GAM / General American Investors Company, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

제너럴 아메리칸 인베스터스 컴퍼니(General American Investors Company, Inc.)
US ˙ NYSE ˙ US3688021043

발행주식수 23,986,608 shares
내부자 지분1,236,483 shares
내부자 주주5.15 %
전체 내부자57
내부자 센티멘트 점수

내부자 센티멘트 점수를 통해서 내부자들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

이는 내부자의 누적도가 가장 높은 기업을 식별하는 정교하고 복합적인 지수를 분석하는 계량 모델의 결과 값입니다. 스코어링 모델은 이전 90일 동안 매수한 "내부자의 순 숫자", "매수한 주식의 총합", "내부자가 소유한 주식의 총합"의 조합을 사용합니다. 점수는 0에서 100 사이이며, 점수가 높을수록 피어(Peer: 동종업계 경쟁기업)에 대한 누적도가 높다는 것을 나타내며, 평균은 50입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

내부 경영진 센티멘트 점수

내부 경영진 센티멘트 점수를 통해서 내부 경영진들이 법인 지분을 매입하는 기업들에 대해서 알아볼 수 있습니다.

내부 거래의 정의에 따라 내부 경영진(기업 임원)도 내부자이지만, 다른 내부자(10% 주주 및 이사회 구성원)들과는 달리 내부 경영진은 매일 회사에서 근무하며, 거래 시에 자신의 자금을 사용합니다. (많은 경우에 10% 주주 및 이사회 구성원은 다른 사람의 자금을 관리하는 자금 관리자입니다.) 따라서 내부 경영진(기업 임원: Officer)의 내부 거래는 훨씬 더 중요하며 올바른 분석이 필요합니다.

내부자 센티멘트 점수와 마찬가지로 임원 감정 점수는 가장 높은 수준의 임원 축적을 가진 기업을 식별하는 정교하고 복합적인 지수 퀀트(Multi-factor quantitative) 모델의 결과입니다.

업데이트 주기: 일별

내부자의 누적도가 가장 높은 기업 목록을 확인할 수 있는 내부자들의 최다 선택(Insiders Top Picks)을 참고하십시오.

주요 내부자 지표

이 수치는 해당 기업이 다양한 내부자 지표에 따라 어떻게 순위를 매겨지는 지를 설명합니다. 백분위 순위는 이 기업이 미국 시장의 다른 기업들과 어떻게 비교되는지 보여줍니다. 순위가 높을수록 더 나은 상황에 있다는 것을 의미합니다.

예를 들어, 일반적으로 내부자의 매입은 긍정적인 지표라고 간주되어지기 때문에, 내부자의 매입(내부자의 매각, 역시도)가 적은 기업보다 내부자의 매입이 많은 기업은 순위가 높을 것입니다.

내부자의 순 매입(순위)

3 ( )
140 out of 10916

내부자의 순 매입(Net Number of Insiders Buying)는 내부자 매수의 총 수에서 지난 90일 동안의 내부자 매도의 총 수를 뺀 값입니다. 여기에 백분위 순위가 표시됩니다(범위: 0~100%).

내부자가 매입한 플로트 비율 (순위)

0.000% ( )
5777 out of 10752

"내부자가 매입한 플로트 비율(Percent of Float Bought by Insiders)"은 내부자가 매입한 주식의 총 수에서 내부자가 매도한 주식의 총 수를 뺀 값을 전체 플로트로 나눈 값에 100을 곱한 값입니다. * ((내부자가 매입한 주식의 총 수 - 내부자가 매도한 주식의 총 수) ÷ 전체 플로트) x 100

내부자 트레이딩 차트

General American Investors Company, Inc. 내부자의 매매 거래는 아래 차트에 나와 있습니다. 내부자들은 기업의 임원(내부 경영진), 이사 또는 주요 투자자입니다. 일반적으로 내부자가 중요한 비공개 정보를 기반으로 자신이 속한 기업을 거래하는 것은 불법으로 간주됩니다. 이것은 내부자가 자신의 기업 내에서 행하는 모든 거래가 불법이라는 것을 뜻은 아닙니다. 그러나 그들은 자신들의 모든 거래를 양식 4를 통해 SEC에 보고해야만 합니다.

내부자의 명단 및 이익 지표

아래 표는 공개된 내부자의 목록이며, SEC에 공개된 제출 문서에서 자동으로 생성됩니다. "이름", "가장 최근의 직급", "이사, 임원 또는 10% 주주"에 대한 지정 외에도 최근에 공개된 보유 주식에 대한 정보를 보여줍니다. 또한 가능한 경우 내부자의 과거 거래 실적도 확인 가능합니다. 과거 거래 실적은 내부자가 실제 "공개 시장"(Open market) 매입 거래를 수행한 실적을 가중 평균한 값입니다. 이 계산 방법에 대한 자세한 내용은 유튜브 웨비나 를 참조하시면 됩니다.

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내부자 평균 이익률 (%) 소유
지분
주식
분할
1975 Trust Fbo Altschul Arthur G Land Trust - 0 0
Arthur G Jr Altschul Director - [D] 21,395 21,395
Rodney B Berens Director - [D] 4,748 4,748
Carole Anne Clementi Secretary - [O] 47,620 47,620
Lewis B Cullman Director - [D] 19,750 19,750
Spencer Davidson - 179,099 179,099
Del Villar Clara E. 0
Gerald M Edelman Director - [D] 3,728 3,728
John D Iii Gordan Director - [D] 5,638 5,638
Linda J Genid Corporate Secretary - [O] 68,146 68,146
Gotbaum Betsy F. Director - [D] 2,987 2,987
Craig Anthony Grassi Director - [D] 84,023 84,023
Jin Samantha X. Treasurer - [O] 11,345 11,345
Sidney R Knafel Director - [D] 78,588 78,588
Liron Kronzon Vice-President - [O] 16,621 16,621
Rose Peabody Lynch 0
Maureen Ellen LoBello Corporate Secretary - [O] 35,643 35,643
Sally A Lynch Vice-President - [O] 127,548 127,548
Majmudar Anang K. Senior Vice-President - [O] 12,000 12,000
내부자 평균 이익률 (%) 소유
지분
주식
분할
Daniel Neidich Director - [D] 25,618 25,618
Foundation Overbrook - 0 0
Jeffrey W Priest President & CEO - [O] 40,691 40,691
Diane G Radosti Treasurer - [O] 183,781 183,781
Robinson Michael W. Vice-President - [O] 24,692 24,692
D Ellen Shuman Director - [D] 6,064 6,064
Savannah Sachs 0
Santa Maria Connie A. Corporate Secretary - [O] 16,753 16,753
Henry R Schirmer 0
Siri von Reis 2012 Family Trust Director - [D] 11,199 11,199
Eugene S Stark VP Administration/CCO/PFO - [O] 34,000 34,000
Jesse R Stuart Vice-President - [O] 19,585 19,585
Raymond S Troubh Director - [D] 60,775 60,775
F B O Altschul Charles U A D 10 22 58 Trust Director - [D] 2,748 2,748
F B O Altschul Emily H U A D 1 9 67 Trust Director - [D] 41,313 41,313
F B O Altschul Stephen F U A D 10 22 58 Trust Director - [D] 6,990 6,990
Fbo Altschul Arthur G Jr Uad 12 15 72 Trust Director - [D] 4,908 4,908
Fbo Altschul Arthur G Jr Uw Altschul Frank Trust - 0 0
Fbo Altschul Arthur G Jr Uw Altschul Helen G Trust - 0 0

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내부자의 매입 내역 추적: 단기 이익 분석

이 섹션에서는 GAM / General American Investors Company, Inc.에서 계획되지 않은 "공개 시장"(Open market)의 내부자가 매입한 모든 상품의 수익성을 분석합니다. 이 분석을 통해서 내부자가 비정상적인 수익을 지속적으로 창출하는지 파악하는 데 도움이 되며, 이러한 분석은 수행해볼 가치가 있습니다. 이 분석은 개별 거래 후 1년 동안 수행한 것이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 "공개 시장"(Open market)에서의 매입을 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최고까지
일수
최고에서
가격
최고
이익 ($)
최고 수익률 (%)
이 내부자에 대해서 계획되지 않았던 공개된 "공개 시장"(Open market)에서의 매매 거래는 없습니다.

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

GAM / General American Investors Company, Inc. Insider Trades
내부자 매매의 실적: 단기 손실 분석

이 섹선에서는 GAM / General American Investors Company, Inc.에서 이루어진 "공개 시장(Open market)"에서의 모든 계획되지 않은 내부자 매매의 단기 손실 회피(Short-term loss avoidance)를 분석합니다. 일관된 손실 회피 패턴을 통해서 향후 매매 거래가 가격 하락을 초래할 수도 있음을 예상할 수 있습니다. 이 분석은 각 각 매매 거래 후 1년 동안의 자료이며, 결과는 이론 값입니다. .

아래 표는 사전 거래 계획(Automated trading plan)에 포함되지 않은 가장 최근의 공개 시장에서의 매매를 보여줍니다.

거래일 내부자 보고된
지분
보고된
가격
조정된
지분
조정된
가격
가격 기준 최저까지
일수
최저에서
가격
회피된
최대 손실($)
회피된
최대 손실율(%)
이 내부자에 대해서 계획되지 않았던 공개된 "공개 시장"(Open market)에서의 매매 거래는 없습니다.

조정된 가격은 분할 조정 가격입니다. 조정된 지분은 분할 조정 지분입니다.

GAM / General American Investors Company, Inc. Insider Trades
거래 내역

전체 거래 내역을 보려면 링크 아이콘을 클릭하세요. 10b5-1 자동 거래 계획의 일부로 보고된 거래는 10b-5 열에 X 표시가 나타납니다.

보고일 거래일 양식 내부자 티커 증권 소유권 코드 10b5-1 직접 행사
가격
단위
가격
단위
변동
가치
변동 (단위: 1,000)
잔여
옵션
잔여
주식
2026-04-21 2026-04-20 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.6600 500 12 12,000
2026-04-17 2026-04-17 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.8100 1,000 25 11,500
2026-04-08 2026-04-08 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 24.6850 5,000 123 40,691
2026-04-08 2026-04-08 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.8500 5,000 124 34,000
2026-04-08 2026-04-08 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.9200 1,151 29 29,000
2026-03-30 2026-03-30 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.9500 638 16 27,849
2026-03-30 2026-03-27 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.9200 200 5 27,211
2026-03-30 2026-03-30 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.9500 638 16 27,849
2026-03-30 2026-03-27 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.9200 200 5 27,211
2026-03-23 2026-03-20 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.9500 11 0 27,011
2026-03-16 2026-03-13 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.9500 3,000 75 27,000
2026-03-13 2026-03-12 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 24.9000 800 20 35,691
2026-02-10 2025-12-27 5 BERENS RODNEY B GAM GAM J - Other D 58.7450 466 27 4,748
2026-02-04 2026-02-04 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 25.0000 1,095 27 10,500
2026-02-04 2026-02-03 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 25.0000 1,700 42 9,405
2026-02-02 2025-12-27 5 GORDAN JOHN D III By Spouse GAM GAM J - Other I 58.7450 554 33 5,638
2026-02-02 2025-12-27 5 GORDAN JOHN D III GAM GAM J - Other D 58.7450 2,036 120 20,718
2026-02-02 2025-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM GAM J - Other I 4,837 33,624
2026-02-02 2025-12-27 5 Majmudar Anang K. GAM GAM J - Other D 58.7450 513 30 5,219
2026-02-02 2025-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM GAM J - Other I 3,058 25,754
2026-02-02 2025-12-31 5 Stark Eugene S By Thrift Plan Trust GAM GAM J - Other I 11,666 101,303
2026-02-02 2025-12-31 5 Santa Maria Connie A. By Thrift Plan Trust GAM GAM J - Other I 2,735 16,753
2026-01-30 2025-12-31 5 Lynch Sally A By Thrift Plan Trust GAM GAM J - Other I 14,310 127,548
2026-01-30 2025-12-31 5/A Jin Samantha X. By Thrift Plan Trust GAM GAM J - Other I 2,316 11,345
2026-01-30 2025-12-31 5 Kronzon Liron By Thrift Plan Trust GAM GAM J - Other I 2,624 16,621
2026-01-30 2025-12-31 5 Jin Samantha X. By Thrift Plan Trust GAM GAM J - Other I 9,546 11,345
2026-01-30 2025-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM GAM J - Other I 9,546 82,673
2026-01-14 2026-01-13 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9800 64 2 7,705
2026-01-14 2026-01-13 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.9800 4,000 100 24,000
2025-12-10 2025-12-10 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 25.0037 16,608 415 34,891
2025-12-09 2025-12-08 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 25.0372 2,000 50 179,099
2025-12-09 2025-12-08 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 25.0000 60 2 18,283
2025-12-09 2025-12-08 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9800 36 1 7,641
2025-11-25 2025-11-24 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 24.9500 7,651 191 18,223
2025-11-25 2025-11-25 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 1,201 30 177,099
2025-11-25 2025-11-24 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 4,120 103 175,898
2025-11-19 2025-11-18 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 1,462 37 171,778
2025-11-17 2025-11-14 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 5,868 147 170,316
2025-11-13 2025-11-13 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 3,427 86 164,448
2025-11-13 2025-11-12 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9753 16,824 420 161,021
2025-11-10 2025-11-07 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9964 21,610 540 144,197
2025-11-06 2025-11-06 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9900 168 4 122,587
2025-11-06 2025-11-05 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 179 4 122,419
2025-11-05 2025-11-04 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 1,684 42 122,240
2025-11-05 2025-11-03 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9500 52 1 120,556
2025-10-31 2025-10-31 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 2,657 66 120,504
2025-10-30 2025-10-30 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9790 7,394 185 117,847
2025-10-30 2025-10-29 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 3,811 95 110,453
2025-10-24 2025-10-24 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 3,808 95 106,642
2025-10-24 2025-10-23 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9800 3,400 85 102,834
2025-10-21 2025-10-20 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 24.9700 789 20 99,434
2025-10-07 2025-10-03 4 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 62.8400 -22,696 -1,426 22,696
2025-10-07 2025-04-30 4 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 1,225 45,392
2025-08-29 2025-08-28 4 Priest Jeffrey W GAM 5.95% Preferred Stock J - Other D 25.0800 -7,696 -193 10,572
2025-08-29 2025-08-28 4 Priest Jeffrey W GAM Common Stock J - Other D 59.9500 -48,973 -2,936 45,611
2025-07-30 2025-07-30 4 Stark Eugene S GAM Common Stock P - Purchase D 56.9182 177 10 10,000
2025-07-30 2025-03-07 4 Stark Eugene S GAM Common Stock J - Other D 50.9800 48 2 9,823
2025-06-17 2025-06-17 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.6230 355 9 7,605
2025-05-22 2025-05-22 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.8000 500 12 12,000
2025-05-22 2025-05-22 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.8000 500 12 12,000
2025-05-09 2025-05-08 4 DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock S - Sale I 24.8224 -17,400 -432 5,000
2025-05-09 2025-05-08 4 ALTSCHUL ARTHUR G JR Director is a Trustee and Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 24.8224 -17,400 -432 5,000
2025-05-09 2025-05-08 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Series B 5.95% Preferred Stock S - Sale D 24.8224 -17,400 -432 0
2025-05-08 2025-05-08 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 24.7506 1,141 28 18,268
2025-04-11 2025-04-08 4/A ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 24.6158 -2,000 -49 22,400
2025-04-11 2025-04-08 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Series B 5.95% Preferred Stock S - Sale D 24.6158 -2,000 -49 0
2025-04-11 2025-04-08 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 24.6158 -2,000 -49 0
2025-04-02 2025-04-01 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 24.8278 -2,000 -50 24,400
2025-04-02 2025-04-01 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Series B 5.95% Preferred Stock S - Sale D 24.8278 -2,000 -50 0
2025-04-01 2025-04-01 4 DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock S - Sale I 24.8278 -11,199 -278 22,400
2025-04-01 2025-04-01 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 24.7500 1,735 43 17,127
2025-03-10 2025-03-10 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.6800 950 23 7,250
2025-03-07 2025-03-07 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.6900 900 22 6,300
2025-03-07 2025-03-07 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.7000 5,000 124 19,500
2025-03-07 2025-03-07 4 Grassi Craig Anthony By Spouse GAM 5.95% Preferred Stock P - Purchase I 24.7000 100 2 1,100
2025-03-06 2025-03-06 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 25.0000 2,500 62 14,500
2025-03-06 2025-03-06 4 Grassi Craig Anthony By Spouse GAM 5.95% Preferred Stock P - Purchase I 25.0000 650 16 1,000
2025-02-12 2024-12-31 5/A Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 10,494 113,238
2025-02-05 2024-04-30 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 45.4500 -169,317 -7,695 0
2025-02-05 2024-04-30 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 744 169,317
2025-02-05 2024-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 8,648 89,637
2025-02-05 2024-12-27 5 Stark Eugene S GAM Common Stock J - Other D 52.2600 775 41 9,775
2025-02-05 2024-12-31 5/A Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 10,494 113,238
2025-02-05 2024-12-31 5 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock J - Other I 2,504 14,018
2025-02-05 2024-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 3,856 28,787
2025-02-05 2024-12-27 5 Majmudar Anang K. GAM Common Stock J - Other D 52.2600 301 16 4,703
2025-02-05 2024-12-31 5 Lynch Sally A By Thrift Plan Trust GAM 5.95% Preferred Stock J - Other I 10,494 113,238
2025-02-05 2024-12-31 5 Kronzon Liron By Thrift Plan Trust GAM Common Stock J - Other I 2,171 13,997
2025-02-05 2024-12-31 5 Jin Samantha X. By Thrift Plan Trust GAM Common Stock J - Other I 2,002 9,029
2025-02-05 2024-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 7,044 73,127
2025-02-05 2024-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 5,163 44,167
2025-02-05 2024-12-27 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 52.2600 6,244 326 78,756
2025-02-05 2024-12-27 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 52.2600 2,743 143 34,592
2025-02-05 2024-12-27 5 Priest Jeffrey W GAM Common Stock J - Other D 52.2600 267 14 94,584
2025-02-05 2024-12-27 5 Gotbaum Betsy F. GAM Common Stock J - Other D 52.2600 237 12 2,987
2025-02-05 2024-12-27 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 52.2600 403 21 5,085
2025-02-05 2024-12-27 5 GORDAN JOHN D III GAM Common Stock J - Other D 52.2600 1,481 77 18,684
2025-02-05 2024-12-27 5 BERENS RODNEY B GAM Common Stock J - Other D 52.2600 338 18 4,260
2024-12-31 2024-12-31 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9200 427 11 5,400
2024-12-31 2024-12-30 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 25.0000 250 6 4,000
2024-12-31 2024-12-30 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 25.0000 250 6 4,000
2024-12-27 2024-12-27 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9900 83 2 4,973
2024-12-19 2024-12-19 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9100 90 2 4,890
2024-12-17 2024-12-16 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 24.9960 6,000 150 15,392
2024-12-11 2024-12-11 4 Majmudar Anang K. GAM Common Stock P - Purchase D 52.0650 400 21 4,402
2024-06-17 2024-06-14 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.7000 147 4 12,000
2024-06-17 2024-06-14 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.7600 1,826 45 11,853
2024-05-30 2024-05-29 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.6500 27 1 10,027
2024-05-30 2024-05-29 4 Stark Eugene S GAM Common Stock P - Purchase D 47.7000 235 11 9,000
2024-05-24 2024-05-22 4/A Priest Jeffrey W GAM Common Stock G - Gift D 48.5500 -730 -35 94,318
2024-05-24 2024-05-22 4/A Priest Jeffrey W GAM Common Stock G - Gift D 48.5500 -730 -35 94,318
2024-05-23 2024-05-23 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 24.6700 2,192 54 9,392
2024-05-23 2024-05-22 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 24.6301 -6,397 -158 26,400
2024-05-23 2024-05-22 4 1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST GAM Series B 5.95% Preferred Stock S - Sale D 24.6301 -6,397 -158 0
2024-05-23 2024-05-22 4 Priest Jeffrey W GAM Common Stock G - Gift D 48.5500 730 35 94,318
2024-05-23 2024-05-22 4 Priest Jeffrey W GAM Common Stock G - Gift D 48.5500 -730 -35 95,048
2024-05-22 2024-05-21 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 24.6477 -9,695 -239 32,797
2024-05-22 2024-05-21 4 1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST GAM Series B 5.95% Preferred Stock S - Sale D 24.6477 -9,695 -239 6,397
2024-05-21 2024-05-20 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 24.6611 -6,868 -169 42,492
2024-05-21 2024-05-20 4 1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST GAM Series B 5.95% Preferred Stock S - Sale D 24.6611 -6,868 -169 16,092
2024-04-11 2024-04-11 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9800 300 7 4,800
2024-04-10 2024-04-10 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 25.0000 2,500 62 10,000
2024-04-04 2024-04-03 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 25.0874 4,000 100 7,200
2024-04-02 2024-04-02 4 DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock J - Other I -4,800 37,599
2024-04-02 2024-04-02 4 DAVIDSON SPENCER By Trusts GAM Common Stock J - Other I -6,771 14,745
2024-03-22 2024-03-21 4 Majmudar Anang K. GAM Common Stock P - Purchase D 46.1926 430 20 4,002
2024-03-13 2024-03-12 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 25.0200 9,100 228 49,360
2024-03-13 2024-03-12 4 1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST GAM Series B 5.95% Preferred Stock S - Sale D 25.0200 -9,100 -228 22,960
2024-02-14 2024-01-08 4/A Priest Jeffrey W GAM Common Stock P - Purchase D 42.1898 1,000 42 95,778
2024-02-13 2023-12-28 5 DAVIDSON SPENCER GAM Common Stock J - Other D 42.4400 658 28 4,548
2024-02-12 2023-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 4,166 39,004
2024-02-12 2023-12-28 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 42.4400 4,262 181 72,513
2024-02-12 2023-12-28 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 42.4400 1,872 79 31,850
2024-02-12 2023-12-28 5 Priest Jeffrey W GAM Common Stock J - Other D 42.4400 162 7 94,778
2024-01-31 2023-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 6,548 80,989
2024-01-31 2023-12-28 5 Stark Eugene S GAM Common Stock J - Other D 42.4400 515 22 8,765
2024-01-29 2023-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 11,635 168,573
2024-01-29 2023-12-31 5 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock J - Other I 2,323 11,514
2024-01-29 2023-12-31 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 7,810 102,744
2024-01-29 2023-12-31 5 Kronzon Liron By Thrift Plan Trust GAM Common Stock J - Other I 1,934 11,826
2024-01-29 2023-12-31 5 Jin Samantha X. By Thrift Plan Trust GAM Common Stock J - Other I 1,731 7,027
2024-01-29 2023-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 5,389 66,083
2024-01-29 2023-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 5,707 68,146
2024-01-29 2023-12-28 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 42.4400 275 12 4,682
2024-01-29 2023-12-28 5 GORDAN JOHN D III GAM Common Stock J - Other D 42.4400 1,011 43 17,203
2024-01-29 2023-12-28 5 BERENS RODNEY B GAM Common Stock J - Other D 42.4400 231 10 3,923
2024-01-19 2024-01-19 4 Majmudar Anang K. GAM Common Stock P - Purchase D 42.7450 400 17 3,572
2024-01-19 2023-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 3,113 24,931
2024-01-19 2023-12-28 5 Majmudar Anang K. GAM Common Stock J - Other D 42.4400 157 7 3,172
2024-01-09 2024-01-08 4 Priest Jeffrey W GAM Common Stock P - Purchase D 42.1898 1,000 42 95,616
2023-12-01 2023-12-01 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.6800 526 13 4,500
2023-09-28 2023-09-28 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 24.4000 2,500 61 7,500
2023-09-22 2023-09-21 4 Stark Eugene S GAM Common Stock P - Purchase D 41.0000 250 10 8,250
2023-09-07 2023-09-07 4 Priest Jeffrey W By Power of Attorney GAM 5.95% Preferred Stock P - Purchase I 25.0100 3,381 85 19,502
2023-08-22 2023-08-22 4 Priest Jeffrey W GAM Common Stock P - Purchase D 40.8126 500 20 94,616
2023-08-16 2023-08-16 4 Stark Eugene S GAM Common Stock P - Purchase D 41.1000 262 11 8,000
2023-05-26 2023-05-24 4 Siri von Reis 2012 Family Trust GAM 5.95% Preferred Stock S - Sale D 25.7100 -1 -0 11,199
2023-05-25 2023-05-24 4 DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock S - Sale I 25.7100 -1 -0 42,399
2023-02-08 2023-02-02 4/A Priest Jeffrey W GAM Common Stock G - Gift D 39.9000 -840 -34 94,116
2023-02-08 2023-02-02 4/A Priest Jeffrey W GAM Common Stock G - Gift D 39.9000 -840 -34 94,116
2023-02-08 2022-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 3,029 34,838
2023-02-08 2022-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 7,954 156,938
2023-02-08 2022-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 4,688 74,441
2023-02-08 2022-12-29 5 Stark Eugene S GAM Common Stock J - Other D 36.1350 208 8 7,738
2023-02-08 2022-02-18 5 Stark Eugene S GAM Common Stock J - Other D 40.7900 91 4 7,531
2023-02-08 2022-12-31 5 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock J - Other I 1,793 9,191
2023-02-08 2022-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 2,405 21,818
2023-02-08 2022-12-29 5 Majmudar Anang K. GAM Common Stock J - Other D 36.1350 68 2 3,014
2023-02-08 2022-02-18 5 Majmudar Anang K. GAM Common Stock J - Other D 40.7900 30 1 2,948
2023-02-08 2022-12-31 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 5,515 94,934
2023-02-08 2022-12-31 5 Kronzon Liron By Thrift Plan Trust GAM Common Stock J - Other I 1,647 9,892
2023-02-08 2022-12-31 5 Jin Samantha X. By Thrift Plan Trust GAM Common Stock J - Other I 1,473 5,296
2023-02-08 2022-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 3,880 60,694
2023-02-08 2022-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 4,175 62,439
2023-02-07 2022-12-29 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 36.1350 118 4 4,407
2023-02-07 2022-12-29 5 GORDAN JOHN D III GAM Common Stock J - Other D 36.1350 435 16 16,193
2023-02-07 2022-12-29 5 BERENS RODNEY B GAM Common Stock J - Other D 36.1350 99 4 3,692
2023-02-07 2022-02-18 5 BERENS RODNEY B GAM Common Stock J - Other D 40.7900 44 2 3,593
2023-02-02 2023-02-02 4 Priest Jeffrey W GAM Common Stock G - Gift D 39.9000 -840 -34 94,116
2023-02-02 2023-02-02 4 Priest Jeffrey W GAM Common Stock G - Gift D 39.9000 -840 -34 94,116
2022-12-23 2022-12-23 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 25.3270 549 14 3,974
2022-12-23 2022-12-22 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 25.3000 425 11 3,425
2022-11-09 2022-11-09 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 25.1200 201 5 3,000
2022-11-09 2022-11-08 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 25.0900 99 2 2,799
2022-11-04 2022-11-02 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9700 200 5 2,700
2022-10-28 2022-10-28 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9738 1,300 32 2,500
2022-10-28 2022-10-26 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 25.2054 300 8 1,200
2022-10-25 2022-10-25 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.9900 400 10 900
2022-10-24 2022-10-24 4 Majmudar Anang K. GAM 5.95% Preferred Stock P - Purchase D 24.8760 500 12 500
2022-09-26 2022-09-23 4 Priest Jeffrey W GAM Common Stock P - Purchase D 34.0000 500 17 95,796
2022-08-10 2022-08-10 4 Priest Jeffrey W GAM Common Stock G - Gift D 39.3000 -750 -29 95,296
2022-08-10 2022-08-10 4 Priest Jeffrey W GAM Common Stock G - Gift D 39.3000 -750 -29 95,296
2022-06-15 2022-06-15 4 Priest Jeffrey W GAM Common Stock P - Purchase D 35.5600 300 11 96,796
2022-05-25 2022-05-24 4 Priest Jeffrey W GAM Common Stock P - Purchase D 36.1000 134 5 96,496
2022-05-20 2022-05-20 4 Priest Jeffrey W GAM Common Stock P - Purchase D 36.1200 500 18 96,362
2022-05-19 2022-05-06 4/A DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 26.0000 5,000 130 98,645
2022-05-09 2022-05-06 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 26.0000 5,000 130 98,645
2022-01-21 2021-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 3,892 31,809
2022-01-21 2021-12-30 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 42.7000 4,550 194 68,252
2022-01-21 2021-12-30 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 42.7000 1,998 85 29,979
2022-01-21 2021-12-30 5 Priest Jeffrey W GAM Common Stock J - Other D 42.7000 6,347 271 95,862
2022-01-21 2021-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 2,795 19,413
2022-01-21 2021-12-30 5 Majmudar Anang K. GAM Common Stock J - Other D 42.7000 162 7 2,918
2022-01-21 2021-02-19 5 Majmudar Anang K. GAM Common Stock J - Other D 38.7900 14 1 2,756
2022-01-21 2021-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 6,510 69,753
2022-01-21 2021-12-30 5 Stark Eugene S GAM Common Stock J - Other D 42.7000 496 21 7,440
2022-01-21 2021-02-19 5 Stark Eugene S GAM Common Stock J - Other D 38.7900 44 2 6,944
2022-01-20 2021-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 12,136 148,984
2022-01-20 2021-12-31 5 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock J - Other I 1,086 7,398
2022-01-20 2021-12-31 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 7,897 89,419
2022-01-20 2021-12-31 5 Kronzon Liron By Thrift Plan Trust GAM Common Stock J - Other I 1,781 8,245
2022-01-20 2021-12-31 5 Jin Samantha X. By Thrift Plan Trust GAM Common Stock J - Other I 1,387 3,823
2022-01-20 2021-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 5,362 56,814
2022-01-20 2021-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 5,649 58,264
2022-01-20 2021-12-30 5 GORDAN JOHN D III GAM Common Stock J - Other D 42.7000 764 33 15,758
2022-01-20 2021-12-30 5 BERENS RODNEY B GAM Common Stock J - Other D 42.7000 236 10 3,549
2022-01-20 2021-02-19 5 BERENS RODNEY B GAM Common Stock J - Other D 38.7900 21 1 3,313
2021-12-30 2021-12-30 4 Priest Jeffrey W GAM Common Stock G - Gift D 44.5600 -673 -30 89,515
2021-12-30 2021-12-30 4 Priest Jeffrey W GAM Common Stock G - Gift D 44.5600 -673 -30 89,515
2021-12-21 2021-12-20 4 Priest Jeffrey W GAM Common Stock A - Award D 42.1500 2,000 84 90,861
2021-02-11 2020-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 3,739 27,917
2021-02-11 2020-12-30 5 Priest Jeffrey W By Nonprofit Trust GAM Common Stock J - Other I 36.8250 998 37 15,692
2021-02-11 2020-12-30 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 36.8250 2,493 92 63,702
2021-02-11 2020-12-30 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 36.8250 1,183 44 27,981
2021-02-11 2020-12-30 5 Priest Jeffrey W GAM Common Stock J - Other D 36.8250 3,589 132 88,861
2021-02-09 2020-12-31 5 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock J - Other I 1,842 6,312
2021-02-09 2020-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I -18,163 136,848
2021-02-09 2020-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 11,885 155,011
2021-02-05 2020-12-30 5 GORDAN JOHN D III GAM Common Stock J - Other D 36.8250 681 25 14,994
2021-02-05 2020-12-30 5 BERENS RODNEY B GAM Common Stock J - Other D 36.8250 209 8 3,291
2021-02-05 2020-12-31 5 Genid Linda J By Custodian for Daughter GAM 5.95% Preferred Stock J - Other I -120 0
2021-02-05 2020-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 3,737 52,615
2021-02-05 2020-12-31 5 Jin Samantha X. By Thrift Plan Trust GAM Common Stock J - Other I 1,535 2,436
2021-02-05 2020-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 36.8250 245 9 3,890
2021-02-05 2020-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 36.8250 90,460 3,331 1,422,966
2021-02-05 2020-12-30 5/A BERENS RODNEY B GAM Common Stock J - Other D 36.8250 209 8 3,292
2021-02-05 2020-12-31 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 7,156 81,522
2021-02-05 2020-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 4,926 51,452
2021-02-05 2020-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 2,810 16,618
2021-02-05 2020-12-30 5 Majmudar Anang K. GAM Common Stock J - Other D 36.8250 174 6 2,742
2021-02-05 2020-12-31 5 Kronzon Liron By Thrift Plan Trust GAM Common Stock J - Other I 2,076 6,464
2021-02-05 2020-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 5,988 63,243
2021-02-05 2020-12-30 5 Stark Eugene S GAM Common Stock J - Other D 36.8250 439 16 6,900
2020-10-13 2020-10-12 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 27.6600 -7,400 -205 58,460
2020-10-13 2020-10-09 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 27.6600 -100 -3 65,860
2020-10-13 2020-10-12 4 1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST GAM Series B 5.95% Preferred Stock S - Sale D 27.6600 -7,400 -205 32,060
2020-10-13 2020-10-09 4 1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST GAM Series B 5.95% Preferred Stock S - Sale D 27.6600 -100 -3 39,460
2020-10-13 2020-10-12 4 DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock S - Sale I 27.6600 -7,400 -205 85,660
2020-10-13 2020-10-09 4 DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock S - Sale I 27.6600 -100 -3 93,060
2020-03-19 2020-03-19 4 Priest Jeffrey W GAM Common Stock P - Purchase D 23.9888 800 19 85,272
2020-02-07 2019-12-30 5 GORDAN JOHN D III GAM Common Stock J - Other D 36.7800 626 23 14,314
2020-02-07 2019-12-30 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 36.7800 4,908 181 78,588
2020-02-07 2019-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 4,349 57,255
2020-02-07 2019-12-30 5 Stark Eugene S GAM Common Stock J - Other D 36.7800 404 15 6,461
2020-02-07 2019-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 2,300 13,808
2020-02-07 2019-12-30 5 Majmudar Anang K. GAM Common Stock J - Other D 36.7800 162 6 2,567
2020-02-07 2019-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 2,996 24,178
2020-02-07 2019-12-30 5 Priest Jeffrey W By Nonprofit Trust GAM Common Stock J - Other I 36.7800 918 34 14,695
2020-02-07 2019-12-30 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 36.7800 3,823 141 61,210
2020-02-07 2019-12-30 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 36.7800 1,674 62 26,799
2020-02-07 2019-12-30 5 Priest Jeffrey W GAM Common Stock J - Other D 36.7800 3,246 119 84,472
2020-02-07 2019-12-31 5/A VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 8,059 143,126
2020-02-07 2019-12-31 5/A Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock J - Other I 1,560 4,470
2020-02-06 2019-12-30 5 BERENS RODNEY B GAM Common Stock J - Other D 36.7800 193 7 3,082
2020-02-05 2019-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 36.7800 225 8 3,642
2020-02-05 2019-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 36.7800 83,216 3,061 1,332,505
2020-02-05 2020-01-24 4/A DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock S - Sale I 27.9400 -40 -1 93,160
2020-01-28 2019-12-31 5 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock J - Other I 1,560 4,470
2020-01-28 2019-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 8,059 143,126
2020-01-27 2019-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 3,926 48,878
2020-01-27 2019-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 3,735 46,526
2020-01-27 2019-12-31 5 Jin Samantha X. By Thrift Plan Trust GAM Common Stock J - Other I 901 901
2020-01-27 2019-12-31 5 Kronzon Liron By Thrift Plan Trust GAM Common Stock J - Other I 1,788 4,388
2020-01-27 2019-12-31 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 5,077 74,366
2020-01-24 2020-01-24 4 DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock S - Sale I 27.9400 -40 -1 93,160
2020-01-24 2020-01-24 4 1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST GAM Series B 5.95% Preferred Stock S - Sale D 27.9400 -40 -1 39,560
2020-01-24 2020-01-24 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 27.9400 -40 -1 65,960
2019-10-17 2019-09-05 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Series B 5.95% Preferred Stock S - Sale I 26.8200 -400 -11 66,000
2019-10-17 2019-09-05 4 1975 TRUST FBO ALTSCHUL ARTHUR G LAND TRUST GAM Series B 5.95% Preferred Stock S - Sale D 26.8200 -400 -11 39,600
2019-10-15 2019-09-05 4 DAVIDSON SPENCER By Trusts GAM 5.95% Preferred Stock S - Sale I 26.8200 -400 -11 93,200
2019-09-17 2019-09-17 4 BERENS RODNEY B GAM Common Stock S - Sale D 36.7300 -2,010 -74 2,890
2019-09-17 2019-09-16 4 BERENS RODNEY B GAM Common Stock S - Sale D 36.7200 -1,085 -40 4,900
2019-02-11 2018-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 3,593 21,182
2019-02-11 2018-12-28 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 30.1550 3,983 120 57,388
2019-02-11 2018-12-28 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 30.1550 1,743 53 25,126
2019-02-11 2018-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 13,456 135,067
2019-02-11 2018-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 2,553 11,508
2019-02-11 2018-12-28 5 Majmudar Anang K. GAM Common Stock J - Other D 30.1550 154 5 2,437
2019-02-11 2018-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 6,321 52,906
2019-02-11 2018-12-28 5 Stark Eugene S GAM Common Stock J - Other D 30.1550 386 12 6,058
2019-02-08 2018-12-31 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 7,732 69,289
2019-02-08 2018-12-31 5 RADOSTI DIANE G By Thrift Plan Trust GAM Common Stock J - Other I 17,606 183,781
2019-02-08 2018-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 5,482 42,791
2019-02-08 2018-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I -19,310 44,952
2019-02-08 2018-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 7,530 64,262
2019-02-07 2018-12-28 5 BERENS RODNEY B GAM Common Stock J - Other D 30.1550 201 6 5,985
2019-02-07 2018-02-16 5 BERENS RODNEY B GAM Common Stock J - Other D 34.4400 53 2 5,784
2019-02-07 2018-12-28 5 Gotbaum Betsy F. GAM Common Stock J - Other D 30.1550 191 6 2,750
2019-02-07 2018-12-28 5 DAVIDSON SPENCER GAM Common Stock J - Other D 30.1550 86,741 2,616 1,249,288
2019-02-07 2018-12-28 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 30.1550 298 9 4,289
2019-02-07 2018-12-28 5 GORDAN JOHN D III GAM Common Stock J - Other D 30.1550 951 29 13,688
2019-02-07 2018-12-28 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 30.1550 5,116 154 73,681
2019-01-14 3 Kronzon Liron By Thrift Plan Trust GAM Common Stock I 5,200
2019-01-14 3 Kronzon Liron By Thrift Plan Trust GAM Common Stock I 5,200
2019-01-14 3 Kronzon Liron By Thrift Plan Trust GAM Common Stock I 5,200
2019-01-14 3 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock I 5,820
2019-01-14 3 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock I 5,820
2019-01-14 3 Santa Maria Connie A. By Thrift Plan Trust GAM Common Stock I 5,820
2018-12-13 2018-12-12 4 Priest Jeffrey W GAM Common Stock P - Purchase D 30.7480 500 15 81,226
2018-12-03 2018-11-30 4 Majmudar Anang K. GAM Common Stock P - Purchase D 32.4000 35 1 2,283
2018-11-26 2018-11-23 4 Stark Eugene S GAM Common Stock P - Purchase D 30.6900 500 15 5,672
2018-10-29 2018-10-29 4 Priest Jeffrey W GAM Common Stock P - Purchase D 33.0400 1,500 50 80,726
2018-09-21 2018-09-21 4 BERENS RODNEY B GAM Common Stock S - Sale D 37.2500 -3,000 -112 5,218
2018-09-21 2018-09-20 4 BERENS RODNEY B GAM Common Stock S - Sale D 37.0864 -1,000 -37 8,218
2018-04-25 2018-04-23 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.9600 -1,400 -48 70,370
2018-04-25 2018-04-23 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 33.9600 -17 -1 6,338
2018-04-25 2018-04-23 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 33.9600 -989 -34 41,313
2018-04-25 2018-04-23 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 33.9600 -394 -13 0
2018-04-23 2018-04-20 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.8500 -1,011 -34 71,770
2018-04-23 2018-04-20 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 33.8500 -1,011 -34 15,302
2018-04-19 2018-04-18 4/A TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 34.2524 -2,034 -70 6,990
2018-04-19 2018-04-18 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.2524 -4,100 -140 72,781
2018-04-19 2018-04-18 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock P - Purchase D 34.2524 -2,034 -70 6,990
2018-04-19 2018-04-18 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 34.2524 -2,066 -71 0
2018-03-22 2018-03-22 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 25.7875 2,000 52 3,200
2018-03-22 2018-03-21 4 Priest Jeffrey W GAM 5.95% Preferred Stock P - Purchase D 25.8000 1,200 31 1,200
2018-03-09 2018-03-09 4/A Majmudar Anang K. GAM Common Stock P - Purchase D 35.4500 243 9 2,248
2018-03-09 2018-03-09 4 Majmudar Anang K. GAM Common Stock P - Purchase D 35.4500 243 9 2,023
2018-02-09 2018-02-08 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 33.1400 2,000 66 23,383
2018-02-09 2018-02-08 4 Priest Jeffrey W GAM Common Stock P - Purchase D 33.1700 2,000 66 79,226
2018-02-09 2018-02-08 4 Majmudar Anang K. GAM Common Stock P - Purchase D 33.0900 225 7 2,005
2018-02-01 2017-12-29 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 6,689 56,732
2018-02-01 2017-12-29 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 4,902 37,309
2018-02-01 2017-12-29 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 7,306 61,557
2018-02-01 2017-12-29 5 RADOSTI DIANE G By Thrift Plan Trust GAM Common Stock J - Other I 16,632 166,175
2018-02-01 2017-12-29 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 2,353 8,955
2018-02-01 2017-12-29 5 Majmudar Anang K. GAM Common Stock J - Other D 33.5750 97 3 1,780
2018-02-01 2017-12-29 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 5,972 46,585
2018-02-01 2017-12-29 5 Stark Eugene S GAM Common Stock J - Other D 33.5750 395 13 5,098
2018-02-01 2017-12-29 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I -35,002 121,611
2018-02-01 2017-12-29 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 15,887 156,613
2018-02-01 2017-12-29 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 3,442 17,589
2018-02-01 2017-12-29 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 33.5750 4,500 151 53,405
2018-02-01 2017-12-29 5 Priest Jeffrey W By Nonprofit Trust GAM Common Stock J - Other I 33.5750 1,161 39 13,778
2018-02-01 2017-12-29 5 Priest Jeffrey W GAM Common Stock J - Other D 33.5750 3,287 110 77,226
2018-01-30 2017-12-29 5 DAVIDSON SPENCER GAM Common Stock J - Other D 33.5750 268 9 3,179
2018-01-30 2017-12-29 5 DAVIDSON SPENCER GAM Common Stock J - Other D 33.5750 97,203 3,264 1,162,547
2018-01-30 2017-12-29 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 33.5750 336 11 3,992
2018-01-30 2017-12-29 5 GORDAN JOHN D III GAM Common Stock J - Other D 33.5750 1,073 36 12,739
2018-01-30 2017-12-29 5 Gotbaum Betsy F. GAM Common Stock J - Other D 33.5750 216 7 2,559
2018-01-30 2017-12-29 5 TROUBH RAYMOND S GAM Common Stock J - Other D 33.5750 5,121 172 60,775
2018-01-30 2017-12-29 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 33.5750 5,778 194 68,565
2018-01-26 2017-12-29 5 BERENS RODNEY B GAM Common Stock J - Other D 33.5750 1,185 40 13,218
2018-01-26 2018-01-25 4 BERENS RODNEY B GAM Common Stock S - Sale D 36.1790 -4,000 -145 9,218
2017-12-26 2017-12-26 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.3500 600 16 11,250
2017-12-22 2017-12-22 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.3500 900 24 10,650
2017-12-21 2017-12-21 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 26.3060 500 13 3,750
2017-12-21 2017-12-20 4 DAVIDSON SPENCER GAM Common Stock P - Purchase D 34.1300 1,300 44 1,065,344
2017-12-18 2017-12-18 4 DAVIDSON SPENCER GAM Common Stock P - Purchase D 34.1786 5,000 171 1,064,044
2017-12-18 2017-12-15 4 DAVIDSON SPENCER GAM Common Stock P - Purchase D 33.8725 800 27 1,059,044
2017-12-18 2017-12-15 4 Stark Eugene S GAM Common Stock P - Purchase D 33.8800 700 24 4,703
2017-12-14 2017-12-14 4 DAVIDSON SPENCER GAM Common Stock P - Purchase D 33.6982 1,800 61 1,058,244
2017-12-14 2017-12-13 4 DAVIDSON SPENCER GAM Common Stock P - Purchase D 33.8250 400 14 1,056,444
2017-11-29 2017-11-28 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 33.4900 2,500 84 21,383
2017-11-29 2017-11-28 4 Priest Jeffrey W GAM Common Stock P - Purchase D 33.4980 2,500 84 73,939
2017-11-13 2017-11-10 4 Majmudar Anang K. GAM Common Stock P - Purchase D 33.1300 708 23 1,683
2017-10-02 2017-09-21 4 Priest Jeffrey W GAM Common Stock P - Purchase D 35.4525 1,000 35 71,439
2017-09-19 2017-09-15 4 Priest Jeffrey W GAM Common Stock P - Purchase D 35.2100 300 11 70,439
2017-08-07 2017-08-07 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 26.3500 250 7 3,250
2017-08-07 2017-08-07 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.3500 750 20 9,750
2017-07-03 2017-06-30 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 26.6000 250 7 3,000
2017-07-03 2017-06-30 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.6000 750 20 9,000
2017-05-18 2017-05-16 4 Priest Jeffrey W GAM Common Stock P - Purchase D 34.1827 1,500 51 70,139
2017-04-07 2017-04-06 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 33.5328 -2,000 -67 9,677
2017-04-07 2017-04-06 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 33.5328 -2,000 -67 6,419
2017-04-07 2017-04-06 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.5300 -8,000 -268 76,881
2017-04-07 2017-04-05 4 DAVIDSON SPENCER By Trust GAM Common Stock S - Sale I 33.5171 -700 -23 84,881
2017-04-07 2017-04-06 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 33.5300 -1,000 -34 2,066
2017-04-07 2017-04-06 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 33.5300 -3,000 -101 16,313
2017-04-07 2017-04-06 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 33.5300 -2,000 -67 2,748
2017-04-07 2017-04-05 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 33.5171 -208 -7 9,024
2017-04-07 2017-04-05 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAN Common Stock S - Sale D 33.5171 -492 -16 3,899
2017-04-05 2017-04-04 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.5500 -792 -27 85,581
2017-04-05 2017-04-03 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.4138 -3,500 -117 86,373
2017-04-05 2017-04-03 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 33.4138 -1,500 -50 4,391
2017-04-05 2017-04-04 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 33.5500 -792 -27 9,232
2017-04-05 2017-04-03 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 33.5281 -2,000 -67 10,024
2017-04-03 2017-03-31 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 33.5281 -1,300 -44 11,677
2017-04-03 2017-03-31 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 33.5281 -4,223 -142 11,487
2017-04-03 2017-03-30 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 33.4877 -8,800 -295 15,710
2017-04-03 2017-03-30 4 ALTSCHUL ARTHUR G JR Beneficiary GAM Common Stock S - Sale I 33.4877 -1,200 -40 4,908
2017-04-03 2017-03-31 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.5281 -1,000 -34 2,731
2017-04-03 2017-03-31 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.5281 -300 -10 527
2017-04-03 2017-03-31 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.5281 -3,000 -101 9,819
2017-04-03 2017-03-30 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.4877 -6,000 -201 12,819
2017-04-03 2017-03-31 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.5281 -1,223 -41 1,668
2017-04-03 2017-03-30 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.4877 -2,800 -94 2,891
2017-03-31 2017-03-31 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.5281 -10,523 -353 89,873
2017-03-31 2017-03-30 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.4877 -23,000 -770 100,396
2017-03-31 2017-03-31 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 33.5281 -300 -10 394
2017-03-31 2017-03-31 4 TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 GAM Common Stock S - Sale D 33.5281 -1,000 -34 1,844
2017-03-31 2017-03-31 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 33.5281 -800 -27 5,891
2017-03-31 2017-03-31 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 33.5281 -400 -13 546
2017-03-31 2017-03-31 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 33.5281 -1,500 -50 3,066
2017-03-31 2017-03-31 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 33.5281 -1,000 -34 12,024
2017-03-31 2017-03-30 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 33.4877 -2,000 -67 6,355
2017-03-31 2017-03-30 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 33.4877 -2,500 -84 5,025
2017-03-31 2017-03-30 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 33.4877 -4,500 -151 19,313
2017-03-31 2017-03-30 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 33.4877 -4,000 -134 4,748
2017-03-31 2017-03-30 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 33.4877 -1,200 -40 4,908
2017-03-30 2017-03-28 4 ALTSCHUL ARTHUR G JR As Trustee GAM Common Stock S - Sale I 33.3591 -615 -21 12,977
2017-03-30 2017-03-27 4 ALTSCHUL ARTHUR G JR As Trustee GAM Common Stock S - Sale I 33.2044 -1,428 -47 13,592
2017-03-30 2017-03-28 4 TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 GAM Common Stock S - Sale D 33.3591 -1,000 -33 2,844
2017-03-30 2017-03-28 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 33.3591 -1,000 -33 7,525
2017-03-30 2017-03-28 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 33.3591 -973 -32 23,813
2017-03-30 2017-03-28 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.5951 -3,588 -121 123,396
2017-03-30 2017-03-28 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 33.3591 -615 -21 8,419
2017-03-30 2017-03-27 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 33.2044 -1,028 -34 9,034
2017-03-30 2017-03-27 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.2044 -400 -13 827
2017-03-28 2017-03-27 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.2044 -2,455 -82 126,984
2017-03-28 2017-03-27 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 33.2044 -1,027 -34 24,786
2017-03-20 2017-03-17 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 33.6042 -300 -10 15,020
2017-03-20 2017-03-17 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 33.6042 -300 -10 10,062
2017-03-20 2017-03-17 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.6042 -2,300 -77 129,439
2017-03-20 2017-03-17 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 33.6042 -1,000 -34 4,566
2017-03-20 2017-03-17 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 33.6042 -1,000 -34 6,691
2017-03-17 2017-03-16 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.5600 -3,700 -124 131,739
2017-03-17 2017-03-15 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.4316 -5,750 -192 135,439
2017-03-17 2017-03-16 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 33.5600 -3,000 -101 13,024
2017-03-17 2017-03-15 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 33.4316 -1,000 -33 2,326
2017-03-17 2017-03-15 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 33.4316 -250 -8 694
2017-03-17 2017-03-15 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 33.4316 -1,500 -50 8,355
2017-03-17 2017-03-15 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 33.4316 -2,000 -67 6,108
2017-03-16 2017-03-16 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 33.5600 -700 -23 10,362
2017-03-16 2017-03-15 4 ALTSCHUL ARTHUR G JR Beneficiary GAM Common Stock S - Sale I 33.4316 -2,000 -67 6,108
2017-03-16 2017-03-15 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 33.4316 -1,000 -33 5,691
2017-03-16 2017-03-16 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 33.5600 -700 -23 10,362
2017-03-16 2017-03-15 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.4316 -1,000 -33 5,691
2017-03-14 2017-03-13 4/A ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 33.3700 -1,000 -33 3,731
2017-03-14 2017-03-13 4/A ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 33.3700 -1,000 -33 11,062
2017-03-14 2017-03-13 4/A ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 33.3700 -2,000 -67 18,819
2017-03-14 2017-03-13 4/A ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 33.3700 -1,000 -33 6,691
2017-03-14 2017-03-13 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.3700 -6,000 -200 141,189
2017-03-14 2017-03-13 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 33.3700 -1,000 -33 8,525
2017-03-14 2017-03-13 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.3700 -1,000 -33 6,691
2017-03-14 2017-03-13 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.3700 -2,000 -67 18,819
2017-03-14 2017-03-13 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 33.3700 -1,000 -33 11,062
2017-03-14 2017-03-13 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.3700 -1,000 -33 3,731
2017-03-03 2017-03-03 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 25.7900 250 6 2,750
2017-03-03 2017-03-03 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 25.7900 750 19 8,250
2017-02-15 2016-02-15 4 Grassi Craig Anthony By Custodian for Nephew GAM Common Stock S - Sale I 33.6001 -41 -1 0
2017-02-10 2016-12-30 5 BERENS RODNEY B GAM Common Stock J - Other D 31.3750 621 19 12,033
2017-02-10 2016-02-01 5 BERENS RODNEY B GAM Common Stock J - Other D 27.7500 23 1 11,412
2017-02-10 2016-12-30 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 5,662 40,613
2017-02-10 2016-12-30 5 Stark Eugene S GAM Common Stock J - Other D 31.3750 357 11 4,003
2017-02-10 2016-02-01 5 Stark Eugene S GAM Common Stock J - Other D 27.7500 13 0 3,646
2017-02-10 2016-12-30 5/A GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 31.3750 326 10 3,656
2017-02-10 2016-12-30 5/A GORDAN JOHN D III GAM Common Stock J - Other D 31.3750 1,042 33 11,666
2017-02-09 2016-12-30 5 Gotbaum Betsy F. GAM Common Stock J - Other D 31.3750 209 7 2,343
2017-02-09 2016-12-30 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 31.3750 326 10 3,656
2017-02-09 2016-12-30 5 GORDAN JOHN D III GAM Common Stock J - Other D 31.3750 1,052 33 11,676
2017-02-09 2016-12-30 5 TROUBH RAYMOND S GAM Common Stock J - Other D 31.3750 4,975 156 55,654
2017-02-09 2016-12-30 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 31.3750 5,612 176 62,787
2017-02-09 2016-12-30 5 Robinson Michael W. By Thrift Plan Trust GAM Common Stock J - Other I 3,984 24,692
2017-02-09 2016-12-30 5 CULLMAN LEWIS B GAM Common Stock J - Other D 31.3750 341 11 19,750
2017-02-09 2016-12-30 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 14,950 140,726
2017-02-06 2016-01-04 5 Neidich Daniel GAM Common Stock J - Other D -131,593 25,618
2017-02-03 2016-12-30 5/A Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 3,248 14,147
2017-02-03 2016-12-30 5/A Priest Jeffrey W By Nonprofit Trust GAM Common Stock J - Other I 31.3750 1,092 34 12,222
2017-02-03 2016-12-30 5/A Priest Jeffrey W GAM Common Stock J - Other D 31.3750 6,054 190 68,639
2017-02-03 2017-02-02 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.5000 -400 -13 147,189
2017-02-03 2017-02-02 4 Trust FBO James Wagner Altschul, U/A/D 08/20/1998 GAM Common Stock S - Sale D 32.5000 -400 -13 269
2017-02-03 2017-02-02 4 Priest Jeffrey W By Parent GAM 5.95% Preferred Stock P - Purchase I 25.6300 5,000 128 7,739
2017-02-02 2016-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 31.3750 260 8 2,911
2017-02-02 2016-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 31.3750 94,401 2,962 1,056,044
2017-02-02 2016-12-30 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 3,248 14,147
2017-02-02 2016-12-30 5 Priest Jeffrey W By Nonprofit Trust GAM Common Stock J - Other I 31.3750 1,092 34 12,222
2017-02-02 2016-12-30 5 Priest Jeffrey W GAM Common Stock J - Other D 31.3750 6,054 190 68,639
2017-02-02 2016-12-30 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 5,369 50,043
2017-02-02 2016-12-30 5 Grassi Craig Anthony By Custodian for Nephew GAM Common Stock J - Other I 31.3750 4 0 41
2017-02-02 2016-12-30 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 4,584 32,407
2017-02-02 2016-12-30 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 6,913 54,251
2017-02-02 2016-12-30 5 Majmudar Anang K. GAM Common Stock J - Other D 31.3750 90 3 975
2017-02-02 2016-12-30 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 2,307 6,602
2017-02-02 2016-12-30 5 RADOSTI DIANE G By Thrift Plan Trust GAM Common Stock J - Other I 15,632 149,543
2017-01-10 2017-01-09 4 Priest Jeffrey W By Nonprofit Trust GAM Common Stock P - Purchase I 31.7500 395 13 8,565
2016-12-14 2016-12-13 4 Priest Jeffrey W By Nonprofit Trust GAM 5.95% Preferred Stock P - Purchase I 25.6608 2,900 74 11,300
2016-12-14 2016-12-13 4 Priest Jeffrey W By Nonprofit Trust GAM 5.95% Preferred Stock P - Purchase I 26.1365 1,100 29 8,400
2016-12-12 2016-12-09 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 25.9744 11,113 289 93,645
2016-11-22 2016-11-21 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 25.9735 377 10 82,532
2016-11-16 2016-11-15 4 Priest Jeffrey W By Power of Attorney GAM 5.95% Perferred Stock P - Purchase I 25.9930 1,050 27 14,171
2016-11-16 2016-11-15 4 Priest Jeffrey W By Parent GAM 5.95% Preferred Stock P - Purchase I 25.9930 350 9 2,089
2016-11-16 2016-11-14 4 Priest Jeffrey W By Nonprofit Trust GAM 5.95% Preferred Stock P - Purchase I 25.9023 4,300 111 7,300
2016-11-16 2016-11-14 4 Priest Jeffrey W By Power of Attorney GAM Common Stock P - Purchase I 30.0800 4,500 135 48,905
2016-11-16 2016-11-14 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 30.0800 1,550 47 18,883
2016-11-16 2016-11-16 4 Priest Jeffrey W By Power of Attorney GAM 5.95% Preferred Stock P - Purchase I 25.9900 1,950 51 16,121
2016-11-16 2016-11-16 4 Priest Jeffrey W By Parent GAM 5.95% Preferred Stock P - Purchase I 25.9900 650 17 2,739
2016-11-10 2016-11-09 4 Priest Jeffrey W GAM Common Stock P - Purchase D 29.4400 900 26 62,585
2016-10-27 2016-10-24 4/A TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 GAM Common Stock J - Other D 31.9020 -2,000 -64 3,844
2016-10-27 2016-10-24 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 31.9020 -2,000 -64 8,108
2016-10-27 2016-10-26 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 31.7680 -2,000 -64 16,024
2016-10-27 2016-10-26 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.7680 -2,000 -64 147,589
2016-10-26 2016-10-24 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 31.9020 -2,000 -64 9,525
2016-10-26 2016-10-24 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 31.9020 -2,000 -64 9,855
2016-10-26 2016-10-24 4 TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 GAM Common Stock S - Sale D 31.9020 -2,000 -64 8,108
2016-10-26 2016-10-24 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.9020 -6,000 -191 149,589
2016-10-26 2016-10-24 4 ALTSCHUL ARTHUR G JR Beneficiary GAM Common Stock S - Sale I 31.9020 -2,000 -64 8,108
2016-10-12 2016-10-10 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 32.5875 -2,000 -65 8,748
2016-10-12 2016-10-10 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 32.5875 -1,000 -33 7,691
2016-10-12 2016-10-10 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 32.5875 -3,000 -98 25,813
2016-10-12 2016-10-10 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 32.5875 1,000 33 3,326
2016-10-12 2016-10-10 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 32.5875 -820 -27 0
2016-10-12 2016-10-10 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 32.5875 -1,000 -33 5,566
2016-10-12 2016-10-10 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.5875 -10,619 -346 155,589
2016-10-12 2016-10-10 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 32.5875 -1,000 -33 4,731
2016-10-12 2016-10-10 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 32.5875 -799 -26 0
2016-10-12 2016-10-10 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 32.5875 -1,000 -33 4,731
2016-10-12 2016-10-10 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 32.5875 -799 -26 0
2016-09-26 2016-09-22 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 32.9075 -1,000 -33 10,748
2016-09-26 2016-09-22 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 32.9075 -1,000 -33 8,691
2016-09-26 2016-09-22 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 32.9075 -1,000 -33 18,024
2016-09-26 2016-09-22 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 32.9075 -1,000 -33 6,566
2016-09-26 2016-09-22 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 32.9075 -1,000 -33 11,855
2016-09-26 2016-09-23 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.7900 -300 -10 166,208
2016-09-26 2016-09-22 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.9075 -6,000 -197 166,508
2016-09-26 2016-09-23 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 32.7900 -300 -10 799
2016-09-26 2016-09-22 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 32.9075 -1,000 -33 5,731
2016-09-26 2016-09-22 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 32.9075 -1,000 -33 5,731
2016-09-26 2016-09-23 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 32.7900 -300 -10 799
2016-09-22 2016-09-22 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.5000 750 20 7,500
2016-09-22 2016-09-21 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 26.5000 250 7 2,500
2016-09-20 2016-09-16 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 32.3000 -900 -29 7,566
2016-09-20 2016-09-16 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.3000 -1,900 -61 172,508
2016-09-20 2016-09-16 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 32.2988 -1,000 -32 6,731
2016-09-20 2016-09-16 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 32.2988 -1,000 -32 6,731
2016-09-07 2016-09-06 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.8000 750 20 6,750
2016-09-06 2016-09-02 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 26.8500 4,951 133 82,155
2016-08-19 2016-08-18 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 33.0233 -5,000 -165 19,024
2016-08-19 2016-08-18 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 33.0233 -10,000 -330 28,813
2016-08-19 2016-08-18 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.0233 -20,000 -660 174,408
2016-08-19 2016-08-18 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 33.0233 -5,000 -165 29,609
2016-08-19 2016-08-18 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.0233 -5,000 -165 20,819
2016-06-29 2016-06-23 4/A TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 31.3300 -4,000 -125 11,748
2016-06-29 2016-06-22 4/A TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 31.0085 -700 -22 15,748
2016-06-24 2016-06-23 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 31.3300 -2,000 -63 10,108
2016-06-24 2016-06-23 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 31.3300 -4,000 -125 24,024
2016-06-24 2016-06-22 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 31.0085 -2,500 -78 28,024
2016-06-24 2016-06-23 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 31.3300 4,000 125 11,748
2016-06-24 2016-06-22 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 31.0085 700 22 15,748
2016-06-24 2016-06-23 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 31.3300 -2,000 -63 9,691
2016-06-24 2016-06-23 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 31.3300 -4,406 -138 38,813
2016-06-24 2016-06-22 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 31.0085 -1,500 -47 43,219
2016-06-24 2016-06-23 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 31.3300 -1,000 -31 4,326
2016-06-24 2016-06-23 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.3300 -20,000 -627 194,408
2016-06-24 2016-06-22 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.0085 -5,600 -174 214,408
2016-06-24 2016-06-23 4 ALTSCHUL ARTHUR G JR Beneficiary GAM Common Stock S - Sale I 31.3320 -2,000 -63 10,108
2016-06-24 2016-06-23 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 31.3320 -500 -16 21,020
2016-06-24 2016-06-23 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 31.3320 -2,094 -66 34,609
2016-06-24 2016-06-22 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 31.0085 -900 -28 36,703
2016-06-24 2016-06-23 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 31.3320 -500 -16 1,227
2016-06-24 2016-06-23 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 31.3320 -1,185 -37 0
2016-06-24 2016-06-23 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 31.3320 -909 -28 0
2016-06-24 2016-06-22 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 31.0085 -900 -28 909
2016-06-22 2016-06-22 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 26.3150 250 7 2,250
2016-06-14 2016-06-13 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 31.1116 -1,200 -37 30,524
2016-06-14 2016-06-13 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.1116 -3,200 -100 220,008
2016-06-14 2016-06-13 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 31.1116 -2,000 -62 37,603
2016-06-14 2016-06-13 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 31.1116 -2,000 -62 1,809
2016-05-26 2016-05-24 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 30.8305 -3,000 -92 12,108
2016-05-26 2016-05-24 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 30.8305 -2,600 -80 16,448
2016-05-26 2016-05-24 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 30.8305 -2,000 -62 11,525
2016-05-26 2016-05-24 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 30.8305 -2,000 -62 12,855
2016-05-26 2016-05-24 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 30.8305 -14,600 -450 223,208
2016-05-25 2016-05-24 4 ALTSCHUL ARTHUR G JR Beneficiary GAM Common Stock S - Sale I 30.8305 -3,000 -92 12,108
2016-05-25 2016-05-24 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 30.8305 -5,000 -154 39,603
2016-05-25 2016-05-24 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 30.8305 -1,000 -31 1,099
2016-05-25 2016-05-24 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 30.8305 -2,000 -62 1,185
2016-05-25 2016-05-24 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 30.8305 -2,000 -62 3,809
2016-05-19 2016-05-16 4/A DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 30.6500 -400 -12 237,808
2016-05-18 2016-05-16 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 30.6500 -400 -12 237,808
2016-05-18 2016-05-18 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.7300 750 20 6,000
2016-05-18 2016-05-17 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 26.7500 250 7 2,000
2016-05-18 2016-05-16 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 30.6500 -400 -12 44,603
2016-05-18 2016-05-16 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 30.6500 -400 -12 5,809
2016-04-29 2016-04-27 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 31.8924 -2,000 -64 19,048
2016-04-29 2016-04-27 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 31.8924 -2,000 -64 31,724
2016-04-29 2016-04-28 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 31.6533 -600 -19 44,719
2016-04-29 2016-04-27 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 31.8924 -1,660 -53 45,319
2016-04-29 2016-04-28 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 31.6533 -600 -19 15,108
2016-04-29 2016-04-28 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.6533 -1,200 -38 238,208
2016-04-29 2016-04-27 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.8924 -8,160 -260 239,408
2016-04-29 2016-04-28 4 ALTSCHUL ARTHUR G JR Beneficiary GAM Common Stock S - Sale I 31.6533 -600 -19 15,108
2016-04-28 2016-04-27 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 31.8924 -2,500 -80 45,003
2016-04-28 2016-04-26 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 31.7518 -2,500 -79 47,503
2016-04-28 2016-04-27 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 31.8924 -1,000 -32 7,691
2016-04-28 2016-04-26 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 31.7518 -1,000 -32 8,691
2016-04-28 2016-04-27 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 31.8924 -500 -16 3,185
2016-04-28 2016-04-26 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 31.7518 -500 -16 3,685
2016-04-28 2016-04-27 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 31.8924 -1,000 -32 6,209
2016-04-28 2016-04-26 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 31.7518 -1,000 -32 7,209
2016-04-27 2016-04-26 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 31.7518 -2,000 -64 33,724
2016-04-27 2016-04-26 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 31.7518 -2,000 -64 21,048
2016-04-27 2016-04-26 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 31.7518 -2,340 -74 46,979
2016-04-27 2016-04-26 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.7518 8,840 281 247,568
2016-04-26 2016-04-22 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 31.7550 -200 -6 49,319
2016-04-26 2016-04-22 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.7550 -400 -13 256,408
2016-04-26 2016-04-22 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 31.7550 -200 -6 50,003
2016-04-26 2016-04-22 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 31.7550 -200 -6 8,209
2016-04-20 2016-04-19 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 31.6156 -3,000 -95 50,203
2016-04-20 2016-04-18 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 31.5000 -1,000 -32 53,203
2016-04-20 2016-04-19 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 31.6156 -1,500 -47 4,185
2016-04-20 2016-04-18 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 31.5000 -500 -16 5,685
2016-04-20 2016-04-19 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 31.6156 -1,500 -47 8,409
2016-04-20 2016-04-18 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 31.5000 -500 -16 9,909
2016-04-19 2016-04-19 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.6156 -3,000 -95 256,808
2016-04-19 2016-04-18 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 31.5000 -1,000 -32 259,808
2016-03-15 2016-03-14 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock A - Award I 27.1000 250 7 1,750
2016-03-15 2016-03-14 4 Stark Eugene S GAM 5.95% Preferred Stock A - Award D 27.1500 750 20 5,250
2016-02-11 2015-12-30 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 30.8100 2,057 63 57,175
2016-02-11 2015-12-30 5 BERENS RODNEY B GAM Common Stock J - Other D 30.8100 546 17 15,189
2016-02-10 2015-12-03 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 3,425 47,338
2016-02-10 2015-12-31 5 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock J - Other I 1,708 4,295
2016-02-10 2015-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 2,417 27,823
2016-02-10 2015-12-30 5 Grassi Craig Anthony By Custodian for Nephew GAM Common Stock J - Other I 30.8100 1 0 37
2016-02-10 2015-12-31 5 Robinson Michael W. By Thrift Plan Trust GAM Common Stock J - Other I 2,292 20,708
2016-02-10 2015-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 2,887 44,674
2016-02-10 2015-12-31 5 LoBello Maureen Ellen By Thrift Plan Trust GAM Common Stock J - Other I 2,566 35,643
2016-02-10 2015-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 6,206 125,776
2016-02-10 2015-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 2,084 10,899
2016-02-10 2015-12-30 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 30.8100 1,598 49 44,405
2016-02-10 2015-12-30 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 30.8100 624 19 17,333
2016-02-10 2015-12-30 5 Priest Jeffrey W GAM Common Stock J - Other D 30.8100 2,112 65 58,685
2016-02-10 2015-12-30 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 30.8100 119 4 3,330
2016-02-10 2015-12-30 5 GORDAN JOHN D III GAM Common Stock J - Other D 30.8100 381 12 10,624
2016-02-10 2015-12-31 5 RADOSTI DIANE G By Thrift Plan Trust GAM Common Stock J - Other I 6,402 133,911
2016-02-10 2015-12-30 5 Gotbaum Betsy F. GAM Common Stock J - Other D 30.8100 77 2 2,134
2016-02-10 2015-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 2,959 34,951
2016-02-10 2015-12-30 5 Stark Eugene S GAM Common Stock J - Other D 30.8100 132 4 3,633
2016-02-10 2015-12-30 5 Neidich Daniel By Trusts GAM Common Stock J - Other I 30.8100 4,734 146 131,593
2016-02-10 2015-12-30 5 CULLMAN LEWIS B GAM Common Stock J - Other D 30.8100 698 22 19,409
2016-02-10 2015-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 30.8100 95 3 2,651
2016-02-10 2015-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 30.8100 34,601 1,066 961,643
2016-02-10 2016-02-09 4 Priest Jeffrey W GAM Common Stock P - Purchase D 27.3500 3,000 82 61,685
2016-01-06 2016-01-06 4 BERENS RODNEY B GAM Common Stock S - Sale D 30.8249 -3,800 -117 10,843
2015-12-07 2015-12-04 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 26.2500 250 7 1,500
2015-12-07 2015-12-04 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.2500 750 20 4,500
2015-10-07 2015-10-06 4 Priest Jeffrey W GAM Common Stock P - Purchase D 32.1000 103 3 56,573
2015-10-07 2015-10-06 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 32.1700 1,000 32 16,709
2015-10-07 2015-10-06 4 Priest Jeffrey W By Power of Attorney GAM Common Stock P - Purchase I 32.1700 4,000 129 42,807
2015-09-03 2015-09-02 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 26.1919 11,200 293 77,204
2015-08-26 2015-08-25 4 DAVIDSON SPENCER GAM Common Stock P - Purchase D 31.2461 16,481 515 927,042
2015-08-24 2015-08-21 4 DAVIDSON SPENCER GAM Common Stock P - Purchase D 32.6493 4,218 138 910,561
2015-08-24 2015-08-21 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 32.6500 849 28 15,709
2015-08-24 2015-08-21 4 Priest Jeffrey W By Power of Attorney GAM Common Stock P - Purchase I 32.6500 2,549 83 38,807
2015-08-21 2015-08-21 4 Stark Eugene S GAM Common Stock P - Purchase D 32.6700 500 16 3,501
2015-08-19 2015-08-18 4 Priest Jeffrey W GAM Commom Stock P - Purchase D 34.3488 2,500 86 56,470
2015-07-29 2015-07-28 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 34.1220 -500 -17 6,185
2015-07-29 2015-07-28 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.1220 -200 -7 2,099
2015-07-29 2015-07-28 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.1220 -400 -14 1,727
2015-07-29 2015-07-28 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 34.1220 -500 -17 25,819
2015-07-29 2015-07-28 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.1220 -1,000 -34 9,691
2015-07-29 2015-07-28 4 TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 GAM Common Stock S - Sale D 34.1220 -1,000 -34 3,844
2015-07-29 2015-07-28 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 34.1220 -1,000 -34 5,326
2015-07-29 2015-07-28 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.1220 -6,600 -225 260,808
2015-07-29 2015-07-28 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.1220 -1,000 -34 10,409
2015-07-29 2015-07-28 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 34.1220 -1,000 -34 12,062
2015-07-29 2015-07-28 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 34.1220 -1,400 -48 21,520
2015-07-29 2015-07-28 4 ALTSCHUL ARTHUR G JR Ttee/Beneficiary GAM Common Stock S - Sale I 34.1220 -3,200 -109 54,203
2015-07-24 2015-07-23 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 34.6900 900 31 14,860
2015-07-24 2014-07-23 4 Priest Jeffrey W By Power of Attorney GAM Common Stock P - Purchase I 34.6900 4,100 142 36,258
2015-07-17 2015-07-15 4/A ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 34.9558 -2,000 -70 22,920
2015-07-17 2015-07-15 4/A TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 34.9558 -4,000 -140 35,724
2015-07-17 2015-07-17 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 34.9558 -4,000 -140 35,724
2015-07-17 2015-07-15 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 34.9558 -2,000 -70 7,731
2015-07-17 2015-07-15 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.9558 -6,000 -210 267,408
2015-07-17 2015-07-15 4 ALTSCHUL ARTHUR G JR Trustee is a Director GAM Common Stock S - Sale I 34.9558 -2,000 -70 22,920
2015-07-15 2015-07-13 4 ALTSCHUL ARTHUR G JR Trust Beneficiary GAM Common Stock S - Sale I 34.8042 -3,700 -129 15,708
2015-07-15 2015-07-13 4 ALTSCHUL ARTHUR G JR TTEE is a Director GAM Common Stock S - Sale I 34.8042 -800 -28 24,920
2015-07-15 2015-07-13 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 34.8042 -2,300 -80 57,403
2015-07-15 2015-07-10 4 ALTSCHUL ARTHUR G JR TTEE is a Director GAM Common Stock S - Sale I 34.4594 -3,000 -103 25,720
2015-07-15 2015-07-10 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 34.4594 -3,000 -103 13,062
2015-07-15 2015-07-14 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 34.9418 -5,668 -198 49,519
2015-07-15 2015-07-13 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 34.8042 -1,400 -49 6,685
2015-07-15 2015-07-13 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.8042 -900 -31 2,299
2015-07-15 2015-07-13 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.8042 -800 -28 2,127
2015-07-15 2015-07-13 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 34.8042 -2,700 -94 14,855
2015-07-15 2015-07-13 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 34.8042 -2,600 -90 13,525
2015-07-15 2015-07-13 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 34.8042 -3,700 -129 15,708
2015-07-15 2015-07-13 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 34.8042 -3,100 -108 6,326
2015-07-15 2015-07-14 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 34.9418 -3,000 -105 8,466
2015-07-15 2015-07-14 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.9418 -8,668 -303 273,408
2015-07-15 2015-07-13 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.8042 -20,000 -696 282,076
2015-07-15 2015-07-13 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 34.8042 -4,800 -167 23,048
2015-07-13 2015-07-10 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 34.4594 -3,000 -103 39,724
2015-07-13 2015-07-09 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 34.3678 -426 -15 27,848
2015-07-13 2015-07-10 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 34.4594 -5,000 -172 55,187
2015-07-13 2015-07-09 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 34.3678 -1,000 -34 17,555
2015-07-13 2015-07-09 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 34.3678 -1,000 -34 16,125
2015-07-13 2015-07-09 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 34.3678 -1,000 -34 11,466
2015-07-13 2015-07-10 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.4594 -11,000 -379 302,076
2015-07-13 2015-07-09 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.3678 -3,426 -118 313,076
2015-07-09 2015-07-07 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 34.7607 -1,574 -55 28,274
2015-07-09 2015-07-07 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.7607 -1,574 -55 316,502
2015-07-08 2015-07-07 4 Priest Jeffrey W GAM Common Stock P - Purchase D 34.7799 2,500 87 53,970
2015-07-07 2015-07-02 4/A ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 34.7005 -5,000 -174 59,703
2015-07-07 2015-07-01 4/A ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 34.8800 -1,000 -35 64,703
2015-07-07 2015-07-06 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 34.5537 -230 -8 18,555
2015-07-07 2015-07-06 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 34.5537 -200 -7 17,125
2015-07-07 2015-07-06 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.5537 -430 -15 318,076
2015-07-06 2015-07-02 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.7005 -3,000 -104 11,409
2015-07-06 2015-07-01 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.8800 -1,000 -35 14,409
2015-07-06 2015-07-02 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 34.7005 -1,000 -35 29,848
2015-07-06 2015-07-02 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 34.7005 -3,000 -104 60,187
2015-07-06 2015-07-02 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 34.7005 -2,000 -69 8,085
2015-07-06 2015-07-02 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.7005 -9,000 -312 318,506
2015-07-06 2015-07-02 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 34.7005 -5,000 -174 59,703
2015-07-06 2015-07-01 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 34.8800 -1,000 -35 54,703
2015-07-02 2015-07-01 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.8800 -1,000 -35 327,506
2015-07-02 2015-07-02 4 Stark Eugene S GAM Common Stock P - Purchase D 34.7200 440 15 3,001
2015-07-02 2015-07-02 4 Priest Jeffrey W GAM Common Stock P - Purchase D 34.7000 2,000 69 51,470
2015-06-30 2015-06-29 4 Stark Eugene S GAM Common Stock P - Purchase D 36.6400 1,000 37 2,561
2015-06-18 2015-06-17 4 Priest Jeffrey W GAM Common Stock P - Purchase D 35.4699 800 28 49,470
2015-06-15 2015-06-15 4 Priest Jeffrey W GAM Common Stock P - Purchase D 35.3000 3,200 113 48,670
2015-06-10 2015-06-10 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 26.1400 250 7 1,250
2015-06-10 2015-06-10 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.1400 750 20 3,750
2015-06-09 2015-06-09 4 Majmudar Anang K. GAM Common Stock P - Purchase D 35.1000 885 31 885
2015-05-27 2015-05-22 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 35.9153 -1,000 -36 19,408
2015-05-27 2015-05-22 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.9153 -3,000 -108 328,506
2015-05-26 2015-05-22 4 ALTSCHUL ARTHUR G JR Beneficiary GAM Common Stock S - Sale I 35.9153 -1,000 -36 19,408
2015-05-26 2015-05-22 4 ALTSCHUL ARTHUR G JR Trustee/Beneficiary GAM Common Stock S - Sale I 35.9153 -2,000 -72 65,703
2015-05-26 2015-05-22 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 35.9153 -2,000 -72 15,409
2015-04-23 2015-04-22 4 DAVIDSON SPENCER By Trusts GAM Common Stock D - Sale to Issuer I 35.3952 -5,000 -177 331,506
2015-04-23 2015-04-22 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 35.3952 -5,000 -177 67,703
2015-04-23 2015-04-22 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 35.3952 -5,000 -177 17,409
2015-03-10 2015-03-10 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 26.1500 900 24 3,000
2015-02-18 2014-04-25 4/A TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock J - Other D 36.4369 2,000 73 10,246
2015-02-18 2014-04-25 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 36.4369 -2,000 -73 17,325
2015-02-13 2014-12-31 5/A Robinson Michael W. By Thrift Plan Trust GAM Common Stock J - Other I 3,116 18,416
2015-01-30 2014-12-30 5 Neidich Daniel By Trusts GAM Common Stock J - Other I 35.2100 11,470 404 126,859
2015-01-30 2014-12-30 5 Neidich Daniel GAM Common Stock J - Other D 35.2100 2,316 82 25,616
2015-01-27 2014-12-30 5 CULLMAN LEWIS B GAM Common Stock J - Other D 35.2100 1,692 60 18,711
2015-01-27 2014-12-30 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 35.2100 290 10 3,211
2015-01-27 2014-12-30 5 GORDAN JOHN D III GAM Common Stock J - Other D 35.2100 290 10 10,243
2015-01-27 2014-12-30 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 35.2100 4,988 176 55,118
2015-01-27 2014-12-30 5 Gotbaum Betsy F. GAM Common Stock J - Other D 35.2100 185 7 2,057
2015-01-27 2014-12-30 5 BERENS RODNEY B GAM Common Stock J - Other D 35.2100 550 19 14,643
2015-01-27 2014-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 35.2100 231 8 2,556
2015-01-27 2014-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 35.2100 81,947 2,885 906,343
2015-01-22 2014-12-31 5 RADOSTI DIANE G By Thrift Plan Trust GAM Common Stock J - Other I 724 127,509
2015-01-22 2014-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 3,572 25,406
2015-01-22 2014-12-30 5 Grassi Craig Anthony By Custodian for Nephew GAM Common Stock J - Other I 35.2100 3 0 35
2015-01-22 2014-12-31 5 Robinson Michael W. By Thrift Plan Trust GAM Common Stock J - Other I 3,116 18,416
2015-01-22 2014-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 2,445 8,815
2015-01-22 2014-12-30 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 35.2100 2,907 102 32,158
2015-01-22 2014-12-30 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 35.2100 1,262 44 13,960
2015-01-22 2014-12-30 5 Priest Jeffrey W GAM Common Stock J - Other D 35.2100 4,111 145 45,470
2015-01-22 2014-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 4,505 31,992
2015-01-22 2014-12-30 5 Stark Eugene S GAM Common Stock J - Other D 35.2100 142 5 1,561
2015-01-22 2014-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 12,421 119,570
2015-01-16 2014-12-31 5 Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 4,933 41,787
2015-01-16 2014-12-31 5/A Genid Linda J By Thrift Plan Trust GAM Common Stock J - Other I 4,933 41,787
2015-01-16 2014-12-31 5 LoBello Maureen Ellen By Thrift Plan Trust GAM Common Stock J - Other I 4,148 33,077
2015-01-16 2014-12-31 5 Lynch Sally A By Thrift Plan Trust GAm Common Stock J - Other I 5,571 43,913
2015-01-16 2015-01-15 4 Genid Linda J By Custodian for Daughter GAM 5.95% Preferred Stock J - Other I 26.1900 120 3 120
2015-01-09 3 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock I 5,174
2015-01-09 3 Majmudar Anang K. By Thrift Plan Trust GAM Common Stock I 5,174
2014-12-11 2014-12-09 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 25.7500 300 8 1,000
2014-10-16 2014-10-15 4 Priest Jeffrey W By Power of Attorney GAM Common Stock P - Purchase I 34.6433 3,225 112 29,251
2014-10-16 2014-10-15 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 34.6433 1,075 37 12,698
2014-10-15 2014-10-14 4 Priest Jeffrey W By Power of Attorney GAM Common Stock P - Purchase I 34.8130 550 19 26,026
2014-10-15 2014-10-14 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 34.8130 150 5 11,623
2014-10-15 2014-10-14 4 Priest Jeffrey W GAM Common Stock P - Purchase D 34.8176 3,000 104 41,359
2014-09-25 2014-09-24 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 37.4630 -2,000 -75 10,691
2014-09-25 2014-09-24 4 ALTSCHUL ARTHUR G JR Trustee and Beneficiary GAM Common Stock S - Sale I 37.4630 -2,000 -75 72,703
2014-09-24 2014-09-24 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 37.4630 -2,000 -75 336,506
2014-09-18 2014-09-17 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 37.8197 -3,000 -113 338,506
2014-09-17 2014-09-17 4 ALTSCHUL ARTHUR G JR Ttee/Beneficiary GAM Common Stock S - Sale I 37.8197 -3,000 -113 74,703
2014-09-17 2014-09-17 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 37.8197 -3,000 -113 26,319
2014-09-10 2014-09-09 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 37.8300 -328 -12 341,506
2014-09-10 2014-09-09 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 37.8300 -328 -12 77,703
2014-09-10 2014-09-08 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 37.9651 -2,672 -101 78,031
2014-09-10 2014-09-09 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 37.8300 -328 -12 29,319
2014-09-10 2014-09-08 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 37.9651 -2,672 -101 29,647
2014-09-09 2014-09-08 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 37.9651 -2,672 -101 341,834
2014-08-27 2014-08-01 4/A VON REIS SIRI GAM Common Stock S - Sale D 36.2700 -146 -5 0
2014-08-27 2014-08-25 4 ALTSCHUL ARTHUR G JR Trust Beneficiary GAM Common Stock S - Sale I 38.0996 -1,000 -38 20,408
2014-08-27 2014-08-25 4 ALTSCHUL ARTHUR G JR TTEE is a Director GAM Common Stock S - Sale I 38.0996 -2,000 -76 28,720
2014-08-27 2014-08-25 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 38.0996 -2,000 -76 16,062
2014-08-26 2014-08-25 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 38.0996 -1,000 -38 20,408
2014-08-26 2014-08-25 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 38.0996 -3,000 -114 344,506
2014-08-06 2014-08-05 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 36.4369 -3,000 -109 19,325
2014-08-06 2014-08-05 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 36.4369 -3,000 -109 18,785
2014-08-06 2014-08-05 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 36.4369 -6,000 -219 347,506
2014-08-01 2014-08-01 4 ALTSCHUL ARTHUR G JR POA for beneficial owner GAM Common Stock S - Sale I 36.2700 -146 -5 0
2014-08-01 2014-07-31 4 ALTSCHUL ARTHUR G JR POA for Beneficial Owner GAM Common Stock S - Sale I 36.5613 -1,604 -59 146
2014-08-01 2014-07-31 4 VON REIS SIRI GAM Common Stock S - Sale D 36.5613 -1,604 -59 146
2014-07-14 2014-07-10 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 36.7818 -2,000 -74 21,408
2014-07-14 2014-07-10 4 TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 GAM Common Stock S - Sale D 36.7818 -500 -18 4,844
2014-07-14 2014-07-10 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 36.7818 -1,000 -37 22,325
2014-07-14 2014-07-10 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 36.7818 -1,300 -48 21,785
2014-07-14 2014-07-10 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 36.7818 -6,900 -254 353,506
2014-07-14 2014-07-10 4 ALTSCHUL ARTHUR G JR Trustee GAM Common Stock S - Sale I 36.7818 -2,100 -77 30,720
2014-07-14 2014-07-10 4 ALTSCHUL ARTHUR G JR Trust beneficiary GAM Common Stock S - Sale I 36.7818 -2,000 -74 21,408
2014-07-14 2014-07-10 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 36.1818 -600 -22 2,927
2014-07-14 2014-07-10 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 36.7818 -1,500 -55 9,731
2014-07-01 2014-06-30 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 36.8080 -1,000 -37 23,325
2014-07-01 2014-06-30 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 36.8080 -1,000 -37 360,406
2014-06-19 2014-06-19 4 LoBello Maureen Ellen By Mother's Trust Account GAM 5.95% Preferred Stock S - Sale I 25.0600 -900 -23 0
2014-06-19 2014-06-19 4 LoBello Maureen Ellen By Mother's Trust Account GAM 5.95 % Preferred Stock S - Sale I 25.0700 -600 -15 900
2014-06-19 2014-06-19 4 LoBello Maureen Ellen By Mother's Trust Account GAM Common Stock S - Sale I 36.9579 -1,700 -63 0
2014-06-02 2014-05-29 4/A TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 35.6100 -1,000 -36 23,085
2014-06-02 2014-05-29 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 35.6500 -2,000 -71 23,408
2014-06-02 2014-05-29 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 35.6100 1,000 36 23,085
2014-06-02 2014-05-29 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.6100 -1,000 -36 361,406
2014-06-02 2014-05-29 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.6500 -2,000 -71 362,406
2014-05-27 2014-05-22 4 ALTSCHUL ARTHUR G JR Director is a Director GAM Common Stock S - Sale I 35.3176 -88,050 -3,110 0
2014-05-27 2014-05-22 4 Overbrook Foundation GAM Common Stock S - Sale D 35.3176 -88,050 -3,110 0
2014-05-22 2014-05-21 4 ALTSCHUL ARTHUR G JR Director is a Director GAM Common Stock S - Sale I 35.2506 -45,550 -1,606 88,050
2014-05-22 2014-05-20 4 ALTSCHUL ARTHUR G JR Director is a Director GAM Common Stock S - Sale I 35.2800 -500 -18 133,600
2014-05-22 2014-05-21 4 Overbrook Foundation GAM Common Stock S - Sale D 35.2506 -45,550 -1,606 88,050
2014-05-22 2014-05-20 4 Overbrook Foundation GAM Common Stock S - Sale D 35.2800 -500 -18 133,600
2014-05-21 2014-05-20 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 35.3383 -423 -15 42,724
2014-05-21 2014-05-19 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 35.4021 -1,577 -56 43,147
2014-05-21 2014-05-20 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 35.3383 -212 -7 7,426
2014-05-21 2014-05-19 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 35.4021 -788 -28 7,638
2014-05-21 2014-05-20 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 35.3383 -212 -7 12,466
2014-05-21 2014-05-19 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 35.4021 -788 -28 12,678
2014-05-21 2014-05-20 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.3383 -847 -30 364,406
2014-05-21 2014-05-19 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.4021 -3,153 -112 365,253
2014-05-16 2014-05-14 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.7083 -1,199 -43 368,406
2014-05-15 2014-05-14 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 35.7083 -391 -14 25,408
2014-05-15 2014-05-14 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 35.7083 -391 -14 24,325
2014-05-15 2014-05-14 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 35.7083 -417 -15 24,085
2014-05-15 2014-05-14 4 ALTSCHUL ARTHUR G JR Trust Beneficiary GAM Common Stock S - Sale I 35.7083 -391 -14 25,408
2014-05-06 2014-05-02 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 35.7400 -50 -2 45,985
2014-05-06 2014-05-05 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 35.5796 -1,261 -45 44,724
2014-05-06 2014-05-05 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 35.5796 -629 -22 13,466
2014-05-06 2014-05-05 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.5796 -3,314 -118 369,605
2014-05-06 2014-05-02 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.7400 -100 -4 372,919
2014-05-06 2014-05-05 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 35.5796 -1,424 -51 80,703
2014-05-06 2014-05-02 4 ALTSCHUL ARTHUR G JR TTEE/Beneficiary GAM Common Stock S - Sale I 35.7400 -50 -2 82,127
2014-05-06 2014-05-05 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.5796 -1,124 -40 32,319
2014-05-06 2014-05-02 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.7400 -50 -2 33,443
2014-05-06 2014-05-05 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.5796 -300 -11 10,085
2014-05-02 2014-04-25 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 35.2800 -2,000 -71 8,426
2014-05-02 2014-04-25 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.2800 -2,000 -71 373,019
2014-04-29 2014-04-29 4 Gotbaum Betsy F. GAM Common Stock P - Purchase D 35.5300 1,400 50 1,861
2014-03-11 2014-03-07 4 ALTSCHUL ARTHUR G JR Director is a Director GAM Common Stock S - Sale I 35.0744 -2,795 -98 134,100
2014-03-11 2014-03-07 4 ALTSCHUL ARTHUR G JR Director has POA for owner GAM Common Stock S - Sale I 35.0744 -325 -11 1,750
2014-03-11 2014-03-07 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 35.0744 -3,370 -118 32,820
2014-03-11 2014-03-07 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 35.0744 -5,908 -207 82,177
2014-03-11 2014-03-06 4 ALTSCHUL ARTHUR G JR Director is a Director GAM Common Stock S - Sale I 35.1320 -2,520 -89 136,895
2014-03-11 2014-03-06 4 ALTSCHUL ARTHUR G JR Director has POA for owner GAM Common Stock S - Sale I 35.1320 -287 -10 2,075
2014-03-11 2014-03-06 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 35.1320 -3,015 -106 36,190
2014-03-11 2014-03-06 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 35.1320 -5,290 -186 88,085
2014-03-11 2014-03-07 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.0744 -1,153 -40 12,691
2014-03-11 2014-03-06 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.1320 -1,030 -36 13,844
2014-03-11 2014-03-07 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.0744 -2,000 -70 33,493
2014-03-11 2014-03-06 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.1320 -1,790 -63 35,493
2014-03-11 2014-03-07 4 VON REIS SIRI GAM Common Stock S - Sale D 35.0744 -325 -11 1,750
2014-03-11 2014-03-06 4 VON REIS SIRI GAM Common Stock S - Sale D 35.1320 -287 -10 2,075
2014-03-11 2014-03-07 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.0744 -355 -12 3,527
2014-03-11 2014-03-06 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.1320 -320 -11 3,882
2014-03-11 2014-03-07 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.0744 -1,400 -49 11,231
2014-03-11 2014-03-06 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.1320 -1,250 -44 12,631
2014-03-11 2014-03-07 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.0744 -295 -10 3,199
2014-03-11 2014-03-06 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.1320 -265 -9 3,494
2014-03-11 2014-03-07 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.0744 -860 -30 10,385
2014-03-11 2014-03-06 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.1320 -770 -27 11,245
2014-03-11 2014-03-07 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 35.0744 -1,615 -57 18,062
2014-03-11 2014-03-06 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 35.1320 -1,445 -51 19,677
2014-03-11 2014-03-07 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 35.0744 -1,600 -56 22,409
2014-03-11 2014-03-06 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 35.1320 -1,435 -50 24,009
2014-03-11 2014-03-07 4 Overbrook Foundation GAM Common Stock S - Sale D 35.0744 -2,795 -98 134,100
2014-03-11 2014-03-06 4 Overbrook Foundation GAM Common Stock S - Sale D 35.1320 -2,520 -89 136,895
2014-03-10 2014-03-07 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 35.0744 -275 -10 946
2014-03-10 2014-03-07 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 35.0744 -280 -10 944
2014-03-10 2014-03-07 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 35.0744 -270 -9 820
2014-03-10 2014-03-07 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 35.0744 -2,050 -72 30,848
2014-03-10 2014-03-07 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 35.0744 -1,360 -48 11,691
2014-03-10 2014-03-07 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 35.0744 -2,645 -93 63,187
2014-03-10 2014-03-07 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 35.0744 -1,210 -42 10,426
2014-03-10 2014-03-07 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 35.0744 -2,215 -78 46,035
2014-03-10 2014-03-07 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 35.0744 -1,235 -43 14,095
2014-03-10 2014-03-07 4 Siri von Reis 2012 Family Trust GAM Common Stock S - Sale D 35.0744 -639 -22 0
2014-03-10 2014-03-07 4 Trust FBO James Wagner Altschul, U/A/D 08/20/1998 GAM Common Stock S - Sale D 35.0744 -250 -9 669
2014-03-10 2014-03-07 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.0744 -21,707 -761 375,019
2014-03-07 2014-03-06 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 35.1320 -250 -9 1,221
2014-03-07 2014-03-05 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 35.1152 -1,794 -63 1,471
2014-03-07 2014-03-06 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 35.1320 -250 -9 1,224
2014-03-07 2014-03-05 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 35.1152 -1,463 -51 1,474
2014-03-07 2014-03-06 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 35.1320 -245 -9 1,090
2014-03-07 2014-03-05 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 35.1152 -2,070 -73 1,335
2014-03-07 2014-03-06 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 35.1320 -1,835 -64 32,898
2014-03-07 2014-03-05 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 35.1152 -2,005 -70 34,733
2014-03-07 2014-03-06 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 35.1320 -1,220 -43 13,051
2014-03-07 2014-03-05 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 35.1152 -1,330 -47 14,271
2014-03-07 2014-03-06 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 35.1320 -2,370 -83 65,832
2014-03-07 2014-03-05 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 35.1152 -2,590 -91 68,202
2014-03-07 2014-03-06 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 35.1320 -1,080 -38 11,636
2014-03-07 2014-03-05 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 35.1152 -1,180 -41 12,716
2014-03-07 2014-03-06 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 35.1320 -1,990 -70 48,250
2014-03-07 2014-03-05 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 35.1152 -2,175 -76 50,240
2014-03-07 2014-03-06 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 35.1320 -1,105 -39 15,330
2014-03-07 2014-03-05 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 35.1152 -1,205 -42 16,435
2014-03-07 2014-03-06 4 Siri von Reis 2012 Family Trust GAM Common Stock S - Sale D 35.1320 -1,810 -64 639
2014-03-07 2014-03-05 4 Siri von Reis 2012 Family Trust GAM Common Stock S - Sale D 35.1152 -1,980 -70 2,449
2014-03-07 2014-03-06 4 Trust FBO James Wagner Altschul, U/A/D 08/20/1998 GAM Common Stock S - Sale D 35.1320 -225 -8 919
2014-03-07 2014-03-05 4 Trust FBO James Wagner Altschul, U/A/D 08/20/1998 GAM Common Stock S - Sale D 35.1152 -245 -9 1,144
2014-03-07 2014-03-06 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.1320 -20,685 -727 396,726
2014-03-07 2014-03-05 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.1152 -48,256 -1,695 417,411
2014-03-06 2014-03-05 4 Grassi Craig Anthony By Spouse GAM 5.95% Preferred Stock P - Purchase I 25.2700 350 9 350
2014-03-06 2014-03-05 4 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 35.1152 -848 -30 0
2014-03-06 2014-03-05 4 ALTSCHUL ARTHUR G JR Director is a Director GAM Common Stock S - Sale I 35.1152 -2,750 -97 139,415
2014-03-06 2014-03-05 4 ALTSCHUL ARTHUR G JR Director has POA for owner GAM Common Stock S - Sale I 35.1152 -540 -19 2,362
2014-03-06 2014-03-05 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 35.1152 -22,204 -780 39,205
2014-03-06 2014-03-05 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 35.1152 -7,166 -252 93,375
2014-03-06 2014-03-04 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 35.1067 -991 -35 61,409
2014-03-06 2014-03-04 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 35.1067 -1,385 -49 100,541
2014-03-06 2014-03-03 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 34.6243 -335 -12 62,400
2014-03-06 2014-03-03 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 34.6243 -473 -16 101,926
2014-03-06 2014-03-05 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.1152 -1,187 -42 14,874
2014-03-06 2014-03-04 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.1067 -573 -20 16,061
2014-03-06 2014-03-03 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.6243 -195 -7 16,634
2014-03-06 2014-03-05 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.1152 -1,955 -69 37,283
2014-03-06 2014-03-05 4 VON REIS SIRI GAM Common Stock S - Sale D 35.1152 -540 -19 2,362
2014-03-06 2014-03-05 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.1152 -350 -12 4,202
2014-03-06 2014-03-05 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.1152 -1,365 -48 13,881
2014-03-06 2014-03-05 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 35.1152 -290 -10 3,759
2014-03-06 2014-03-05 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 35.1152 -845 -30 12,015
2014-03-06 2014-03-05 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 35.1152 -20,489 -719 21,122
2014-03-06 2014-03-04 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 35.1067 -991 -35 41,611
2014-03-06 2014-03-03 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 34.6243 -335 -12 42,602
2014-03-06 2014-03-05 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 35.1152 -2,889 -101 25,444
2014-03-06 2014-03-04 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 35.1067 -812 -29 28,333
2014-03-06 2014-03-03 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.6243 -278 -10 29,145
2014-03-06 2014-03-05 4 Overbrook Foundation GAM Common Stock S - Sale D 35.1152 -2,750 -97 139,415
2014-03-05 2014-03-04 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 35.1067 -153 -5 3,405
2014-03-05 2014-03-03 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 34.6243 -50 -2 3,558
2014-03-05 2014-03-04 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 35.1067 -153 -5 3,265
2014-03-05 2014-03-03 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 34.6243 -50 -2 3,418
2014-03-05 2014-03-04 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 35.1067 -150 -5 2,937
2014-03-05 2014-03-03 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 34.6243 -50 -2 3,087
2014-03-05 2014-03-04 4 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 35.1067 -126 -4 848
2014-03-05 2014-03-03 4 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 34.6243 -45 -2 974
2014-03-05 2014-03-04 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.1067 -2,958 -104 465,667
2014-03-05 2014-03-03 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.6243 -1,003 -35 468,625
2014-03-03 2014-02-24 4/A Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 34.5200 -23 -1 1,089
2014-03-03 2014-02-21 4/A Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 34.2937 -47 -2 1,112
2014-03-03 2014-02-20 4/A Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 34.3122 -576 -20 1,159
2014-03-03 2014-02-28 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 34.7683 -101 -4 3,608
2014-03-03 2014-02-28 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 34.7683 -102 -4 3,468
2014-03-03 2014-02-28 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 34.7683 -96 -3 3,137
2014-03-03 2014-02-28 4 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 34.7683 -70 -2 1,019
2014-03-03 2014-02-28 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.7683 -2,769 -96 469,628
2014-03-03 2014-02-28 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 34.7683 -573 -20 62,735
2014-03-03 2014-02-28 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 34.7683 -1,827 -64 102,399
2014-03-03 2014-02-28 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 34.7683 -573 -20 42,973
2014-03-03 2014-02-28 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.7683 -1,467 -51 29,423
2014-02-27 2014-02-24 4/A DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.5200 -400 -13 472,397
2014-02-26 2014-02-24 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 34.5200 -43 -1 3,570
2014-02-26 2014-02-24 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 34.5200 -36 -1 3,233
2014-02-26 2014-02-24 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 34.5200 -47 -2 3,709
2014-02-26 2014-02-24 4 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 34.5200 23 1 1,089
2014-02-26 2014-02-21 4 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 34.2937 -47 -2 1,112
2014-02-26 2014-02-20 4 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock S - Sale D 34.3122 -576 -20 1,159
2014-02-26 2014-02-24 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.5200 -400 -14 472,397
2014-02-26 2014-02-24 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 34.5200 -119 -4 63,308
2014-02-26 2014-02-24 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 34.5200 -132 -5 104,226
2014-02-26 2014-02-24 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.5200 -26 -1 17,189
2014-02-26 2014-02-24 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 34.5200 -119 -4 43,510
2014-02-26 2014-02-24 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.5200 -106 -4 30,890
2014-02-24 2014-02-21 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 34.2937 -87 -3 3,613
2014-02-24 2014-02-20 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 34.3122 -1,292 -44 3,700
2014-02-24 2014-02-21 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 34.2937 -71 -2 3,269
2014-02-24 2014-02-20 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 34.3122 -1,055 -36 3,340
2014-02-24 2014-02-21 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 34.2937 -94 -3 3,756
2014-02-24 2014-02-20 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 34.3122 -1,388 -48 3,850
2014-02-24 2014-02-21 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.2937 -805 -28 472,797
2014-02-24 2014-02-20 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.3122 -13,627 -468 473,602
2014-02-24 2014-02-21 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 34.2937 -239 -8 63,427
2014-02-24 2014-02-21 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 34.2937 -267 -9 104,358
2014-02-24 2014-02-20 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 34.3122 -3,532 -121 63,666
2014-02-24 2014-02-20 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 34.3122 -5,784 -198 104,625
2014-02-24 2014-02-21 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.2937 -53 -2 17,215
2014-02-24 2014-02-20 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.3122 -2,619 -90 17,268
2014-02-24 2014-02-21 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 34.2937 -239 -8 43,629
2014-02-24 2014-02-20 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 34.3122 -3,532 -121 43,868
2014-02-24 2014-02-21 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.2937 -214 -7 30,996
2014-02-24 2014-02-20 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.3122 -3,165 -109 31,210
2014-02-20 2014-02-18 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 34.3121 -800 -27 110,409
2014-02-20 2014-02-14 4 ALTSCHUL ARTHUR G JR Trust Beneficiary GAM Common Stock S - Sale I 34.3600 -150 -5 25,799
2014-02-20 2014-02-18 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.3121 -800 -27 4,049
2014-02-19 2014-02-14 4 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock S - Sale D 34.3600 -150 -5 24,716
2014-02-19 2014-02-14 4 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock S - Sale D 34.3600 -150 -5 24,502
2014-02-19 2014-02-14 4 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock S - Sale D 34.3600 -150 -5 25,799
2014-02-19 2014-02-18 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.3121 -800 -27 487,229
2014-02-19 2014-02-14 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.3600 -450 -15 488,029
2014-02-14 2013-12-30 5 ALTSCHUL ARTHUR G JR Trust Beneficiary GAM Common Stock J - Other I 34.4750 1,489 51 25,949
2014-02-13 2013-12-30 5 CULLMAN LEWIS B GAM Common Stock J - Other D 34.4750 901 31 17,019
2014-02-13 2013-01-31 5 CULLMAN LEWIS B GAM Common Stock J - Other D 29.0600 306 9 16,118
2014-02-13 2013-12-30 5 EDELMAN GERALD M GAM Common Stock J - Other D 34.4750 210 7 3,728
2014-02-13 2013-01-31 5 EDELMAN GERALD M GAM Common Stock J - Other D 29.0600 71 2 3,518
2014-02-13 2013-12-30 5 Gotbaum Betsy F. GAM Common Stock J - Other D 34.4750 26 1 461
2014-02-13 2013-12-30 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 34.4750 2,881 99 50,184
2014-02-13 2013-01-31 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 29.0600 957 28 47,303
2014-02-13 2013-12-30 5 Neidich Daniel By Trusts GAM Common Stock J - Other I 34.4750 6,520 225 115,389
2014-02-13 2013-12-30 5 Neidich Daniel GAM Common Stock J - Other D 34.4750 1,314 45 23,300
2014-02-13 2013-01-31 5 Neidich Daniel By Trusts GAM Common Stock J - Other I 29.0600 2,202 64 108,869
2014-02-13 2013-01-31 5 Neidich Daniel GAM Common Stock J - Other D 29.0600 445 13 21,986
2014-02-13 2013-01-31 5 TROUBH RAYMOND S GAM Common Stock J - Other D 29.0600 977 28 50,679
2014-02-13 2013-12-31 5 Priest Jeffrey W GAM Common Stock J - Other D 34.4750 1,881 65 33,359
2014-02-13 2013-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 2,212 6,370
2014-02-13 2013-12-30 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 34.4750 1,050 36 18,476
2014-02-13 2013-12-30 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 34.4750 253 9 4,473
2014-02-13 2013-01-31 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 29.0600 220 6 17,426
2014-02-13 2013-01-31 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 29.0600 45 1 4,220
2014-02-13 2013-01-31 5 Priest Jeffrey W GAM Common Stock J - Other D 29.0600 637 19 31,478
2014-02-13 2013-12-30 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 34.4750 164 6 2,921
2014-02-13 2013-12-30 5 GORDAN JOHN D III GAM Common Stock J - Other D 34.4750 567 20 9,953
2014-02-13 2013-01-31 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 29.0600 56 2 2,757
2014-02-13 2013-01-31 5 GORDAN JOHN D III GAM Common Stock J - Other D 29.0600 56 2 9,386
2014-02-13 2013-01-31 5 Trust FBO James Wagner Altschul, U/A/D 08/20/1998 GAM Common Stock J - Other D 29.0600 27 1 1,389
2014-02-13 2013-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 34.4750 133 5 2,325
2014-02-13 2013-12-30 5 DAVIDSON SPENCER GAM Common Stock J - Other D 34.4750 46,634 1,608 824,396
2014-02-13 2013-12-30 5 DAVIDSON SPENCER By Trusts GAM Common Stock J - Other I 34.4750 4,638 160 529,545
2014-02-13 2013-01-31 5 DAVIDSON SPENCER GAM Common Stock J - Other D 29.0600 44 1 2,192
2014-02-13 2013-01-31 5 DAVIDSON SPENCER GAM Common Stock J - Other D 29.0600 15,734 457 777,762
2014-02-13 2013-01-31 5 DAVIDSON SPENCER By Trusts GAM Common Stock J - Other I 29.0600 60 2 524,907
2014-02-13 2013-01-31 5 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock J - Other D 29.0600 33 1 1,735
2014-02-13 2013-12-31 5/A TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock J - Other D 34.4750 1,489 51 25,949
2014-02-13 2013-12-30 5/A Gotbaum Betsy F. GAM Common Stock J - Other D 34.4750 26 1 461
2014-02-13 2013-12-30 5/A EDELMAN GERALD M GAM Common Stock J - Other D 34.4750 210 7 3,728
2014-02-13 2013-01-31 5/A EDELMAN GERALD M GAM Common Stock J - Other D 29.0600 71 2 3,518
2014-02-12 2013-12-30 5 BERENS RODNEY B GAM Common Stock J - Other D 34.4750 318 11 14,903
2014-02-12 2013-01-31 5 BERENS RODNEY B GAM Common Stock J - Other D 29.0600 266 8 13,775
2014-02-11 2014-02-07 4/A TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.1249 -553 -18 4,849
2014-02-11 2014-02-07 4/A TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.1249 -346 -11 12,860
2014-02-11 2014-02-07 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.1249 -15,366 -509 483,781
2014-02-11 2014-02-07 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 33.1249 -1,411 -47 52,415
2014-02-11 2014-02-07 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock S - Sale D 33.1249 -141 -5 5,238
2014-02-11 2014-02-07 4 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock S - Sale D 33.1249 -475 -16 17,640
2014-02-11 2014-02-07 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 33.1249 -4,187 -139 36,738
2014-02-11 2014-02-07 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 33.1249 -134 -4 4,992
2014-02-11 2014-02-07 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 33.1249 -1,905 -63 70,792
2014-02-11 2014-02-07 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 33.1249 -118 -4 4,395
2014-02-11 2014-02-07 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 33.1249 -1,584 -52 13,896
2014-02-11 2014-02-07 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 33.1249 -1,778 -59 15,601
2014-02-11 2014-02-07 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.1249 -123 -4 4,552
2014-02-11 2014-02-07 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.1249 -410 -14 15,246
2014-02-11 2014-02-07 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.1249 -553 -18 4,849
2014-02-11 2014-02-07 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.1249 -346 -11 12,860
2014-02-11 2014-02-07 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 33.1249 -1,809 -60 67,198
2014-02-11 2014-02-07 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 33.1249 -1,824 -60 111,209
2014-02-11 2014-02-07 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 33.1249 -1,276 -42 47,400
2014-02-11 2014-02-07 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 33.1249 -925 -31 34,375
2014-02-07 2014-02-05 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 32.6296 -390 -13 40,925
2014-02-07 2014-02-05 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 32.6296 -97 -3 17,379
2014-02-07 2014-02-06 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.9504 -2,000 -66 499,147
2014-02-07 2014-02-05 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.6296 -1,945 -63 501,147
2014-02-07 2014-02-06 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Sock S - Sale I 32.9504 -2,000 -66 113,033
2014-02-07 2014-02-05 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 32.6296 -1,458 -48 115,033
2014-02-07 2014-02-06 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 32.9504 2,000 66 13,206
2014-02-07 2014-02-05 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 32.6296 -1,458 -48 35,300
2014-02-05 2014-02-03 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 32.5893 -176 -6 17,635
2014-02-05 2014-02-03 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 32.5893 -702 -23 41,949
2014-02-05 2014-02-04 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 32.6128 -634 -21 41,315
2014-02-05 2014-02-04 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 32.6128 -159 -5 17,476
2014-02-05 2014-02-04 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.6128 -3,166 -103 503,092
2014-02-05 2014-02-03 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 32.5893 -3,500 -114 506,258
2014-02-05 2014-02-04 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 32.6128 -2,373 -77 116,491
2014-02-05 2014-02-03 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 32.5893 -2,622 -85 118,864
2014-02-05 2014-02-04 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common STock S - Sale D 32.6128 -2,373 -77 36,758
2014-02-05 2014-02-03 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 32.5893 -2,622 -85 39,131
2014-02-04 2014-01-31 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 33.5580 -547 -18 121,486
2014-02-04 2014-02-03 4 Priest Jeffrey W GAM Common Stock P - Purchase D 32.4281 5,000 162 35,841
2014-02-04 2013-11-14 4 CULLMAN LEWIS B GAM Common Stock P - Purchase D 34.4846 1,000 34 15,812
2014-02-03 2014-01-31 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 33.5580 -274 -9 42,651
2014-02-03 2014-01-31 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 33.5580 -68 -2 17,811
2014-02-03 2014-01-31 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.5580 -889 -30 509,758
2014-02-03 2014-01-31 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 33.5580 -547 -18 41,753
2014-01-31 2014-01-29 4 Priest Jeffrey W By Power of Attorney GAM Common Stock P - Purchase I 33.5500 7,000 235 24,206
2014-01-31 2014-01-29 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 33.6100 7,000 235 11,175
2014-01-31 2014-01-29 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 33.3083 -200 -7 4,513
2014-01-31 2014-01-29 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.3083 -1,200 -40 510,647
2014-01-31 2014-01-29 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 33.3083 -1,000 -33 69,007
2014-01-31 2014-01-29 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 33.3083 -1,000 -33 48,676
2014-01-28 2013-12-30 5 TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 GAM Common Stock J - Other D 34.4750 306 11 5,344
2014-01-28 2013-12-30 5 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock J - Other D 34.4750 1,489 51 5,344
2014-01-28 2013-12-30 5 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock J - Other D 34.4750 1,427 49 24,866
2014-01-28 2013-12-30 5 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock J - Other D 34.4750 1,415 49 24,652
2014-01-16 2014-01-15 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 34.5506 -1,000 -35 72,697
2014-01-16 2014-01-15 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 34.5506 -600 -21 42,925
2014-01-16 2014-01-15 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.5506 -1,600 -55 511,847
2014-01-15 2014-01-13 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 34.4300 -12 -0 44,913
2014-01-15 2014-01-13 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.4300 -12 -0 514,835
2014-01-15 2014-01-14 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 34.5000 -1,388 -48 43,525
2014-01-15 2014-01-14 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.5000 -1,388 -48 513,447
2014-01-10 2013-12-31 5 Grassi Craig Anthony By Thirift Plan Trust GAm Common Stock J - Other I 2,556 21,834
2014-01-10 2013-12-30 5 Grassi Craig Anthony By Custodian for Nephew GAm Common Stock J - Other I 34.4750 2 0 32
2014-01-10 2013-12-31 5 Lynch Sally A By Trift Plan Trust GAM Common Stock J - Other I 3,970 38,342
2014-01-10 2013-12-03 5 RADOSTI DIANE G By Thrift Plan Trust GAM Common Stock J - Other I 2,345 126,785
2014-01-10 2013-12-31 5 Robinson Michael W. By Thrift Plan Trust GAM Common Stock J - Other I 2,496 15,300
2014-01-10 2013-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 7,917 107,149
2014-01-10 2013-12-31 5 LoBello Maureen Ellen By Thrift Plan Trust GAM Common Stock J - Other I 945 28,929
2014-01-10 2013-01-31 5 LoBello Maureen Ellen By Mother's Trust Account GAM Common Stock J - Other I 29.0600 33 1 1,700
2014-01-10 2013-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 3,375 27,487
2014-01-10 2013-12-30 5 Stark Eugene S GAM Common Stock J - Other D 34.4750 81 3 1,419
2014-01-10 2013-01-31 5 Stark Eugene S GAM Common Stock J - Other D 29.0600 26 1 1,338
2014-01-09 3 Genid Linda J GAM 5.95% Preferred Stock D 30
2014-01-09 3 Genid Linda J By Thrift Plan Trust GAM Common Stock I 36,854
2014-01-09 2014-01-07 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 34.5014 -1,000 -35 122,033
2014-01-09 2014-01-07 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 34.5014 -1,000 -35 42,300
2014-01-08 2014-01-07 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.5014 -6,000 -207 514,847
2014-01-08 2014-01-07 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 34.5014 -2,000 -69 44,925
2014-01-08 2014-01-07 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 34.5014 -3,000 -104 73,697
2014-01-07 2014-01-02 4 ALTSCHUL ARTHUR G JR Director is a trustee GAM Common Stock S - Sale I 34.7875 -3,000 -104 70,007
2014-01-07 2014-01-02 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL FRANK GAM Common Stock S - Sale D 34.7875 -1,000 -35 4,675
2014-01-07 2014-01-02 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 34.7875 -2,000 -70 15,656
2014-01-03 2014-01-02 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 34.7875 -4,000 -139 520,847
2014-01-03 2014-01-02 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 34.7875 -1,000 -35 5,126
2013-12-13 2013-12-11 4/A TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.8887 -2,000 -68 19,887
2013-12-13 2013-12-11 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 33.8887 -200 -7 73,007
2013-12-13 2013-12-11 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 33.8887 -8,000 -271 123,033
2013-12-13 2013-12-11 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock S - Sale D 33.8887 2,000 68 19,887
2013-12-13 2013-12-11 4 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.8887 -3,000 -102 39,238
2013-12-13 2013-12-11 4 TRUST FBO VON REIS ALTSCHUL SERENA UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.8887 -200 -7 17,656
2013-12-13 2013-12-11 4 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock S - Sale D 33.8887 -3,000 -102 15,206
2013-12-12 2013-12-11 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.8887 -9,900 -335 524,847
2013-12-12 2013-12-11 4 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock S - Sale D 33.8887 -1,500 -51 46,925
2013-12-12 2013-12-11 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock S - Sale D 33.8887 -200 -7 6,126
2013-11-04 2013-10-31 4 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock S - Sale D 35.5475 -3,500 -124 17,879
2013-11-04 2013-10-31 4 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock S - Sale D 35.5475 -5,000 -178 76,697
2013-11-04 2013-11-01 4 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock S - Sale D 35.3605 -4,500 -159 53,826
2013-11-04 2013-11-01 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock S - Sale D 35.3605 -1,000 -35 4,713
2013-11-04 2013-11-01 4 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock S - Sale D 35.3605 -2,500 -88 15,480
2013-11-04 2013-11-01 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.3605 -13,000 -460 534,747
2013-11-04 2013-10-31 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.5475 -8,500 -302 547,747
2013-11-04 2013-11-01 4 TRUST FBO SERENA VR ALTSCHUL UAD 5/22/71 GAM Common Stock S - Sale D 35.3605 -5,000 -177 49,676
2013-11-04 2013-11-01 4 ALTSCHUL ARTHUR G JR Director is a Trustee GAM Common Stock S - Sale I 35.3605 -5,000 -177 73,207
2013-11-04 2013-11-01 4 ALTSCHUL ARTHUR G JR GAM Common Stock S - Sale D 35.3605 -2,143 -76 0
2013-10-31 2013-10-31 4 Priest Jeffrey W By Power of Attorney GAM Common Stock P - Purchase I 35.5500 6,503 231 17,206
2013-10-31 2013-10-31 4 Priest Jeffrey W By Parent GAM Common Stock P - Purchase I 35.5500 2,000 71 4,175
2013-10-22 2013-09-11 4/A DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.8754 -15,000 -508 571,247
2013-10-22 2013-10-21 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 35.0885 -15,000 -526 556,247
2013-10-22 2013-10-21 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 35.0885 -15,000 -526 131,033
2013-10-21 2013-10-21 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 35.0885 -15,000 -526 43,300
2013-10-10 2013-10-10 4 Stark Eugene S By Spouse GAM 5.95% Preferred Stock P - Purchase I 25.2500 300 8 700
2013-10-10 2013-10-10 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 25.2500 900 23 2,100
2013-09-12 2013-09-11 4 DAVIDSON SPENCER By Trusts GAM Common Stock S - Sale I 33.8754 -15,000 -508 571,247
2013-09-12 2013-09-11 4 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock S - Sale I 33.8754 -15,000 -508 146,033
2013-09-12 2013-09-11 4 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock S - Sale D 33.8754 -15,000 -508 58,300
2013-09-05 2013-09-05 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 25.3318 46,635 1,181 66,004
2013-09-05 2013-09-04 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 25.4500 3,439 88 19,369
2013-08-23 2013-08-22 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 25.4000 600 15 1,200
2013-08-16 2013-08-16 4 Priest Jeffrey W GAM Common Stock G - Gift D 33.0000 -35 -1 30,841
2013-08-16 2013-08-16 4 Priest Jeffrey W GAM Common Stock P - Purchase D 33.0000 35 1 30,876
2013-03-06 2013-03-05 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 25.5619 1,000 26 1,000
2013-03-06 2013-03-05 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 25.5619 8,589 220 11,330
2013-03-06 2013-03-06 4 DAVIDSON SPENCER GAM 5.95% Preferred Stock P - Purchase D 25.6274 4,600 118 15,930
2013-02-11 2012-12-28 5 DAVIDSON SPENCER By Trusts GAM Common Stock J - Other I 28.1350 145 4 586,247
2013-02-11 2012-12-28 5 DAVIDSON SPENCER GAM Common Stock J - Other D 28.1350 33,779 950 712,627
2013-02-11 2012-12-19 5 DAVIDSON SPENCER GAM Common Stock J - Other D 49,401 762,028
2013-02-11 2012-12-19 5 DAVIDSON SPENCER By Thrift Plan Trust GAM Common Stock J - Other I -49,401 0
2013-02-11 2012-12-19 5 DAVIDSON SPENCER GAM Common Stock J - Other D 2,148 2,148
2013-02-11 2012-12-19 5 DAVIDSON SPENCER By Thrift Plan Trust GAM Common Stock J - Other I -2,148 49,401
2013-02-11 2012-11-30 5 DAVIDSON SPENCER By Thrift Plan Trust GAM Common Stock J - Other I 4,459 51,549
2013-02-11 2012-12-31 5 VON REIS SIRI GAM 5.95% Preferred Stock G - Gift D 25.5401 11,200 286 0
2013-02-11 2012-12-31 5 VON REIS SIRI GAM Common Stock G - Gift D 27.8226 -4,429 -123 2,555
2013-02-11 2012-12-28 5 VON REIS SIRI GAM Common Stock J - Other D 28.1350 347 10 2,902
2013-02-11 2012-12-31 5/A VON REIS SIRI GAM 5.95% Preferred Stock G - Gift D 25.5401 -11,200 -286 0
2013-02-11 2012-12-31 5/A VON REIS SIRI GAM Common Stock G - Gift D 27.8226 -4,429 -123 2,555
2013-02-11 2012-12-28 5/A VON REIS SIRI GAM Common Stock J - Other D 28.1350 347 10 2,902
2013-02-11 2012-12-31 5 ALTSCHUL ARTHUR G JR Director had POA for owner. GAM 5.95% Preferred Stock G - Gift I 25.5401 -11,200 -286 0
2013-02-11 2012-12-31 5 ALTSCHUL ARTHUR G JR Director had POA for the owner. GAM Common Stock J - Other I 27.8226 -2,902 -81 0
2013-02-11 2012-12-31 5 ALTSCHUL ARTHUR G JR Director had POA for owner. GAM Common Stock G - Gift I 27.8226 -4,429 -123 2,902
2013-02-11 2012-12-28 5 ALTSCHUL ARTHUR G JR Director has POA for owner. GAM Common Stock J - Other I 28.1350 347 10 7,331
2013-02-08 2012-12-28 5 Trust FBO James Wagner Altschul, U/A/D 08/20/1998 GAM Common Stock J - Other D 28.1350 64 2 1,362
2013-02-08 2012-12-28 5 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock J - Other D 28.1350 80 2 1,702
2013-02-06 2012-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 3,607 24,112
2013-02-06 2012-12-28 5 Stark Eugene S GAM Common Stock J - Other D 28.1350 62 2 1,312
2013-01-31 2012-12-31 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 4,271 34,372
2013-01-31 2012-12-31 5 Robinson Michael W. By Thrift Plan Trust GAM Common Stock J - Other I 2,653 12,804
2013-01-31 2012-12-31 5 RADOSTI DIANE G By Thrift Plan Trust GAM Common Stock J - Other I 9,919 124,440
2013-01-31 2012-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 8,561 99,232
2013-01-30 2012-12-31 5 LoBello Maureen Ellen By Thrift Plan Trust GAM Common Stock J - Other I 3,123 27,984
2013-01-30 2012-12-28 5 LoBello Maureen Ellen By Mother's Trust GAM Common Stock J - Other I 28.2350 79 2 1,667
2013-01-30 2012-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 821 19,278
2013-01-30 2012-12-28 5 Grassi Craig Anthony By Custodian for Nephew GAM Common Stock J - Other I 28.1350 2 0 30
2013-01-30 2012-12-31 5 Priest Jeffrey W By Thrift Plan Trust GAM Common Stock J - Other I 2,293 4,158
2013-01-30 2012-12-28 5 Priest Jeffrey W By Power of Attorney GAM Common Stock J - Other I 28.1350 507 14 10,703
2013-01-30 2012-12-28 5 Priest Jeffrey W By Parent GAM Common Stock J - Other I 28.1350 103 3 2,175
2013-01-30 2012-12-28 5 Priest Jeffrey W GAM Common Stock J - Other D 28.1350 1,461 41 30,841
2013-01-30 2012-12-31 5 Stuart Jesse R By Thrift Plan Trust GAM Common Stock J - Other I 3,111 19,585
2013-01-25 2012-12-28 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 28.1350 128 4 2,701
2013-01-25 2012-12-28 5 GORDAN JOHN D III GAM Common Stock J - Other D 28.1350 128 4 9,330
2013-01-25 2012-12-28 5 EDELMAN GERALD M GAM Common Stock J - Other D 28.1350 163 5 3,447
2013-01-24 2012-12-28 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 28.1350 2,196 62 46,346
2013-01-24 2012-12-28 5 Neidich Daniel By Trust GAM Common Stock J - Other I 28.1350 5,056 142 106,667
2013-01-24 2012-12-28 5 Neidich Daniel GAM Common Stock J - Other D 28.1350 1,021 29 21,541
2013-01-24 3 Siri von Reis 2012 Family Trust GAM 5.95% Preferred Stock D 11,200
2013-01-24 3 Siri von Reis 2012 Family Trust GAM Common Stock D 4,429
2013-01-23 2012-12-28 5 Gotbaum Betsy F. GAM Common Stock J - Other D 28.1350 21 1 435
2013-01-23 2012-12-28 5 SHUMAN D ELLEN GAM Common Stock J - Other D 28.1350 287 8 6,064
2013-01-18 2012-12-28 5 CULLMAN LEWIS B GAM Common Stock J - Other D 28.1350 702 20 14,812
2013-01-18 2012-12-28 5 TROUBH RAYMOND S GAM Common Stock J - Other D 28.1350 2,355 66 49,702
2013-01-18 2012-12-28 5 BERENS RODNEY B GAM Common Stock J - Other D 28.1350 640 18 13,509
2012-12-28 2012-12-27 4 CLEMENTI CAROLE ANNE GAM Common Stock S - Sale D 27.4750 -7,500 -206 47,620
2012-12-28 2012-12-26 4 CLEMENTI CAROLE ANNE Issuer's Employees Thrift Plan Trust GAM Common Stock J - Other I -53,496 0
2012-12-28 2012-12-26 4 CLEMENTI CAROLE ANNE GAM Common Stock J - Other D 53,496 55,120
2012-12-21 2012-12-20 4 Stark Eugene S GAM 5.95% Preferred Stock W - Other D 25.4390 5,000 127 5,000
2012-09-07 2012-09-05 4/A BERENS RODNEY B GAM Common Stock S - Sale D 28.0749 -2,000 -56 12,869
2012-09-07 2012-09-05 4 BERENS RODNEY B GAM Common Stock S - Sale D 28.0749 2,000 56 15,374
2012-09-07 2012-09-04 4 BERENS RODNEY B GAM Common Stock S - Sale D 28.0631 -2,505 -70 14,869
2012-08-14 2012-08-14 4 Stark Eugene S GAM 5.95% Preferred Stock S - Sale D 26.0100 -1,000 -26 0
2012-08-08 2012-08-07 4 Stark Eugene S GAM 5.95% Preferred Stock S - Sale D 26.0500 -1,000 -26 1,000
2012-07-09 2012-07-09 4 Priest Jeffrey W GAM Common Stock P - Purchase D 27.2390 1,000 27 29,380
2012-07-05 2012-07-02 4 Priest Jeffrey W GAM Common Stock P - Purchase D 27.2900 1,100 30 28,380
2012-06-22 2012-06-22 4 Priest Jeffrey W GAM Common Stock P - Purchase D 26.6600 4,000 107 27,280
2012-06-22 2012-06-21 4 Priest Jeffrey W GAM Common Stock P - Purchase D 26.6000 2,500 66 23,280
2012-06-12 2012-06-11 4 Priest Jeffrey W GAM Common Stock P - Purchase D 26.4400 1,000 26 19,780
2012-06-12 2012-06-12 4 Priest Jeffrey W GAM Common Stock P - Purchase D 26.5300 1,000 27 20,780
2012-05-31 2012-05-31 4 Priest Jeffrey W GAM Common Stock P - Purchase D 26.7699 1,000 27 18,780
2012-05-29 2012-05-25 4 Priest Jeffrey W GAM Common Stock P - Purchase D 26.6685 688 18 17,780
2012-05-21 2012-05-21 4 Priest Jeffrey W GAM Common Stock P - Purchase D 26.6100 3,000 80 17,092
2012-05-10 2012-05-09 4 Priest Jeffrey W GAM Common Stock P - Purchase D 27.8400 1,500 42 14,092
2012-05-10 2012-05-09 4 Priest Jeffrey W GAM Common Stock P - Purchase D 27.7899 1,000 28 12,592
2012-04-20 2012-04-19 4 BERENS RODNEY B GAM Common Stock S - Sale D 28.6096 -7,500 -215 17,374
2012-03-19 2012-03-16 4 Stark Eugene S GAM 5.95% Preferred Stock P - Purchase D 25.4000 200 5 600
2012-02-10 2011-12-23 5 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL FRANK GAM Common Stock J - Other D 25.4800 421 11 21,887
2012-02-10 2011-12-23 5 ALTSCHUL ARTHUR G JR Trust Beneficiary GAM Common Stock J - Other I 25.4800 470 12 24,460
2012-02-10 2011-12-23 5 ALTSCHUL ARTHUR G JR FDN Director GAM Common Stock J - Other I 25.4800 2,736 70 142,165
2012-02-10 2011-12-23 5 ALTSCHUL ARTHUR G JR TTEE & Beneficiary GAM Common Stock J - Other I 25.4800 3,096 79 161,033
2012-02-10 2011-12-23 5 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL FRANK GAM Common Stock J - Other D 25.4800 103 3 5,402
2012-02-10 2011-12-23 5 TRUST FBO ALTSCHUL ARTHUR G UW ALTSCHUL HELEN G GAM Common Stock J - Other D 25.4800 812 21 42,238
2012-02-10 2011-12-23 5 TRUST FBO ARTHUR G ALTSCHUL JR UAD 11/20/64 GAM Common Stock J - Other D 25.4800 1,410 36 73,300
2012-02-10 2011-12-23 5 TRUST FBO ALTSCHUL ARTHUR G JR UW ALTSCHUL HELEN G GAM Common Stock J - Other D 25.4800 350 9 18,206
2012-02-10 2011-12-23 5 Overbrook Foundation GAM Common Stock J - Other D 25.4800 2,736 70 142,165
2012-02-07 2012-01-18 4 CULLMAN LEWIS B GAM Common Stock P - Purchase D 26.1400 3,900 102 14,110
2012-02-03 3 Priest Jeffrey W GAM 5.95% Preferred Stock D 3,356
2012-02-03 3 Priest Jeffrey W By Power of Attorney GAM Common Stock I 10,196
2012-02-03 3 Priest Jeffrey W By Parent GAM Common Stock I 2,072
2012-02-03 3 Priest Jeffrey W GAM Common Stock D 11,592
2012-02-03 3 Priest Jeffrey W By Parent GAM 5.95% Preferred Stock I 1,739
2012-02-03 3 Priest Jeffrey W By Children GAM 5.95% Preferred Stock I 2,000
2012-02-03 3 Priest Jeffrey W By Power of Attorney GAM 5.95% Preferred Stock I 13,121
2012-02-03 2012-02-02 4 Priest Jeffrey W GAM 5.95% Preferred Stock S - Sale D 26.0000 -3,356 -87 0
2012-02-03 2012-02-01 4 Priest Jeffrey W GAM 5.95% Preferred Stock S - Sale D 25.9100 -1,444 -37 3,356
2012-01-31 2011-12-31 5 DAVIDSON SPENCER By Thrift Plan Trust GAM Common Stock J - Other I 2,874 47,090
2012-01-31 2011-12-23 5 DAVIDSON SPENCER By Trusts GAM Common Stock J - Other I 25.4800 9,676 247 581,673
2012-01-31 2011-12-23 5 DAVIDSON SPENCER GAM Common Stock J - Other D 25.4800 13,064 333 678,848
2012-01-31 2011-12-23 5 TRUST FBO ALTSCHUL EMILY H UAD 12 15 72 GAM Common Stock J - Other D 25.4800 451 11 23,439
2012-01-31 2011-12-23 5 TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 GAM Common Stock J - Other D 25.4800 1,571 40 81,697
2012-01-31 2011-12-23 5 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F GAM Common Stock J - Other D 25.4800 109 3 5,713
2012-01-31 2011-12-23 5 TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL HG GAM Common Stock J - Other D 25.4800 345 9 17,980
2012-01-31 2011-12-23 5 TRUST FBO ALTSCHUL SERENA UAD 12 15 72 GAM Common Stock J - Other D 25.4800 447 11 23,237
2012-01-31 2011-12-23 5 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL F GAM Common Stock J - Other D 25.4800 103 3 5,379
2012-01-31 2011-12-23 5 TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 GAM Common Stock J - Other D 25.4800 1,122 29 58,326
2012-01-31 2011-12-23 5 TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG GAM Common Stock J - Other D 25.4800 347 9 18,115
2012-01-30 2011-12-23 5 TRUST FBO ALTSCHUL ARTHUR G JR UAD 12 15 72 GAM Common Stock J - Other D 25.4800 470 12 24,460
2012-01-30 2011-12-23 5 TRUST F B O ALTSCHUL CHARLES U A D 10 22 58 GAM Common Stock J - Other D 25.4800 931 24 48,425
2012-01-30 2011-12-23 5 Trust FBO William Kershaw Altschul U/A/D 08/20/98 GAM Common Stock J - Other D 25.4800 31 1 1,621
2012-01-30 2011-12-23 5 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL HG GAM Common Stock J - Other D 25.4800 411 10 21,379
2012-01-30 2011-12-23 5 Trust FBO James Wagner Altschul, U/A/D 08/20/1998 GAM Common Stock J - Other D 25.4800 25 1 1,297
2012-01-30 2011-12-23 5 TRUST FBO ALTSCHUL CHARLES UW ALTSCHUL F GAM Common Stock J - Other D 25.4800 121 3 6,326
2012-01-30 2011-12-23 5 TRUST FBO ALTSCHUL CHARLES UAD 12 15 72 GAM Common Stock J - Other D 25.4800 96 2 5,038
2012-01-24 2011-12-31 5 CLEMENTI CAROLE ANNE GAM 5.95% Preferred Stock J - Other D 16 287
2012-01-24 2011-12-31 5 CLEMENTI CAROLE ANNE By Thrift Plan Trust GAM Common Stock J - Other I 2,605 56,691
2012-01-24 2011-12-23 5 CLEMENTI CAROLE ANNE GAM Common Stock J - Other D 25.4800 31 1 1,624
2012-01-23 2011-12-31 5 Grassi Craig Anthony By Thrift Plan Trust GAM Common Stock J - Other I 2,040 18,457
2012-01-23 2011-12-31 5 LoBello Maureen Ellen By Thrift Plan Trust GAM Common Stock J - Other I 1,768 24,861
2012-01-23 2011-12-23 5 LoBello Maureen Ellen By Mother's Trust Account GAM Common Stock J - Other I 25.4800 30 1 1,588
2012-01-23 2011-12-31 5 Stark Eugene S By Thrift Plan Trust GAM Common Stock J - Other I 2,365 20,505
2012-01-23 2011-12-23 5 Stark Eugene S GAM Common Stock J - Other D 25.4800 24 1 1,250
2012-01-20 2011-12-31 5 Lynch Sally A By Thrift Plan Trust GAM Common Stock J - Other I 2,596 30,101
2012-01-20 2011-12-31 5 RADOSTI DIANE G By Thrift Plan Trust GAM Common Stock J - Other I 3,973 114,521
2012-01-20 2011-12-31 5 Robinson Michael W. By Thrift Plan Trust GAM Common Stock J - Other I 1,999 10,151
2012-01-20 2011-12-31 5 Stuart Jesse R By Thrift Plan Trust GAM Common Stock J - Other I 2,083 16,474
2012-01-20 2011-12-31 5 VINDIGNI ANDREW V By Thrift Plan Trust GAM Common Stock J - Other I 3,722 90,671
2012-01-18 2011-12-23 5 SHUMAN D ELLEN GAM Common Stock J - Other D 25.4800 111 3 5,777
2012-01-18 2011-12-23 5 BERENS RODNEY B GAM Common Stock J - Other D 25.4800 478 12 24,874
2012-01-18 2011-12-23 5 Gotbaum Betsy F. GAM Common Stock J - Other D 25.4800 8 0 414
2012-01-18 2011-12-23 5 Neidich Daniel By Trust GAM Common Stock J - Other I 25.4800 1,955 50 101,611
2012-01-18 2011-12-23 5 Neidich Daniel GAM Common Stock J - Other D 25.4800 395 10 20,520
2012-01-17 2011-12-23 5 CULLMAN LEWIS B GAM Common Stock J - Other D 25.4800 196 5 10,209
2012-01-17 2005-12-15 4 CULLMAN LEWIS B GAM Common Stock P - Purchase D 35.1400 2,000 70 5,507
2012-01-12 2011-12-23 5 TROUBH RAYMOND S GAM Common Stock J - Other D 25.4800 911 23 47,347
2012-01-12 2011-02-28 5 TROUBH RAYMOND S By Limited Partnership GAM Common Stock G - Gift I 28.3600 -10,991 -312 0
2012-01-12 2011-12-23 5 EDELMAN GERALD M GAM Common Stock J - Other D 25.4800 63 2 3,284
2012-01-10 2011-12-23 5 GORDAN JOHN D III By Spouse GAM Common Stock J - Other I 25.4800 49 1 2,573
2012-01-10 2011-12-23 5 GORDAN JOHN D III GAM Common Stock J - Other D 25.4800 49 1 9,202
2012-01-10 2011-12-23 5 KNAFEL SIDNEY R GAM Common Stock J - Other D 25.4800 849 22 44,150
P
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매입
S
공개 시장에서 또는 사적으로 비파생증권 또는 파생증권 매각
A
자사로부터 유가증권(옵션 등)을 보조, 지급 또는 기타 취득
C
파생상품 전환
D
자사에게 유가증권을 매각 또는 양도
F
기업으로부터 인도 받은 유가증권의 일부를 사용한 행사 가격 또는 조세 채무의 지급
G
내부자에 의한 또는 내부자에게 증권 증여
K
지분스왑 및 유사 위험 회피거래
M
자사로부터 인도 받은 파생증권(옵션 등)의 행사 또는 전환
V
보고서 양식 4에 자진 신고된 거래
J
기타 (거래 내용을 설명하는 각주와 동반)
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