HSTO / Histogen Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

히스토겐 주식회사
US ˙ OTCPK ˙ US43358Y2028
이 기호는 더 이상 활성화되지 않습니다.

발행주식수 4,271,759 shares
내부자 지분12,138,101 shares
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

N/A

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

N/A

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

Histogen Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

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내부자 평균 이익률 (%) 소유
지분
주식
분할

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 HSTO / Histogen Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
2021-03-30 Pascoe Richard W 20,000 1.1400 1,000 22.8000 22,800 1 26 3,200 14.04
2020-12-03 Pascoe Richard W 10,000 1.2394 500 24.7880 12,394
2015-04-08 KISNER DANIEL L 4,000 5.7500 4,000 5.7500 23,000
2013-07-30 Aberdare GP III, L.L.C. 2,470 11.0000 2,470 11.0000 27,170
2013-07-30 Aberdare GP III, L.L.C. 104,952 11.0000 104,952 11.0000 1,154,472
2013-07-30 ADVENT VENTURE PARTNERS LLP 190,054 11.0000 190,054 11.0000 2,090,594
2013-07-30 HALE DAVID F 2,588 11.0000 2,588 11.0000 28,468
2013-07-30 COOPERATIVE GILDE HEALTHCARE II U.A. 165,525 11.0000 165,525 11.0000 1,820,775
2013-07-30 LACASSE LOUIS P 123,950 11.0000 123,950 11.0000 1,363,450

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

HSTO / Histogen Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 HSTO / Histogen Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
2013-07-30 Aberdare GP III, L.L.C. 14 11.0000 14 11.0000 154 282
2013-07-30 Aberdare GP III, L.L.C. 552 11.0000 552 11.0000 6,072
2013-07-30 ADVENT VENTURE PARTNERS LLP 535 11.0000 535 11.0000 5,885
2013-07-30 COOPERATIVE GILDE HEALTHCARE II U.A. 352 11.0000 352 11.0000 3,872

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

HSTO / Histogen Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2023-02-03 3 Spada Alfred P. HSTO Common Stock I 1,235
2023-02-03 3 Spada Alfred P. HSTO Common Stock D 979
2022-02-25 2022-02-24 4 Mento Steven J HSTO Stock Option (right to buy) A - Award D 0.24 151,642 151,642
2022-02-22 2022-02-17 4 Knudson Susan A. HSTO Stock Option (right to buy) A - Award D 0.24 169,800 169,800
2022-02-22 2022-02-17 4 Latterich Martin HSTO Stock Option (right to buy) A - Award D 0.24 134,900 134,900
2021-11-10 2021-11-08 4 Latterich Martin HSTO Restricted Stock Unit A - Award D 102,880 102,880
2021-11-10 2021-11-08 4 Mento Steven J HSTO Restricted Stock Unit A - Award D 228,395 228,395
2021-11-10 2021-11-08 4 Mento Steven J HSTO Stock Option (right to buy) A - Award D 0.73 377,830 377,830
2021-11-10 2021-11-08 4 Knudson Susan A. HSTO Restricted Stock Unit A - Award D 137,174 137,174
2021-09-03 2021-09-02 4 KISNER DANIEL L HSTO Stock Option (right to buy) A - Award D 0.82 20,000 20,000
2021-09-03 2021-09-02 4 Jackson Jonathan HSTO Stock Option (right to buy) A - Award D 0.82 20,000 20,000
2021-09-03 2021-09-02 4 Crean David Hugh HSTO Stock Option (right to buy) A - Award D 0.82 25,000 25,000
2021-09-03 2021-09-02 4 Mento Steven J HSTO Stock Option (right to buy) A - Award D 0.82 20,000 20,000
2021-09-03 2021-09-02 4 Satz Brian HSTO Stock Option (right to buy) A - Award D 0.82 20,000 20,000
2021-03-30 2021-03-30 4 Pascoe Richard W HSTO Common Stock P - Purchase D 1.1400 20,000 23 30,000
2021-03-26 2021-03-25 4 Fuhrmann Rochelle HSTO Stock Option (right to buy) A - Award D 1.27 30,000 30,000
2021-03-12 2021-03-10 4 Windham-Bannister Susan Richards HSTO Stock Option (right to buy) A - Award D 1.23 30,000 30,000
2021-01-15 2021-01-13 4 Pascoe Richard W HSTO Stock Option (right to buy) A - Award D 0.97 346,000 346,000
2021-01-15 2021-01-13 4 Naughton Gail K HSTO Stock Option (right to buy) A - Award D 0.97 95,000 95,000
2021-01-15 2021-01-13 4 Latterich Martin HSTO Stock Option (right to buy) A - Award D 0.97 90,000 90,000
2021-01-15 2021-01-13 4 Knudson Susan A. HSTO Stock Option (right to buy) A - Award D 0.97 112,000 112,000
2021-01-15 2021-01-13 4 Daniels Moya HSTO Stock Option (right to buy) A - Award D 0.97 100,000 100,000
2020-12-07 2020-12-03 4 Pascoe Richard W HSTO Common Stock P - Purchase D 1.2394 10,000 12 10,000
2020-10-19 2020-10-16 4 Daniels Moya HSTO Stock Option (right to buy) A - Award D 2.27 65,000 65,000
2020-10-09 2020-10-07 4 Satz Brian HSTO Stock Option (right to buy) A - Award D 1.89 20,000 20,000
2020-10-09 2020-10-07 4 Mento Steven J HSTO Stock Option (right to buy) A - Award D 1.89 20,000 20,000
2020-10-09 2020-10-07 4 Zhang Yizhuo HSTO Stock Option (right to buy) A - Award D 1.89 20,000 20,000
2020-10-09 2020-10-07 4 Crean David Hugh HSTO Stock Option (right to buy) A - Award D 1.89 20,000 20,000
2020-10-09 2020-10-07 4 KISNER DANIEL L HSTO Stock Option (right to buy) A - Award D 1.89 20,000 20,000
2020-10-09 2020-10-07 4 Jackson Jonathan HSTO Stock Option (right to buy) A - Award D 1.89 20,000 20,000
2020-10-09 2020-10-07 4 Chang Stephen HSTO Stock Option (right to buy) A - Award D 1.89 20,000 20,000
2020-05-29 2020-05-28 4 Knudson Susan A. HSTO Stock Option (right to buy) A - Award D 4.61 124,119 124,119
2020-05-28 2018-05-02 4 Crean David Hugh HSTO Stock Option (right to buy) J - Other D 3.84 35,855 35,855
2020-05-28 2017-10-25 4 Crean David Hugh HSTO Stock Option (right to buy) J - Other D 3.84 4,302 4,302
2020-05-28 2017-05-22 4 Crean David Hugh HSTO Stock Option (right to buy) J - Other D 3.70 17,210 17,210
2020-05-28 2020-05-26 4 Zhang Yizhuo HSTO Common Stock J - Other I 600,983 600,983
2020-05-28 2020-05-26 4 Chang Stephen HSTO Common Stock J - Other D 14,485 14,485
2020-05-28 2018-05-02 4 Chang Stephen HSTO Stock Option (right to buy) J - Other D 3.84 35,855 35,855
2020-05-28 2016-01-29 4 Chang Stephen HSTO Stock Option (right to buy) J - Other D 1.47 14,342 14,342
2020-05-28 2020-05-26 4 Jackson Jonathan HSTO Common Stock J - Other I 2,356,597 2,356,597
2020-05-28 2020-05-26 4 Latterich Martin HSTO Common Stock J - Other D 11,951 11,951
2020-05-28 2018-03-12 4 Latterich Martin HSTO Stock Option (right to buy) J - Other D 3.84 14,342 14,342
2020-05-28 2016-10-07 4 Latterich Martin HSTO Stock Option (right to buy) J - Other D 3.70 28,684 28,684
2020-05-28 2020-05-26 4 Satz Brian HSTO Common Stock J - Other D 1,434 1,434
2020-05-28 2018-05-02 4 Satz Brian HSTO Stock Option (right to buy) J - Other D 3.84 35,855 35,855
2020-05-28 2020-05-26 4 Naughton Gail K HSTO Common Stock J - Other I 426,526 426,526
2020-05-28 2012-05-12 4 Naughton Gail K HSTO Stock Option (right to buy) J - Other D 0.53 380,063 380,063
2020-05-28 2019-01-24 4 Pascoe Richard W HSTO Stock Option (right to buy) J - Other D 5.30 194,071 194,071
2020-05-28 2019-01-24 4 Pascoe Richard W HSTO Stock Option (right to buy) J - Other D 5.30 291,107 291,107
2020-05-27 2020-05-22 4 Mento Steven J HSTO Restricted Stock Units M - Exercise D -65,000 0
2020-05-27 2020-05-22 4 Mento Steven J HSTO Common Stock F - Taxes D 0.5600 -31,428 -18 39,572
2020-05-27 2020-05-22 4 Mento Steven J HSTO Common Stock M - Exercise D 65,000 71,000
2020-05-27 2020-05-22 4 Spada Alfred P. HSTO Restricted Stock Units M - Exercise D -31,343 0
2020-05-27 2020-05-22 4 Spada Alfred P. HSTO Common Stock F - Taxes D 0.5600 -12,960 -7 19,595
2020-05-27 2020-05-22 4 Spada Alfred P. HSTO Common Stock M - Exercise D 31,343 32,555
2020-05-27 2020-05-22 4 Marshall Keith W HSTO Restricted Stock Units M - Exercise D -38,500 0
2020-05-27 2020-05-22 4 Marshall Keith W HSTO Common Stock F - Taxes D 0.5600 -18,615 -10 19,885
2020-05-27 2020-05-22 4 Marshall Keith W HSTO Common Stock M - Exercise D 38,500 38,500
2019-11-19 2019-11-18 4 Scott Kathleen D. CNAT Stock Option (Right to Buy) A - Award D 0.33 30,000 30,000
2019-08-01 2019-08-01 4 Marshall Keith W CNAT Restricted Stock Units A - Award D 385,000 385,000
2019-08-01 2019-08-01 4 Marshall Keith W CNAT Stock Option (Right to Buy) D - Sale to Issuer D 2.00 -175,000 0
2019-08-01 2019-08-01 4 Marshall Keith W CNAT Stock Option (Right to Buy) D - Sale to Issuer D 5.17 -70,000 0
2019-08-01 2019-08-01 4 Marshall Keith W CNAT Stock Option (Right to Buy) D - Sale to Issuer D 5.74 -525,000 0
2019-08-01 2019-08-01 4 Spada Alfred P. CNAT Restricted Stock Units A - Award D 313,436 313,436
2019-08-01 2019-08-01 4 Spada Alfred P. CNAT Stock Option (Right to Buy) D - Sale to Issuer D 2.00 -175,000 0
2019-08-01 2019-08-01 4 Spada Alfred P. CNAT Stock Option (Right to Buy) D - Sale to Issuer D 5.17 -70,000 0
2019-08-01 2019-08-01 4 Spada Alfred P. CNAT Stock Option (Right to Buy) D - Sale to Issuer D 4.21 -100,625 0
2019-08-01 2019-08-01 4 Spada Alfred P. CNAT Stock Option (Right to Buy) D - Sale to Issuer D 1.85 -21,875 0
2019-08-01 2019-08-01 4 Spada Alfred P. CNAT Stock Option (Right to Buy) D - Sale to Issuer D 1.85 -109,375 0
2019-08-01 2019-08-01 4 Spada Alfred P. CNAT Stock Option (Right to Buy) D - Sale to Issuer D 6.40 -100,000 0
2019-08-01 2019-08-01 4 Spada Alfred P. CNAT Stock Option (Right to Buy) D - Sale to Issuer D 9.45 -50,000 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Restricted Stock Units A - Award D 86,375 86,375
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 2.00 -50,000 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 5.17 -16,000 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 4.21 -23,000 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 2.09 -20,000 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 1.85 -3,750 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 1.85 -15,000 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 9.61 -15,000 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 6.40 -15,000 0
2019-08-01 2019-08-01 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) D - Sale to Issuer D 9.45 -15,000 0
2019-08-01 2019-08-01 4 Mento Steven J CNAT Restricted Stock Units A - Award D 650,000 650,000
2019-08-01 2019-08-01 4 Mento Steven J CNAT Stock Option (Right to Buy) D - Sale to Issuer D 2.00 -350,000 0
2019-08-01 2019-08-01 4 Mento Steven J CNAT Stock Option (Right to Buy) D - Sale to Issuer D 5.17 -120,000 0
2019-08-01 2019-08-01 4 Mento Steven J CNAT Stock Option (Right to Buy) D - Sale to Issuer D 4.21 -172,500 0
2019-08-01 2019-08-01 4 Mento Steven J CNAT Stock Option (Right to Buy) D - Sale to Issuer D 1.85 -37,500 0
2019-08-01 2019-08-01 4 Mento Steven J CNAT Stock Option (Right to Buy) D - Sale to Issuer D 1.85 -20,000 0
2019-08-01 2019-08-01 4 Mento Steven J CNAT Stock Option (Right to Buy) D - Sale to Issuer D 6.40 -50,000 0
2019-08-01 2019-08-01 4 Mento Steven J CNAT Stock Option (Right to Buy) D - Sale to Issuer D 6.40 -150,000 0
2019-08-01 2019-08-01 4 Mento Steven J CNAT Stock Option (Right to Buy) D - Sale to Issuer D 9.45 -400,000 0
2019-07-01 2019-06-27 4 HALE DAVID F CNAT Stock Option (Right to Buy) A - Award D 0.29 45,000 45,000
2019-07-01 2019-06-27 4 KISNER DANIEL L CNAT Stock Option (Right to Buy) A - Award D 0.29 20,000 20,000
2019-07-01 2019-06-27 4 Klassen Preston CNAT Stock Option (Right to Buy) A - Award D 0.29 20,000 20,000
2019-07-01 2019-06-27 4 LARUE WILLIAM R CNAT Stock Option (Right to Buy) A - Award D 0.29 20,000 20,000
2019-07-01 2019-06-27 4 Van Wart Harold CNAT Stock Option (Right to Buy) A - Award D 0.29 20,000 20,000
2019-02-11 2019-02-07 4 RIPLEY DANIEL L. CNAT Stock Option (Right to Buy) A - Award D 2.00 100,000 100,000
2019-02-11 2018-11-14 4 RIPLEY DANIEL L. See footnote. CNAT Common Stock A - Award I 3.1500 1,861 6 32,431
2019-02-11 2018-05-14 4 RIPLEY DANIEL L. See footnote. CNAT Common Stock A - Award I 3.3100 1,290 4 30,570
2019-02-11 2019-02-07 4 Marshall Keith W CNAT Stock Option (Right to Buy) A - Award D 2.00 175,000 175,000
2019-02-11 2019-02-07 4 Smith Edward F III CNAT Stock Option (Right to Buy) A - Award D 2.00 100,000 100,000
2019-02-11 2018-11-14 4 Smith Edward F III CNAT Common Stock A - Award D 3.1500 1,724 5 10,875
2019-02-11 2018-05-14 4 Smith Edward F III CNAT Common Stock A - Award D 3.3100 4,690 16 9,151
2019-02-11 2019-02-07 4 Spada Alfred P. CNAT Stock Option (Right to Buy) A - Award D 2.00 175,000 175,000
2019-02-11 2019-02-07 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) A - Award D 2.00 50,000 50,000
2019-02-11 2019-02-07 4 Mento Steven J CNAT Stock Option (Right to Buy) A - Award D 2.00 350,000 350,000
2019-02-11 2019-02-07 4 Hagerty David T CNAT Stock Option (Right to Buy) A - Award D 2.00 175,000 175,000
2018-06-25 2018-06-21 4 KISNER DANIEL L CNAT Stock Option (Right to Buy) A - Award D 4.99 20,000 20,000
2018-06-25 2018-06-21 4 Klassen Preston CNAT Stock Option (Right to Buy) A - Award D 4.99 20,000 20,000
2018-06-25 2018-06-21 4 LARUE WILLIAM R CNAT Stock Option (Right to Buy) A - Award D 4.99 20,000 20,000
2018-06-25 2018-06-21 4 Scopa James Paul CNAT Stock Option (Right to Buy) A - Award D 4.99 20,000 20,000
2018-06-25 2018-06-21 4 Van Wart Harold CNAT Stock Option (Right to Buy) A - Award D 4.99 20,000 20,000
2018-06-25 2018-06-21 4 HALE DAVID F CNAT Stock Option (Right to Buy) A - Award D 4.99 45,000 45,000
2018-05-07 2018-05-04 4 Mento Steven J CNAT Stock Option (Right to Buy) M - Exercise D 0.99 -60,000 147,070
2018-05-07 2018-05-04 4 Mento Steven J CNAT Common Stock M - Exercise D 0.9900 60,000 59 60,000
2018-03-01 2018-02-27 4 Spada Alfred P. CNAT Stock Option (Right to Buy) M - Exercise D 1.24 -12,121 0
2018-03-01 2018-02-27 4 Spada Alfred P. CNAT Common Stock M - Exercise D 1.2400 12,121 15 12,121
2018-02-05 2017-05-30 5 VANDERTIE MICHELLE L See footnote. CNAT Common Stock G - Gift I -2,165 2,813
2018-02-05 2018-02-04 4 Mento Steven J CNAT Stock Option (Right to Buy) A - Award D 5.17 120,000 120,000
2018-02-05 2018-02-04 4 Hagerty David T CNAT Stock Option (Right to Buy) A - Award D 5.17 70,000 70,000
2018-02-05 2018-02-04 4 Marshall Keith W CNAT Stock Option (Right to Buy) A - Award D 5.17 70,000 70,000
2018-02-05 2018-02-04 4 RIPLEY DANIEL L. CNAT Stock Option (Right to Buy) A - Award D 5.17 40,000 40,000
2018-02-05 2017-11-14 4 RIPLEY DANIEL L. See footnote. CNAT Common Stock A - Award I 3.4800 818 3 29,280
2018-02-05 2017-05-12 4 RIPLEY DANIEL L. See footnote. CNAT Common Stock A - Award I 1.7000 761 1 28,462
2018-02-05 2018-02-04 4 Smith Edward F III CNAT Stock Option (Right to Buy) A - Award D 5.17 40,000 40,000
2018-02-05 2017-11-14 4 Smith Edward F III CNAT Common Stock A - Award D 3.4800 4,461 16 4,461
2018-02-05 2018-02-04 4 Spada Alfred P. CNAT Stock Option (Right to Buy) A - Award D 5.17 70,000 70,000
2018-02-05 2018-02-04 4 VANDERTIE MICHELLE L CNAT Stock Option (Right to Buy) A - Award D 5.17 16,000 16,000
2017-09-01 2017-08-31 4 Marshall Keith W CNAT Stock Option (Right to Buy) A - Award D 5.74 525,000 525,000
2017-06-26 2017-06-22 4 Van Wart Harold CNAT Stock Option (Right to Buy) A - Award D 4.96 20,000 20,000
2017-06-26 2017-06-22 4 KISNER DANIEL L CNAT Stock Option (Right to Buy) A - Award D 4.96 20,000 20,000
2017-06-26 2017-06-22 4 Klassen Preston CNAT Stock Option (Right to Buy) A - Award D 4.96 20,000 20,000
2017-06-26 2017-06-22 4 Scopa James Paul CNAT Stock Option (Right to Buy) A - Award D 4.96 20,000 20,000
2017-06-26 2017-06-22 4 HALE DAVID F CNAT Stock Option (Right to Buy) A - Award D 4.96 45,000 45,000
2017-04-07 3 VANDERTIE MICHELLE L See footnote. CNAT Common Stock I 9,956
2017-04-07 3 VANDERTIE MICHELLE L See footnote. CNAT Common Stock I 9,956
2017-02-07 2017-02-06 4 LARUE WILLIAM R CNAT Stock Option (Right to Buy) A - Award D 5.09 30,000 30,000
2017-02-02 3 RIPLEY DANIEL L. See footnote. CNAT Common Stock I 55,402
2017-02-02 3 RIPLEY DANIEL L. See footnote. CNAT Common Stock I 55,402
2017-02-02 2017-01-26 4 RIPLEY DANIEL L. CNAT Stock Option (Right to Buy) A - Award D 4.21 73,000 73,000
2017-02-01 2017-01-26 4 Mento Steven J CNAT Stock Option (Right to Buy) A - Award D 4.21 172,500 172,500
2017-02-01 2017-01-26 4 Cashion Charles CNAT Stock Option (Right to Buy) A - Award D 4.21 57,500 57,500
2017-02-01 2017-01-26 4 Hagerty David T CNAT Stock Option (Right to Buy) A - Award D 4.21 100,625 100,625
2017-02-01 2017-01-26 4 Spada Alfred P. CNAT Stock Option (Right to Buy) A - Award D 4.21 100,625 100,625
2017-02-01 2017-01-26 4 Smith Edward F III CNAT Stock Option (Right to Buy) A - Award D 4.21 57,500 57,500
2017-01-11 2017-01-09 4 Cashion Charles CNAT Stock Option (Right to Buy) M - Exercise D 0.99 -42,424 0
2017-01-11 2017-01-09 4 Cashion Charles CNAT Common Stock M - Exercise D 0.9900 42,424 42 42,424
2016-12-30 2014-02-19 4/A KISNER DANIEL L CNAT Common Stock J - Other I 3,145 3,145
2016-12-30 2016-12-28 4 KISNER DANIEL L CNAT Common Stock J - Other I 2,310 5,455
2016-12-22 2016-12-20 4 Mento Steven J CNAT Stock Option (Right to Buy) M - Exercise D 0.99 -5,051 207,070
2016-12-22 2016-12-20 4 Mento Steven J CNAT Stock Option (Right to Buy) M - Exercise D 1.24 -36,363 0
2016-12-22 2016-12-20 4 Mento Steven J CNAT Common Stock M - Exercise D 0.9900 5,051 5 41,414
2016-12-22 2016-12-20 4 Mento Steven J CNAT Common Stock M - Exercise D 1.2400 36,363 45 36,363
2016-10-31 2016-10-27 4 Van Wart Harold CNAT Stock Option (Right to Buy) M - Exercise D 0.25 -18,181 0
2016-10-31 2016-10-27 4 Van Wart Harold CNAT Common Stock M - Exercise D 0.2500 18,181 5 18,181
2016-06-27 2016-06-23 4 Malik Shahzad CNAT Stock Option (Right to Buy) A - Award D 2.13 20,000 20,000
2016-06-24 2016-06-23 4 HALE DAVID F CNAT Stock Option (Right to Buy) A - Award D 2.13 45,000 45,000
2016-06-24 2016-06-23 4 KISNER DANIEL L CNAT Stock Option (Right to Buy) A - Award D 2.13 20,000 20,000
2016-06-24 2016-06-23 4 Scopa James Paul CNAT Stock Option (Right to Buy) A - Award D 2.13 20,000 20,000
2016-06-24 2016-06-23 4 Klassen Preston CNAT Stock Option (Right to Buy) A - Award D 2.13 20,000 20,000
2016-06-24 2016-06-23 4 Van Wart Harold CNAT Stock Option (Right to Buy) A - Award D 2.13 20,000 20,000
2016-04-04 2016-04-01 4 Smith Edward F III CNAT Stock Option (Right to Buy) A - Award D 2.53 100,000 100,000
2016-02-08 2016-02-04 4 Mento Steven J CNAT Stock Option (Right to Buy) A - Award D 1.85 37,500 37,500
2016-02-08 2016-02-04 4 Mento Steven J CNAT Stock Option (Right to Buy) A - Award D 1.85 187,500 187,500
2016-02-08 2016-02-04 4 Cashion Charles CNAT Stock Option (Right to Buy) A - Award D 1.85 12,500 12,500
2016-02-08 2016-02-04 4 Cashion Charles CNAT Stock Option (Right to Buy) A - Award D 1.85 50,000 50,000
2016-02-08 2016-02-04 4 Hagerty David T CNAT Stock Option (Right to Buy) A - Award D 1.85 21,875 21,875
2016-02-08 2016-02-04 4 Hagerty David T CNAT Stock Option (Right to Buy) A - Award D 1.85 109,375 109,375
2016-02-08 2016-02-04 4 Spada Alfred P. CNAT Stock Option (Right to Buy) A - Award D 1.85 21,875 21,875
2016-02-08 2016-02-04 4 Spada Alfred P. CNAT Stock Option (Right to Buy) A - Award D 1.85 109,375 109,375
2015-06-15 2015-06-11 4 HALE DAVID F CNAT Stock Option (Right to Buy) A - Award D 5.52 35,000 35,000
2015-06-15 2015-06-11 4 KISNER DANIEL L CNAT Stock Option (Right to Buy) A - Award D 5.52 15,000 15,000
2015-06-15 2015-06-11 4 LACASSE LOUIS P CNAT Stock Option (Right to Buy) A - Award D 5.52 15,000 15,000
2015-06-15 2015-06-11 4 Malik Shahzad CNAT Stock Option (Right to Buy) A - Award D 5.52 15,000 15,000
2015-06-15 2015-06-11 4 Scopa James Paul CNAT Stock Option (Right to Buy) A - Award D 5.52 15,000 15,000
2015-06-15 2015-06-11 4 Klassen Preston CNAT Stock Option (Right to Buy) A - Award D 5.52 15,000 15,000
2015-06-15 2015-06-11 4 Van Wart Harold CNAT Stock Option (Right to Buy) A - Award D 5.52 15,000 15,000
2015-04-10 2015-04-08 4 KISNER DANIEL L CNAT Common Stock P - Purchase D 5.7500 4,000 23 7,145
2015-02-25 2015-02-23 4 Cashion Charles CNAT Stock Option (Right to Buy) A - Award D 6.40 50,000 50,000
2015-02-25 2015-02-23 4 Mento Steven J CNAT Stock Option (Right to Buy) A - Award D 6.40 50,000 50,000
2015-02-25 2015-02-23 4 Mento Steven J CNAT Stock Option (Right to Buy) A - Award D 6.40 150,000 150,000
2015-02-25 2015-02-23 4 Spada Alfred P. CNAT Stock Option (Right to Buy) A - Award D 6.40 100,000 100,000
2015-02-06 2014-04-02 5 Cashion Charles See footnote. CNAT Common Stock G - Gift I -5,000 144,738
2014-10-03 2014-10-01 4 Hagerty David T CNAT Stock Option (Right to Buy) A - Award D 5.92 175,000 175,000
2014-06-23 2014-06-19 4 HALE DAVID F CNAT Stock Option (Right to Buy) A - Award D 7.97 35,000 35,000
2014-06-23 2014-06-19 4 LACASSE LOUIS P CNAT Stock Option (Right to Buy) A - Award D 7.97 15,000 15,000
2014-06-23 2014-06-19 4 Malik Shahzad CNAT Stock Option (Right to Buy) A - Award D 7.97 15,000 15,000
2014-06-23 2014-06-19 4 Scopa James Paul CNAT Stock Option (Right to Buy) A - Award D 7.97 15,000 15,000
2014-06-23 2014-06-19 4 Van Wart Harold CNAT Stock Option (Right to Buy) A - Award D 7.97 15,000 15,000
2014-02-25 2014-02-19 4 KISNER DANIEL L CNAT Common Stock J - Other D 3,145 3,145
2014-02-25 2014-02-19 4 Aberdare GP III, L.L.C. By Aberdare GP III, L.L.C. CNAT Common Stock J - Other I -36,634 0
2014-02-25 2014-02-19 4 Aberdare GP III, L.L.C. By Aberdare GP III, L.L.C. CNAT Common Stock J - Other I 36,634 36,634
2014-02-25 2014-02-19 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Common Stock J - Other I -30,216 22,203
2014-02-25 2014-02-19 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Common Stock J - Other I -1,283,589 943,355
2014-02-25 2014-02-19 4 KLINGENSTEIN PAUL H By Klingenstein-Bole 2003 Irrevocable Children's Trust CNAT Common Stock J - Other I 8,731 8,731
2014-02-25 2014-02-19 4 KLINGENSTEIN PAUL H CNAT Common Stock J - Other D 20,322 20,322
2014-02-25 2014-02-19 4 KLINGENSTEIN PAUL H By Aberdare GP III, L.L.C. CNAT Common Stock J - Other I -36,634 0
2014-02-25 2014-02-19 4 KLINGENSTEIN PAUL H By Aberdare GP III, L.L.C. CNAT Common Stock J - Other I 36,634 36,634
2014-02-25 2014-02-19 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Common Stock J - Other I -30,216 22,203
2014-02-25 2014-02-19 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Common Stock J - Other I -1,283,589 943,355
2014-02-11 2014-02-07 4 KISNER DANIEL L CNAT Stock Option (Right to Buy) A - Award D 9.45 30,000 30,000
2014-02-11 2014-02-07 4 Mento Steven J CNAT Stock Option (Right to Buy) A - Award D 9.45 400,000 400,000
2014-02-11 2014-02-07 4 Cashion Charles CNAT Stock Option (Right to Buy) A - Award D 9.45 50,000 50,000
2014-02-11 2014-02-07 4 Klassen Preston CNAT Stock Option (Right to Buy) A - Award D 9.45 30,000 30,000
2014-02-11 2014-02-07 4 Spada Alfred P. CNAT Stock Option (Right to Buy) A - Award D 9.45 50,000 50,000
2014-02-11 2014-02-07 4 BURGESS GARY C. CNAT Stock Option (Right to Buy) A - Award D 9.45 50,000 50,000
2014-01-10 2014-01-08 4 HALE DAVID F CNAT Stock Option (Right to Buy) M - Exercise D 0.99 -12,121 0
2014-01-10 2014-01-08 4 HALE DAVID F CNAT Common Stock M - Exercise D 0.9900 12,121 12 24,242
2013-09-27 2013-09-26 4 HALE DAVID F CNAT Stock Option (Right to Buy) M - Exercise D 2.31 -12,121 0
2013-09-27 2013-09-26 4 HALE DAVID F CNAT Common Stock M - Exercise D 2.3100 12,121 28 12,121
2013-08-01 2013-07-30 4 Scopa James Paul CNAT Stock Option (Right to Buy) A - Award D 11.00 30,000 30,000
2013-08-01 2013-07-30 4 Scopa James Paul CNAT Warrant to Purchase Common Stock (Right to Buy) C - Conversion I 7.43 32,220 32,220
2013-08-01 2013-07-30 4 Scopa James Paul CNAT Warrant to Purchase Series B Preferred Stock (Right to Buy) C - Conversion I 0.90 -265,837 0
2013-08-01 2013-07-30 4 Scopa James Paul CNAT Series B Convertible Preferred Stock C - Conversion I -8,333,334 0
2013-08-01 2013-07-30 4 Scopa James Paul CNAT Common Stock P - Purchase I 11.0000 165,265 1,818 1,192,080
2013-08-01 2013-07-30 4 Scopa James Paul CNAT Common Stock J - Other I 11.0000 16,716 184 1,026,815
2013-08-01 2013-07-30 4 Scopa James Paul CNAT Common Stock C - Conversion I 1,010,099 1,010,099
2013-08-01 2013-07-30 4 ADVENT VENTURE PARTNERS LLP See footnotes CNAT Warrants to Purchase Shares of Series A Preferred Stock X - Other I -577,599 0
2013-08-01 2013-07-30 4 ADVENT VENTURE PARTNERS LLP See footnotes CNAT Series B Preferred Stock C - Conversion I -5,576,786 0
2013-08-01 2013-07-30 4 ADVENT VENTURE PARTNERS LLP See footnotes CNAT Series A Preferred Stock C - Conversion I -10,000,000 0
2013-08-01 2013-07-30 4 ADVENT VENTURE PARTNERS LLP See footnotes CNAT Common Stock P - Purchase I 11.0000 190,054 2,091 2,166,836
2013-08-01 2013-07-30 4 ADVENT VENTURE PARTNERS LLP CNAT Common Stock J - Other I 11.0000 19,223 211 1,976,782
2013-08-01 2013-07-30 4 ADVENT VENTURE PARTNERS LLP CNAT Common Stock S - Sale I 11.0000 -535 -6 1,957,559
2013-08-01 2013-07-30 4 ADVENT VENTURE PARTNERS LLP CNAT Common Stock X - Other I 0.0825 70,003 6 1,958,094
2013-08-01 2013-07-30 4 ADVENT VENTURE PARTNERS LLP See footnotes CNAT Common Stock C - Conversion I 1,888,091 1,888,091
2013-08-01 2013-07-30 4 HALE DAVID F CNAT Stock Option (Right to Buy) A - Award D 11.00 50,000 50,000
2013-08-01 2013-07-30 4 HALE DAVID F CNAT Series A Preferred Stock C - Conversion I -162,356 0
2013-08-01 2013-07-30 4 HALE DAVID F CNAT Common Stock P - Purchase I 11.0000 2,588 28 143,739
2013-08-01 2013-07-30 4 HALE DAVID F CNAT Common Stock J - Other I 11.0000 261 3 141,151
2013-08-01 2013-07-30 4 HALE DAVID F CNAT Common Stock C - Conversion I 19,679 140,890
2013-08-01 2013-07-30 4 LACASSE LOUIS P CNAT Stock Option (Right to Buy) A - Award D 11.00 30,000 30,000
2013-08-01 2013-07-30 4 LACASSE LOUIS P CNAT Series B Preferred Stock C - Conversion I -5,555,556 0
2013-08-01 2013-07-30 4 LACASSE LOUIS P CNAT Common Stock P - Purchase I 11.0000 123,950 1,363 809,887
2013-08-01 2013-07-30 4 LACASSE LOUIS P CNAT Common Stock J - Other I 11.0000 12,537 138 685,937
2013-08-01 2013-07-30 4 LACASSE LOUIS P CNAT Common Stock C - Conversion I 673,400 673,400
2013-08-01 2013-07-30 4 Malik Shahzad CNAT Stock Option (Right to Buy) A - Award D 11.00 30,000 30,000
2013-08-01 2013-07-30 4 Malik Shahzad See footnotes CNAT Warrants to Purchase Shares of Series A Preferred Stock X - Other I -577,599 0
2013-08-01 2013-07-30 4 Malik Shahzad See footnotes CNAT Series B Preferred Stock C - Conversion I -5,576,786 0
2013-08-01 2013-07-30 4 Malik Shahzad See footnotes CNAT Series A Preferred Stock C - Conversion I -10,000,000 0
2013-08-01 2013-07-30 4 Malik Shahzad CNAT Common Stock P - Purchase I 11.0000 190,054 2,091 2,166,836
2013-08-01 2013-07-30 4 Malik Shahzad CNAT Common Stock J - Other I 11.0000 19,223 211 1,976,782
2013-08-01 2013-07-30 4 Malik Shahzad CNAT Common Stock S - Sale I 11.0000 -535 -6 1,957,559
2013-08-01 2013-07-30 4 Malik Shahzad CNAT Common Stock X - Other I 0.0825 70,003 6 1,958,094
2013-08-01 2013-07-30 4 Malik Shahzad See footnotes CNAT Common Stock C - Conversion I 1,888,091 1,888,091
2013-08-01 2013-07-30 4 Mento Steven J CNAT Series A Preferred Stock C - Conversion I -786,417 0
2013-08-01 2013-07-30 4 Mento Steven J CNAT Common Stock P - Purchase I 11.0000 13,800 152 385,669
2013-08-01 2013-07-30 4 Mento Steven J CNAT Common Stock J - Other I 11.0000 1,395 15 371,869
2013-08-01 2013-07-30 4 Mento Steven J CNAT Common Stock C - Conversion I 95,323 370,474
2013-08-01 2013-07-30 4 Cashion Charles CNAT Series A Preferred Stock C - Conversion I -355,352 0
2013-08-01 2013-07-30 4 Cashion Charles CNAT Common Stock C - Conversion I 43,072 149,738
2013-08-01 2013-07-30 4 Perret Marc Olivier CNAT Stock Option (Right to Buy) A - Award D 11.00 30,000 30,000
2013-08-01 2013-07-30 4 Perret Marc Olivier See footnotes CNAT Warrants to Purchase Shares of Series A Preferred Stock X - Other I -385,070 0
2013-08-01 2013-07-30 4 Perret Marc Olivier See footnotes CNAT Series B Preferred Stock C - Conversion I -3,717,861 0
2013-08-01 2013-07-30 4 Perret Marc Olivier See footnotes CNAT Series A Preferred Stock C - Conversion I -6,666,668 0
2013-08-01 2013-07-30 4 Perret Marc Olivier See footnotes CNAT Common Stock P - Purchase I 11.0000 165,525 1,821 1,487,320
2013-08-01 2013-07-30 4 Perret Marc Olivier See footnotes CNAT Common Stock J - Other I 11.0000 16,742 184 1,321,795
2013-08-01 2013-07-30 4 Perret Marc Olivier See footnotes CNAT Common Stock S - Sale I 11.0000 -352 -4 1,305,053
2013-08-01 2013-07-30 4 Perret Marc Olivier See footnotes CNAT Common Stock X - Other I 46,675 1,305,405
2013-08-01 2013-07-30 4 Perret Marc Olivier See footnotes CNAT Common Stock C - Conversion I 1,258,730 1,258,730
2013-08-01 2013-07-30 4 EVNIN LUKE CNAT Warrant to Purchase Common Stock (Right to Buy) C - Conversion I 7.43 32,220 32,220
2013-08-01 2013-07-30 4 EVNIN LUKE CNAT Warrant to Purchase Series B Preferred Stock (Right to Buy) C - Conversion I 0.90 -265,837 0
2013-08-01 2013-07-30 4 EVNIN LUKE CNAT Series B Convertible Preferred Stock C - Conversion I -8,333,334 0
2013-08-01 2013-07-30 4 EVNIN LUKE CNAT Common Stock P - Purchase I 11.0000 165,265 1,818 1,192,080
2013-08-01 2013-07-30 4 EVNIN LUKE CNAT Common Stock J - Other I 11.0000 16,716 184 1,026,815
2013-08-01 2013-07-30 4 EVNIN LUKE CNAT Common Stock C - Conversion I 1,010,099 1,010,099
2013-08-01 2013-07-30 4 MPM BioVentures IV QP LP CNAT Warrant to Purchase Common Stock (Right to Buy) C - Conversion I 7.43 32,220 32,220
2013-08-01 2013-07-30 4 MPM BioVentures IV QP LP CNAT Warrant to Purchase Series B Preferred Stock (Right to Buy) C - Conversion I 0.90 -265,837 0
2013-08-01 2013-07-30 4 MPM BioVentures IV QP LP CNAT Series B Convertible Preferred Stock C - Conversion I -8,333,334 0
2013-08-01 2013-07-30 4 MPM BioVentures IV QP LP CNAT Common Stock P - Purchase I 11.0000 165,265 1,818 1,192,080
2013-08-01 2013-07-30 4 MPM BioVentures IV QP LP CNAT Common Stock J - Other I 11.0000 16,716 184 1,026,815
2013-08-01 2013-07-30 4 MPM BioVentures IV QP LP CNAT Common Stock C - Conversion I 1,010,099 1,010,099
2013-08-01 2013-07-30 4 Spada Alfred P. CNAT Series A Preferred Stock C - Conversion I -363,927 0
2013-08-01 2013-07-30 4 Spada Alfred P. CNAT Common Stock C - Conversion I 44,112 235,021
2013-08-01 2013-07-30 4 Van Wart Harold CNAT Stock Option (Right to Buy) A - Award D 11.00 30,000 30,000
2013-08-01 2013-07-30 4 COOPERATIVE GILDE HEALTHCARE II U.A. CNAT Warrants to Purchase Shares of Series A Preferred Stock X - Other D -385,070 0
2013-08-01 2013-07-30 4 COOPERATIVE GILDE HEALTHCARE II U.A. CNAT Series B Preferred Stock C - Conversion D -3,717,861 0
2013-08-01 2013-07-30 4 COOPERATIVE GILDE HEALTHCARE II U.A. CNAT Series A Preferred Stock C - Conversion D -6,666,668 0
2013-08-01 2013-07-30 4 COOPERATIVE GILDE HEALTHCARE II U.A. CNAT Common Stock P - Purchase D 11.0000 165,525 1,821 1,487,320
2013-08-01 2013-07-30 4 COOPERATIVE GILDE HEALTHCARE II U.A. CNAT Common Stock J - Other D 11.0000 16,742 184 1,321,795
2013-08-01 2013-07-30 4 COOPERATIVE GILDE HEALTHCARE II U.A. CNAT Common Stock S - Sale D 11.0000 -352 -4 1,305,053
2013-08-01 2013-07-30 4 COOPERATIVE GILDE HEALTHCARE II U.A. CNAT Common Stock X - Other D 46,675 1,305,405
2013-08-01 2013-07-30 4 COOPERATIVE GILDE HEALTHCARE II U.A. CNAT Common Stock C - Conversion D 1,258,730 1,258,730
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 7.43 120 120
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Warrant to Purchase Series B Preferred Stock C - Conversion I 0.90 -997 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Warrant to Purchase Common Stock X - Other I 0.08 -1,727 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 0.08 1,727 1,727
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Warrant to Purchase Series A Preferred Stock C - Conversion I 0.01 -5,701 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Warrant to Purchase Series A Preferred Stock C - Conversion I 0.01 -8,552 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Series B Preferred Stock C - Conversion I -137,626 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Series A Preferred Stock C - Conversion I -246,775 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 7.43 5,131 5,131
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 0.90 -42,336 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Common Stock X - Other I 0.08 -73,395 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 0.08 73,395 73,395
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Series A Preferred Stock C - Conversion I 0.01 -242,205 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Series A Preferred Stock C - Conversion I 0.01 -363,308 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Series B Preferred Stock C - Conversion I -5,846,236 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Series A Preferred Stock C - Conversion I -10,483,166 0
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Common Stock P - Purchase I 11.0000 2,470 27 52,419
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Common Stock J - Other I 11.0000 251 3 49,949
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Common Stock S - Sale I 11.0000 -14 -0 49,698
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Common Stock X - Other I 0.0825 1,727 0 49,712
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Partners III, L.P. CNAT Common Stock C - Conversion I 46,594 47,985
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Common Stock P - Purchase I 11.0000 104,952 1,154 2,226,944
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Common Stock J - Other I 11.0000 10,614 117 2,121,992
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Common Stock S - Sale I 11.0000 -552 -6 2,111,378
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Common Stock X - Other I 0.0825 73,395 6 2,111,930
2013-08-01 2013-07-30 4 Aberdare GP III, L.L.C. By Aberdare Ventures III, L.P. CNAT Common Stock C - Conversion I 1,979,321 2,038,535
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H CNAT Stock Option (right to buy) A - Award D 11.00 30,000 30,000
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 7.43 120 120
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Warrant to Purchase Series B Preferred Stock C - Conversion I 0.90 -997 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Warrant to Purchase Common Stock X - Other I 0.08 -1,727 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 0.08 1,727 1,727
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Warrant to Purchase Series A Preferred Stock C - Conversion I 0.01 -5,701 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Warrant to Purchase Series A Preferred Stock C - Conversion I 0.01 -8,552 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Series B Preferred Stock C - Conversion I -137,626 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Series A Preferred Stock C - Conversion I -246,775 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 7.43 5,131 5,131
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 0.90 -42,336 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Common Stock X - Other I 0.08 -73,395 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Common Stock C - Conversion I 0.08 73,395 73,395
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Series A Preferred Stock C - Conversion I 0.01 -242,205 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Warrant to Purchase Series A Preferred Stock C - Conversion I 0.01 -363,308 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Series B Preferred Stock C - Conversion I -5,846,236 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Series A Preferred Stock C - Conversion I -10,483,166 0
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Common Stock P - Purchase I 11.0000 2,470 27 52,419
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Common Stock J - Other I 11.0000 251 3 49,949
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Common Stock S - Sale I 11.0000 -14 -0 49,698
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Common Stock X - Other I 0.0825 1,727 0 49,712
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Common Stock C - Conversion I 46,594 47,985
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Common Stock P - Purchase I 11.0000 104,952 1,154 2,226,944
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Common Stock J - Other I 11.0000 10,614 117 2,121,992
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Common Stock S - Sale I 11.0000 -552 -6 2,111,378
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Common Stock X - Other I 0.0825 73,395 6 2,111,930
2013-08-01 2013-07-30 4 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Common Stock C - Conversion I 1,979,321 2,038,535
2013-07-24 3 HALE DAVID F CNAT Common Stock I 121,211
2013-07-24 3 Mento Steven J CNAT Common Stock I 275,151
2013-07-24 3 Cashion Charles CNAT Common Stock I 106,666
2013-07-24 3 Spada Alfred P. CNAT Common Stock I 190,909
2013-07-24 3 BURGESS GARY C. CNAT Common Stock D 121,212
2013-07-24 3 Aberdare Partners III LP By Aberdare Partners III, L.P. CNAT Common Stock I 1,391
2013-07-24 3 Aberdare Partners III LP By Aberdare Ventures III, L.P. CNAT Common Stock I 59,214
2013-07-24 3 KLINGENSTEIN PAUL H By Aberdare Partners III, L.P. CNAT Common Stock I 1,391
2013-07-24 3 KLINGENSTEIN PAUL H By Aberdare Ventures III, L.P. CNAT Common Stock I 59,214
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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