017-01-31 2017-01-27 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 3.55 75,000 75,000
2017-01-31 2017-01-27 4 Mickle Travis C By Spouse KMPH Stock Option (right to buy) A - Award I 3.55 30,000 30,000
2017-01-31 2017-01-27 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 3.55 225,000 225,000
2017-01-31 2017-01-27 4 Mickle Christal M M By Spouse KMPH Stock Option (right to buy) A - Award I 3.55 225,000 225,000
2017-01-31 2017-01-27 4 Mickle Christal M M KMPH Stock Option (right to buy) A - Award D 3.55 30,000 30,000
2017-01-31 2017-01-27 4 Johnson Gordon K KMPH Stock Option (right to buy) A - Award D 3.55 75,000 75,000
2017-01-31 2017-01-27 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 3.55 75,000 75,000
2017-01-31 2017-01-27 4 Cohen Daniel L KMPH Stock Option (right to buy) A - Award D 3.55 75,000 75,000
2016-12-02 2016-11-30 4 Cohen Daniel L KMPH Common Stock P - Purchase D 3.5000 4,253 15 15,000
2016-12-02 2016-11-30 4 Cohen Daniel L KMPH Common Stock P - Purchase D 3.4750 747 3 10,747
2016-09-07 2016-09-06 4 Cohen Daniel L KMPH Common Stock P - Purchase D 5.0110 3,690 18 10,000
2016-09-07 2016-09-02 4 Cohen Daniel L KMPH Common Stock P - Purchase D 4.5999 1,000 5 6,310
2016-09-07 2016-09-02 4 Cohen Daniel L KMPH Common Stock P - Purchase D 4.5939 2,000 9 5,310
2016-09-07 2016-09-02 4 Cohen Daniel L KMPH Common Stock P - Purchase D 4.5899 2,000 9 3,310
2016-09-07 2016-09-02 4 Cohen Daniel L KMPH Common Stock P - Purchase D 4.5899 1,310 6 1,310
2016-08-18 2016-08-17 4 Mickle Travis C By Mickle Investments LLC KMPH Common Stock P - Purchase I 4.9500 5,000 25 7,050
2016-08-18 2016-08-17 4 Mickle Christal M M By Mickle Investments LLC KMPH Common Stock P - Purchase I 4.9500 5,000 25 7,050
2016-05-26 2016-05-24 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 6.05 10,000 10,000
2016-05-26 2016-05-24 4 Tierney David S KMPH Stock Option (right to buy) A - Award D 6.05 10,000 10,000
2016-05-26 2016-05-24 4 Saluri Joseph KMPH Stock Option (right to buy) A - Award D 6.05 10,000 10,000
2016-05-26 2016-05-24 4 Thompson Danny L KMPH Stock Option (right to buy) A - Award D 6.05 10,000 10,000
2016-05-26 2016-05-24 4 Plooster Matthew R KMPH Stock Option (right to buy) A - Award D 6.05 10,000 10,000
2016-04-06 2016-04-04 4 Thompson Danny L KMPH Stock Option (right to buy) M - Exercise D 4.65 -13,333 0
2016-04-06 2016-04-04 4 Thompson Danny L KMPH Common Stock M - Exercise D 4.6500 13,333 62 13,333
2016-03-30 2016-03-29 4 Mickle Travis C By spouse KMPH Common Stock P - Purchase I 14.4850 400 6 33,614
2016-03-30 2016-03-29 4 Mickle Travis C By Mickle Investments LLC KMPH Common Stock P - Purchase I 14.5899 2,050 30 2,050
2016-03-30 2016-03-29 4 Mickle Christal M M By Mickle Investments LLC KMPH Common Stock P - Purchase I 14.5899 2,050 30 2,050
2016-03-30 2016-03-29 4 Mickle Christal M M KMPH Common Stock P - Purchase D 14.4850 400 6 33,614
2016-02-16 2016-02-11 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 12.62 50,000 50,000
2016-02-16 2016-02-11 4 Woody Tracy M KMPH Stock Option (right to buy) A - Award D 12.62 50,000 50,000
2016-02-16 2016-02-11 4 Mickle Travis C By Spouse KMPH Stock Option (right to buy) A - Award I 12.62 20,000 20,000
2016-02-16 2016-02-11 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 12.62 150,000 150,000
2016-02-16 2016-02-11 4 Mickle Christal M M By Spouse KMPH Stock Option (right to buy) A - Award I 12.62 150,000 150,000
2016-02-16 2016-02-11 4 Mickle Christal M M KMPH Stock Option (right to buy) A - Award D 12.62 20,000 20,000
2016-02-16 2016-02-11 4 Johnson Gordon K KMPH Stock Option (right to buy) A - Award D 12.62 50,000 50,000
2016-02-16 2016-02-11 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 12.62 50,000 50,000
2016-02-12 2016-02-10 4 Plooster Matthew R KMPH Warrant to Purchase Common Stock (right to buy) X - Other D 5.85 -51 0
2016-02-12 2016-02-10 4 Plooster Matthew R KMPH Warrant to Purchase Common Stock (right to buy) X - Other D 3.90 -3,572 0
2016-02-12 2016-02-10 4 Plooster Matthew R KMPH Common Stock X - Other D 5.8500 51 0 8,168
2016-02-12 2016-02-10 4 Plooster Matthew R KMPH Common Stock X - Other D 3.9000 3,572 14 8,117
2015-10-30 2015-10-28 4 Mickle Christal M M KMPH Warrant to Purchase Common Stock (right to buy) X - Other D 5.85 -4,316 0
2015-10-30 2015-10-28 4 Mickle Christal M M KMPH Common Stock X - Other D 5.8500 4,316 25 100,604
2015-10-30 2015-10-02 4 Mickle Christal M M By Travis C. Mickle 2015 Dynasty Trust dtd 7/21/15, as trustee KMPH Common Stock G - Gift I 157,197 157,197
2015-10-30 2015-10-02 4 Mickle Christal M M By Spouse KMPH Common Stock G - Gift I -157,197 1,381,176
2015-10-30 2015-10-02 4 Mickle Christal M M By Christal M.M. Mickle 2015 Gift Trust, by spouse as trustee KMPH Common Stock G - Gift I 243,880 243,880
2015-10-30 2015-10-02 4 Mickle Christal M M KMPH Common Stock G - Gift D -243,880 33,214
2015-10-30 2015-10-28 4 Mickle Travis C KMPH Warrant to Purchase Common Stock (right to buy) X - Other D 5.85 -4,316 0
2015-10-30 2015-10-28 4 Mickle Travis C KMPH Common Stock X - Other D 5.8500 4,316 25 100,604
2015-10-30 2015-10-02 4 Mickle Travis C By Christal M.M. Mickle 2015 Gift Trust, as trustee KMPH Common Stock G - Gift I 243,880 243,880
2015-10-30 2015-10-02 4 Mickle Travis C By Spouse KMPH Common Stock G - Gift I -243,880 33,214
2015-10-30 2015-10-02 4 Mickle Travis C By Travis C. Mickle 2015 Dynasty Trust dtd 7/21/15, by spouse as trustee KMPH Common Stock G - Gift I 157,197 157,197
2015-10-30 2015-10-02 4 Mickle Travis C KMPH Common Stock G - Gift D -157,197 1,381,176
2015-09-09 2015-09-04 4 Guenther Sven KMPH Stock Option (right to buy) A - Award D 20.45 50,000 50,000
2015-09-09 2015-09-04 4 Mickle Christal M M By Spouse KMPH Stock Option (right to buy) A - Award I 20.45 220,000 220,000
2015-09-09 2015-09-04 4 Mickle Christal M M KMPH Stock Option (right to buy) A - Award D 20.45 25,000 25,000
2015-09-09 2015-09-04 4 Mickle Travis C By Spouse KMPH Stock Option (right to buy) A - Award I 20.45 25,000 25,000
2015-09-09 2015-09-04 4 Mickle Travis C KMPH Stock Option (right to buy) A - Award D 20.45 220,000 220,000
2015-09-09 2015-09-04 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 20.45 15,000 15,000
2015-08-27 2015-08-25 4 Thompson Danny L KMPH Stock Option (right to buy) A - Award D 19.02 10,000 10,000
2015-08-27 2015-08-25 4 Saluri Joseph KMPH Stock Option (right to buy) A - Award D 19.02 10,000 10,000
2015-08-27 2015-08-25 4 Plooster Matthew R KMPH Stock Option (right to buy) A - Award D 19.02 12,000 12,000
2015-08-27 2015-08-25 4 Plooster Matthew R KMPH Stock Option (right to buy) A - Award D 19.02 10,000 10,000
2015-08-27 2015-08-25 4 Tierney David S KMPH Stock Option (right to buy) A - Award D 19.02 10,000 10,000
2015-08-27 2015-08-25 4 Pascoe Richard W KMPH Stock Option (right to buy) A - Award D 19.02 10,000 10,000
2015-06-26 2015-06-25 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 18.29 45,000 45,000
2015-06-26 2015-06-25 4 Johnson Gordon K KMPH Stock Option (right to buy) A - Award D 18.29 160,000 160,000
2015-05-29 2015-05-27 4 Woody Tracy M KMPH Stock Option (right to buy) A - Award D 11.41 82,035 82,035
2015-05-29 2015-05-27 4 Johnson Gordon K KMPH Stock Option (right to buy) A - Award D 11.41 88,000 88,000
2015-05-12 2015-04-21 4 Tierney David S KMPH Common Stock P - Purchase D 11.0000 5,000 55 5,000
2015-05-12 2015-04-21 4 Johnson Gordon K KMPH Common Stock P - Purchase D 11.0000 2,000 22 2,000
2015-04-21 2015-04-21 4 Saluri Joseph KMPH Series C Convertible Preferred Stock C - Conversion D -18,044 0
2015-04-21 2015-04-21 4 Saluri Joseph KMPH Series B Convertible Preferred Stock C - Conversion D -16,130 0
2015-04-21 2015-04-21 4 Saluri Joseph KMPH Common Stock C - Conversion D 4,555 4,555
2015-04-21 2015-04-21 4 Thompson Danny L By Garrett Bancshares, LTD KMPH Series C Convertible Preferred Stock C - Conversion I -256,410 0
2015-04-21 2015-04-21 4 Thompson Danny L By Garrett Bancshares, LTD KMPH Series B Convertible Preferred Stock C - Conversion I -161,290 0
2015-04-21 2015-04-21 4 Thompson Danny L By Garrett Bancshares, LTD KMPH Series A Convertible Preferred Stock C - Conversion I -269,959 0
2015-04-21 2015-04-21 4 Thompson Danny L KMPH Series C Convertible Preferred Stock C - Conversion D -12,820 0
2015-04-21 2015-04-21 4 Thompson Danny L KMPH Series B Convertible Preferred Stock C - Conversion D -16,129 0
2015-04-21 2015-04-21 4 Thompson Danny L KMPH Series A Convertible Preferred Stock C - Conversion D -26,355 0
2015-04-21 2015-04-21 4 Thompson Danny L By Garrett Bancshares, LTD KMPH Common Stock C - Conversion I 91,687 91,687
2015-04-21 2015-04-21 4 Thompson Danny L KMPH Common Stock C - Conversion D 7,373 7,373
2015-04-21 2015-04-21 4 Plooster Matthew R KMPH Warrant to Purchase Common Stock (right to buy) C - Conversion D 5.85 51 51
2015-04-21 2015-04-21 4 Plooster Matthew R KMPH Warrant to Purchase Series D Preferred Stock (right to buy) C - Conversion D 0.7800 -384 -0 0
2015-04-21 2015-04-21 4 Plooster Matthew R By Bridgepoint Investment Partners I LLLP KMPH Series B Convertible Preferred Stock C - Conversion I -1,511,279 0
2015-04-21 2015-04-21 4 Plooster Matthew R By Bridgepoint Investment Partners I LLLP KMPH Series A Convertible Preferred Stock C - Conversion I -1,701,011 0
2015-04-21 2015-04-21 4 Plooster Matthew R By TD Ameritrade Clearing Inc. Custodian FBO Matthew Ryan Plooster Roth IRA, as trustee KMPH Series C Convertible Preferred Stock C - Conversion I -8,381 0
2015-04-21 2015-04-21 4 Plooster Matthew R KMPH Series D Convertible Preferred Stock C - Conversion D -8,456 0
2015-04-21 2015-04-21 4 Plooster Matthew R KMPH Series C Convertible Preferred Stock C - Conversion D -25,642 0
2015-04-21 2015-04-21 4 Plooster Matthew R By Bridgepoint Investment Partners I LLLP KMPH Common Stock C - Conversion I 428,304 428,304
2015-04-21 2015-04-21 4 Plooster Matthew R By TD Ameritrade Clearing Inc. Custodian FBO Matthew Ryan Plooster Roth IRA, as trustee KMPH Common Stock C - Conversion I 1,117 1,117
2015-04-21 2015-04-21 4 Plooster Matthew R KMPH Common Stock C - Conversion D 4,545 4,545
2015-04-21 2015-04-21 4 Mickle Travis C KMPH Warrant to Purchase Common Stock (right to buy) C - Conversion D 5.85 -4,316 4,316
2015-04-21 2015-04-21 4 Mickle Travis C KMPH Warrant to Purchase Series D Preferred Stock (right to buy) C - Conversion D 0.7800 -32,371 -25 0
2015-04-21 2015-04-21 4 Mickle Travis C KMPH Series D Convertible Preferred Stock C - Conversion D -137,541 0
2015-04-21 2015-04-21 4 Mickle Travis C By Spouse KMPH Series C Convertible Preferred Stock C - Conversion I -44,873 0
2015-04-21 2015-04-21 4 Mickle Travis C KMPH Series C Convertible Preferred Stock C - Conversion D -51,332 0
2015-04-21 2015-04-21 4 Mickle Travis C KMPH Series B Convertible Preferred Stock C - Conversion D -6,203 0
2015-04-21 2015-04-21 4 Mickle Travis C KMPH Series A Convertible Preferred Stock C - Conversion D -527,093 0
2015-04-21 2015-04-21 4 Mickle Travis C KMPH Common Stock C - Conversion D 96,288 96,288
2015-04-21 2015-04-21 4 Mickle Travis C By Spouse KMPH Common Stock C - Conversion I 5,983 277,094
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Warrant to Purchase Common Stock (right to buy) C - Conversion D 5.85 -4,316 4,316
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Warrant to Purchase Series D Preferred Stock (right to buy) C - Conversion D 0.7800 -32,371 -25 0
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Series D Convertible Preferred Stock C - Conversion D -137,541 0
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Series C Convertible Preferred Stock C - Conversion D -44,873 0
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Series C Convertible Preferred Stock C - Conversion D -51,332 0
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Series B Convertible Preferred Stock C - Conversion D -6,203 0
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Series A Convertible Preferred Stock C - Conversion D -527,093 0
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Common Stock C - Conversion D 96,288 96,288
2015-04-21 2015-04-21 4 Mickle Christal M M KMPH Common Stock C - Conversion D 5,983 277,094
2015-04-21 2015-04-21 4 Guenther Sven KMPH Series C Convertible Preferred Stock C - Conversion D -136,410 0
2015-04-21 2015-04-21 4 Guenther Sven KMPH Series B Convertible Preferred Stock C - Conversion D -16,129 0
2015-04-21 2015-04-21 4 Guenther Sven KMPH Series A Convertible Preferred Stock C - Conversion D -26,355 0
2015-04-21 2015-04-21 4 Guenther Sven KMPH Common Stock C - Conversion D 23,852 43,852
2015-04-17 2015-04-15 4 Clifton R. LaDuane KMPH Stock Option (right to buy) A - Award D 11.00 21,333 21,333
2015-04-15 3 Mickle Christal M M By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse KMPH Common Stock I 2,501,920
2015-04-15 3 Mickle Christal M M KMPH Common Stock D 2,542,219
2015-04-15 3 Mickle Christal M M By Spouse KMPH Common Stock I 3,809,481
2015-04-15 3 Mickle Christal M M By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse KMPH Common Stock I 2,501,920
2015-04-15 3 Mickle Christal M M By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse KMPH Common Stock I 2,501,920
2015-04-15 3 Mickle Christal M M KMPH Common Stock D 2,542,219
2015-04-15 3 Mickle Christal M M By Spouse KMPH Common Stock I 3,809,481
2015-04-15 3 Mickle Christal M M By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse KMPH Common Stock I 2,501,920
2015-04-15 3 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse KMPH Common Stock I 2,501,920
2015-04-15 3 Mickle Travis C KMPH Common Stock D 3,809,481
2015-04-15 3 Mickle Travis C KMPH Common Stock D 3,809,481
2015-04-15 3 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 TCM Family Trust, co-trustee with spouse KMPH Common Stock I 2,501,920
2015-04-15 3 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse KMPH Common Stock I 2,501,920
2015-04-15 3 Mickle Travis C By Spouse KMPH Common Stock I 2,542,219
2015-04-15 3 Mickle Travis C By Spouse KMPH Common Stock I 2,542,219
2015-04-15 3 Mickle Travis C By Travis C Mickle & Christal M.M. Mickle TRS UA 4-30-09 Mickle Family Trust, co-trustee with spouse KMPH Common Stock I 2,501,920
2015-04-15 3 Guenther Sven KMPH Common Stock D 40,000
2015-04-15 3 Guenther Sven KMPH Common Stock D 40,000
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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