소개

이 페이지에서는 Dale Chappell의 공개된 내부자의 매매 거래 내역을 종합적으로 분석합니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다. 이러한 제한에도 불구하고, 학계 연구에 따르면 내부자는, 일반적으로, 자신의 회사 주식에 대한 실적이 시장의 수익률을 능가하는 경향성을 보였습니다.

평균 거래 수익성

평균 거래 수익성은 내부자가 지난 3년 동안 매입한 모든 "공개 시장"(Open market)에서의 매입의 평균 수익률입니다. 이를 계산하기 위해 10b5-1 거래 계획의 일부로 표시된 모든 거래를 제외하고 내부자가 계획되지 않은 모든 오픈 마켓에서의 매입을 조사합니다. 그런 다음 3개월, 6개월, 12개월 동안 해당 거래의 평균 성과를 계산하여 각 거래에 대한 최종 성과 지표를 생성합니다. 마지막으로 내부자에 대한 성과 지표를 계산하기 위해 모든 성과 지표의 평균을 내립니다. 이 목록에는 지난 2년 동안 최소 3번 이상 거래한 내부자만 포함됩니다.

내부자의 매매 거래 수익성이 "해당 없음"인 경우, 내부자는 지난 3년 동안 공개 시장에서 매수한 적이 없거나, 거래가 너무 최근에 이루어져서 신뢰할 수 있는 성과 지표를 산출할 수 없는 경우에 해당합니다.

업데이트 주기: 일별

최고 수익율의 내부자 목록을 확인하세요.

가장 높은 순위의 내부자를 확인하세요
내부자 포지션이 보고된 기업

SEC 서류에 따르면 Dale Chappell 기업이 다음 기업에 대한 보유 또는 거래를 보고했습니다:

증권 소유권 최근 보고된 보유 주식
US:HGEN / Humanigen, Inc. Chief Scientific Officer, Director, 10% Owner 8,398,871
차트 해석 방법

아래 차트는 Dale Chappell에 의한 각 "공개 시장"(Open market)에서 계획되지 않은 거래 이후 증권의 주가 실적을 보여줍니다. 계획되지 않은 거래는 10b5-1 거래 계획의 일환으로 이루어지지 않은 거래입니다. 주가 실적은 주가의 누적 백분율 변화로 표시됩니다. 예를 들어, 2019년 1월 1일 내부자의 매매 거래가 이루어졌을 경우, 차트는 현재까지 증권의 일별 백분율 변화를 보여줍니다. 이 기간 동안 주가가 10달러에서 15달러로 간다면, 주가의 누적 백분율 변화는 50%가 됩니다. 10달러에서 20달러로의 가격 변화는 100%가 되며, 10달러에서 5달러로의 가격 변화는 -50%가 됩니다.

궁극적으로 내부자의 매매 거래가 내부자의 정보를 이용하여 이익을 얻기 위해 거래 타이밍을 맞추고 있는지 확인하기 위해 내부자의 매매 거래가 주가의 초과 수익률(양 또는 음)과 얼마나 밀접한 상관 관계가 있는지 확인하고자 합니다. 내부자가 이러한 작업을 수행하고 있는 상황을 고려해 보겠습니다. 이러한 상황에서 우리는 (a) 매입 후 양의 수익률 또는 (b) 매각 후 음의 수익률을 기대할 수 있습니다. (a)의 경우, 매입 차트는 상향으로 기울어진 일련의 곡선을 보여주며, 각 매입 거래 후 양의 수익률을 나타냅니다. (b)의 경우, SALE 차트는 하향으로 기울어진 일련의 곡선을 보여주며, 각 판매 거래 후 음의 수익률을 나타냅니다.

그러나 이것만으로는 결론을 도출하기에 충분하지 않습니다. 예를 들어, 해당 기업의 주가가 수년에 걸쳐 비주기적 상승 추세에 있다면, Fintel은 매입 후 도표가 모두 상향 곡선으로 예상할 수 있습니다. 마찬가지로, 수년에 걸쳐 비주기적 하락은 거래 후에 하향 곡선으로 초래할 가능성이 높습니다. 이 도표들 중 어느 것도 내부자의 매매 거래 활동을 시사하지는 않습니다.

가장 강력한 지표는 주가가 극단적으로 순환하는 상황일 것이고, PURCHASE 차트에는 긍정적인 시그널이, SALE 차트에는 부정적인 플롯이 존재했습니다. 이는 자신들의 금전적 이익을 위한 거래 타이밍을 재던 내부자에 의한 상황일 가능성이 높습니다.

내부자의 매매 거래 내역

아래 표는 증권거래위원회(SEC)에 공시된 Dale Chappell의 내부자의 전체 거래 목록입니다.

보고일 거래일 보고 티커 증권 코드 10b5-1 지분 잔여 지분 변동률
(%)		 지분
가치		 거래
가치		 잔여
가치
2023-10-20 2023-10-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -276,210 8,398,871 -3.18 0.01 -3,038 92,388
2023-10-20 2023-10-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -75,887 2,307,530 -3.18 0.01 -835 25,383
2023-10-20 2023-10-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -34,253 1,041,536 -3.18 0.01 -377 11,457
2022-05-20 2022-05-20 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 381,841 8,675,081 4.60 2.23 850,742 19,328,080
2022-05-20 2022-05-20 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 109,098 2,383,417 4.80 2.23 243,070 5,310,253
2022-05-20 2022-05-20 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 54,549 1,075,789 5.34 2.23 121,535 2,396,858
2022-05-20 2022-05-19 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 226,665 8,293,240 2.81 2.19 495,490 18,129,023
2022-05-20 2022-05-19 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 64,762 2,274,319 2.93 2.19 141,570 4,971,661
2022-05-20 2022-05-19 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 32,381 1,021,240 3.27 2.19 70,785 2,232,431
2022-05-20 2022-05-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 121,590 8,066,575 1.53 1.96 238,560 15,826,620
2022-05-20 2022-05-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 34,740 2,209,557 1.60 1.96 68,160 4,335,151
2022-05-20 2022-05-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 17,370 988,859 1.79 1.96 34,080 1,940,141
2022-03-15 2022-03-11 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 700,000 7,944,985 9.66 3.00 2,100,000 23,834,955
2022-03-15 2022-03-11 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 200,000 2,174,817 10.13 3.00 600,000 6,524,451
2022-03-15 2022-03-11 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 100,000 971,489 11.47 3.00 300,000 2,914,467
2022-03-10 2022-03-10 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 550 2,866 23.75 0.75 412 2,150
2022-03-10 2022-03-10 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 157 818 23.75 0.75 118 614
2022-03-10 2022-03-10 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 79 410 23.87 0.75 59 308
2022-03-10 2022-03-09 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 1,026 2,316 79.53 0.79 807 1,823
2022-03-10 2022-03-09 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 36 7,393 0.49 1.20 43 8,872
2022-03-10 2022-03-09 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 293 661 79.62 0.79 231 520
2022-03-10 2022-03-09 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 10 2,111 0.48 1.20 12 2,533
2022-03-10 2022-03-09 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 147 331 79.89 0.79 116 260
2022-03-10 2022-03-09 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 5 1,055 0.48 1.20 6 1,266
2022-03-10 2022-03-08 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 1,668 7,357 29.32 1.20 2,002 8,828
2022-03-10 2022-03-08 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 476 2,101 29.29 1.20 571 2,521
2022-03-10 2022-03-08 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 238 1,050 29.31 1.20 286 1,260
2022-03-04 2022-03-04 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 891 5,689 18.57 0.90 799 5,104
2022-03-04 2022-03-04 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 255 1,625 18.61 0.90 229 1,458
2022-03-04 2022-03-04 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 127 812 18.54 0.90 114 729
2022-03-04 2022-03-03 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 1,213 1,290 1,575.32 0.35 425 452
2022-03-04 2022-03-03 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 36 4,798 0.76 0.70 25 3,359
2022-03-04 2022-03-03 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 346 368 1,572.73 0.35 121 129
2022-03-04 2022-03-03 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 10 1,370 0.74 0.70 7 959
2022-03-04 2022-03-03 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 173 184 1,572.73 0.35 61 64
2022-03-04 2022-03-03 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 5 685 0.74 0.70 4 480
2022-03-04 2022-03-02 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 77 77 0.33 25 25
2022-03-04 2022-03-02 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 4,762 4,762 0.60 2,838 2,838
2022-03-04 2022-03-02 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 22 22 0.33 7 7
2022-03-04 2022-03-02 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 1,360 1,360 0.60 811 811
2022-03-04 2022-03-02 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 11 11 0.33 4 4
2022-03-04 2022-03-02 4 HGEN HUMANIGEN, INC
Call Option (Right to Buy) 		P - Purchase 680 680 0.60 405 405
2022-01-14 2022-01-12 4 HGEN HUMANIGEN, INC
Stock Option (Right to Buy) 		A - Award 36,550 36,550
2022-01-04 2021-12-31 4 HGEN HUMANIGEN, INC
Stock Option (Right to Buy) 		A - Award 44,600 44,600
2021-10-04 2021-09-30 4 HGEN HUMANIGEN, INC
Stock Option (Right to Buy) 		A - Award 22,626 22,626
2021-08-13 2021-08-12 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -41,725 7,266,296 -0.57 17.16 -715,993 124,688,186
2021-08-13 2021-08-12 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -11,510 1,980,696 -0.58 17.16 -197,509 33,988,347
2021-08-13 2021-08-12 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -4,316 873,693 -0.49 17.16 -74,062 14,992,397
2021-08-13 2021-08-11 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -79,494 7,308,021 -1.08 17.07 -1,357,304 124,779,343
2021-08-13 2021-08-11 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -21,929 1,992,206 -1.09 17.07 -374,422 34,015,523
2021-08-13 2021-08-11 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -8,224 878,009 -0.93 17.07 -140,419 14,991,389
2021-07-30 2021-07-29 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -21,311 7,366,204 -0.29 17.03 -363,016 125,477,392
2021-07-30 2021-07-29 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -5,879 2,008,256 -0.29 17.03 -100,144 34,209,034
2021-07-30 2021-07-29 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -2,204 884,029 -0.25 17.03 -37,543 15,058,727
2021-07-30 2021-07-28 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -7,027 7,387,515 -0.10 17.04 -119,748 125,891,382
2021-07-30 2021-07-28 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -1,938 2,014,135 -0.10 17.04 -33,026 34,323,076
2021-07-30 2021-07-28 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -727 886,233 -0.08 17.04 -12,389 15,102,385
2021-07-23 2021-07-23 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -4,048 7,394,542 -0.05 17.04 -68,980 126,007,432
2021-07-23 2021-07-23 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -1,117 2,016,073 -0.06 17.04 -19,034 34,355,094
2021-07-23 2021-07-23 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -419 886,960 -0.05 17.04 -7,140 15,114,331
2021-07-23 2021-07-22 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -129,054 7,398,590 -1.71 17.04 -2,198,783 126,054,957
2021-07-23 2021-07-22 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -35,601 2,017,190 -1.73 17.04 -606,559 34,368,278
2021-07-23 2021-07-22 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -13,350 887,379 -1.48 17.04 -227,453 15,118,897
2021-07-23 2021-07-21 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -96,254 7,527,644 -1.26 17.14 -1,649,466 128,998,224
2021-07-23 2021-07-21 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -26,553 2,052,791 -1.28 17.14 -455,028 35,177,858
2021-07-23 2021-07-21 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -9,957 900,729 -1.09 17.14 -170,629 15,435,433
2021-07-16 2021-07-14 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -11,003 7,623,898 -0.14 17.06 -187,658 130,027,105
2021-07-16 2021-07-14 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -3,036 2,079,344 -0.15 17.06 -51,780 35,463,628
2021-07-16 2021-07-14 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -1,138 910,686 -0.12 17.06 -19,409 15,531,932
2021-07-09 2021-07-09 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -214,626 7,634,901 -2.73 17.37 -3,728,504 132,634,264
2021-07-09 2021-07-09 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -59,207 2,082,380 -2.76 17.37 -1,028,550 36,175,314
2021-07-09 2021-07-09 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -22,203 911,824 -2.38 17.37 -385,713 15,840,298
2021-07-09 2021-07-08 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -34,807 7,849,527 -0.44 17.17 -597,476 134,740,271
2021-07-09 2021-07-08 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -9,602 2,141,587 -0.45 17.17 -164,822 36,761,197
2021-07-09 2021-07-08 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -3,601 934,027 -0.38 17.17 -61,813 16,032,947
2021-07-02 2021-07-02 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -74,565 7,884,334 -0.94 17.12 -1,276,553 134,979,798
2021-07-02 2021-07-02 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -20,569 2,151,189 -0.95 17.12 -352,141 36,828,356
2021-07-02 2021-07-02 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -7,714 937,628 -0.82 17.12 -132,064 16,052,191
2021-07-02 2021-07-01 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -102,219 7,958,899 -1.27 17.10 -1,747,730 136,080,459
2021-07-02 2021-07-01 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -28,198 2,171,758 -1.28 17.10 -482,127 37,132,501
2021-07-02 2021-07-01 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -10,575 945,342 -1.11 17.10 -180,810 16,163,363
2021-07-02 2021-06-30 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -158,961 8,061,118 -1.93 17.28 -2,746,274 139,267,099
2021-07-02 2021-06-30 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -43,851 2,199,956 -1.95 17.28 -757,587 38,007,320
2021-07-02 2021-06-30 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -16,444 955,917 -1.69 17.28 -284,093 16,514,804
2021-06-25 2021-06-25 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -725,000 8,220,079 -8.11 17.80 -12,907,538 146,346,176
2021-06-25 2021-06-25 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -200,000 2,243,807 -8.18 17.80 -3,560,700 39,947,618
2021-06-25 2021-06-25 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -75,000 972,361 -7.16 17.80 -1,335,262 17,311,429
2021-06-25 2021-06-24 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -101,158 8,945,079 -1.12 18.37 -1,858,768 164,364,932
2021-06-25 2021-06-24 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -27,906 2,443,807 -1.13 18.37 -512,770 44,904,709
2021-06-25 2021-06-24 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -10,465 1,047,361 -0.99 18.37 -192,293 19,245,154
2021-06-25 2021-06-23 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -96,516 9,046,237 -1.06 18.28 -1,764,776 165,408,634
2021-06-25 2021-06-23 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -26,625 2,471,713 -1.07 18.28 -486,833 45,194,778
2021-06-25 2021-06-23 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale X -9,985 1,057,826 -0.94 18.28 -182,574 19,342,137
2021-06-21 2021-06-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -291,798 9,142,753 -3.09 18.50 -5,398,030 169,133,616
2021-06-21 2021-06-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -80,496 2,498,338 -3.12 18.50 -1,489,112 46,217,254
2021-06-21 2021-06-18 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -30,186 1,067,811 -2.75 18.50 -558,417 19,753,649
2021-06-21 2021-06-17 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -131,532 9,434,551 -1.37 19.17 -2,521,876 180,889,590
2021-06-21 2021-06-17 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -36,284 2,578,834 -1.39 19.17 -695,677 49,444,242
2021-06-21 2021-06-17 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -13,607 1,097,997 -1.22 19.17 -260,888 21,052,006
2021-06-21 2021-06-16 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -111,325 9,566,083 -1.15 19.40 -2,160,061 185,612,622
2021-06-21 2021-06-16 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -34,431 2,615,118 -1.30 19.40 -667,948 50,732,243
2021-06-21 2021-06-16 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -12,730 1,111,604 -1.13 19.50 -248,178 21,671,276
2021-06-09 2021-06-07 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -42,440 9,677,408 -0.44 19.08 -809,891 184,675,912
2021-06-09 2021-06-07 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -25,464 2,649,549 -0.95 19.08 -485,935 50,561,873
2021-06-09 2021-06-07 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -12,732 1,124,334 -1.12 19.08 -242,967 21,455,891
2021-06-04 2021-06-04 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -66,886 9,719,848 -0.68 18.46 -1,234,950 179,462,414
2021-06-04 2021-06-04 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -40,132 2,675,013 -1.48 18.46 -740,977 49,390,103
2021-06-04 2021-06-04 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -20,066 1,137,066 -1.73 18.46 -370,489 20,994,218
2021-06-04 2021-06-03 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -100,607 9,786,734 -1.02 18.37 -1,848,050 179,772,517
2021-06-04 2021-06-03 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -60,365 2,715,145 -2.17 18.37 -1,108,845 49,874,499
2021-06-04 2021-06-03 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -30,182 1,157,132 -2.54 18.37 -554,413 21,255,358
2021-06-04 2021-06-02 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -40,042 9,887,341 -0.40 19.01 -761,258 187,973,183
2021-06-04 2021-06-02 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -24,056 2,775,510 -0.86 19.01 -457,341 52,766,608
2021-06-04 2021-06-02 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		S - Sale -12,028 1,187,314 -1.00 19.01 -228,670 22,572,620
2020-09-22 2020-09-18 4 HGEN HUMANIGEN, INC
Stock Option (right to buy) 		A - Award 133,760 133,760 9.65 1,290,784 1,290,784
2020-04-07 2020-04-02 4 HGEN HUMANIGEN, INC
Convertible Note 		C - Conversion 0 500,000.00
2020-04-07 2020-04-02 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		C - Conversion 1,583,333 49,636,917 3.29 0.36 570,000 17,869,290
2020-04-07 2018-09-20 4 HGEN HUMANIGEN, INC
Convertible Note 		J - Other 500,000.00
2019-06-04 2019-05-31 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		J - Other 586,027 48,053,584 1.23
2019-06-04 2019-05-31 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		J - Other 591,248 47,467,557 1.26
2018-03-01 2018-02-27 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		P - Purchase 32,028,669 46,876,309 215.72 0.09 3,001,086 4,392,310
2018-03-01 2018-02-27 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		J - Other 12,812,322 14,847,640 629.50
2018-03-01 2018-02-27 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		J - Other 11,957,369 13,997,832 586.01
2018-03-01 2018-02-27 4 HGEN HUMANIGEN, INC
Common Stock, $0.001 par value 		J - Other 5,123,733 5,996,710 586.93
2016-09-15 2016-09-13 4 KBIO KALOBIOS PHARMACEUTICALS INC
Stock Option (Right to Buy) 		A - Award 100,000 100,000
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		5,821,735
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,989,221
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,984,076
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		5,821,735
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,989,221
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,984,076
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		5,821,735
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,989,221
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,984,076
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		5,821,735
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,989,221
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,984,076
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		5,821,735
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,989,221
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,984,076
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		5,821,735
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,989,221
2016-07-11 3 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock, par value $0.001 		6,984,076
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)