| 내부자 지분 | 34,952,635 shares |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자의 순 매입(순위)
N/A
내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).
내부자가 매입한 플로트 비율 (순위)
N/A
"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100
내부자 트레이딩 차트
Humanigen, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
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| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|
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내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 HGEN / Humanigen, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 HGEN / Humanigen, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0.0110 | -276,210 | -3 | 8,398,871 | ||||
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 0.0110 | -75,887 | -1 | 2,307,530 | ||||
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 0.0110 | -34,253 | -0 | 1,041,536 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 2.2280 | 381,841 | 851 | 8,675,081 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 2.2280 | 109,098 | 243 | 2,383,417 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 2.2280 | 54,549 | 122 | 1,075,789 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 2.1860 | 226,665 | 495 | 8,293,240 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 2.1860 | 64,762 | 142 | 2,274,319 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 2.1860 | 32,381 | 71 | 1,021,240 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 1.9620 | 121,590 | 239 | 8,066,575 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 1.9620 | 34,740 | 68 | 2,209,557 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 1.9620 | 17,370 | 34 | 988,859 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 3.0000 | 700,000 | 2,100 | 7,944,985 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 3.0000 | 200,000 | 600 | 2,174,817 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 3.0000 | 100,000 | 300 | 971,489 | ||||
| 2022-03-14 | 2022-03-09 | 4 | Kilcoyne Adrian | HGEN | Common Stock | D | 2.7800 | 5,000 | 14 | 12,000 | ||||
| 2022-03-14 | 2022-03-08 | 4 | Kilcoyne Adrian | HGEN | Common Stock | D | 2.5300 | 7,000 | 18 | 7,000 | ||||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7500 | 550 | 0 | 2,866 | |||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7500 | 157 | 0 | 818 | |||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7500 | 79 | 0 | 410 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7870 | 1,026 | 1 | 2,316 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 36 | 0 | 7,393 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7870 | 293 | 0 | 661 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 10 | 0 | 2,111 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7870 | 147 | 0 | 331 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 5 | 0 | 1,055 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 1,668 | 2 | 7,357 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 476 | 1 | 2,101 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 238 | 0 | 1,050 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.8972 | 891 | 1 | 5,689 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.8972 | 255 | 0 | 1,625 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.8972 | 127 | 0 | 812 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3500 | 1,213 | 0 | 1,290 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.7000 | 36 | 0 | 4,798 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3500 | 346 | 0 | 368 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.7000 | 10 | 0 | 1,370 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3500 | 173 | 0 | 184 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.7000 | 5 | 0 | 685 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3255 | 77 | 0 | 77 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.5960 | 4,762 | 3 | 4,762 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3255 | 22 | 0 | 22 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.5960 | 1,360 | 1 | 1,360 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3255 | 11 | 0 | 11 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.5960 | 680 | 0 | 680 | |||
| 2022-03-04 | 2022-03-02 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 2.3400 | 40,000 | 94 | 70,000 | ||||
| 2022-03-04 | 2022-03-02 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 2.3200 | 12,500 | 29 | 12,500 | ||||
| 2022-01-14 | 2022-01-12 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 2.99 | 59,841 | 59,841 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 2.99 | 38,411 | 38,411 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 2.99 | 36,550 | 36,550 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 2.99 | 43,763 | 43,763 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 2.99 | 84,385 | 84,385 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 3.72 | 34,500 | 34,500 | |||||
| 2022-01-04 | 2021-12-31 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 4,163 | 12 | 4,163 | |||
| 2022-01-04 | 2021-12-31 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 3.72 | 44,600 | 44,600 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Buxton Cheryl | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 5,523 | 16 | 5,523 | |||
| 2022-01-04 | 2021-12-31 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 5,117 | 15 | 5,117 | |||
| 2022-01-04 | 2021-12-31 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 3.72 | 29,400 | 29,400 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 3.72 | 76,000 | 76,000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 3.72 | 51,000 | 51,000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Hohneker John | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 3,538 | 10 | 3,538 | |||
| 2022-01-04 | 2021-12-31 | 4 | Xie Yili Kevin | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 4,674 | 13 | 4,674 | |||
| 2021-11-26 | 2021-11-23 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 5.93 | 4.5300 | -17,660 | -80 | 0 | |||
| 2021-11-26 | 2021-11-23 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 5.93 | 4.5300 | -5,863 | -27 | 0 | |||
| 2021-11-26 | 2021-11-23 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 5.93 | 4.5300 | -4,966 | -22 | 0 | |||
| 2021-10-20 | 2021-10-19 | 4 | Xie Yili Kevin | HGEN | Stock Option (Right to Buy) | D | 6.56 | 42,866 | 42,866 | |||||
| 2021-10-20 | 2021-10-19 | 4 | Hohneker John | HGEN | Stock Option (Right to Buy) | D | 6.56 | 42,866 | 42,866 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 5.93 | 4,966 | 4,966 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 5.93 | 17,660 | 17,660 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 5.93 | 22,626 | 22,626 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 5.93 | 5,863 | 5,863 | |||||
| 2021-08-27 | 2020-10-16 | 5 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 20.00 | -80 | 6,532,433 | |||||
| 2021-08-27 | 2020-10-13 | 5 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 20.00 | 0.0938 | -80 | -0 | 6,532,433 | |||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1598 | -41,725 | -716 | 7,266,296 | ||||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1598 | -11,510 | -198 | 1,980,696 | ||||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.1598 | -4,316 | -74 | 873,693 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0743 | -79,494 | -1,357 | 7,308,021 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0743 | -21,929 | -374 | 1,992,206 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0743 | -8,224 | -140 | 878,009 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0342 | -21,311 | -363 | 7,366,204 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0342 | -5,879 | -100 | 2,008,256 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0342 | -2,204 | -38 | 884,029 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0411 | -7,027 | -120 | 7,387,515 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0411 | -1,938 | -33 | 2,014,135 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0411 | -727 | -12 | 886,233 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0406 | -4,048 | -69 | 7,394,542 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0406 | -1,117 | -19 | 2,016,073 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0406 | -419 | -7 | 886,960 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0377 | -129,054 | -2,199 | 7,398,590 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0377 | -35,601 | -607 | 2,017,190 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0377 | -13,350 | -227 | 887,379 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1366 | -96,254 | -1,649 | 7,527,644 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1366 | -26,553 | -455 | 2,052,791 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.1366 | -9,957 | -171 | 900,729 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0552 | -11,003 | -188 | 7,623,898 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0552 | -3,036 | -52 | 2,079,344 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0552 | -1,138 | -19 | 910,686 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.3721 | -214,626 | -3,729 | 7,634,901 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.3721 | -59,207 | -1,029 | 2,082,380 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.3721 | -22,203 | -386 | 911,824 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1654 | -34,807 | -597 | 7,849,527 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1654 | -9,602 | -165 | 2,141,587 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.1654 | -3,601 | -62 | 934,027 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1200 | -74,565 | -1,277 | 7,884,334 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1200 | -20,569 | -352 | 2,151,189 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.1200 | -7,714 | -132 | 937,628 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0979 | -102,219 | -1,748 | 7,958,899 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0979 | -28,198 | -482 | 2,171,758 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0979 | -10,575 | -181 | 945,342 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.2764 | -158,961 | -2,746 | 8,061,118 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.2764 | -43,851 | -758 | 2,199,956 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.2764 | -16,444 | -284 | 955,917 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.8035 | -725,000 | -12,908 | 8,220,079 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.8035 | -200,000 | -3,561 | 2,243,807 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.8035 | -75,000 | -1,335 | 972,361 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.3749 | -101,158 | -1,859 | 8,945,079 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.3749 | -27,906 | -513 | 2,443,807 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.3749 | -10,465 | -192 | 1,047,361 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.2848 | -96,516 | -1,765 | 9,046,237 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.2848 | -26,625 | -487 | 2,471,713 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.2848 | -9,985 | -183 | 1,057,826 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.4992 | -291,798 | -5,398 | 9,142,753 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.4992 | -80,496 | -1,489 | 2,498,338 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.4992 | -30,186 | -558 | 1,067,811 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.1731 | -131,532 | -2,522 | 9,434,551 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.1731 | -36,284 | -696 | 2,578,834 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19.1731 | -13,607 | -261 | 1,097,997 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.4032 | -111,325 | -2,160 | 9,566,083 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.3996 | -34,431 | -668 | 2,615,118 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19.4955 | -12,730 | -248 | 1,111,604 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 20.6100 | -49,906 | -1,029 | 30,000 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 21.1400 | -5,094 | -108 | 79,906 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 20.6000 | -26,441 | -545 | 85,000 | ||||
| 2021-06-16 | 2021-03-01 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 111,441 | 111,441 | ||||||
| 2021-06-16 | 2021-03-01 | 4 | Durrant Cameron | HGEN | Common Stock | D | -111,441 | 0 | ||||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 9.65 | -14,700 | 73,500 | |||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 20.0800 | -14,700 | -295 | 0 | ||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 9.6500 | 14,700 | 142 | 14,700 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.0832 | -42,440 | -810 | 9,677,408 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.0832 | -25,464 | -486 | 2,649,549 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19.0832 | -12,732 | -243 | 1,124,334 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.4635 | -66,886 | -1,235 | 9,719,848 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.4635 | -40,132 | -741 | 2,675,013 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.4635 | -20,066 | -370 | 1,137,066 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.3690 | -100,607 | -1,848 | 9,786,734 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.3690 | -60,365 | -1,109 | 2,715,145 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.3690 | -30,182 | -554 | 1,157,132 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.0115 | -40,042 | -761 | 9,887,341 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.0115 | -24,056 | -457 | 2,775,510 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19.0115 | -12,028 | -229 | 1,187,314 | ||||
| 2021-04-22 | 2021-04-21 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 14.99 | 155,000 | 155,000 | |||||
| 2021-04-06 | 2021-03-09 | 4/A | NOMIS BAY LTD. | HGEN | Common Stock | D | 17.2374 | -83,568 | -1,440 | 5,632,469 | ||||
| 2021-03-15 | 2021-03-12 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 16.07 | 652,640 | 652,640 | |||||
| 2021-03-11 | 2021-03-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15.4900 | -37,912 | -587 | 5,342,887 | ||||
| 2021-03-11 | 2021-03-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 16.0206 | -119,201 | -1,910 | 5,380,799 | ||||
| 2021-03-11 | 2021-03-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 16.4646 | -32,469 | -535 | 5,500,000 | ||||
| 2021-03-11 | 2021-03-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 17.2374 | -83,568 | -1,440 | 55,632,469 | ||||
| 2021-03-01 | 2021-03-01 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.6490 | -14,100 | -263 | 5,616,037 | ||||
| 2021-03-01 | 2021-02-26 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.1793 | -30,003 | -575 | 5,630,137 | ||||
| 2021-03-01 | 2021-02-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.1694 | -2,402 | -46 | 5,660,140 | ||||
| 2021-02-24 | 2021-02-24 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.5450 | -25,906 | -506 | 5,662,542 | ||||
| 2021-02-24 | 2021-02-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 23.2130 | -77,314 | -1,795 | 5,688,448 | ||||
| 2021-02-19 | 2021-02-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 23.4950 | -37,300 | -876 | 5,765,762 | ||||
| 2021-02-19 | 2021-02-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.6950 | -42,408 | -920 | 5,803,062 | ||||
| 2021-02-19 | 2021-02-17 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.9190 | -9,700 | -193 | 5,845,470 | ||||
| 2021-02-16 | 2021-02-13 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.6810 | -16,423 | -323 | 5,855,170 | ||||
| 2021-02-16 | 2021-02-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.0090 | -550 | -12 | 5,871,593 | ||||
| 2021-02-10 | 2021-02-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.3890 | -10,875 | -233 | 5,872,143 | ||||
| 2021-02-10 | 2021-02-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22.3230 | -25,666 | -573 | 5,883,018 | ||||
| 2021-02-10 | 2021-02-08 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20.6990 | -17,732 | -367 | 5,908,684 | ||||
| 2021-02-04 | 2021-02-04 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.8770 | -47,862 | -1,047 | 5,926,416 | ||||
| 2021-02-04 | 2021-02-03 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.2330 | -25,000 | -481 | 5,974,278 | ||||
| 2021-02-04 | 2021-02-02 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20.0290 | -722 | -14 | 5,999,278 | ||||
| 2021-01-27 | 2021-01-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.7800 | -70,000 | -1,315 | 6,000,000 | ||||
| 2021-01-27 | 2021-01-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.2320 | -23,140 | -445 | 6,070,000 | ||||
| 2021-01-27 | 2021-01-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20.0760 | -71,892 | -1,443 | 6,093,140 | ||||
| 2021-01-21 | 2021-01-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.3711 | -2,500 | -46 | 6,165,032 | ||||
| 2021-01-21 | 2021-01-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.0825 | -6,000 | -126 | 6,167,532 | ||||
| 2021-01-19 | 2021-01-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.8100 | -50,000 | -990 | 6,173,532 | ||||
| 2021-01-19 | 2021-01-15 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.2290 | -30,000 | -547 | 6,223,532 | ||||
| 2021-01-19 | 2021-01-14 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.0660 | -25,000 | -452 | 6,253,532 | ||||
| 2021-01-13 | 2021-01-12 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.4272 | -14,577 | -269 | 6,278,532 | ||||
| 2021-01-13 | 2021-01-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.0000 | -10,423 | -198 | 6,293,109 | ||||
| 2020-12-31 | 2020-12-28 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22.2020 | -500 | -11 | 6,303,532 | ||||
| 2020-12-28 | 2020-12-22 | 4/A | NOMIS BAY LTD. | HGEN | Common Stock | D | 20.0197 | -50,000 | -1,001 | 6,357,433 | ||||
| 2020-12-28 | 2020-12-24 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22.0490 | -8,401 | -185 | 6,304,032 | ||||
| 2020-12-28 | 2020-12-23 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.0860 | -45,000 | -949 | 6,312,433 | ||||
| 2020-12-23 | 2020-12-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 50,000.0000 | -50,000 | -2,500,000 | 6,357,433 | ||||
| 2020-12-23 | 2020-12-21 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.4578 | -25,000 | -486 | 6,407,433 | ||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | -46 | 0 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | -157 | 46 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | -100 | 203 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | -70 | 303 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15.0000 | -37,300 | -560 | 6,432,433 | ||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15.7627 | -62,700 | -988 | 6,469,733 | ||||
| 2020-12-23 | 2020-12-17 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | 0.1533 | -46 | -0 | 373 | |||
| 2020-12-23 | 2020-12-15 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | 0.4000 | -157 | -0 | 327 | |||
| 2020-12-23 | 2020-12-10 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | 0.1000 | -100 | -0 | 170 | |||
| 2020-12-23 | 2020-12-07 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | 0.1000 | -70 | -0 | 70 | |||
| 2020-10-07 | 2020-10-05 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 12.14 | 82,622 | 82,622 | |||||
| 2020-10-02 | 2020-09-30 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 10.64 | 8.0400 | 1,803 | 14 | 1,803 | |||
| 2020-10-02 | 2020-09-30 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 10.6400 | 1,284 | 14 | 4,364 | ||||
| 2020-10-02 | 2020-09-30 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 10.6400 | 1,519 | 16 | 84,986 | ||||
| 2020-09-22 | 2020-09-18 | 4 | Chappell Dale | HGEN | Stock Option (right to buy) | D | 9.65 | 9.6500 | 133,760 | 1,291 | 133,760 | |||
| 2020-09-22 | 2020-09-18 | 4 | Tousley David L. | HGEN | Stock Option (Right to Buy) | D | 9.65 | 62,700 | 62,700 | |||||
| 2020-09-22 | 2020-09-18 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 9.65 | 151,316 | 151,316 | |||||
| 2020-09-22 | 2020-09-18 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 9.65 | 88,200 | 88,200 | |||||
| 2020-08-12 | 2020-08-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.0350 | -17,100 | -86 | 32,662,170 | ||||
| 2020-07-30 | 2020-07-28 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.6550 | -10,000 | -57 | 32,679,270 | ||||
| 2020-07-21 | 2020-07-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.0000 | -261,915 | -1,310 | 32,689,270 | ||||
| 2020-07-21 | 2020-07-17 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.0050 | -38,085 | -191 | 32,951,185 | ||||
| 2020-07-02 | 2020-06-30 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 4.9130 | -3,000 | -15 | 32,989,270 | ||||
| 2020-06-17 | 2020-06-16 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.7329 | -35,000 | -201 | 32,992,270 | ||||
| 2020-06-17 | 2020-06-15 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.5049 | -30,000 | -165 | 33,027,270 | ||||
| 2020-06-12 | 2020-06-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3.4770 | -5,000 | -17 | 33,057,270 | ||||
| 2020-06-12 | 2020-06-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3.6510 | -35,000 | -128 | 33,062,270 | ||||
| 2020-06-12 | 2020-06-04 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3.0250 | -106,000 | -321 | 33,097,270 | ||||
| 2020-06-12 | 2020-06-03 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2.9830 | -101,010 | -301 | 33,203,270 | ||||
| 2020-06-12 | 2020-06-02 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2.1810 | -263,250 | -574 | 33,304,280 | ||||
| 2020-06-12 | 2020-03-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2.0000 | -6,000 | -12 | 33,567,530 | ||||
| 2020-05-22 | 2020-05-20 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.8600 | 26,847 | 23 | 449,351 | ||||
| 2020-05-21 | 2020-05-20 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0.86 | 0.8600 | 250,000 | 215 | 250,000 | |||
| 2020-04-07 | 2020-04-01 | 4/A | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 1.20 | 1.2000 | 21,022 | 25 | 21,022 | |||
| 2020-04-07 | 2020-04-01 | 4/A | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 1.20 | 1.2000 | 15,340 | 18 | 15,340 | |||
| 2020-04-07 | 2020-04-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Convertible Note | I | 0.36 | 500,000.0000 | 0 | |||||
| 2020-04-07 | 2020-04-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0.3600 | 1,583,333 | 570 | 49,636,917 | ||||
| 2020-04-07 | 2018-09-20 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Convertible Note | I | 0.36 | 500,000.0000 | ||||||
| 2020-04-02 | 2020-04-01 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 1.20 | 1.2000 | 48,214 | 58 | 48,214 | |||
| 2020-04-02 | 2020-04-01 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 1.2000 | 13,750 | 16 | 417,338 | ||||
| 2020-04-02 | 2020-04-01 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 1.2000 | 10,824 | 13 | 15,400 | ||||
| 2020-04-02 | 2020-04-01 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 1.20 | 1.2000 | 66,071 | 79 | 66,071 | |||
| 2020-01-29 | 2020-01-28 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0.40 | 0.4000 | 318,103 | 127 | 318,103 | |||
| 2020-01-24 | 2020-01-22 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0.38 | 0.3800 | 50,000 | 19 | 50,000 | |||
| 2020-01-24 | 2020-01-22 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 0.3800 | 4,576 | 2 | 4,576 | ||||
| 2020-01-24 | 2020-01-22 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.3800 | 43,421 | 16 | 403,588 | ||||
| 2019-12-16 | 2019-12-16 | 4 | Buxton Cheryl | HGEN | Stock Option (Right to Buy) | D | 0.45 | 715,877 | 715,877 | |||||
| 2019-11-12 | 2019-11-08 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.7000 | 23,571 | 16 | 360,167 | ||||
| 2019-11-12 | 2019-11-08 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0.70 | 0.5100 | 26,470 | 13 | 26,470 | |||
| 2019-07-31 | 2019-07-29 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.8500 | 15,882 | 13 | 422,504 | ||||
| 2019-07-31 | 2019-07-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.8500 | 19,412 | 17 | 336,596 | ||||
| 2019-06-05 | 2019-06-04 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 1.2500 | 8,000 | 10 | 557,207 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 586,027 | 48,053,584 | ||||||
| 2019-06-04 | 2019-05-31 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 591,248 | 47,467,557 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 235,624 | 549,207 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 236,499 | 406,622 | ||||||
| 2019-05-30 | 2019-05-29 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 0.66 | -238,625 | 477,252 | |||||
| 2019-05-30 | 2019-05-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.6650 | 238,625 | 159 | 317,184 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 0.66 | -100,000 | 615,877 | |||||
| 2019-05-16 | 2019-05-14 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0.6650 | 100,000 | 66 | 199,869 | ||||
| 2019-04-25 | 2019-04-23 | 4 | Durrant Cameron | HGEN | Employee Stock Option Exercise (Right to Buy) | D | 0.66 | -75,000 | 8,359,771 | |||||
| 2019-04-25 | 2019-04-23 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.6650 | 75,000 | 50 | 313,583 | ||||
| 2019-04-02 | 2019-03-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 1.3500 | 12,222 | 16 | 78,559 | ||||
| 2019-04-02 | 2019-03-29 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 1.3500 | 13,704 | 19 | 99,869 | ||||
| 2019-04-02 | 2019-03-29 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 1.3500 | 10,000 | 14 | 170,123 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Durrant Cameron | HGEN | Employee Stock Option Exercise (Right to Buy) | D | 0.66 | -75,000 | 8,434,771 | |||||
| 2019-03-11 | 2019-03-08 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.6650 | 75,000 | 50 | 238,583 | ||||
| 2019-01-28 | 2019-01-25 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0.84 | 142,857 | 142,857 | |||||
| 2019-01-28 | 2019-01-25 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0.84 | 86,111 | 86,111 | |||||
| 2019-01-07 | 2019-01-03 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0.7400 | 20,946 | 16 | 86,165 | ||||
| 2019-01-07 | 2019-01-03 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.7400 | 18,243 | 13 | 160,123 | ||||
| 2019-01-07 | 2019-01-03 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.7400 | 18,243 | 13 | 66,337 | ||||
| 2018-12-14 | 2018-12-14 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.8160 | 4,000 | 3 | 163,583 | ||||
| 2018-12-14 | 2018-12-12 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.8219 | 2,000 | 2 | 159,583 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.7570 | 2,500 | 2 | 157,583 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.7500 | 2,500 | 2 | 155,083 | ||||
| 2018-12-10 | 2018-12-07 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.7390 | 7,000 | 5 | 152,583 | ||||
| 2018-12-10 | 2018-12-06 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.7320 | 10,000 | 7 | 145,583 | ||||
| 2018-10-02 | 2018-09-28 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0.6400 | 24,219 | 16 | 65,219 | ||||
| 2018-10-02 | 2018-09-28 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.6400 | 21,094 | 14 | 141,880 | ||||
| 2018-10-02 | 2018-09-28 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.6400 | 21,094 | 14 | 48,094 | ||||
| 2018-08-09 | 2018-08-07 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.5000 | 27,000 | 14 | 120,786 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0.5000 | 31,000 | 16 | 41,000 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.5000 | 27,000 | 14 | 27,000 | ||||
| 2018-03-13 | 3 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 20,000 | ||||||||
| 2018-03-13 | 3 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 20,000 | ||||||||
| 2018-03-13 | 2018-03-09 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 0.66 | 715,877 | 715,877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0.66 | 284,313 | 284,313 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0.66 | 1,073,815 | 1,223,815 | |||||
| 2018-03-13 | 2018-03-09 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0.66 | 156,863 | 156,863 | |||||
| 2018-03-13 | 2018-03-09 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0.66 | 715,877 | 715,877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0.66 | 7,466,749 | 8,509,771 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 0.66 | 715,877 | 715,877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 0.66 | 88,235 | 88,235 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 0.66 | 715,877 | 715,877 | |||||
| 2018-03-07 | 2017-09-05 | 4 | Jester J Gregory | HGEN | Employee Stock Option (right to buy) | D | 0.33 | 150,000 | 150,000 | |||||
| 2018-03-05 | 2018-02-27 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 0.2800 | 29,893,424 | 8,370 | 33,573,530 | ||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0.0937 | 32,028,669 | 3,001 | 46,876,309 | ||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 12,812,322 | 14,847,640 | ||||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 11,957,369 | 13,997,832 | ||||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 5,123,733 | 5,996,710 | ||||||
| 2017-09-05 | 2017-08-30 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 0.4600 | -38,900 | -18 | 3,680,106 | ||||
| 2017-02-22 | 2017-02-21 | 4 | Lam Morgan | KBIO | Employee Stock Option (right to buy) | D | 2.92 | 100,000 | 100,000 | |||||
| 2017-02-22 | 2017-02-21 | 4 | Tousley David L. | KBIO | Employee Stock Option (right to buy) | D | 2.92 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | BARLIANT RONALD | KBIO | Stock Option (right to buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | MORRIS TIMOTHY E | KBIO | Stock Option (right to buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Chappell Dale | KBIO | Stock Option (Right to Buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Durrant Cameron | KBIO | Stock Option (right to buy) | D | 3.38 | 1,043,022 | 1,043,022 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Friedberg Ezra M | KBIO | Stock Option (right to buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Lam Morgan | KBIO | Stock Option (right to buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-08-29 | 2016-08-26 | 4 | Shkreli Martin | KBIO | Common Stock | D | 3.1000 | -309,723 | -960 | 0 | ||||
| 2016-08-29 | 2016-08-25 | 4 | Shkreli Martin | KBIO | Common Stock | D | 3.1000 | -1,913,206 | -5,931 | 309,723 | ||||
| 2016-07-13 | 3 | NOMIS BAY LTD. | KBIOQ | Common Stock | D | 7,438,012 | ||||||||
| 2016-07-13 | 3 | NOMIS BAY LTD. | KBIOQ | Common Stock | D | 7,438,012 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-05 | 2016-06-30 | 4 | BARLIANT RONALD | KBIOQ | Common Stock | D | 93,786 | 93,786 | ||||||
| 2016-07-05 | 2016-06-30 | 4 | Durrant Cameron | KBIOQ | Common Stock | D | 135,583 | 135,583 | ||||||
| 2015-12-18 | 2015-12-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 29.3200 | 3,410 | 100 | 178,210 | ||||
| 2015-12-18 | 2015-12-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 29.3200 | 3,410 | 100 | 178,210 | ||||
| 2015-12-18 | 2015-12-16 | 4 | Fernandez Thomas Edward | KBIO | Common Stock | D | 29.3200 | 6,821 | 200 | 6,821 | ||||
| 2015-12-18 | 2015-12-16 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 29.3200 | 10,000 | 293 | 250,000 | ||||
| 2015-12-18 | 2015-12-16 | 4 | Harrison Michael Wayne | KBIO | Common Stock | D | 29.3200 | 1,705 | 50 | 1,705 | ||||
| 2015-12-17 | 2015-12-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 29.3200 | 3,410 | 100 | 378,210 | ||||
| 2015-12-17 | 2015-12-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 29.3200 | 3,410 | 100 | 378,210 | ||||
| 2015-11-24 | 2015-11-24 | 4 | Shkreli Martin | KBIO | Common Stock | D | 38.1500 | 5,000 | 191 | 2,075,200 | ||||
| 2015-11-23 | 2015-11-20 | 4 | Shkreli Martin | KBIO | Common Stock | D | 18.8800 | 5,000 | 94 | 2,070,200 | ||||
| 2015-11-19 | 3 | BIESTEK MAREK | KBIO | Common Stock | D | 0 | ||||||||
| 2015-11-19 | 2015-11-18 | 4 | Shkreli Martin | KBIO | Common Stock | D | 2.0200 | 440,000 | 889 | 2,065,200 | ||||
| 2015-11-19 | 2015-11-18 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 2.0400 | 40,000 | 82 | 240,000 | ||||
| 2015-11-19 | 2015-11-17 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 1.8300 | 135,000 | 247 | 200,000 | ||||
| 2015-11-19 | 2015-11-16 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 1.3600 | 65,000 | 88 | 65,000 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 2.1300 | 150,000 | 320 | 574,800 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 2.1300 | 150,000 | 320 | 574,800 | ||||
| 2015-11-18 | 3/A | Moradi David | KBIO | Common Stock | D | 67,937 | ||||||||
| 2015-11-18 | 3/A | Moradi David Through Anthion Partners II LLC | KBIO | Common Stock | I | 67,937 | ||||||||
| 2015-11-18 | 2015-11-17 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.6900 | 113,800 | 192 | 424,800 | ||||
| 2015-11-18 | 2015-11-17 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1.6900 | 113,800 | 192 | 424,800 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.7600 | 17,100 | 30 | 311,000 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1.7600 | 17,100 | 30 | 311,000 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.2600 | 225,963 | 285 | 293,900 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1.2600 | 225,963 | 285 | 293,900 | ||||
| 2015-11-18 | 3 | Anthion Partners II LLC | KBIO | Common Stock | D | 203,811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 203,811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC | KBIO | Common Stock | D | 203,811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 203,811 | ||||||||
| 2015-11-18 | 3 | Shkreli Martin | KBIO | Common Stock | D | 828,170 | ||||||||
| 2015-11-18 | 3 | Shkreli Martin | KBIO | Common Stock | D | 828,170 | ||||||||
| 2015-11-18 | 2015-11-17 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.6900 | 113,800 | 192 | 424,800 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1.6900 | 113,800 | 192 | 424,800 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1.7600 | 17,100 | 30 | 311,000 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.7600 | 17,100 | 30 | 311,000 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.2600 | 225,963 | 285 | 293,900 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1.2600 | 225,963 | 285 | 293,900 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Shkreli Martin | KBIO | Common Stock | D | 2.4300 | 7,000 | 17 | 1,625,200 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Shkreli Martin | KBIO | Common Stock | D | 1.9300 | 606,677 | 1,171 | 1,618,200 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Shkreli Martin | KBIO | Common Stock | D | 1.4300 | 97,269 | 139 | 1,011,523 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Shkreli Martin | KBIO | Common Stock | D | 0.6100 | 500,169 | 305 | 914,254 | ||||
| 2015-11-10 | 2015-11-09 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.95 | 1,875 | 1,875 | |||||
| 2015-10-28 | 2015-10-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 1.90 | 3,125 | 3,125 | |||||
| 2015-10-08 | 2015-10-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 2.31 | 1,875 | 1,875 | |||||
| 2015-09-28 | 2015-09-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 1.93 | 3,125 | 3,125 | |||||
| 2015-09-22 | 2015-08-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 2.01 | 3,125 | 3,125 | |||||
| 2015-09-22 | 2015-09-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 3.45 | 1,875 | 1,875 | |||||
| 2015-08-11 | 2015-08-10 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 2.05 | 1,875 | 1,875 | |||||
| 2015-07-30 | 2015-07-30 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 2.16 | 3,125 | 3,125 | |||||
| 2015-07-14 | 2015-07-10 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | BAFFI ROBERT | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-08 | 2015-07-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.49 | 15,000 | 15,000 | |||||
| 2015-06-30 | 2015-06-29 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0.49 | 25,000 | 25,000 | |||||
| 2015-06-08 | 2015-06-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.57 | 15,000 | 15,000 | |||||
| 2015-05-28 | 2015-05-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0.53 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.50 | 15,000 | 15,000 | |||||
| 2015-04-27 | 2015-04-22 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0.57 | 30,000 | 30,000 | |||||
| 2015-04-27 | 2015-04-22 | 4 | MARTELL RON | KBIO | Restricted Stock Units | D | 30,000 | 30,000 | ||||||
| 2015-04-08 | 2015-04-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.47 | 15,000 | 15,000 | |||||
| 2015-03-13 | 2015-01-20 | 4/A | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.44 | 15,000 | 15,000 | |||||
| 2015-03-10 | 2015-03-10 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.56 | 15,000 | 15,000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | Joseph Donald | KBIO | Stock Options (right to buy) | D | 0.45 | 300,000 | 300,000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.45 | 300,000 | 300,000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Options (right to buy) | D | 0.45 | 300,000 | 300,000 | |||||
| 2015-02-09 | 2015-02-06 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.42 | 15,000 | 15,000 | |||||
| 2015-01-21 | 2015-01-20 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.44 | 15,000 | 15,000 | |||||
| 2014-12-01 | 2014-11-25 | 4 | BAFFI ROBERT | KBIO | Stock Option (right to buy) | D | 1.87 | 40,000 | 40,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LAWLIS V BRYAN | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Joseph Donald | KBIO | Stock Option (right to buy) | D | 5.41 | 40,000 | 40,000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Option (right to buy) | D | 5.41 | 75,000 | 75,000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Molfino Nestor | KBIO | Stock Option (right to buy) | D | 5.41 | 150,000 | 150,000 | |||||
| 2014-01-22 | 2014-01-21 | 4 | Pritchard David | KBIO | Stock Option (right to buy) | D | 5.36 | 250,000 | 250,000 | |||||
| 2013-10-23 | 2013-10-22 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 4.15 | 150,000 | 150,000 | |||||
| 2013-10-23 | 2013-10-22 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 4.15 | 20,000 | 20,000 | |||||
| 2013-09-03 | 2013-08-29 | 4 | LAWLIS V BRYAN | KBIO | Stock Option (right to buy) | D | 5.57 | 20,000 | 20,000 | |||||
| 2013-08-01 | 2013-07-30 | 4 | Joseph Donald | KBIO | Stock Option (right to buy) | D | 5.75 | 125,000 | 125,000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | HENNER DENNIS | KBIO | Stock Option (Right to Buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | HEALY JAMES | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Cooper Jeffrey H | KBIO | Stock Option (right to buy) | D | 6.00 | -60,000 | 60,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Molfino Nestor | KBIO | Stock Option (right to buy) | D | 6.00 | -90,000 | 90,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Option (right to buy) | D | 6.00 | 75,000 | 75,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Smith Brigitte | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Pritchard David | KBIO | Stock Option (right to buy) | D | 6.00 | 150,000 | 150,000 | |||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -1,207 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -80,731 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -643 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -2,565 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -171,450 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -1,367 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -3,143 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -210,056 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -1,675 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -9,982 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -653,356 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -19,120 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -5,231 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -341,236 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -11,226 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -2,851 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -185,996 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -6,118 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1,392 | 31,415 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 93,129 | 2,072,914 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 742 | 43,767 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 2,918 | 30,023 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 195,088 | 1,979,785 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1,555 | 43,025 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 3,440 | 27,105 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 229,904 | 1,784,697 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1,833 | 41,470 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 9,982 | 23,665 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 653,356 | 1,554,793 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 19,120 | 39,637 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 5,231 | 13,683 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 341,236 | 901,437 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 11,226 | 20,517 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 2,851 | 8,452 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 185,996 | 560,201 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 6,118 | 9,291 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | DEVELOPMENT BANK OF JAPAN INC. | KBIO | Series D Preferred Stock | D | -431,973 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | DEVELOPMENT BANK OF JAPAN INC. | KBIO | Common Stock | D | 491,530 | 491,530 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | BAXTER INTERNATIONAL INC | KBIO | Series D Preferred Stock | D | -842,435 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | BAXTER INTERNATIONAL INC | KBIO | Common Stock | D | 958,583 | 958,583 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Sanofi by wholly-owned subsidiary Genzyme Corp. | KBIO | Preferred Shares | I | -431,973 | 0 | ||||||
| 2013-02-07 | 2013-01-31 | 4 | Sanofi by wholly-owned subsidiary Genzyme Corp. | KBIO | Common Stock | I | 8.0000 | 87,500 | 700 | 579,030 | ||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series D Preferred Stock | I | -275,539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series C Preferred Stock | I | -337,622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series B-2 Preferred Stock | I | -1,949,879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 313,527 | 2,632,928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 369,522 | 2,319,401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 1,949,879 | 1,949,879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series D Preferred Stock | I | -275,539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series C Preferred Stock | I | -337,622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series B-2 Preferred Stock | I | -1,949,879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 313,527 | 2,632,928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 369,522 | 2,319,401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 1,949,879 | 1,949,879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series E Preferred Stock | D | -165,164 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series D Preferred Stock | D | -224,029 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series C Preferred Stock | D | -181,114 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series B-2 Preferred Stock | D | -487,489 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series B-1 Preferred Stock | D | -357,693 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series A Preferred Stock | D | -194,965 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Common Stock | D | 1,683,817 | 1,691,794 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series D Preferred Stock | I | -275,539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series C Preferred Stock | I | -337,622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series B-2 Preferred Stock | I | -1,949,879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 313,527 | 2,632,928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 369,522 | 2,319,401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 1,949,879 | 1,949,879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series D Preferred Stock | I | -275,539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series C Preferred Stock | I | -337,622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series B-2 Preferred Stock | I | -1,949,879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 313,527 | 2,632,928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 369,522 | 2,319,401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 1,949,879 | 1,949,879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -1,207 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -80,731 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -643 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -2,565 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -171,450 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -1,367 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -3,143 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -210,056 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -1,675 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -9,982 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -653,356 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -19,120 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -5,231 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -341,236 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -11,226 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -2,851 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -185,996 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -6,118 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1,392 | 31,415 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 93,129 | 2,072,914 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 742 | 43,767 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 2,918 | 30,023 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 195,088 | 1,979,785 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1,555 | 43,025 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 3,440 | 27,105 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 229,904 | 1,784,697 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1,833 | 41,470 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 9,982 | 23,665 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 653,356 | 1,554,793 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 19,120 | 39,637 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 5,231 | 13,683 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 341,236 | 901,437 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 11,226 | 20,517 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 2,851 | 8,452 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 185,996 | 560,201 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 6,118 | 9,291 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series D Preferred Stock | I | -45,368 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series D Preferred Stock | I | -170,617 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series C Preferred Stock | I | -25,322 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series C Preferred Stock | I | -59,084 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series B-2 Preferred Stock | I | -146,240 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series B-2 Preferred Stock | I | -341,229 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte | KBIO | Common Stock | I | 825,613 | 850,613 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series D Preferred Stock | D | -96,612 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series C Preferred Stock | D | -79,886 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series B-2 Preferred Stock | D | -175,488 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series B-1 Preferred Stock | D | -125,185 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Common Stock | D | 498,038 | 721,228 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Mitsubishi UFJ Capital II, Limited Partnership | KBIO | Series D Preferred Stock | D | -345,578 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Mitsubishi UFJ Capital II, Limited Partnership | KBIO | Common Stock | D | 393,223 | 393,223 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series D Preferred Stock | D | -215,985 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series C Preferred Stock | D | -84,406 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series B-2 Preferred Stock | D | -487,469 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Common Stock | D | 825,613 | 850,613 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Lehman Brothers Holdings Inc. By LB I Group Inc. | KBIO | Series C Convertible Preferred Stock | I | -974,940 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Lehman Brothers Holdings Inc. By LB I Group Inc. | KBIO | Common Stock | I | 1,067,059 | 1,067,059 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series D Preferred Stock | D | -104,387 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series C Preferred Stock | D | -51,710 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series B-2 Preferred Stock | D | -175,489 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series B-1 Preferred Stock | D | -121,149 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Common Stock | D | 472,013 | 474,018 | ||||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8.0000 | 5,485 | 44 | 5,601 | ||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8.0000 | 366,592 | 2,933 | 374,205 | ||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8.0000 | 2,923 | 23 | 3,173 | ||||
| 2013-02-04 | 2013-01-31 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Common Stock | D | 8.0000 | 25,000 | 200 | 25,000 | ||||
| 2013-02-04 | 2013-01-31 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Common Stock | I | 8.0000 | 25,000 | 200 | 25,000 | ||||
| 2013-02-04 | 2013-01-31 | 4 | 5AM Partners LLC | KBIO | Common Stock | D | 8.0000 | 62,500 | 500 | 223,190 | ||||
| 2012-08-13 | 3 | WITHY RAYMOND M | NONE | Common Stock | D | 100,000 | ||||||||
| 2012-08-10 | 3 | Alloy Ventures 2000, L.P. | NONE | Common Stock | D | 28,418 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 414 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 27,116 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 891 | ||||||||
| 2012-08-10 | 3 | Yarranton Geoffrey Thomas | NONE | Common Stock | D | 931,645 | ||||||||
| 2012-08-10 | 3 | Pritchard David | NONE | Common Stock | D | 2,273,521 | ||||||||
| 2012-08-10 | 3 | Shochat Dan | NONE | Common Stock | D | 826,394 | ||||||||
| 2012-08-10 | 3 | 5AM VENTURES LLC | NONE | Common Stock | D | 572,295 | ||||||||
| 2012-08-10 | 3 | EDB Investments Pte Ltd. | NONE | Common Stock | D | 7,142 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
