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| CIK | 944739 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Transwitch Corp.
SEC Filings (Chronological Order)
이 페이지는 다른 곳에서 제공하는 소유권 보고서를 제외한 SEC 보고서의 전체 리스트를 시간 순으로 정리한 것입니다.
| November 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing Form 10-Q For The Period Ended September 30, 2013 PART I - REGISTRANT INFORMATION TRANSWITCH CORPORATION (Full Name of Registrant) 3 Enterprise Drive (Address of Principal Executive Office) Shelton, Connecticut 06484 (City, State and Zip Code) PART II - RULES 12b-25(b) and (c) If the sub |
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| November 6, 2013 |
AMENDED AND RESTATED BUSINESS FINANCING AGREEMENT EX-10.1 2 v359516ex10-1.htm EXHIBIT 10.1 AMENDED AND RESTATED BUSINESS FINANCING AGREEMENT Borrower: TRANSWITCH CORPORATION Lender: BRIDGE BANK, National Association 3 Enterprise Drive 55 Almaden Boulevard, Suite 100 Shelton, CT 06484 San Jose, CA 95113 RECITALS A. Lender and Borrowers have previously entered into that certain Amended and Restated Business Financing Agreement dated as of April 4, |
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| November 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| August 22, 2013 |
4,151,961 Shares of Common Stock TranSwitch Corporation Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-184591 SUPPLEMENT NO. 2 TO PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus dated January 25, 2013) 4,151,961 Shares of Common Stock TranSwitch Corporation Pursuant to Prospectus Supplement No. 2 dated March 28, 2013 to the Prospectus dated January 25, 2013, we offered 8,300,000 shares of our common stock and warrants to purchase up to 4,15 |
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| August 22, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 21, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| August 22, 2013 |
EX-99.2 3 v353584ex99-2.htm EXHIBIT 99.2 Correction of August 19 Announcement Regarding NASDAQ; TranSwitch Corporation Listed on OTCQB After Delisting on NASDAQ SHELTON, CT – August 21, 2013 –TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions in the rapidly growing consumer electronics and telecommunications markets, today announced that prior to its listing on th |
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| August 22, 2013 |
TranSwitch Corporation Announces Closing of Steinhardt Equity Investment EX-99.3 4 v353584ex99-3.htm EXHIBIT 99.3 TranSwitch Corporation Announces Closing of Steinhardt Equity Investment SHELTON, CT – August 22, 2013 –TranSwitch Corporation (OTCQB: TXCC), a leading provider of semiconductor solutions in the rapidly growing consumer electronics and telecommunications markets, today confirmed the closing of its previously announced $2.5 million equity investment from Ile |
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| August 22, 2013 |
TranSwitch Corporation Announces Voluntary Delisting From NASDAQ TranSwitch Corporation Announces Voluntary Delisting From NASDAQ SHELTON, CT – August 19, 2013 –TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions in the rapidly growing consumer electronics and telecommunications markets, today announced its intention to voluntarily delist its common stock from the NASDAQ Stock Market LLC (“Nasdaq”), in part due to the Company’s non-compliance with the minimum closing bid and stockholders’ equity requirements for continued listing on The NASDAQ Capital Market. |
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| August 22, 2013 |
TXCCQ / TranSwitch Corp. / ILEX PARTNERS LLC - TRANSWITCH CORP Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) TranSwitch Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 894065309 (CUSIP Number) Ilex Partners, L.L.C. 712 Fifth Avenue, 34th Floor New York, N.Y. 10019 (212) 371-7300 (Name, Address and Telephone Number of Person |
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| August 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| August 20, 2013 |
TRANSWITCH CORPORATION ANNOUNCES AGREEMENT TO RAISE $2.5 MILLION IN PRIVATE PLACEMENT TRANSWITCH CORPORATION ANNOUNCES AGREEMENT TO RAISE $2.5 MILLION IN PRIVATE PLACEMENT SHELTON, CT, August 19, 2013: TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions in the rapidly growing consumer electronics and telecommunications markets, today announced that it has entered into a securities purchase agreement with Ilex Partners, LLC (“Ilex”), an entity manage |
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| August 20, 2013 |
EX-4.2 3 v353364ex4-2.htm EXHIBIT 4.2 AMENDMENT TO RIGHTS AGREEMENT AMENDMENT TO RIGHTS AGREEMENT, dated August 16, 2013 (this “Amendment”), by and between TranSwitch Corporation, a Delaware corporation (the “Company”), and Computershare Trust Company, N.A. (the “Rights Agent”). RECITALS WHEREAS, the Company and the Rights Agent are parties to a Rights Agreement, dated as of October 3, 2011 (the “ |
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| August 20, 2013 |
EX-10.1 4 v353364ex10-1.htm EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 16, 2013, is by and among TranSwitch Corporation, a Delaware corporation with headquarters located at 3 Enterprise Drive, Shelton, Connecticut 06484 (the “Company”), and the investor listed on the Schedule of Buyers attached hereto (the “Buyer”). RECITALS |
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| August 20, 2013 |
EX-4.1 2 v353364ex4-1.htm EXHIBIT 4.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 16, 2013, is by and among TranSwitch Corporation, a Delaware corporation with headquarters located at 3 Enterprise Drive, Shelton, Connecticut 06484 (the “Company”), and the undersigned Investor (the “Investor”). RECITALS A. In connection with the Securities |
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| August 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| August 16, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| August 16, 2013 |
4,150,000 Shares of Common Stock TranSwitch Corporation Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-184591 SUPPLEMENT NO. 1 TO PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus dated January 25, 2013) 4,150,000 Shares of Common Stock TranSwitch Corporation Pursuant to Prospectus Supplement No. 2 dated March 28, 2013 to the Prospectus dated January 25, 2013, we offered 8,300,000 shares of our common stock and warrants to purchase up to 4,15 |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q S Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2013 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-25996 TRANSWITCH CORPORATION ( |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| August 14, 2013 |
TranSwitch Corporation Announces Second Quarter 2013 Financial Results EX-99.1 2 v352996ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 News Release TranSwitch Corporation Announces Second Quarter 2013 Financial Results SHELTON, CT – August 14, 2013 – TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for multimedia connectivity and processing, today announced financial results for the second quarter ended June 30, 2013. Net revenues for the se |
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| July 10, 2013 |
BUSINESS FINANCING MODIFICATION AGREEMENT EX-10.1 2 v349727ex10-1.htm EXHIBIT 10.1 BUSINESS FINANCING MODIFICATION AGREEMENT This Business Financing Modification Agreement is entered into as of July 3, 2013, by and between TRANSWITCH CORPORATION (“Borrower”) and Bridge Bank, National Association (“Lender”). 1. DESCRIPTION OF EXISTING INDEBTEDNESS: Among other indebtedness which may be owing by Borrower to Lender, Borrower is indebted to L |
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| July 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (IRS Employer incorporation) File Number) Identification No. |
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| June 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (IRS Employer incorporation) File Number) Identification No. |
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| May 29, 2013 |
CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TranSwitch Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: FIRST: The Board of Directors of the Corporation adopted resolutions proposing and declaring advisable the following amendment to the Amended and Restated Certificate of Incorporation, as amended, of the Corporation: RESOLVED: That the first paragraph of ARTICLE FOURTH of the Corporation’s Amended and Restated Certificate of Incorporation, as amended, shall be amended to read in its entirety as follows: FOURTH. |
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| May 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| May 29, 2013 |
TRANSWITCH CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLAN as amended TRANSWITCH CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLAN as amended Article 1 — Purpose. |
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| May 15, 2013 |
TranSwitch FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2013 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-25996 TRANSWITCH CORPORATION |
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| May 14, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3450448k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Comm |
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| May 14, 2013 |
TranSwitch Corporation Announces First Quarter 2013 Financial Results EX-99.1 2 v345044ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 News Release TranSwitch Corporation Announces First Quarter 2013 Financial Results SHELTON, CT – May 14, 2013 – TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for multimedia connectivity and processing, today announced financial results for the first quarter ended March 31, 2013. Net revenues for the first |
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| April 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by R |
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| April 22, 2013 |
Exhibit 99.1 Brener International Group 421 N. Beverly Drive Beverly Hills, California 90210 April 18, 2013 Via Facsimile and e-mail Board of Directors Transwitch Corporation Three Enterprise Drive Shelton, CT 06484 Gentlemen: After reviewing the Company’s Form 10-K and preliminary proxy statement it is abundantly clear that the only viable path for the Company is a sale. A sale of the Company wou |
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| April 22, 2013 |
TXCCQ / TranSwitch Corp. / BRENER INTERNATIONAL GROUP LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) Transwitch Corporation (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 894065101 (CUSIP Number) Jeffrey C. Soza, Esq. Glaser Weil Fink Jacobs Howard Avchen & Shapiro, LLP 10250 Constellation Blvd,.19th Floor Los An |
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| April 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by R |
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| April 10, 2013 |
BUSINESS FINANCING MODIFICATION AGREEMENT EX-10.1 2 v341046ex10-1.htm EX-10.1 BUSINESS FINANCING MODIFICATION AGREEMENT This Business Financing Modification Agreement is entered into as of April 10, 2013, by and between TRANSWITCH CORPORATION (“Borrower”) and Bridge Bank, National Association (“Lender”). 1. DESCRIPTION OF EXISTING INDEBTEDNESS: Among other indebtedness which may be owing by Borrower to Lender, Borrower is indebted to Lend |
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| April 10, 2013 |
8-K 1 v3410468k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commiss |
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| April 10, 2013 |
EX-10.2 3 v341046ex10-2.htm EX-10.2 INDEMNIFICATION AGREEMENT This Agreement, made and entered into this day of , 201 (“Agreement”), by and between TranSwitch Corporation, a Delaware corporation (“Company”), and (“Indemnitee”). WHEREAS, the Company desires to retain the availability of its existing officers and directors and to be in a position to attract additional persons to serve in such capaci |
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| April 3, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (IRS Employer incorporation) File Number) Identification No. |
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| April 3, 2013 |
EX-99.1 2 v340402ex99-1.htm EXHIBIT 99.1 News Release TranSwitch Corporation Announces Closing of Common Stock and Warrant Offering and Over-Allotment Option SHELTON, CT – April 3, 2013 – TranSwitch Corporation (NASDAQ: TXCC) today announced the completion of its previously announced public offering of 8,300,000 units, consisting of one share of common stock and a warrant to purchase 0.50 of a sha |
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| March 28, 2013 |
TranSwitch Corporation Announces Proposed Public Offering of Common Stock and Warrants EX-99.1 5 v339712ex99-1.htm EXHIBIT 99.1 News Release TranSwitch Corporation Announces Proposed Public Offering of Common Stock and Warrants March 27, 2013 – TranSwitch Corporation (NASDAQ: TXCC) today announced that it is offering to sell shares of its common stock and warrants to purchase common stock in an underwritten public offering. Maxim Group LLC is acting as the sole manager for the offer |
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| March 28, 2013 |
[FORM OF WARRANT] TRANSWITCH CORPORATION Warrant To Purchase Common Stock EX-4.1 3 v339712ex4-1.htm EXHIBIT 4.1 [FORM OF WARRANT] TRANSWITCH CORPORATION Warrant To Purchase Common Stock Warrant No.: Date of Issuance: [ ], 2013 (“Issuance Date”) TranSwitch Corporation, a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, , the registered holder hereof or its permi |
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| March 28, 2013 |
TranSwitch Corporation Prices Underwritten Public Offering of Common Stock and Warrants EX-99.2 6 v339712ex99-2.htm EXHIBIT 99.2 News Release TranSwitch Corporation Prices Underwritten Public Offering of Common Stock and Warrants SHELTON, CT – March 28, 2013 – TranSwitch Corporation (NASDAQ: TXCC) today announced the pricing of an underwritten public offering of 7,055,000 units at a price to the public of $0.50 per share. Each unit consists of one share of common stock and a warrant |
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| March 28, 2013 |
8-K 1 v3397128k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Co |
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| March 28, 2013 |
7,055,000 Units TranSwitch Corporation Underwriting Agreement Execution Version 7,055,000 Units TranSwitch Corporation Underwriting Agreement March 28, 2013 Maxim Group LLC 405 Lexington Avenue New York, NY 10174 Ladies and Gentlemen: TranSwitch Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto ( |
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| March 28, 2013 |
Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-184591 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus dated January 25, 2013) 7,055,000 Shares of Common Stock Warrants to Purchase up to 3,527,500 Shares of Common Stock TranSwitch Corporation We are offering 7,055,000 shares of our common stock and warrants to purchase up to 3,527,500 shares of our common stock in this offering. We are |
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| March 28, 2013 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-184591 AMENDMENT NO. 1 TO PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus dated January 25, 2013) $8,772,165 Common Stock This amendment no. 1 amends and supplements the prospectus supplement no. 1 dated January 29, 2013 and its accompanying prospectus dated January 25, 2013, related to our Common Stock Purchase Agreement with Aspire Capital Fund, L |
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| March 27, 2013 |
SUBJECT TO COMPLETION, DATED MARCH 27, 2013 Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-184591 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor are we soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, |
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| March 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (IRS Employer incorporation) File Number) Identification No. |
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| February 14, 2013 |
TXCCQ / TranSwitch Corp. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Transwitch Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 894065309 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 14, 2013 |
TXCCQ / TranSwitch Corp. / Wellington Trust Co NA - DISCLOSURE DOCUMENT Passive Investment SC 13G/A 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Transwitch Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 894065309 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 12, 2013 |
TranSwitch Corporation Announces Fourth Quarter 2012 Financial Results Exhibit 99.1 News Release TranSwitch Corporation Announces Fourth Quarter 2012 Financial Results SHELTON, CT – February 12, 2013 – TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for multimedia connectivity and processing, today announced financial results for the fourth quarter ended December 31, 2012. Net revenues for the fourth quarter of 2012 were approxima |
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| February 12, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| February 8, 2013 |
TXCCQ / TranSwitch Corp. / ILEX PARTNERS LLC - TRANSWITCH CORPORATION Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2)* TranSwitch Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 894065309 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |
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| January 29, 2013 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-184591 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus dated January 25, 2013) $8,772,165 Common Stock In accordance with the terms of the Common Stock Purchase Agreement between us and Aspire Capital Fund, LLC (“Aspire Capital”) entered into on July 16, 2012, we may offer and sell shares of our common stock having an aggregate offering price of up |
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| January 29, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2013 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| January 25, 2013 |
RATIOS OF EARNINGS TO FIXED CHARGES EXHIBIT 12.1 RATIOS OF EARNINGS TO FIXED CHARGES The ratio of earnings to fixed charges was computed by dividing earnings by fixed charges. Our consolidated ratios of earnings to fixed charges were as follows for the periods presented: (dollar amounts in thousands) Fiscal Year Ended December 31, Nine Months Ended September 30, 2011 2010 2009 2008 2007 2012 Earnings: Loss before income taxes $ (22, |
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| January 25, 2013 |
RATIOS OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS EXHIBIT 12.2 RATIOS OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS Our consolidated ratios of earnings to combined fixed charges and preferred dividends were as follows for the periods presented: (dollar amounts in thousands) Fiscal Year Ended December 31, Nine Months Ended September 30, 2011 2010 2009 2008 2007 2012 Earnings: Loss before income taxes $ (22,236 ) $ (3,633 ) $ (11,16 |
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| January 25, 2013 |
CORRESP 1 filename1.htm TRANSWITCH CORPORATION Three Enterprise Drive Shelton, Connecticut 06484 January 25, 2013 VIA EDGAR Securities and Exchange Commission Attn: Russell Mancuso, Branch Chief Jay Mumford Division of Corporation Finance 100 F Street, NE Washington, DC 20549-3628 Re: Withdrawal of Request for Acceleration of Effectiveness of TranSwitch Corporation Registration Statement on Form S |
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| January 25, 2013 |
TRANSWITCH CORPORATION, as Issuer, as Trustee Dated as of ____________, 20__ TABLE OF CONTENTS EX-4.4 2 v332962ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 TRANSWITCH CORPORATION, as Issuer, and as Trustee INDENTURE Dated as of , 20 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 6 Section 1.03. Incorporation by Reference of Trust Indenture Act 6 Section 1.04. Rules of Construction. 7 ARTICLE TWO THE SECURITIES |
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| January 25, 2013 |
TRANSWITCH CORPORATION Three Enterprise Drive Shelton, Connecticut 06484 January 25, 2013 VIA EDGAR Securities and Exchange Commission Attn: Russell Mancuso, Branch Chief Jay Mumford Division of Corporation Finance 100 F Street, NE Washington, DC 20549-3628 Re: TranSwitch Corporation Registration Statement on Form S-3 (Registration No. |
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| January 25, 2013 |
As filed with the Securities and Exchange Commission on January 25, 2013 Registration Statement No. |
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| January 22, 2013 |
TRANSWITCH CORPORATION, as Issuer, as Trustee Dated as of ____________, 20__ TABLE OF CONTENTS Exhibit 4.4 TRANSWITCH CORPORATION, as Issuer, and as Trustee INDENTURE Dated as of , 20 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 6 Section 1.03. Incorporation by Reference of Trust Indenture Act 6 Section 1.04. Rules of Construction. 7 ARTICLE TWO THE SECURITIES 7 Section 2.01. Issuable in Series 7 |
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| January 22, 2013 |
TRANSWITCH CORPORATION Three Enterprise Drive Shelton, Connecticut 06484 January 22, 2013 VIA EDGAR Securities and Exchange Commission Attn: Russell Mancuso, Branch Chief Jay Mumford Division of Corporation Finance 100 F Street, NE Washington, DC 20549-3628 Re: TranSwitch Corporation Registration Statement on Form S-3 (Registration No. |
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| January 22, 2013 |
As filed with the Securities and Exchange Commission on January 22, 2013 Registration Statement No. |
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| January 22, 2013 |
RATIOS OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS EXHIBIT 12.2 RATIOS OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS Our consolidated ratios of earnings to combined fixed charges and preferred dividends were as follows for the periods presented: (dollar amounts in thousands) Fiscal Year Ended December 31, Nine Months Ended September 30, 2011 2010 2009 2008 2007 2012 Earnings: Loss before income taxes $ (22,236 ) $ (3,633 ) $ (11,16 |
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| January 22, 2013 |
RATIOS OF EARNINGS TO FIXED CHARGES EXHIBIT 12.1 RATIOS OF EARNINGS TO FIXED CHARGES The ratio of earnings to fixed charges was computed by dividing earnings by fixed charges. Our consolidated ratios of earnings to fixed charges were as follows for the periods presented: (dollar amounts in thousands) Fiscal Year Ended December 31, Nine Months Ended September 30, 2011 2010 2009 2008 2007 2012 Earnings: Loss before income taxes $ (22, |
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| December 21, 2012 |
TranSwitch Corporation 3 Enterprise Drive Shelton, CT 06484 December 21, 2012 Via Edgar Securities and Exchange Commission Attn: Russell Mancuso, Branch Chief Jay Mumford Division of Corporation Finance 100 F Street, NE Washington, DC 20549-3628 RE: TranSwitch Corporation Amendment No. |
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| December 7, 2012 |
December 7, 2012 Via E-mail Dr. M. Ali Khatibzadeh President and Chief Executive Officer TranSwitch Corporation Three Enterprise Drive Shelton, Connecticut 06484 Re: TranSwitch Corporation Amendment No. 1 to Registration Statement on Form S-3 Filed November 29, 2012 File No. 333-184591 Dear Dr. Khatibzadeh: We have limited our review of your registration statement to those issues we have addressed |
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| December 6, 2012 |
TranSwitch Completes Licensing Agreements Totaling $4 Million Exhibit 99.2 TranSwitch Completes Licensing Agreements Totaling $4 Million Shelton, CT, December 5, 2012 - TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions in the rapidly growing consumer electronics and telecommunications markets, today announced the recent completion of two licensing agreements with major network equipment OEMs for a combined amount of approxi |
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| December 6, 2012 |
TranSwitch Corporation Receives Nasdaq Minimum Bid Price Non-Compliance Letter Exhibit 99.1 News Release TranSwitch Corporation Receives Nasdaq Minimum Bid Price Non-Compliance Letter SHELTON, CT — December 6, 2012 — TranSwitch Corporation (Nasdaq: TXCC) (the “Company”), a leading provider of semiconductor solutions for the converging voice, data and video network, today announced that it received a letter on December 4, 2012, from the Nasdaq Capital Market indicating that t |
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| December 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| November 29, 2012 |
TranSwitch Corporation 3 Enterprise Drive Shelton, CT 06484 November 29, 2012 Via Edgar Securities and Exchange Commission Attn: Russell Mancuso, Branch Chief Jay Mumford Division of Corporation Finance 100 F Street, NE Washington, DC 20549-3628 RE: TranSwitch Corporation Registration Statement on Form S-3 Filed October 25, 2012 File No. |
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| November 29, 2012 |
TRANSWITCH CORPORATION, as Issuer, as Trustee Dated as of ____________, 20__ TABLE OF CONTENTS Exhibit 4.4 TRANSWITCH CORPORATION, as Issuer, and as Trustee INDENTURE Dated as of , 20 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 6 Section 1.03. Incorporation by Reference of Trust Indenture Act 6 Section 1.04. Rules of Construction. 7 ARTICLE TWO THE SECURITIES 7 Section 2.01. Issuable in Series 7 |
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| November 29, 2012 |
RATIOS OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS EXHIBIT 12.2 RATIOS OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS Our consolidated ratios of earnings to combined fixed charges and preferred dividends were as follows for the periods presented: (dollar amounts in thousands) Fiscal Year Ended December 31, Nine Months Ended September 30, 2011 2010 2009 2008 2007 2012 Earnings: Loss before income taxes $ (22,236 ) $ (3,633 ) $ (11,16 |
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| November 29, 2012 |
As filed with the Securities and Exchange Commission on November 29, 2012 Registration Statement No. |
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| November 29, 2012 |
RATIOS OF EARNINGS TO FIXED CHARGES EXHIBIT 12.1 RATIOS OF EARNINGS TO FIXED CHARGES The ratio of earnings to fixed charges was computed by dividing earnings by fixed charges. Our consolidated ratios of earnings to fixed charges were as follows for the periods presented: (dollar amounts in thousands) Fiscal Year Ended December 31, Nine Months Ended September 30, 2011 2010 2009 2008 2007 2012 Earnings: Loss before income taxes $ (22, |
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| November 13, 2012 |
November 13, 2012 Via E-mail Dr. M. Ali Khatibzadeh President and Chief Executive Officer TranSwitch Corporation Three Enterprise Drive Shelton, Connecticut 06484 Re: TranSwitch Corporation Registration Statement on Form S-3 Filed October 25, 2012 File No. 333-184591 Dear Dr. Khatibzadeh: We have limited our review of your registration statement to those issues we have addressed in our comments. I |
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| November 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| November 8, 2012 |
TranSwitch Corporation Announces Third Quarter 2012 Financial Results EX-99.1 2 v327915ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 News Release TranSwitch Corporation Announces Third Quarter 2012 Financial Results SHELTON, CT – November 8, 2012 – TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for multimedia connectivity and processing today announced financial results for the third quarter ended September 30, 2012. Net revenues for the |
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| October 25, 2012 |
TranSwitch Corporation Extends its Shelf Registration News Release TranSwitch Corporation Extends its Shelf Registration SHELTON, CT — October 25, 2012 — TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for the converging voice, data and video network, today announced that on October 25, 2012, it filed a universal shelf registration statement with the Securities and Exchange Commission (SEC), which if and when declared effective by the SEC, would enable the Company to raise funds through one or more issuances of the securities covered by the shelf registration statement, subject to market conditions and the Company’s capital needs. |
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| October 25, 2012 |
TRANSWITCH CORPORATION, as Issuer, as Trustee Dated as of ____________, 20__ TABLE OF CONTENTS Exhibit 4.4 TRANSWITCH CORPORATION, as Issuer, and as Trustee INDENTURE Dated as of , 20 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 6 Section 1.03. Incorporation by Reference of Trust Indenture Act 6 Section 1.04. Rules of Construction. 7 ARTICLE TWO THE SECURITIES 7 Section 2.01. Issuable in Series 7 |
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| October 25, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| October 25, 2012 |
RATIOS OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS EXHIBIT 12.2 RATIOS OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED DIVIDENDS Our consolidated ratios of earnings to combined fixed charges and preferred dividends were as follows for the periods presented: (dollar amounts in thousands) Fiscal Year Ended December 31, Six Months Ended June 30, 2011 2010 2009 2008 2007 2012 Earnings: Loss before income taxes $ (22,236 ) $ (3,633 ) $ (11,166 ) $ |
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| October 25, 2012 |
RATIOS OF EARNINGS TO FIXED CHARGES EXHIBIT 12.1 RATIOS OF EARNINGS TO FIXED CHARGES The ratio of earnings to fixed charges was computed by dividing earnings by fixed charges. Our consolidated ratios of earnings to fixed charges were as follows for the periods presented: (dollar amounts in thousands) Fiscal Year Ended December 31, Six Months Ended June 30, 2011 2010 2009 2008 2007 2012 Earnings: Loss before income taxes $ (22,236 ) |
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| October 25, 2012 |
As filed with the Securities and Exchange Commission on October 25, 2012 Registration Statement No. |
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| August 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 06-1236189 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) Three Enterprise Drive Shelton, CT 06484 (Address, including zip |
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| August 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| August 8, 2012 |
TranSwitch Corporation Announces Second Quarter 2012 Financial Results EXHIBIT 99.1 News Release TranSwitch Corporation Announces Second Quarter 2012 Financial Results SHELTON, CT – August 8, 2012 – TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for multimedia connectivity and processing today announced financial results for the second quarter ended June 30, 2012. Net revenues for the second quarter of 2012 were approximately $3. |
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| July 17, 2012 |
TranSwitch Corporation Common Stock 424B3 1 v318709424b3.htm FORM 424(B)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-162609 PROSPECTUS SUPPLEMENT (To Prospectus dated October 21, 2009) TranSwitch Corporation $10,000,000 Common Stock This prospectus supplement amends and supplements the prospectus supplement dated February 10, 2012 and its accompanying prospectus dated October 21, 2009, related to our At Market Issuance |
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| July 17, 2012 |
Execution Copy REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 16, 2012, by and between TRANSWITCH CORPORATION, a Delaware corporation (the “Company”), and ASPIRE CAPITAL FUND, LLC, an Illinois limited liability company (together with it permitted assigns, the “Buyer”). |
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| July 17, 2012 |
TranSwitch Enters Into $11 Million Common Stock Purchase Agreement with Aspire Capital Fund, LLC. Company News Release TranSwitch Enters Into $11 Million Common Stock Purchase Agreement with Aspire Capital Fund, LLC. |
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| July 17, 2012 |
COMMON STOCK PURCHASE AGREEMENT Execution Copy COMMON STOCK PURCHASE AGREEMENT COMMON STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of July 16, 2012 by and between TRANSWITCH CORPORATION, a Delaware corporation (the “Company”), and ASPIRE CAPITAL FUND, LLC, an Illinois limited liability company (the “Buyer”). |
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| July 17, 2012 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333−162609 PROSPECTUS SUPPLEMENT NO. 5 (To Prospectus dated October 21, 2009) $11,300,000 Common Stock Pursuant to this prospectus supplement and the accompanying prospectus, we are offering up to $11,300,000 of our common stock, par value $0.001, to Aspire Capital Fund, LLC (“Aspire Capital”) under a Common Stock Purchase Agreement entered into on |
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| July 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| July 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| July 2, 2012 |
EXHIBIT 99.1 News Release Richard J. Lynch Appointed as New Chairman of TranSwitch Corporation Company Announces Restructuring with $8 million Annual Savings and Provides Preliminary Estimate for Second Quarter Revenue SHELTON, CT – July 2, 2012 - TranSwitch Corporation (NASDAQ: TXCC) a leading provider of semiconductor solutions for multimedia connectivity and processing today announced that effe |
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| July 2, 2012 |
AMENDMENT TO EMPLOYMENT AGREEMENT DATED NOVEMBER 5, 2009 EXHIBIT 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT DATED NOVEMBER 5, 2009 This Amendment to the Employment Agreement (the “Agreement” executed November 5, 2009 by and between TranSwitch Corporation (the “Corporation”) and Mohammad Ali Khatibzadeh (the “Executive”), is entered into effective as of June 27, 2012 (the “Amendment Effective Date”). AMENDMENT NOW, THEREFORE, in consideration of the foregoin |
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| June 4, 2012 |
Exhibit 99.1 Brener International Group 421 N. Beverly Drive Suite 300 Beverly Hills, California 90201 May 29, 2012 Board of Directors Transwitch Corporation Three Enterprise Drive Shelton, Connecticut 06484 Ladies and Gentlemen: I awaited the Company’s recent earnings conference call with great anticipation, only to be disappointed yet again. Although it was heartening to learn that the Company h |
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| June 4, 2012 |
TXCCQ / TranSwitch Corp. / BRENER INTERNATIONAL GROUP LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) Transwitch Corporation (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 894065101 (CUSIP Number) Jeffrey C. Soza, Esq. Glaser, Weil, Fink, Jacobs, Howard & Shapiro, LLP 10250 Constellation Blvd,.19th Floor Los Angele |
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| May 22, 2012 |
CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TranSwitch Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: FIRST: The Board of Directors of the Corporation adopted resolutions proposing and declaring advisable the following amendment to the Amended and Restated Certificate of Incorporation, as amended, of the Corporation: RESOLVED: That the first paragraph of ARTICLE FOURTH of the Corporation’s Amended and Restated Certificate of Incorporation, as amended, shall be amended to read in its entirety as follows: FOURTH. |
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| May 22, 2012 |
TRANSWITCH CORPORATION 2008 EQUITY INCENTIVE PLAN TRANSWITCH CORPORATION 2008 EQUITY INCENTIVE PLAN 1. Purpose and Eligibility. The purpose of this 2008 Equity Incentive Plan (the “Plan”) of TranSwitch Corporation, a Delaware corporation (the “Company”), is to provide stock options, stock issuances and other equity interests in the Company (each, an “Award”) to (a) employees, officers, directors, consultants and advisors of the Company and its Su |
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| May 22, 2012 |
EMPLOYMENT AGREEMENT This Employment Agreement is made and entered into this 17th day of May, 2012 (the “Agreement”), by and between TranSwitch Corporation, a Delaware corporation whose principal offices are located at 3 Enterprise Drive, Shelton, Connecticut (the “Company”) and (the “Executive”). |
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| May 22, 2012 |
8-K 1 v3141648k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of |
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| May 15, 2012 |
TRANSWITCH CORPORATION ANNOUNCES CLOSING OF $2,779,491 REGISTERED DIRECT OFFERING Exhibit 99.1 TRANSWITCH CORPORATION ANNOUNCES CLOSING OF $2,779,491 REGISTERED DIRECT OFFERING SHELTON, CT, May 15, 2012 — TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for the converging voice, data and video network, today announced the completion of its previously announced sale of 1,476,156 shares of its common stock in a registered direct offering, resul |
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| May 15, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| May 8, 2012 |
THE ISSUER HAS FILED A REGISTRATION STATEMENT (INCLUDING A PROSPECTUS) WITH THE COMMISSION FOR THE OFFERING TO WHICH THIS COMMUNICATION RELATES. |
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| May 8, 2012 |
TranSwitch Corporation Announces First Quarter 2012 Financial Results And Registered Direct Offering News Release TranSwitch Corporation Announces First Quarter 2012 Financial Results And Registered Direct Offering SHELTON, CT – May 8, 2012 – TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for the converging voice, data and video network, today announced financial results for the first quarter ended March 31, 2012 and that it entered into securities purchase agreements with certain purchasers for the sale of approximately $2,779,491 of the Company’s common stock. |
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| May 8, 2012 |
TranSwitch Corporation 1,476,156 shares of Common Stock, par value $0.001 per share Filed Pursuant to Rule 424(b)(5) Registration No. 333-162609 PROSPECTUS SUPPLEMENT NO. 4 (To Prospectus dated October 21, 2009) TranSwitch Corporation 1,476,156 shares of Common Stock, par value $0.001 per share This prospectus supplement and the accompanying prospectus relate to the sale of up to 1,476,156 shares of our common stock. You should carefully read this prospectus supplement and the ac |
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| May 8, 2012 |
THE ISSUER HAS FILED A REGISTRATION STATEMENT (INCLUDING A PROSPECTUS) WITH THE COMMISSION FOR THE OFFERING TO WHICH THIS COMMUNICATION RELATES. |
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| May 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| April 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by R |
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| March 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by R |
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| February 14, 2012 |
TXCCQ / TranSwitch Corp. / Wellington Trust Co NA - DISCLOSURE DOCUMENT Passive Investment SC 13G 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Transwitch Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 894065309 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 14, 2012 |
TXCCQ / TranSwitch Corp. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Transwitch Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 894065309 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 10, 2012 |
TranSwitch Corporation Announces At-The-Market Issuance Program News Release TranSwitch Corporation Announces At-The-Market Issuance Program SHELTON, CT – February 10, 2012 – TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for the converging voice, data and video network, today announced that it has filed a prospectus supplement to sell up to an aggregate of $10,000,000 of its common stock (Shares) through an “at-the-market” (ATM) offering. |
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| February 10, 2012 |
TRANSWITCH CORPORATION Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement TRANSWITCH CORPORATION Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement February 10, 2012 MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, NY 10020 Ladies and Gentlemen: TranSwitch Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows: 1. Issuance and Sale of Shares. The Compan |
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| February 10, 2012 |
TranSwitch Corporation Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-162609 PROSPECTUS SUPPLEMENT NO. 3 (To Prospectus dated October 21, 2009) TranSwitch Corporation $10,000,000 Common Stock We have entered into an At Market Issuance Sales Agreement with MLV & Co. LLC, or MLV, relating to shares of our common stock, $0.001 par value per share, offered by this prospectus supplement and the accompanying prospectus |
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| February 10, 2012 |
TXCCQ / TranSwitch Corp. / ILEX PARTNERS LLC - TRANSWITCH CORPORATION Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) TRANSWITCH CORPORATION (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 894065309 (CUSIP Number) December 31, 2011 (Date of eve |
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| February 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| February 3, 2012 |
TranSwitch Corporation Announces Fourth Quarter 2011 Financial Results News Release TranSwitch Corporation Announces Fourth Quarter 2011 Financial Results SHELTON, CT – February 3, 2012 – TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for the converging voice, data and video network, today announced financial results for the fourth quarter ended December 31, 2011. |
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| February 3, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| January 6, 2012 |
EX-99.1 3 v244904ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 News Release TranSwitch Corporation Provides Revised Guidance Regarding Fourth Quarter Results; and Announces Extension to Agreement To Sublease Office Space SHELTON, CT – January 6, 2012 ─ TranSwitch Corporation (NASDAQ: TXCC), a leading provider of semiconductor solutions for the converging voice, data and video network, today announced that |
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| January 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2012 TRANSWITCH CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 0-25996 06-1236189 (State or other jurisdiction of (Commission (I. |
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| January 6, 2012 |
Exhibit 10.1 CHANGE OF CONTROL AGREEMENT This CHANGE OF CONTROL AGREEMENT is made and entered into this day of , (“Agreement”), by and between TranSwitch Corporation, a Delaware corporation whose principal offices are located at 3 Enterprise Drive, Shelton, Connecticut (the “Company”) and (the “Employee”). The Company and Employee are sometimes referred to herein individually as a “Party” and coll |
