| 발행주식수 | 109,193,549 shares |
| 내부자 지분 | 34,287,518 shares |
| 내부자 주주 | 31.40 % |
| 전체 내부자 | 44 |
내부자 센티멘트 점수
내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
내부 경영진 센티멘트 점수
내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.
내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.
내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.
업데이트 주기: 일별
내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.
주요 내부자 지표
이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.
예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.
내부자 트레이딩 차트
Rocket Pharmaceuticals, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.
내부자의 명단 및 이익 지표
아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.
See our leaderboard of most profitable insider traders.
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Kamran Alam | 3,000 | ||
| Timothy J Barberich | 45,000 | ||
| Carsten Boess Director - [D] | 30,000 | 30,000 | |
| Rudolf A Baumgartner | 175,000 | ||
| Elisabeth Bjork Director - [D] | 50,000 | 50,000 | |
|
Care Capital Ii Llc
10% Owner -
|
2,277,139 | 2,277,139 | |
| J Martin Carroll Director - [D] | 10,000 | 10,000 | |
| Sarbani Chaudhuri See Remarks - [O] | 267,510 | 267,510 | |
|
Devon Park Bioventures Lp
10% Owner -
|
0 | 0 | |
| Mikael Dolsten Director - [D] | 44,220 | 44,220 | |
| Peter Fong Director - [D] | 53,333 | 53,333 | |
| Pedro P Granadillo Director - [D] | 54,734 | 54,734 | |
| Carlos Garcia-Parada | 17,322 | ||
| Paul G Howes | 45,000 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
| Ittai Harel | 21,857 | ||
|
Argeris N Karabelas
Director, 10% Owner -
[D]
|
2,277,139 | 2,277,139 | |
|
Mark Leschly
10% Owner -
|
2,870,584 | 2,870,584 | |
| Patrick Machado | 45,000 | ||
| Gotham Makker Director - [D] | 1,036,846 | 1,036,846 | |
| Fady Ibraham Malik Director - [D] | 30,000 | 30,000 | |
| McVicar William K. | 135,000 | ||
|
MedImmune Ventures, Inc.
10% Owner -
|
1,917,906 | 1,917,906 | |
| John Militello See Remarks - [O] | 89,780 | 89,780 | |
| Aaron Ondrey Chief Financial Officer - [O] | 128,173 | 128,173 | |
| Kinnari Patel See Remarks - [O] | 441,927 | 441,927 | |
| Isai Peimer | 21,857 | ||
| Phillips Gary M. | 45,000 | ||
|
Pitango Venture Capital Principals Fund IV, L.P.
10% Owner -
|
1,292,584 | 1,292,584 | |
| Piratip Pratumsuwan Director - [D] | 30,000 | 30,000 |
| 내부자 | 평균 이익률 (%) | 소유 지분 |
주식 분할 |
|---|---|---|---|
|
Rho Ventures Iv Qp Lp
10% Owner -
|
2,870,584 | 2,870,584 | |
| Dale Ritter Vice President, Finance - [O] | 19,827 | 19,827 | |
|
Rtw Investments, Lp
Director, 10% Owner -
[D]
|
18,236,124 | 18,236,124 | |
|
Rho Ventures IV Holdings LLC
10% Owner -
|
0 | 0 | |
| Syed Ali-aamir Rizvi Chief Medical Officer - [O] | 407,874 | 407,874 | |
| David P Southwell Director - [D] | 144,784 | 144,784 | |
| Jonathan David Schwartz See Remarks - [O] | 299,064 | 299,064 | |
| Gaurav Shah CEO - [O] | 1,061,724 | 1,061,724 | |
| Spivey Richard N. | 45,000 | ||
| Christopher James Stevens Chief Operating Officer - [O] | 469,129 | 469,129 | |
| Martin Vogelbaum | 21,857 | ||
|
Roderick Wong
Director, 10% Owner -
[D]
|
18,236,124 | 18,236,124 | |
| Mark Andrew White See Remarks - [O] | 69,140 | 69,140 | |
| Martin Wilson General Counsel - [O] | 677,977 | 677,977 | |
| Naveen Yalamanchi Director - [D] | 16,272,635 | 16,272,635 |
Report errors via our new Insider Auditing Tool
내부자의 매입 내역 추적: 단기 이익 분석
이 섹션에서는 RCKT / Rocket Pharmaceuticals, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
내부자 매매의 실적: 단기 손실 분석
이 섹선에서는 RCKT / Rocket Pharmaceuticals, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .
아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.
조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.
거래 내역
전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.
| 보고일 | 거래일 | 양식 | 내부자 | 티커 | 증권 소유권 | 코드 | 직접 | 행사 가격 |
단위 가격 |
단위 변동 |
가치 변동 (단위: 1,000) |
잔여 옵션 |
잔여 주식 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-26 | 2026-05-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0860 | -55,684 | -172 | 1,061,724 | ||||
| 2026-05-26 | 2026-05-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 1.6910 | 76,490 | 129 | 1,117,408 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Militello John | RCKT | Common Stock | D | 3.0140 | -384 | -1 | 89,780 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0140 | -662 | -2 | 677,977 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0140 | -2,409 | -7 | 1,040,918 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.6060 | -3,361 | -12 | 678,639 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.6060 | -2,728 | -10 | 1,043,327 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Militello John | RCKT | Common Stock | D | 3.6060 | -855 | -3 | 90,164 | ||||
| 2026-05-11 | 2026-05-07 | 4 | Chaudhuri Sarbani | RCKT | Common Stock | D | 3.8380 | -17,650 | -68 | 267,510 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Militello John | RCKT | Common Stock | D | 3.3380 | -1,157 | -4 | 91,019 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.3380 | -5,990 | -20 | 1,046,055 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.3380 | -1,376 | -5 | 682,000 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.3120 | -12,253 | -41 | 683,376 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Militello John | RCKT | Common Stock | D | 3.3120 | -3,726 | -12 | 92,176 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.3120 | -12,279 | -41 | 1,052,045 | ||||
| 2026-02-13 | 2026-02-11 | 4 | Shah Gaurav | RCKT | Common Stock | D | 286,028 | 1,064,324 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Chaudhuri Sarbani | RCKT | Common Stock | D | 125,924 | 285,160 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Stevens Christopher James | RCKT | Common Stock | D | 61,963 | 469,129 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 61,963 | 407,874 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Wilson Martin | RCKT | Common Stock | D | 311,813 | 695,629 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Militello John | RCKT | Common Stock | D | 29,982 | 95,902 | ||||||
| 2026-01-06 | 2026-01-02 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 3.4400 | 10,000 | 34 | 50,000 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 2.9830 | -1,646 | -5 | 383,816 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 2.9830 | -6,276 | -19 | 778,296 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Militello John | RCKT | Common Stock | D | 2.9830 | -1,086 | -3 | 65,920 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 2.9830 | -2,545 | -8 | 299,064 | ||||
| 2025-11-10 | 2025-11-03 | 4 | Wilson Martin | RCKT | Common Stock | D | 100,000 | 385,462 | ||||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9750 | -558 | -2 | 67,006 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9700 | -3,005 | -12 | 67,564 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9650 | -5,514 | -22 | 70,569 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9600 | -19,841 | -79 | 76,083 | ||||
| 2025-10-08 | 2025-10-06 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 62,893 | 345,911 | ||||||
| 2025-10-08 | 2025-10-06 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 283,018 | 283,018 | ||||||
| 2025-10-03 | 2025-09-24 | 4 | Fong Peter | RCKT | Common Stock | D | 30,000 | 53,333 | ||||||
| 2025-10-03 | 2025-09-24 | 4 | Fong Peter | RCKT | Common Stock | D | 23,333 | 23,333 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -59,000 | -183 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 17.8112 | 59,000 | 1,051 | 18,247,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -41,000 | -127 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 19.0916 | 41,000 | 783 | 18,229,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -1,000,000 | -3,105 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 40.0324 | 1,000,000 | 40,032 | 19,188,457 | ||||
| 2025-09-09 | 2025-09-08 | 4 | Militello John | RCKT | Common Stock | D | 40,000 | 95,924 | ||||||
| 2025-09-09 | 2025-09-08 | 4 | Wilson Martin | RCKT | Common Stock | D | 150,000 | 285,462 | ||||||
| 2025-09-09 | 2025-09-08 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 80,000 | 301,609 | ||||||
| 2025-08-27 | 2025-08-27 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 3.4100 | 10,000 | 34 | 40,000 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0500 | -2,234 | -7 | 784,572 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Wilson Martin | RCKT | Common Stock | D | 2.9960 | -588 | -2 | 135,462 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0650 | -1,004 | -3 | 136,050 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Militello John | RCKT | Common Stock | D | 2.9960 | -361 | -1 | 55,924 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Militello John | RCKT | Common Stock | D | 3.0650 | -699 | -2 | 56,285 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 2.9960 | -805 | -2 | 221,609 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 3.0650 | -1,680 | -5 | 222,414 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0190 | -12,109 | -37 | 137,054 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 3.0190 | -11,161 | -34 | 224,094 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Militello John | RCKT | Common Stock | D | 3.0190 | -7,043 | -21 | 56,984 | ||||
| 2025-08-06 | 2025-08-04 | 4 | Stevens Christopher James | RCKT | Common Stock | D | 407,166 | 407,166 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 30,000 | 31,660 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | BOESS CARSTEN | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Malik Fady Ibraham | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 19,434 | 415,346 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 30,000 | 395,912 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | WONG RODERICK | RCKT | Common Stock | D | 17,667 | 47,667 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | WONG RODERICK | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Dolsten Mikael | RCKT | Common Stock | D | 30,000 | 44,220 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | GRANADILLO PEDRO P | RCKT | Common Stock | D | 24,734 | 54,734 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | GRANADILLO PEDRO P | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Pratumsuwan Piratip | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-08 | 2025-07-03 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 2.8820 | -1,477 | -4 | 128,173 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Wilson Martin | RCKT | Common Stock | D | 6.4460 | -587 | -4 | 149,163 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Shah Gaurav | RCKT | Common Stock | D | 6.4460 | -2,253 | -15 | 786,806 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Patel Kinnari | RCKT | Common Stock | D | 6.4460 | -767 | -5 | 441,927 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 6.4460 | -801 | -5 | 235,255 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Militello John | RCKT | Common Stock | D | 6.4460 | -357 | -2 | 64,027 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 6.5280 | -1,409 | -9 | 442,694 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Militello John | RCKT | Common Stock | D | 6.5280 | -655 | -4 | 64,384 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 6.5280 | -946 | -6 | 149,750 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 6.5280 | -1,582 | -10 | 236,056 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 6.5280 | -3,621 | -24 | 789,059 | ||||
| 2025-04-24 | 2025-03-05 | 4 | Dolsten Mikael | RCKT | Common Stock | D | 14,220 | 14,220 | ||||||
| 2025-04-24 | 2025-04-22 | 4 | Militello John | RCKT | Common Stock | D | 7.1580 | -718 | -5 | 65,039 | ||||
| 2025-04-14 | 2025-04-10 | 4 | Shah Gaurav | RCKT | Common Stock | D | 5.0800 | 20,000 | 102 | 792,680 | ||||
| 2025-04-10 | 2025-04-09 | 4 | Patel Kinnari By Spouse | RCKT | Common Stock | I | 4.7000 | 21,099 | 99 | 26,774 | ||||
| 2025-04-08 | 2025-04-04 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 5.2940 | -7,489 | -40 | 129,650 | ||||
| 2025-02-27 | 2025-02-25 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 10.5800 | -6,532 | -69 | 237,638 | ||||
| 2025-02-27 | 2024-11-21 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 13.0500 | -3,097 | -40 | 163,852 | ||||
| 2025-02-27 | 2024-08-16 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 18.5000 | -2,710 | -50 | 166,949 | ||||
| 2025-02-27 | 2024-05-17 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 23.3500 | -2,754 | -64 | 169,659 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Militello John | RCKT | Common Stock | D | 10.5800 | -2,737 | -29 | 65,757 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 10.5800 | -16,303 | -172 | 772,680 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Wilson Martin | RCKT | Common Stock | D | 10.5800 | -3,222 | -34 | 150,696 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Patel Kinnari | RCKT | Common Stock | D | 10.5800 | -6,078 | -64 | 444,103 | ||||
| 2025-02-13 | 2025-02-11 | 4 | Wilson Martin | RCKT | Common Stock | D | 90,358 | 153,918 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Militello John | RCKT | Common Stock | D | 20,080 | 68,494 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 90,358 | 137,139 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Patel Kinnari | RCKT | Common Stock | D | 57,786 | 450,181 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 80,318 | 252,731 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Shah Gaurav | RCKT | Common Stock | D | 81,655 | 788,983 | ||||||
| 2025-01-27 | 2025-01-23 | 4 | Militello John | RCKT | Common Stock | D | 10.3800 | -896 | -9 | 48,414 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Wilson Martin | RCKT | Common Stock | D | 13.0540 | -1,175 | -15 | 63,560 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Militello John | RCKT | Common Stock | D | 13.0540 | -1,224 | -16 | 49,310 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 13.0540 | -11,091 | -145 | 707,328 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Patel Kinnari | RCKT | Common Stock | D | 13.0540 | -4,588 | -60 | 392,395 | ||||
| 2024-11-04 | 2024-10-31 | 4 | Militello John | RCKT | Common Stock | D | 16.6250 | -917 | -15 | 50,534 | ||||
| 2024-11-04 | 2024-10-31 | 4 | White Mark Andrew | RCKT | Common Stock | D | 16.6250 | -3,080 | -51 | 69,140 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 18.5040 | -1,027 | -19 | 64,735 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 18.5040 | -9,650 | -179 | 718,419 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 18.5040 | -3,989 | -74 | 396,983 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Militello John | RCKT | Common Stock | D | 18.5040 | -1,064 | -20 | 51,451 | ||||
| 2024-07-24 | 2024-07-22 | 4 | Militello John | RCKT | Common Stock | D | 23.0150 | -812 | -19 | 52,515 | ||||
| 2024-07-09 | 2024-07-08 | 4 | White Mark Andrew | RCKT | Common Stock | D | 20.3950 | -3,026 | -62 | 72,220 | ||||
| 2024-06-10 | 2024-03-21 | 4/A | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 28.4341 | -274,000 | -7,791 | 365,912 | ||||
| 2024-05-20 | 2024-05-02 | 4 | SOUTHWELL DAVID P By The David P. Southwell Irrevocable Trust Dtd 04/14/2024 | RCKT | Common Stock | I | -59,716 | 113,124 | ||||||
| 2024-05-20 | 2024-05-02 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | -113,124 | 1,660 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Militello John | RCKT | Common Stock | D | 23.3500 | -1,079 | -25 | 53,327 | ||||
| 2024-05-20 | 2024-05-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 23.3500 | -9,790 | -229 | 728,069 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 9,683 | 646,134 | ||||||
| 2024-05-20 | 2024-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 636,451 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 67,785 | 737,859 | ||||||
| 2024-05-20 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 23,940 | 670,074 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 23.3500 | -1,048 | -24 | 65,762 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 2,420 | 21,100 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 16,947 | 66,810 | ||||||
| 2024-05-20 | 2022-08-12 | 4 | Wilson Martin | RCKT | Common Stock | D | 28,763 | 49,863 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 23.3500 | -4,046 | -94 | 400,972 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 5,553 | 301,824 | ||||||
| 2024-05-20 | 2024-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,990 | 296,291 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 38,735 | 405,018 | ||||||
| 2024-05-20 | 2022-08-12 | 4 | Patel Kinnari | RCKT | Common Stock | D | 52,489 | 366,283 | ||||||
| 2024-05-20 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 11,970 | 313,794 | ||||||
| 2024-04-24 | 2024-04-22 | 4 | Militello John | RCKT | Common Stock | D | 22.8700 | -833 | -19 | 54,406 | ||||
| 2024-04-16 | 2024-04-15 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 24.0520 | -10,000 | -241 | 114,784 | ||||
| 2024-04-16 | 2024-04-15 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 4.3420 | 29,624 | 129 | 124,784 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 25.1560 | -10,284 | -259 | 95,160 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 24.2240 | -59,716 | -1,447 | 105,444 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 4.3420 | 70,000 | 304 | 165,160 | ||||
| 2024-04-10 | 2024-04-08 | 4 | White Mark Andrew | RCKT | Common Stock | D | 24.6380 | -12,532 | -309 | 75,226 | ||||
| 2024-04-03 | 3 | Schwartz Jonathan David | RCKT | Common Stock | D | 172,413 | ||||||||
| 2024-04-03 | 2024-04-01 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 46,781 | 46,781 | ||||||
| 2024-03-25 | 2024-03-21 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 28.4341 | -274,000 | -7,791 | 365,912 | ||||
| 2024-03-25 | 2024-03-21 | 4 | Militello John | RCKT | Common Stock | D | 28.1040 | -2,490 | -70 | 55,239 | ||||
| 2024-03-25 | 2023-02-14 | 4 | Militello John | RCKT | Common Stock | D | 11,067 | 57,729 | ||||||
| 2024-03-25 | 2022-08-12 | 4 | Militello John | RCKT | Common Stock | D | 14,310 | 46,662 | ||||||
| 2024-03-25 | 2022-04-18 | 4 | Militello John | RCKT | Common Stock | D | 7,932 | 32,352 | ||||||
| 2024-03-25 | 2022-02-14 | 4 | Militello John | RCKT | Common Stock | D | 2,903 | 24,420 | ||||||
| 2024-03-04 | 2024-02-29 | 4 | Militello John | RCKT | Common Stock | D | 29.8450 | -10,000 | -298 | 21,517 | ||||
| 2024-03-04 | 2024-02-29 | 4 | Militello John | RCKT | Common Stock | D | 12.5500 | 10,000 | 126 | 31,517 | ||||
| 2024-03-04 | 2024-02-29 | 4 | Wilson Martin | RCKT | Common Stock | D | 29.3310 | -4,100 | -120 | 18,680 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 66,577 | 621,339 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 29.8380 | -20,272 | -605 | 554,762 | ||||
| 2024-02-21 | 2024-02-16 | 4 | White Mark Andrew | RCKT | Common Stock | D | 11,096 | 87,758 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Militello John | RCKT | Common Stock | D | 8,322 | 21,517 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Militello John | RCKT | Common Stock | D | 29.8380 | -3,238 | -97 | 13,195 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 33,288 | 271,634 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 29.8380 | -7,132 | -213 | 238,346 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 16,644 | 22,780 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 29.8380 | -3,576 | -107 | 6,136 | ||||
| 2024-02-16 | 2024-02-14 | 4 | Militello John | RCKT | Common Stock | D | 6,274 | 16,433 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Wilson Martin | RCKT | Common Stock | D | -9,712 | 9,712 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 26,189 | 245,478 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | -46,828 | 575,034 | ||||||
| 2024-01-23 | 2024-01-22 | 4 | Militello John | RCKT | Common Stock | D | 27.2030 | -638 | -17 | 10,159 | ||||
| 2024-01-22 | 2024-01-18 | 4 | Militello John | RCKT | Common Stock | D | 1,586 | 10,797 | ||||||
| 2023-11-16 | 2023-11-15 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 22.5323 | -20,000 | -451 | 1,296,497 | ||||
| 2023-11-16 | 2023-11-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 220,437 | ||||||
| 2023-11-16 | 2023-11-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | -7,979 | 532,833 | ||||||
| 2023-11-16 | 2023-11-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 9,485 | ||||||
| 2023-10-25 | 2023-10-20 | 4 | Militello John | RCKT | Common Stock | D | 17.0620 | -564 | -10 | 8,760 | ||||
| 2023-10-20 | 2023-10-18 | 4/A | Militello John | RCKT | Common Stock | D | 1,586 | 9,324 | ||||||
| 2023-10-20 | 2023-02-17 | 4/A | Militello John | RCKT | Common Stock | D | 19.0600 | -1,076 | -21 | 1,782 | ||||
| 2023-10-10 | 2023-10-05 | 4 | Patel Kinnari By Adaptive Technology LLC | RCKT | Common Stock | I | 3,333 | 101,594 | ||||||
| 2023-10-02 | 2023-09-29 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 21.1383 | -4,677 | -99 | 1,316,497 | ||||
| 2023-10-02 | 2023-09-28 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 21.0318 | -10,312 | -217 | 1,321,174 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 15.8700 | 500,000 | 7,935 | 18,157,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 22.0500 | -500,000 | -11,025 | 17,657,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 15.8700 | -500,000 | -7,935 | 18,157,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock, $0.01 par value ("Common Stock") | I | 22.0500 | 500,000 | 11,025 | 18,657,605 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Militello John | RCKT | Common Stock | D | 15.4710 | -284 | -4 | 5,570 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 15.4710 | -4,767 | -74 | 524,854 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Patel Kinnari | RCKT | Common Stock | D | 15.4710 | -1,534 | -24 | 216,448 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 7,854 | ||||||
| 2023-08-15 | 2023-08-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 217,982 | ||||||
| 2023-08-15 | 2023-08-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 529,621 | ||||||
| 2023-07-24 | 2023-07-20 | 4 | Militello John | RCKT | Common Stock | D | 19.0330 | -573 | -11 | 7,129 | ||||
| 2023-07-20 | 2023-07-18 | 4 | Militello John | RCKT | Common Stock | D | 1,586 | 7,702 | ||||||
| 2023-05-19 | 2023-05-17 | 4 | Militello John | RCKT | Common Stock | D | 21.3750 | -245 | -5 | 6,116 | ||||
| 2023-05-19 | 2023-05-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 21.3750 | -4,122 | -88 | 521,642 | ||||
| 2023-05-19 | 2023-05-17 | 4 | Patel Kinnari | RCKT | Common Stock | D | 21.3750 | -1,330 | -28 | 213,993 | ||||
| 2023-05-16 | 2023-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 525,764 | ||||||
| 2023-05-16 | 2023-05-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 6,361 | ||||||
| 2023-05-16 | 2023-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 215,323 | ||||||
| 2023-04-25 | 2023-04-21 | 4 | Militello John | RCKT | Common Stock | D | 18.6500 | -2,342 | -44 | 5,636 | ||||
| 2023-04-20 | 2023-04-18 | 4 | Militello John | RCKT | Common Stock | D | 6,364 | 7,978 | ||||||
| 2023-04-12 | 2023-04-04 | 4 | White Mark Andrew | RCKT | Common Stock, par value $0.01 | D | 76,662 | 76,662 | ||||||
| 2023-04-05 | 2022-12-01 | 4 | RTW INVESTMENTS, LP | RCKT | Common stock, $0.01 par value ("Common Stock") | I | 529,038 | 18,157,605 | ||||||
| 2023-02-22 | 2023-02-14 | 4/A | Militello John | RCKT | Common Stock | D | 2,858 | 2,858 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Militello John | RCKT | Common Stock | D | 19.0600 | -1,244 | -24 | 1,614 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Patel Kinnari | RCKT | Common Stock | D | 15,720 | 166,566 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 19.0600 | -3,557 | -68 | 94,546 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 8,574 | 98,103 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 19.0600 | -12,194 | -232 | 536,885 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Shah Gaurav | RCKT | Common Stock | D | 31,440 | 549,079 | ||||||
| 2022-10-11 | 2022-10-06 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock, $0.01 par value ("Common Stock") | I | 14.7500 | 1,355,932 | 20,000 | 17,628,567 | ||||
| 2022-04-20 | 2022-04-18 | 4 | Militello John | RCKT | Restricted Stock Units | D | 19,054 | 19,054 | ||||||
| 2022-04-20 | 2022-04-18 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 13.12 | 28,910 | 28,910 | |||||
| 2022-04-04 | 2022-04-01 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.2000 | -32,026 | -519 | 89,529 | ||||
| 2022-04-04 | 2022-04-01 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.8600 | -12,974 | -206 | 121,555 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.1500 | -35,998 | -581 | 134,529 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9000 | -9,002 | -143 | 170,527 | ||||
| 2022-04-04 | 2022-03-30 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.5600 | -34,438 | -570 | 179,529 | ||||
| 2022-04-04 | 2022-03-30 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9400 | -10,562 | -168 | 213,967 | ||||
| 2022-04-01 | 2022-03-30 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 16.5600 | -34,438 | -570 | 179,529 | ||||
| 2022-04-01 | 2022-03-30 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9400 | -10,562 | -168 | 213,967 | ||||
| 2022-03-11 | 2022-03-10 | 4 | Malik Fady Ibraham | RCKT | Stock Option (Right to Buy) | D | 16.65 | 8,641 | 8,641 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Malik Fady Ibraham | RCKT | Stock Option (Right to Buy) | D | 16.65 | 33,199 | 33,199 | |||||
| 2022-03-09 | 2021-07-27 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | -621,500 | 674,901 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Garcia-Parada Carlos | RCKT | Restricted Stock Units | D | 17,322 | 17,322 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 20.00 | 54,006 | 54,006 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Schwartz Jonathan David | RCKT | Restricted Stock Units | D | 25,984 | 25,984 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 20.00 | 81,010 | 81,010 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Restricted Stock Units | D | 47,637 | 47,637 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 20.00 | 148,518 | 148,518 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Restricted Stock Units | D | 95,275 | 95,275 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 20.00 | 297,037 | 297,037 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Militello John | RCKT | Restricted Stock Units | D | 8,661 | 8,661 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 20.00 | 27,003 | 27,003 | |||||
| 2022-02-08 | 2022-02-07 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.3415 | 22,000 | 382 | 517,639 | ||||
| 2021-12-08 | 2021-12-06 | 4 | Wilson Martin | RCKT | Stock Option (Right to Buy) | D | 23.04 | 100,000 | 100,000 | |||||
| 2021-09-15 | 2021-09-13 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 35.60 | 40,000 | 40,000 | |||||
| 2021-08-31 | 2021-08-27 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 32.4800 | 812,516 | 26,391 | 16,272,635 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 47.1250 | -400 | -19 | 1,296,401 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 46.8457 | -34,685 | -1,625 | 1,296,801 | ||||
| 2021-06-16 | 2021-06-14 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 2,379 | 70 | 2,379 | |||
| 2021-06-16 | 2021-06-14 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 1,529 | 45 | 1,529 | |||
| 2021-06-16 | 2021-06-14 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 47.25 | 15,295 | 15,295 | |||||
| 2021-06-16 | 2021-06-14 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 1,699 | 50 | 1,699 | |||
| 2021-06-16 | 2021-06-14 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-05-13 | 2021-05-11 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Equity Swap (Obligation to Buy) 1) | I | 40.03 | 1 | 1,000,000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 40.0324 | -725,000 | -29,023 | 15,460,119 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 47.2111 | -7,475 | -353 | 495,639 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 46.4467 | -8,872 | -412 | 503,114 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.2063 | -5,919 | -268 | 511,986 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.9409 | -7,493 | -344 | 517,905 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 1.69 | -75,880 | 0 | |||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.0618 | -23,003 | -1,037 | 525,398 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 44.2432 | -61,350 | -2,714 | 548,401 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.5900 | -3,000 | -137 | 609,751 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 1.6900 | 75,880 | 128 | 612,751 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 44.3392 | -8,505 | -377 | 536,871 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 43.8552 | -48,732 | -2,137 | 545,376 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 42.7952 | -8,667 | -371 | 594,108 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 41.7999 | -19,984 | -835 | 614,092 | ||||
| 2021-03-29 | 2021-03-24 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | -1,344,925 | 16,185,119 | ||||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.69 | -38,093 | 0 | |||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | -55,869 | 0 | |||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.6900 | 38,093 | 64 | 188,939 | ||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 150,846 | ||||
| 2021-02-16 | 2020-12-02 | 5 | Yalamanchi Naveen The Naveen Yalmanchi Revocable Living Trust, February 9, 2016 | RCKT | Common Stock | I | -31,250 | 82,391 | ||||||
| 2021-02-16 | 2020-12-31 | 5 | Shah Gaurav By: Gaurav D. Shah Irrevocable Trust | RCKT | Common Stock | I | 72,000 | 198,341 | ||||||
| 2021-02-16 | 2020-12-31 | 5 | Shah Gaurav | RCKT | Common Stock | D | -72,000 | 622,759 | ||||||
| 2021-02-16 | 2020-12-18 | 5 | Shah Gaurav By: Gaurav D. Shah Irrevocable Trust | RCKT | Common Stock | I | 126,341 | 126,341 | ||||||
| 2021-02-16 | 2020-12-18 | 5 | Shah Gaurav | RCKT | Common Stock | D | -126,341 | 694,759 | ||||||
| 2021-02-16 | 2020-12-09 | 5 | Shah Gaurav By Spouse | RCKT | Common Stock | I | 207,897 | 207,897 | ||||||
| 2021-02-16 | 2020-12-09 | 5 | Shah Gaurav | RCKT | Common Stock | D | -207,897 | 821,100 | ||||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Paul Andrew Granadillo 2020 Irrevocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 19.90 | 20,000 | 20,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 19.90 | -20,000 | 0 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 18.75 | 40,000 | 40,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 18.75 | -40,000 | 0 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 14.56 | 30,000 | 30,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 14.56 | -30,000 | 0 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 62.32 | 120,000 | 120,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 62.32 | 18,000 | 18,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 62.32 | 185,000 | 185,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 62.32 | 35,000 | 35,000 | |||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 1.69 | -11,428 | 0 | |||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 1.2100 | 213,101 | 258 | 224,529 | ||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 1.6900 | 11,428 | 19 | 11,428 | ||||
| 2021-02-03 | 2020-02-10 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 1.21 | -213,101 | 38,309 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 56.49 | 125,000 | 125,000 | |||||
| 2020-12-30 | 2020-12-28 | 4 | Patel Kinnari | RCKT | Common Stock | D | 57.1656 | -5,427 | -310 | 94,977 | ||||
| 2020-12-30 | 2020-12-28 | 4 | Patel Kinnari | RCKT | Common Stock | D | 56.5120 | -11,334 | -641 | 100,404 | ||||
| 2020-12-14 | 2020-12-10 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 56.0000 | 247,720 | 13,872 | 17,530,044 | ||||
| 2020-10-07 | 2020-10-05 | 4 | Patel Kinnari By Spouse | RCKT | Restricted Stock Units | I | 10,000 | 10,000 | ||||||
| 2020-09-10 | 2020-09-08 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 23.05 | 50,000 | 50,000 | |||||
| 2020-08-05 | 2020-08-03 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 24.82 | 18,000 | 18,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 12.1600 | 3,206 | 39 | 3,206 | |||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 12.1600 | 9,784 | 119 | 9,784 | |||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 19.90 | 27,000 | 27,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-04-22 | 2020-04-20 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 17.50 | 40,000 | 40,000 | |||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 0.44 | -90,925 | 0 | |||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Common Stock | D | 13.7800 | -32,645 | -450 | 1,028,997 | ||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Common Stock | D | 0.4300 | 90,925 | 39 | 1,061,642 | ||||
| 2020-03-19 | 2020-03-18 | 4 | Patel Kinnari By Spouse | RCKT | Common Stock | I | 9.5000 | 1,000 | 10 | 6,675 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 0.44 | -290,000 | 90,925 | |||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Common Stock | D | 20.1500 | -6,233 | -126 | 970,717 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Common Stock | D | 0.4332 | 290,000 | 126 | 976,950 | ||||
| 2020-02-10 | 2020-02-10 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 23.89 | 3,000 | 3,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 22.72 | 25,000 | 25,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 23.89 | 2,000 | 2,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 22.72 | 20,000 | 20,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 23.89 | 15,000 | 15,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 22.72 | 150,000 | 150,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 23.89 | 7,000 | 7,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 22.72 | 75,000 | 75,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 22.72 | 383,306 | 383,306 | |||||
| 2019-12-12 | 2019-12-10 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 22.2500 | 225,000 | 5,006 | 17,282,324 | ||||
| 2019-11-06 | 2019-11-04 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 14.25 | 200,000 | 200,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 10.85 | 10,000 | 10,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 10.85 | 50,000 | 50,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 10.85 | 30,000 | 30,000 | |||||
| 2019-04-26 | 2018-08-17 | 5 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | -55,869 | 111,738 | |||||
| 2019-04-26 | 2018-08-17 | 5 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 111,738 | ||||
| 2019-04-18 | 2019-04-16 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 17.5000 | 550,005 | 9,625 | 17,057,324 | ||||
| 2019-03-05 | 2019-03-05 | 4 | Shah Gaurav | RCKT | Common Stock | D | 16.9000 | -25,000 | -422 | 686,950 | ||||
| 2019-03-05 | 2019-03-04 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.2800 | -24,900 | -430 | 711,950 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.3400 | -25,000 | -434 | 736,850 | ||||
| 2019-01-30 | 2019-01-28 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 14.56 | 75,000 | 75,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 14.56 | 180,000 | 180,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 14.56 | 315,700 | 315,700 | |||||
| 2019-01-30 | 2019-01-28 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 14.56 | 40,500 | 40,500 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 14.56 | 20,000 | 20,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 14.56 | 9.9600 | 4,666 | 46 | 4,666 | |||
| 2019-01-30 | 2019-01-28 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2018-12-28 | 2018-12-28 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 13.9300 | 100,000 | 1,393 | 16,507,319 | ||||
| 2018-12-21 | 2018-12-20 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | 55,869 | 111,738 | |||||
| 2018-12-21 | 2018-12-20 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 55,869 | ||||
| 2018-12-14 | 2018-12-13 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 15.1900 | -38,768 | -589 | 95,160 | ||||
| 2018-12-10 | 2018-12-07 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 14.9100 | -4,923 | -73 | 133,928 | ||||
| 2018-12-10 | 2018-12-06 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 15.1500 | -52,809 | -800 | 138,851 | ||||
| 2018-12-10 | 2018-11-28 | 4 | SOUTHWELL DAVID P | RCKT | Restricted Stock Units | D | -65,625 | 0 | ||||||
| 2018-12-10 | 2018-11-28 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 153,125 | 191,660 | ||||||
| 2018-12-10 | 2018-12-06 | 4 | Patel Kinnari By spouse | RCKT | Common Stock | I | 14.9800 | 5,675 | 85 | 5,675 | ||||
| 2018-11-29 | 2018-11-27 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 15.5000 | 967,742 | 15,000 | 16,407,319 | ||||
| 2018-08-29 | 2018-08-27 | 4 | RTW INVESTMENTS, LP See footnotes | RCKT | Equity Swap (Obligation to Sell) | I | 22.05 | 1 | 1 | |||||
| 2018-08-29 | 2018-08-27 | 4 | RTW INVESTMENTS, LP See footnotes | RCKT | Equity Swap (Obligation to Buy) | I | 22.05 | 1 | 1 | |||||
| 2018-08-03 | 2018-08-01 | 4 | Yalamanchi Naveen Through the Naveen Yalamanchi Revocable Living Trust, February 9, 2016 | RCKT | Common Stock | I | 22.0000 | -637 | -14 | 113,641 | ||||
| 2018-06-28 | 2018-06-25 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 20.61 | 10,000 | 10,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 18.75 | 47,000 | 47,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 18.75 | 14.0900 | 3,300 | 46 | 3,300 | |||
| 2018-04-02 | 2018-03-29 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 18.75 | 395,000 | 395,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-04-02 | 4 | SOUTHWELL DAVID P | RCKT | Restricted Stock Units | D | 21,875 | 65,625 | ||||||
| 2018-04-02 | 2018-04-02 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 21,875 | 38,535 | ||||||
| 2018-04-02 | 2018-03-29 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 18.75 | 60,000 | 60,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 18.75 | 10,000 | 10,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 18.75 | 175,000 | 175,000 | |||||
| 2018-01-16 | 3 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 2,662,972 | ||||||||
| 2018-01-16 | 3 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 2,662,972 | ||||||||
| 2018-01-16 | 3 | Patel Kinnari By Adaptive Technology, LLC | RCKT | Common Stock | I | 189,854 | ||||||||
| 2018-01-16 | 3 | Patel Kinnari By Adaptive Technology, LLC | RCKT | Common Stock | I | 189,854 | ||||||||
| 2018-01-16 | 3 | Shah Gaurav | RCKT | Common Stock | D | 1,523,700 | ||||||||
| 2018-01-16 | 3 | Shah Gaurav | RCKT | Common Stock | D | 1,523,700 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2017-09-18 | 2017-09-14 | 4 | RITTER DALE | ITEK | Common Stock | D | 12,500 | 19,827 | ||||||
| 2017-09-18 | 2017-01-17 | 4 | RITTER DALE | ITEK | Restricted Stock Units | D | -12,500 | 37,500 | ||||||
| 2017-06-21 | 2017-06-20 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | BARBERICH TIMOTHY J | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Machado Patrick | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-01-24 | 2017-01-23 | 4 | SOUTHWELL DAVID P | ITEK | Restricted Stock Units | D | 350,000 | 350,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | SOUTHWELL DAVID P | ITEK | Restricted Stock Units | D | 350,000 | 350,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | Baumgartner Rudolf A | ITEK | Restricted Stock Units | D | 175,000 | 175,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | Baumgartner Rudolf A | ITEK | Restricted Stock Units | D | 120,000 | 120,000 | ||||||
| 2017-01-19 | 2017-01-17 | 4 | RITTER DALE | ITEK | Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2017-01-09 | 2017-01-06 | 4 | SOUTHWELL DAVID P | ITEK | Common Stock | D | 1.7500 | 60,000 | 105 | 62,765 | ||||
| 2017-01-06 | 2017-01-04 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Common Stock | I | -9,857 | 0 | ||||||
| 2017-01-06 | 2017-01-04 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Common Stock | I | -3,243,709 | 9,857 | ||||||
| 2016-09-29 | 2016-09-28 | 4 | BARBERICH TIMOTHY J | ITEK | Stock Options (Right to Buy) | D | 9.49 | 24,000 | 24,000 | |||||
| 2016-08-18 | 2016-08-17 | 4 | Machado Patrick | ITEK | Stock Options (Right to Buy) | D | 6.91 | 24,000 | 24,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 51,000 | 51,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-05-17 | 2016-05-13 | 4 | CARROLL J MARTIN | ITEK | Common Stock | D | 9.0294 | 10,000 | 90 | 10,000 | ||||
| 2016-04-04 | 2016-04-01 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.63 | 24,000 | 24,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | SOUTHWELL DAVID P | ITEK | Stock Options (Right to Buy) | D | 7.56 | 215,000 | 215,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | RITTER DALE | ITEK | Stock Options (Right to Buy) | D | 7.56 | 40,000 | 40,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | Baumgartner Rudolf A | ITEK | Stock Options (Right to Buy) | D | 7.56 | 165,000 | 165,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | McVicar William K. | ITEK | Stock Options (Right to Buy) | D | 7.56 | 135,000 | 135,000 | |||||
| 2016-01-12 | 2016-01-11 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 8.89 | 24,000 | 24,000 | |||||
| 2015-11-18 | 2015-11-16 | 4 | Rho Ventures IV Holdings LLC | ITEK | Common Stock | D | -127,711 | 0 | ||||||
| 2015-11-18 | 2015-11-16 | 4 | Rho Ventures IV Holdings LLC | ITEK | Common Stock | D | -115,083 | 636,496 | ||||||
| 2015-10-13 | 2015-10-13 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 9.50 | 24,000 | 24,000 | |||||
| 2015-07-20 | 2015-07-16 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 5.32 | 24,000 | 24,000 | |||||
| 2015-07-16 | 2015-07-14 | 4 | Devon Park Associates, L.P. | ITEK | Stock Options (Right to Buy) | I | 4.34 | -9,857 | 0 | |||||
| 2015-07-16 | 2015-07-14 | 4 | Devon Park Associates, L.P. | ITEK | Common Stock | D | 4.3420 | 9,857 | 43 | 3,253,566 | ||||
| 2015-06-26 | 2015-06-24 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 28,017 | |||
| 2015-06-26 | 2015-06-24 | 4 | KARABELAS ARGERIS N | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | RITTER DALE | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 25,000 | 126 | 68,982 | |||
| 2015-06-26 | 2015-06-24 | 4 | VOGELBAUM MARTIN | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | SOUTHWELL DAVID P | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 150,000 | 754 | 548,497 | |||
| 2015-06-26 | 2015-06-24 | 4 | Peimer Isai | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | CARE CAPITAL II LLC | ITEK | Stock Options (Right to Buy) | I | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | Harel Ittai | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | Baumgartner Rudolf A | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 75,000 | 377 | 276,615 | |||
| 2015-06-26 | 2015-06-24 | 4 | McVicar William K. | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 75,000 | 377 | 276,094 | |||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. | ITEK | Convertible Promissory Notes | I | -338,551 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. | ITEK | Series AA Convertible Preferred Stock | I | -4,013,692 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 6.0000 | 416,667 | 2,500 | 1,917,906 | ||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 57,204 | 1,501,239 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 1,255,123 | 1,444,035 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Series AA Convertible Preferred Stock | I | -4,459,658 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Convertible Promissory Notes | I | 0 | |||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 6.0000 | 603,832 | 3,623 | 2,277,139 | ||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 63,560 | 1,673,307 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 1,394,645 | 1,609,747 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Convertible Promissory Notes | I | -626,943 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Series AA Convertible Preferred Stock | I | -7,432,720 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 6.0000 | 814,166 | 4,885 | 3,243,709 | ||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 105,933 | 2,429,543 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 2,323,610 | 2,323,610 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang | ITEK | Convertible Promissory Notes | I | -626,943 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang | ITEK | Series AA Convertible Preferred Stock | I | -7,432,720 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 6.0000 | 814,166 | 4,885 | 3,243,709 | ||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 105,933 | 2,429,543 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 2,323,610 | 2,323,610 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. | ITEK | Convertible Promissory Notes | I | -225,747 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. | ITEK | Series AA Convertible Preferred Stock | I | -2,676,348 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 6.0000 | 212,375 | 1,274 | 1,292,584 | ||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 38,143 | 1,080,209 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 847,424 | 1,042,066 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Convertible Promissory Notes | I | 0 | |||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Series AA Convertible Preferred Stock | I | -4,459,658 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 6.0000 | 603,832 | 3,623 | 2,277,139 | ||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 63,560 | 1,673,307 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 1,394,645 | 1,609,747 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP | ITEK | Convertible Promissory Notes | I | -432,591 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP | ITEK | Series AA Convertible Preferred Stock | I | -5,128,577 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 6.0000 | 958,226 | 5,749 | 2,870,584 | ||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 73,092 | 1,912,358 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 1,606,230 | 1,839,266 | ||||||
| 2015-02-18 | 3/A | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 215,102 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | MedImmune Ventures, Inc. | ITEK | Common Stock | D | 377,824 | ||||||||
| 2015-02-17 | 3 | MedImmune Ventures, Inc. | ITEK | Common Stock | D | 377,824 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 |
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
